CHIEF COMPLIANCE OFFICER

0001420506-20-000893.txt : 20200813 0001420506-20-000893.hdr.sgml : 20200813 20200813114852 ACCESSION NUMBER: 0001420506-20-000893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CWA Asset Management Group, LLC CENTRAL INDEX KEY: 0001667134 IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17349 FILM NUMBER: 201098077 BUSINESS ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239-434-7434 MAIL ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667134 XXXXXXXX 06-30-2020 06-30-2020 false CWA Asset Management Group, LLC

9130 GALLERIA COURT THIRD FLOOR NAPLES FL 34109

13F HOLDINGS REPORT 028-17349 N JEFF SUTTON CHIEF COMPLIANCE OFFICER 980-272-0339 JEFF SUTTON, CHIEF COMPLIANCE OFFICER NAPLES FL 08-13-2020 0 214 570963 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR CWA ASSET MANAGEMENT GROUP, LLC 1347 PPTY INS HLDGS INC COM 68244P107 4504 1009785 SH SOLE 0 0 1009785 3M CO COM 88579Y101 296 1903 SH SOLE 0 0 1903 ABBOTT LABS COM 002824100 346 3788 SH SOLE 0 0 3788 ABBVIE INC COM 00287Y109 1163 11847 SH SOLE 0 0 11847 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 322 84491 SH SOLE 0 0 84491 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 836 3893 SH SOLE 0 0 3893 ACTIVISION BLIZZARD INC COM 00507V109 321 4229 SH SOLE 0 0 4229 ADOBE INC COM 00724F101 1498 3442 SH SOLE 0 0 3442 ADVANCED EMISSIONS SOLUTS IN COM 00770C101 115 23800 SH SOLE 0 0 23800 AIR PRODS & CHEMS INC COM 009158106 571 2363 SH SOLE 0 0 2363 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 109 10745 SH SOLE 0 0 10745 ALLSTATE CORP COM 020002101 547 5638 SH SOLE 0 0 5638 ALPHABET INC CAP STK CL C 02079K107 12898 9123 SH SOLE 0 0 9123 ALPHABET INC CAP STK CL A 02079K305 2093 1476 SH SOLE 0 0 1476 ALTRIA GROUP INC COM 02209S103 6828 173953 SH SOLE 0 0 173953 AMAZON COM INC COM 023135106 25423 9215 SH SOLE 0 0 9215 AMERICAN ELEC PWR CO INC COM 025537101 249 3125 SH SOLE 0 0 3125 AMERICAN EXPRESS CO COM 025816109 320 3356 SH SOLE 0 0 3356 AMERICAN TOWER CORP NEW COM 03027X100 258 997 SH SOLE 0 0 997 AMGEN INC COM 031162100 528 2237 SH SOLE 0 0 2237 ANAPLAN INC COM 03272L108 903 19922 SH SOLE 0 0 19922 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 311 6301 SH SOLE 0 0 6301 APPLE INC COM 037833100 34367 94178 SH SOLE 0 0 94178 AQUESTIVE THERAPEUTICS INC COM 03843E104 52 10750 SH SOLE 0 0 10750 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 242 13800 SH SOLE 0 0 13800 ASTRAZENECA PLC SPONSORED ADR 046353108 285 5383 SH SOLE 0 0 5383 AT HOME GROUP INC COM 04650Y100 104 16000 SH SOLE 0 0 16000 AT&T INC COM 00206R102 3516 116318 SH SOLE 0 0 116318 AUTOMATIC DATA PROCESSING IN COM 053015103 329 2211 SH SOLE 0 0 2211 AVALARA INC COM 05338G106 446 3350 SH SOLE 0 0 3350 BALLANTYNE STRONG INC COM 058516105 2370 1445009 SH SOLE 0 0 1445009 BECTON DICKINSON & CO COM 075887109 204 851 SH SOLE 0 0 851 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1604 6 SH SOLE 0 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1198 6712 SH SOLE 0 0 6712 BK OF AMERICA CORP COM 060505104 575 24222 SH SOLE 0 0 24222 BK TECHNOLOGIES CORPORATION COM 05587G104 5909 1743339 SH SOLE 0 0 1743339 BLACKSTONE GROUP INC COM CL A 09260D107 451 7954 SH SOLE 0 0 7954 BOEING CO COM 097023105 684 3733 SH SOLE 0 0 3733 BP PLC SPONSORED ADR 055622104 473 20268 SH SOLE 0 0 20268 BRISTOL-MYERS SQUIBB CO COM 110122108 490 8338 SH SOLE 0 0 8338 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 724 18654 SH SOLE 0 0 18654 BYLINE BANCORP INC COM 124411109 754 57558 SH SOLE 0 0 57558 CABOT OIL & GAS CORP COM 127097103 11035 641978 SH SOLE 0 0 641978 CAMPBELL SOUP CO COM 134429109 248 5000 SH SOLE 0 0 5000 CARNIVAL CORP UNIT 99/99/9999 143658300 1047 63760 SH SOLE 0 0 63760 CASEYS GEN STORES INC COM 147528103 10135 67758 SH SOLE 0 0 67758 CATERPILLAR INC DEL COM 149123101 519 4103 SH SOLE 0 0 4103 CHEVRON CORP NEW COM 166764100 378 4237 SH SOLE 0 0 4237 CHIMERA INVT CORP COM NEW 16934Q208 110 11448 SH SOLE 0 0 11448 CINTAS CORP COM 172908105 640 2404 SH SOLE 0 0 2404 CISCO SYS INC COM 17275R102 4987 106929 SH SOLE 0 0 106929 CITIGROUP INC COM NEW 172967424 272 5322 SH SOLE 0 0 5322 CITRIX SYS INC COM 177376100 616 4162 SH SOLE 0 0 4162 CLOROX CO DEL COM 189054109 267 1217 SH SOLE 0 0 1217 CME GROUP INC COM 12572Q105 1017 6258 SH SOLE 0 0 6258 COCA COLA CO COM 191216100 274 6131 SH SOLE 0 0 6131 COLONY CAP INC NEW CL A COM 19626G108 159 66400 SH SOLE 0 0 66400 COMCAST CORP NEW CL A 20030N101 1987 50978 SH SOLE 0 0 50978 CONSOLIDATED EDISON INC COM 209115104 263 3661 SH SOLE 0 0 3661 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 94 10325 SH SOLE 0 0 10325 COSTCO WHSL CORP NEW COM 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SH SOLE 0 0 12411 KAYNE ANDERSN MLP MIDS INVT COM 486606106 67 12650 SH SOLE 0 0 12650 KIMBERLY CLARK CORP COM 494368103 1104 7809 SH SOLE 0 0 7809 KKR & CO INC COM 48251W104 294 9519 SH SOLE 0 0 9519 KT CORP SPONSORED ADR 48268K101 293 30088 SH SOLE 0 0 30088 LOCKHEED MARTIN CORP COM 539830109 8593 23546 SH SOLE 0 0 23546 MARTIN MARIETTA MATLS INC COM 573284106 485 2350 SH SOLE 0 0 2350 MASTERCARD INCORPORATED CL A 57636Q104 801 2710 SH SOLE 0 0 2710 MCDONALDS CORP COM 580135101 2924 15852 SH SOLE 0 0 15852 MCEWEN MNG INC COM 58039P107 159 157250 SH SOLE 0 0 157250 MEDICAL PPTYS TRUST INC COM 58463J304 233 12370 SH SOLE 0 0 12370 MEDTRONIC PLC SHS G5960L103 690 7529 SH SOLE 0 0 7529 MERCK & CO. INC COM 58933Y105 8054 104134 SH SOLE 0 0 104134 MICROSOFT CORP COM 594918104 13976 68659 SH SOLE 0 0 68659 MONSTER BEVERAGE CORP NEW COM 61174X109 293 4227 SH SOLE 0 0 4227 MVB FINL CORP COM 553810102 436 32772 SH SOLE 0 0 32772 NATIONAL GRID PLC SPONSORED ADR NE 636274409 456 7508 SH SOLE 0 0 7508 NETFLIX INC COM 64110L106 572 1256 SH SOLE 0 0 1256 NEW MTN FIN CORP COM 647551100 136 14600 SH SOLE 0 0 14600 NEXTERA ENERGY INC COM 65339F101 1105 4601 SH SOLE 0 0 4601 NIKE INC CL B 654106103 334 3403 SH SOLE 0 0 3403 NIKOLA CORP COM 654110105 405 6000 SH SOLE 0 0 6000 NORFOLK SOUTHERN CORP COM 655844108 222 1262 SH SOLE 0 0 1262 NOVARTIS AG SPONSORED ADR 66987V109 1922 22016 SH SOLE 0 0 22016 NUTRIEN LTD COM 67077M108 286 8906 SH SOLE 0 0 8906 NVIDIA CORPORATION COM 67066G104 3999 10526 SH SOLE 0 0 10526 OKTA INC CL A 679295105 605 3020 SH SOLE 0 0 3020 PARK NATL CORP COM 700658107 428 6079 SH SOLE 0 0 6079 PATTERSON COS INC COM 703395103 3146 142779 SH SOLE 0 0 142779 PAYCHEX INC COM 704326107 5271 69600 SH SOLE 0 0 69600 PAYPAL HLDGS INC COM 70450Y103 456 2617 SH SOLE 0 0 2617 PEPSICO INC COM 713448108 501 3786 SH SOLE 0 0 3786 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 248 38871 SH SOLE 0 0 38871 PFIZER INC COM 717081103 5808 177545 SH SOLE 0 0 177545 PHILIP MORRIS INTL INC COM 718172109 5234 74672 SH SOLE 0 0 74672 PIONEER HIGH INCOME TR COM 72369H106 76 10235 SH SOLE 0 0 10235 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 16502 1866740 SH SOLE 0 0 1866740 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 4390 493247 SH SOLE 0 0 493247 PPL CORP COM 69351T106 599 23180 SH SOLE 0 0 23180 PRICE T ROWE GROUP INC COM 74144T108 5414 43807 SH SOLE 0 0 43807 PROCTER AND GAMBLE CO COM 742718109 3659 30600 SH SOLE 0 0 30600 PROLOGIS INC. COM 74340W103 2732 29276 SH SOLE 0 0 29276 PUBLIC STORAGE COM 74460D109 4053 21122 SH SOLE 0 0 21122 PULTE GROUP INC COM 745867101 1039 30542 SH SOLE 0 0 30542 QUALCOMM INC COM 747525103 10193 111701 SH SOLE 0 0 111701 RAYTHEON TECHNOLOGIES CORP COM 75513E101 325 5272 SH SOLE 0 0 5272 REINSURANCE GRP OF AMERICA I COM NEW 759351604 235 3000 SH SOLE 0 0 3000 RIO TINTO PLC SPONSORED ADR 767204100 545 9700 SH SOLE 0 0 9700 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 297 9089 SH SOLE 0 0 9089 ROYAL GOLD INC COM 780287108 13317 107080 SH SOLE 0 0 107080 ROYCE VALUE TR INC COM 780910105 127 10123 SH SOLE 0 0 10123 SALESFORCE COM INC COM 79466L302 881 4705 SH SOLE 0 0 4705 SANFILIPPO JOHN B & SON INC COM 800422107 562 6581 SH SOLE 0 0 6581 SANOFI SPONSORED ADR 80105N105 4924 96434 SH SOLE 0 0 96434 SCHWAB STRATEGIC TR US REIT ETF 808524847 255 7243 SH SOLE 0 0 7243 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 340 6563 SH SOLE 0 0 6563 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 472 15864 SH SOLE 0 0 15864 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 481 7357 SH SOLE 0 0 7357 SEABRIDGE GOLD INC COM 811916105 222 12675 SH SOLE 0 0 12675 SEAGATE TECHNOLOGY PLC SHS G7945M107 448 9245 SH SOLE 0 0 9245 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 374 3578 SH SOLE 0 0 3578 SIMON PPTY GROUP INC NEW COM 828806109 2980 43576 SH SOLE 0 0 43576 SOUTHERN CO COM 842587107 7352 141776 SH SOLE 0 0 141776 SPDR GOLD TR GOLD SHS 78463V107 24766 147900 SH SOLE 0 0 147900 SPDR S&P 500 ETF TR TR UNIT 78462F103 4062 13172 SH SOLE 0 0 13172 SPDR SER TR PORTFOLIO SH TSR 78468R101 1389 45225 SH SOLE 0 0 45225 SPDR SER TR SPDR BLOOMBERG 78468R663 372 4068 SH SOLE 0 0 4068 SPOTIFY TECHNOLOGY S A SHS L8681T102 487 1885 SH SOLE 0 0 1885 SPROTT INC COM NEW 852066208 1003 27797 SH SOLE 0 0 27797 SQUARE INC CL A 852234103 285 2720 SH SOLE 0 0 2720 STARBUCKS CORP COM 855244109 261 3543 SH SOLE 0 0 3543 STRYKER CORPORATION COM 863667101 541 3004 SH SOLE 0 0 3004 SYSCO CORP COM 871829107 1606 29387 SH SOLE 0 0 29387 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 8942 157383 SH SOLE 0 0 157383 TARGET CORP COM 87612E106 206 1714 SH SOLE 0 0 1714 TC ENERGY CORP COM 87807B107 384 8952 SH SOLE 0 0 8952 TD AMERITRADE HLDG CORP COM 87236Y108 834 22934 SH SOLE 0 0 22934 TEXAS INSTRS INC COM 882508104 6532 51444 SH SOLE 0 0 51444 THERMO FISHER SCIENTIFIC INC COM 883556102 213 588 SH SOLE 0 0 588 TOOTSIE ROLL INDS INC COM 890516107 514 15013 SH SOLE 0 0 15013 TRAVELERS COMPANIES INC COM 89417E109 299 2623 SH SOLE 0 0 2623 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 85 14825 SH SOLE 0 0 14825 TWO HBRS INVT CORP COM NEW 90187B408 83 16369 SH SOLE 0 0 16369 UNION PAC CORP COM 907818108 216 1280 SH SOLE 0 0 1280 UNITED BANKSHARES INC WEST V COM 909907107 800 28925 SH SOLE 0 0 28925 UNITEDHEALTH GROUP INC COM 91324P102 593 2010 SH SOLE 0 0 2010 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 695 8364 SH SOLE 0 0 8364 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 443 3742 SH SOLE 0 0 3742 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6484 41423 SH SOLE 0 0 41423 VANGUARD INDEX FDS GROWTH ETF 922908736 955 4724 SH SOLE 0 0 4724 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 844 2979 SH SOLE 0 0 2979 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 422 10658 SH SOLE 0 0 10658 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 379 6100 SH SOLE 0 0 6100 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 602 7287 SH SOLE 0 0 7287 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2266 32111 SH SOLE 0 0 32111 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 222 1895 SH SOLE 0 0 1895 VANGUARD STAR FDS VG TL INTL STK F 921909768 673 13690 SH SOLE 0 0 13690 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 205 1373 SH SOLE 0 0 1373 VANGUARD WORLD FDS INF TECH ETF 92204A702 879 3154 SH SOLE 0 0 3154 VERIZON COMMUNICATIONS INC COM 92343V104 10052 182329 SH SOLE 0 0 182329 VERMILION ENERGY INC COM 923725105 80 17975 SH SOLE 0 0 17975 VISA INC COM CL A 92826C839 11761 60884 SH SOLE 0 0 60884 WALGREENS BOOTS ALLIANCE INC COM 931427108 720 16976 SH SOLE 0 0 16976 WALMART INC COM 931142103 11260 93982 SH SOLE 0 0 93982 WASTE MGMT INC DEL COM 94106L109 272 2566 SH SOLE 0 0 2566 XCEL ENERGY INC COM 98389B100 297 4756 SH SOLE 0 0 4756