0001420506-18-000493.txt : 20180515 0001420506-18-000493.hdr.sgml : 20180515 20180515130213 ACCESSION NUMBER: 0001420506-18-000493 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CWA Asset Management Group, LLC CENTRAL INDEX KEY: 0001667134 IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17349 FILM NUMBER: 18834868 BUSINESS ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239-434-7434 MAIL ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667134 XXXXXXXX 03-31-2018 03-31-2018 false CWA Asset Management Group, LLC

9130 GALLERIA COURT THIRD FLOOR NAPLES FL 34109

13F HOLDINGS REPORT 028-17349 N JEFF SUTTON 980-272-0339 JEFF SUTTON, CHIEF COMPLIANCE OFFICER NAPLES FL 05-15-2018 0 190 406138 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR CWA ASSET MANAGEMENT GROUP, LLC 1347 PPTY INS HLDGS INC COM 68244P107 7214 1008973 SH SOLE 1008973 0 0 3M CO COM 88579Y101 2446 11144 SH SOLE 11144 0 0 ABBOTT LABS COM 002824100 285 4750 SH SOLE 4750 0 0 ABBVIE INC COM 00287Y109 1927 20362 SH SOLE 20362 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 335 70600 SH SOLE 70600 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 213 1387 SH SOLE 1387 0 0 ADVANCED EMISSIONS SOLUTS IN COM 00770C101 158 13850 SH SOLE 13850 0 0 AETNA INC NEW COM 00817Y108 244 1444 SH SOLE 1444 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 553 3013 SH SOLE 3013 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 202 16970 SH SOLE 16970 0 0 ALPHABET INC CAP STK CL A 02079K305 2242 2162 SH SOLE 2162 0 0 ALPHABET INC CAP STK CL C 02079K107 5150 4991 SH SOLE 4991 0 0 ALTRIA GROUP INC COM 02209S103 4030 64633 SH SOLE 64633 0 0 AMAZON COM INC COM 023135106 13198 9119 SH SOLE 9119 0 0 AMERICAN EXPRESS CO COM 025816109 631 6759 SH SOLE 6759 0 0 AMGEN INC COM 031162100 3468 20344 SH SOLE 20344 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3041 27656 SH SOLE 27656 0 0 AON PLC SHS CL A G0408V102 539 3838 SH SOLE 3838 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 264 15000 SH SOLE 15000 0 0 APPLE INC COM 037833100 13799 82245 SH SOLE 82245 0 0 AT&T INC COM 00206R102 1488 41741 SH SOLE 41741 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 235 2069 SH SOLE 2069 0 0 BALLANTYNE STRONG INC COM 058516105 5224 1173944 SH SOLE 1173944 0 0 BANK AMER CORP COM 060505104 1677 55907 SH SOLE 55907 0 0 BB&T CORP COM 054937107 460 8847 SH SOLE 8847 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13792 69138 SH SOLE 69138 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2393 8 SH SOLE 8 0 0 BLACKROCK INC COM 09247X101 212 391 SH SOLE 391 0 0 BOEING CO COM 097023105 812 2476 SH SOLE 2476 0 0 BP PLC SPONSORED ADR 055622104 4913 121200 SH SOLE 121200 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 222 3854 SH SOLE 3854 0 0 CASEYS GEN STORES INC COM 147528103 5018 45716 SH SOLE 45716 0 0 CATERPILLAR INC DEL COM 149123101 785 5327 SH SOLE 5327 0 0 CENTURYLINK INC COM 156700106 384 23385 SH SOLE 23385 0 0 CHEVRON CORP NEW COM 166764100 6280 55068 SH SOLE 55068 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 258 17905 SH SOLE 17905 0 0 CISCO SYS INC COM 17275R102 4402 102630 SH SOLE 102630 0 0 CME GROUP INC COM CL A 12572Q105 2777 17172 SH SOLE 17172 0 0 COCA COLA CO COM 191216100 2989 68835 SH SOLE 68835 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 324 4024 SH SOLE 4024 0 0 COLGATE PALMOLIVE CO COM 194162103 293 4083 SH SOLE 4083 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 319 55103 SH SOLE 55103 0 0 COMCAST CORP NEW CL A 20030N101 395 11550 SH SOLE 11550 0 0 CORECIVIC INC COM 21871N101 4104 210221 SH SOLE 210221 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 4024 29719 SH SOLE 29719 0 0 DIANA SHIPPING INC COM Y2066G104 49 13500 SH SOLE 13500 0 0 DIGITAL RLTY TR INC COM 253868103 244 2314 SH SOLE 2314 0 0 DISNEY WALT CO COM DISNEY 254687106 1016 10115 SH SOLE 10115 0 0 DONEGAL GROUP INC CL A 257701201 3549 224642 SH SOLE 224642 0 0 DOWDUPONT INC COM 26078J100 554 8692 SH SOLE 8692 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 335 2826 SH SOLE 2826 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5482 70762 SH SOLE 70762 0 0 ECOLAB INC COM 278865100 2639 19254 SH SOLE 19254 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 629 44267 SH SOLE 44267 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 394 16083 SH SOLE 16083 0 0 ERIE INDTY CO CL A 29530P102 2670 22694 SH SOLE 22694 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 574 13721 SH SOLE 13721 0 0 EXXON MOBIL CORP COM 30231G102 7903 105931 SH SOLE 105931 0 0 FACEBOOK INC CL A 30303M102 3305 20683 SH SOLE 20683 0 0 FASTENAL CO COM 311900104 5384 98635 SH SOLE 98635 0 0 FEDERATED INVS INC PA CL B 314211103 2526 75641 SH SOLE 75641 0 0 FLOWERS FOODS INC COM 343498101 4212 192663 SH SOLE 192663 0 0 FRANCO NEVADA CORP COM 351858105 7735 113095 SH SOLE 113095 0 0 GABELLI EQUITY TR INC COM 362397101 61 10000 SH SOLE 10000 0 0 GARMIN LTD SHS H2906T109 5867 99555 SH SOLE 99555 0 0 GENERAL ELECTRIC CO COM 369604103 199 14780 SH SOLE 14780 0 0 GILEAD SCIENCES INC COM 375558103 2672 35445 SH SOLE 35445 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 280 7203 SH SOLE 7203 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 487 20112 SH SOLE 20112 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 433 1720 SH SOLE 1720 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 227 16585 SH SOLE 16585 0 0 GREAT PANTHER SILVER LTD COM 39115V101 14 11700 SH SOLE 11700 0 0 HOME DEPOT INC COM 437076102 920 5164 SH SOLE 5164 0 0 HONEYWELL INTL INC COM 438516106 396 2742 SH SOLE 2742 0 0 INTEL CORP COM 458140100 4084 78413 SH SOLE 78413 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3081 20082 SH SOLE 20082 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 494 1197 SH SOLE 1197 0 0 ISHARES INC CORE MSCI EMKT 46434G103 233 3985 SH SOLE 3985 0 0 ISHARES TR IBOXX INV CP ETF 464287242 757 6452 SH SOLE 6452 0 0 ISHARES TR NATIONAL MUN ETF 464288414 432 3964 SH SOLE 3964 0 0 ISHARES TR TIPS BD ETF 464287176 494 4367 SH SOLE 4367 0 0 ISHARES TR US AER DEF ETF 464288760 208 1050 SH SOLE 1050 0 0 ISHARES TR CORE US AGGBD ET 464287226 401 3735 SH SOLE 3735 0 0 ISHARES TR S&P US PFD STK 464288687 260 6930 SH SOLE 6930 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 277 3317 SH SOLE 3317 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1012 8301 SH SOLE 8301 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 744 13909 SH SOLE 13909 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 296 6635 SH SOLE 6635 0 0 ISHARES TR CORE S&P500 ETF 464287200 716 2697 SH SOLE 2697 0 0 ITERIS INC COM 46564T107 216 43514 SH SOLE 43514 0 0 JD COM INC SPON ADR CL A 47215P106 2102 51925 SH SOLE 51925 0 0 JOHNSON & JOHNSON COM 478160104 9499 74121 SH SOLE 74121 0 0 JPMORGAN CHASE & CO COM 46625H100 1470 13364 SH SOLE 13364 0 0 KIMBERLY CLARK CORP COM 494368103 3399 30863 SH SOLE 30863 0 0 KINDER MORGAN INC DEL COM 49456B101 220 14600 SH SOLE 14600 0 0 KINGSWAY FINL SVCS INC COM NEW 496904202 2185 546130 SH SOLE 546130 0 0 KIRBY CORP COM 497266106 2772 36025 SH SOLE 36025 0 0 LAS VEGAS SANDS CORP COM 517834107 206 2865 SH SOLE 2865 0 0 LIMBACH HLDGS INC COM 53263P105 139 11380 SH SOLE 11380 0 0 LOCKHEED MARTIN CORP COM 539830109 5759 17043 SH SOLE 17043 0 0 LOWES COS INC COM 548661107 331 3774 SH SOLE 3774 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 517 8854 SH SOLE 8854 0 0 MARTIN MARIETTA MATLS INC COM 573284106 528 2545 SH SOLE 2545 0 0 MCDONALDS CORP COM 580135101 4123 26363 SH SOLE 26363 0 0 MCEWEN MNG INC COM 58039P107 339 163135 SH SOLE 163135 0 0 MERCK & CO INC COM 58933Y105 2865 52603 SH SOLE 52603 0 0 MICRON TECHNOLOGY INC COM 595112103 421 8070 SH SOLE 8070 0 0 MICROSOFT CORP COM 594918104 6241 68375 SH SOLE 68375 0 0 MONDELEZ INTL INC CL A 609207105 339 8131 SH SOLE 8131 0 0 MVC CAPITAL INC COM 553829102 199 20000 SH SOLE 20000 0 0 NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD Y62134104 46 11461 SH SOLE 11461 0 0 NETFLIX INC COM 64110L106 873 2957 SH SOLE 2957 0 0 NEW MTN FIN CORP COM 647551100 224 17017 SH SOLE 17017 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 221 16975 SH SOLE 16975 0 0 NUCOR CORP COM 670346105 2842 46526 SH SOLE 46526 0 0 NUTRIEN LTD COM 67077M108 3918 82910 SH SOLE 82910 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 183 11345 SH SOLE 11345 0 0 NVIDIA CORP COM 67066G104 1350 5831 SH SOLE 5831 0 0 ONEOK INC NEW COM 682680103 204 3580 SH SOLE 3580 0 0 PAYCHEX INC COM 704326107 3533 57363 SH SOLE 57363 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 3713 198967 SH SOLE 198967 0 0 PEPSICO INC COM 713448108 4021 36841 SH SOLE 36841 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 95 22850 SH SOLE 22850 0 0 PFIZER INC COM 717081103 3883 109404 SH SOLE 109404 0 0 PHILIP MORRIS INTL INC COM 718172109 3977 40011 SH SOLE 40011 0 0 PIONEER HIGH INCOME TR COM 72369H106 248 26345 SH SOLE 26345 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 25298 1148344 SH SOLE 1148344 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 10219 469843 SH SOLE 469843 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 541 23400 SH SOLE 23400 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 413 2580 SH SOLE 2580 0 0 PRICE T ROWE GROUP INC COM 74144T108 3244 30050 SH SOLE 30050 0 0 PROCTER AND GAMBLE CO COM 742718109 4627 58368 SH SOLE 58368 0 0 QUALCOMM INC COM 747525103 3590 64795 SH SOLE 64795 0 0 RAYTHEON CO COM NEW 755111507 6613 30642 SH SOLE 30642 0 0 RELM WIRELESS CORP COM 759525108 9836 2490155 SH SOLE 2490155 0 0 RIO TINTO PLC SPONSORED ADR 767204100 606 11760 SH SOLE 11760 0 0 RIVERNORTH OPPRTUNITIES FD I COM 76881Y109 518 25467 SH SOLE 25467 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 415 6500 SH SOLE 6500 0 0 ROYCE VALUE TR INC COM 780910105 211 13579 SH SOLE 13579 0 0 SCHWAB CHARLES CORP NEW COM 808513105 308 5890 SH SOLE 5890 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 259 5290 SH SOLE 5290 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 263 6869 SH SOLE 6869 0 0 SEABRIDGE GOLD INC COM 811916105 132 12250 SH SOLE 12250 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 375 6400 SH SOLE 6400 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 356 7044 SH SOLE 7044 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 2461 172096 SH SOLE 172096 0 0 SMART SAND INC COM 83191H107 144 24300 SH SOLE 24300 0 0 SOUTHERN CO COM 842587107 5532 123879 SH SOLE 123879 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1122 8920 SH SOLE 8920 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1095 4160 SH SOLE 4160 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 354 9875 SH SOLE 9875 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 239 7100 SH SOLE 7100 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 795 44626 SH SOLE 44626 0 0 STARWOOD PPTY TR INC COM 85571B105 321 15300 SH SOLE 15300 0 0 STRONGVEST ETF TR CWA INCOME 863418109 6702 272017 SH SOLE 272017 0 0 STRYKER CORP COM 863667101 692 4300 SH SOLE 4300 0 0 SUMMER INFANT INC COM 865646103 15 12940 SH SOLE 12940 0 0 SYSCO CORP COM 871829107 2896 48300 SH SOLE 48300 0 0 TABLEAU SOFTWARE INC CL A 87336U105 1943 24043 SH SOLE 24043 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3834 87612 SH SOLE 87612 0 0 TASEKO MINES LTD COM 876511106 33 28750 SH SOLE 28750 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1365 23054 SH SOLE 23054 0 0 TEXAS INSTRS INC COM 882508104 3760 36193 SH SOLE 36193 0 0 THE CUSHING MLP INFASTCR TOT COM NEW 231631201 228 21915 SH SOLE 21915 0 0 TIPTREE INC CL A 88822Q103 420 66083 SH SOLE 66083 0 0 UNITED BANKSHARES INC WEST V COM 909907107 254 7198 SH SOLE 7198 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2717 25962 SH SOLE 25962 0 0 UNITEDHEALTH GROUP INC COM 91324P102 726 3393 SH SOLE 3393 0 0 UNITI GROUP INC COM 91325V108 381 23321 SH SOLE 23321 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 404 4000 SH SOLE 4000 0 0 VANECK VECTORS ETF TR HIGH INCOME MLP 92189F288 358 17200 SH SOLE 17200 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 462 5780 SH SOLE 5780 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2391 30484 SH SOLE 30484 0 0 VANGUARD GROUP DIV APP ETF 921908844 545 5397 SH SOLE 5397 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 384 2617 SH SOLE 2617 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 253 2456 SH SOLE 2456 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1206 8887 SH SOLE 8887 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1034 4272 SH SOLE 4272 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 825 10929 SH SOLE 10929 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 462 2998 SH SOLE 2998 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 519 9553 SH SOLE 9553 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2299 48945 SH SOLE 48945 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 665 7837 SH SOLE 7837 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 842 19036 SH SOLE 19036 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 524 6356 SH SOLE 6356 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4560 95353 SH SOLE 95353 0 0 VISA INC COM CL A 92826C839 3810 31854 SH SOLE 31854 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 278 4239 SH SOLE 4239 0 0 WALMART INC COM 931142103 3726 41879 SH SOLE 41879 0 0 WELLS FARGO CO NEW COM 949746101 3573 68168 SH SOLE 68168 0 0