0001562180-23-005768.txt : 20230706 0001562180-23-005768.hdr.sgml : 20230706 20230706162300 ACCESSION NUMBER: 0001562180-23-005768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alpern Paul L CENTRAL INDEX KEY: 0001888542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40960 FILM NUMBER: 231073875 MAIL ADDRESS: STREET 1: C/O ARTERIS, INC. STREET 2: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arteris, Inc. CENTRAL INDEX KEY: 0001667011 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 470-7300 MAIL ADDRESS: STREET 1: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-07-03 false 0001667011 Arteris, Inc. AIP 0001888542 Alpern Paul L C/O ARTERIS, INC. 595 MILLICH DR., SUITE 200 CAMPBELL CA 95008 false true false false VP and General Counsel true Common Stock 2023-07-03 4 F false 924.00 6.82 D 45978.00 D Common Stock 2023-07-05 4 S false 1748.00 7.023 D 44230.00 D The reported transaction involved the withholding of 924 shares of stock issuable upon the vesting of restricted stock units to pay taxes. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.18 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 44,230 restricted stock units. /s/ Paul Alpern 2023-07-06