Chief Compliance Officer

0001606587-22-001248.txt : 20220602 0001606587-22-001248.hdr.sgml : 20220602 20220602150611 ACCESSION NUMBER: 0001606587-22-001248 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 EFFECTIVENESS DATE: 20220602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 22990425 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001666789 XXXXXXXX 06-30-2021 06-30-2021 true 1 RESTATEMENT Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 06-02-2022 0 523 1389664 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 415 7733 SH SOLE NONE 0 0 7733 AGNC INVT CORP COM 00123Q104 381 22580 SH SOLE NONE 0 0 22580 AMC ENTMT HLDGS INC CL A COM 00165C104 510 9001 SH SOLE NONE 0 0 9001 AT&T INC COM 00206R102 3615 125608 SH SOLE NONE 0 0 125608 ARK ETF TR INNOVATION ETF 00214Q104 643 4919 SH SOLE NONE 0 0 4919 ABBOTT LABS COM 002824100 1228 10592 SH SOLE NONE 0 0 10592 ABBVIE INC COM 00287Y109 9275 82347 SH SOLE NONE 0 0 82347 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 198 19480 SH SOLE NONE 0 0 19480 ACTIVISION BLIZZARD INC COM 00507V109 646 6763 SH SOLE NONE 0 0 6763 ADOBE SYSTEMS INCORPORATED COM 00724F101 1604 2738 SH SOLE NONE 0 0 2738 ADVANCED MICRO DEVICES INC COM 007903107 3356 35723 SH SOLE NONE 0 0 35723 ADVANCED MICRO DEVICES INC COM 007903107 376 4000 SH Call SOLE NONE 0 0 4000 AIR PRODS & CHEMS INC COM 009158106 440 1531 SH SOLE NONE 0 0 1531 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1036 5695 SH SOLE NONE 0 0 5695 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3693 16287 SH SOLE NONE 0 0 16287 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 201 4311 SH SOLE NONE 0 0 4311 ALLSTATE CORP COM 020002101 7311 56059 SH SOLE NONE 0 0 56059 ALPHABET INC CAP STK CL C 02079K107 5331 2127 SH SOLE NONE 0 0 2127 ALPHABET INC CAP STK CL A 02079K305 6845 2803 SH SOLE NONE 0 0 2803 ALTRIA GROUP INC COM 02209S103 3406 71419 SH SOLE NONE 0 0 71419 AMAZON COM INC COM 023135106 61672 17927 SH SOLE NONE 0 0 17927 AMEREN CORP COM 023608102 433 5415 SH SOLE NONE 0 0 5415 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 593 39558 SH SOLE NONE 0 0 39558 AMERICAN AIRLS GROUP INC COM 02376R102 498 23486 SH SOLE NONE 0 0 23486 AMERICAN ELEC PWR CO INC COM 025537101 271 3207 SH SOLE NONE 0 0 3207 AMERICAN EXPRESS CO COM 025816109 2258 13666 SH SOLE NONE 0 0 13666 AMERICAN TOWER CORP NEW COM 03027X100 1445 5349 SH SOLE NONE 0 0 5349 AMETEK INC COM 031100100 2618 19612 SH SOLE NONE 0 0 19612 AMGEN INC COM 031162100 965 3960 SH SOLE NONE 0 0 3960 AMPIO PHARMACEUTICALS INC COM 03209T109 62 37000 SH SOLE NONE 0 0 37000 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 710 31070 SH SOLE NONE 0 0 31070 ANNALY CAPITAL MANAGEMENT IN COM 035710409 511 57613 SH SOLE NONE 0 0 57613 APPLE INC COM 037833100 170538 1245167 SH SOLE NONE 0 0 1245167 APPLIED MATLS INC COM 038222105 3821 26831 SH SOLE NONE 0 0 26831 ARCHER DANIELS MIDLAND CO COM 039483102 524 8652 SH SOLE NONE 0 0 8652 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 208 3259 SH SOLE NONE 0 0 3259 ARES CAPITAL CORP COM 04010L103 870 44417 SH SOLE NONE 0 0 44417 ARISTA NETWORKS INC COM 040413106 202 558 SH SOLE NONE 0 0 558 ARLINGTON ASSET INVST CORP CL A NEW 041356205 46 11445 SH SOLE NONE 0 0 11445 ATKORE INC COM 047649108 1223 17224 SH SOLE NONE 0 0 17224 AUTODESK INC COM 052769106 1425 4881 SH SOLE NONE 0 0 4881 AUTOMATIC DATA PROCESSING IN COM 053015103 967 4868 SH SOLE NONE 0 0 4868 AUTONATION INC COM 05329W102 405 4268 SH SOLE NONE 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 977 4683 SH SOLE NONE 0 0 4683 AXON ENTERPRISE INC COM 05464C101 566 3201 SH SOLE NONE 0 0 3201 BP PLC SPONSORED ADR 055622104 421 15930 SH SOLE NONE 0 0 15930 B. RILEY FINANCIAL INC COM 05580M108 461 6100 SH SOLE NONE 0 0 6100 BNY MELLON ALCENTRA GLOBAL C COM 05588N108 98 10213 SH SOLE NONE 0 0 10213 BADGER METER INC COM 056525108 1864 19000 SH SOLE NONE 0 0 19000 BANCO BBVA ARGENTINA S A SPONSORED ADS 058934100 163 50000 SH SOLE NONE 0 0 50000 BANCO SANTANDER S.A. ADR 05964H105 104 26647 SH SOLE NONE 0 0 26647 BK OF AMERICA CORP COM 060505104 5396 130887 SH SOLE NONE 0 0 130887 BANK MONTREAL QUE COM 063671101 216 2104 SH SOLE NONE 0 0 2104 BANK NEW YORK MELLON CORP COM 064058100 228 4460 SH SOLE NONE 0 0 4460 BAXTER INTL INC COM 071813109 222 2765 SH SOLE NONE 0 0 2765 BEAM THERAPEUTICS INC COM 07373V105 322 2500 SH SOLE NONE 0 0 2500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5442 13 SH SOLE NONE 0 0 13 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4003 14401 SH SOLE NONE 0 0 14401 BEST BUY INC COM 086516101 807 7017 SH SOLE NONE 0 0 7017 BIOGEN INC COM 09062X103 246 710 SH SOLE NONE 0 0 710 BIONTECH SE SPONSORED ADS 09075V102 226 1011 SH SOLE NONE 0 0 1011 BLACKROCK INC COM 09247X101 262 299 SH SOLE NONE 0 0 299 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 313 20248 SH SOLE NONE 0 0 20248 BLACKROCK MUNI INCOME TR II COM 09249N101 291 18465 SH SOLE NONE 0 0 18465 BLACKROCK ENHANCED EQUITY DI COM 09251A104 492 48582 SH SOLE NONE 0 0 48582 BLACKROCK CORPOR HI YLD FD I COM 09255P107 355 28768 SH SOLE NONE 0 0 28768 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 198 17284 SH SOLE NONE 0 0 17284 BLACKROCK FLOATING RATE INCO COM 09255X100 639 48200 SH SOLE NONE 0 0 48200 BLACKROCK ENHANCD CAP & INM COM 09256A109 201 9786 SH SOLE NONE 0 0 9786 BLACKSTONE GROUP INC COM 09260D107 1237 12738 SH SOLE NONE 0 0 12738 BOEING CO COM 097023105 4570 19077 SH SOLE NONE 0 0 19077 BOOKING HOLDINGS INC COM 09857L108 438 200 SH SOLE NONE 0 0 200 BRISTOL-MYERS SQUIBB CO COM 110122108 8715 130425 SH SOLE NONE 0 0 130425 BROADCOM INC COM 11135F101 6206 13014 SH SOLE NONE 0 0 13014 BROOKDALE SR LIVING INC COM 112463104 162 20500 SH SOLE NONE 0 0 20500 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 232 4556 SH SOLE NONE 0 0 4556 BRUNSWICK CORP COM 117043109 1200 12044 SH SOLE NONE 0 0 12044 CIGNA CORP NEW COM 125523100 440 1853 SH SOLE NONE 0 0 1853 CME GROUP INC COM 12572Q105 4439 20872 SH SOLE NONE 0 0 20872 CSX CORP COM 126408103 2354 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SH SOLE NONE 0 0 16045 MICROSOFT CORP COM 594918104 19814 73140 SH SOLE NONE 0 0 73140 MICROSOFT CORP COM 594918104 244 900 SH Call SOLE NONE 0 0 900 MICROCHIP TECHNOLOGY INC. COM 595017104 266 1775 SH SOLE NONE 0 0 1775 MICRON TECHNOLOGY INC COM 595112103 1132 13320 SH SOLE NONE 0 0 13320 MID-AMER APT CMNTYS INC COM 59522J103 1084 6439 SH SOLE NONE 0 0 6439 MIDDLEBY CORP COM 596278101 544 3140 SH SOLE NONE 0 0 3140 MODERNA INC COM 60770K107 1576 6709 SH SOLE NONE 0 0 6709 MONDELEZ INTL INC CL A 609207105 1728 27680 SH SOLE NONE 0 0 27680 MORGAN STANLEY COM NEW 617446448 1128 12296 SH SOLE NONE 0 0 12296 NATIONAL BANKSHARES INC VA COM 634865109 226 6464 SH SOLE NONE 0 0 6464 NETFLIX INC COM 64110L106 6149 11642 SH SOLE NONE 0 0 11642 NEW AMER HIGH INCOME FD INC COM NEW 641876800 121 13096 SH SOLE NONE 0 0 13096 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 229 21641 SH SOLE NONE 0 0 21641 NEW YORK MTG TR INC COM PAR $.02 649604501 93 20825 SH SOLE NONE 0 0 20825 NEWMONT CORP COM 651639106 217 3422 SH SOLE NONE 0 0 3422 NEXTERA ENERGY INC COM 65339F101 1279 17442 SH SOLE NONE 0 0 17442 NIKE INC CL B 654106103 2270 14695 SH SOLE NONE 0 0 14695 NOKIA CORP SPONSORED ADR 654902204 200 37573 SH SOLE NONE 0 0 37573 NORFOLK SOUTHN CORP COM 655844108 669 2522 SH SOLE NONE 0 0 2522 NORTHROP GRUMMAN CORP COM 666807102 289 796 SH SOLE NONE 0 0 796 NUCOR CORP COM 670346105 341 3550 SH SOLE NONE 0 0 3550 NUSTAR ENERGY LP UNIT COM 67058H102 229 12705 SH SOLE NONE 0 0 12705 NUVEEN AMT FREE QLTY MUN INC COM 670657105 175 11141 SH SOLE NONE 0 0 11141 NVIDIA CORPORATION COM 67066G104 18457 23068 SH SOLE NONE 0 0 23068 NVIDIA CORPORATION COM 67066G104 320 400 SH Call SOLE NONE 0 0 400 NUVEEN QUALITY MUNCP INCOME COM 67066V101 233 14533 SH SOLE NONE 0 0 14533 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 280 19514 SH SOLE NONE 0 0 19514 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 346 19132 SH SOLE NONE 0 0 19132 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 351 20413 SH SOLE NONE 0 0 20413 NUVEEN AMT FREE MUN CR INC F COM 67071L106 263 14728 SH SOLE NONE 0 0 14728 NUVEEN PFD & INCM SECURTIES COM 67072C105 156 15642 SH SOLE NONE 0 0 15642 NUVEEN MULTI-MKT INCOME FD COM 67075J107 75 10000 SH SOLE NONE 0 0 10000 NUVEEN CORPORATE INCM NOVEME COM 67077N106 464 49167 SH SOLE NONE 0 0 49167 OREILLY AUTOMOTIVE INC COM 67103H107 231 408 SH SOLE NONE 0 0 408 OAKTREE SPECIALTY LENDING CO COM 67401P108 70 10450 SH SOLE NONE 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 313 20000 SH Call SOLE NONE 0 0 20000 OKTA INC CL A 679295105 384 1569 SH SOLE NONE 0 0 1569 OLD DOMINION FREIGHT LINE IN COM 679580100 1494 5887 SH SOLE NONE 0 0 5887 OLD REP INTL CORP COM 680223104 764 30690 SH SOLE NONE 0 0 30690 OMEROS CORP COM 682143102 628 42330 SH SOLE NONE 0 0 42330 ONEOK INC NEW COM 682680103 724 13004 SH SOLE NONE 0 0 13004 ONEMAIN HLDGS INC COM 68268W103 329 5486 SH SOLE NONE 0 0 5486 ORACLE CORP COM 68389X105 4098 52646 SH SOLE NONE 0 0 52646 ORASURE TECHNOLOGIES INC COM 68554V108 122 12033 SH SOLE NONE 0 0 12033 ORGANIGRAM HLDGS INC COM 68620P101 35 12214 SH SOLE NONE 0 0 12214 PDC ENERGY INC COM 69327R101 528 11522 SH SOLE NONE 0 0 11522 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 223 14000 SH SOLE NONE 0 0 14000 PNC FINL SVCS GROUP INC COM 693475105 698 3659 SH SOLE NONE 0 0 3659 PPG INDS INC COM 693506107 6011 35408 SH SOLE NONE 0 0 35408 PTC INC COM 69370C100 1249 8838 SH SOLE NONE 0 0 8838 PACWEST BANCORP DEL COM 695263103 211 5141 SH SOLE NONE 0 0 5141 PALANTIR TECHNOLOGIES INC CL A 69608A108 830 31504 SH SOLE NONE 0 0 31504 PARKER-HANNIFIN CORP COM 701094104 6346 20663 SH SOLE NONE 0 0 20663 PAYPAL HLDGS INC COM 70450Y103 4363 14968 SH SOLE NONE 0 0 14968 PEMBINA PIPELINE CORP COM 706327103 287 9030 SH SOLE NONE 0 0 9030 PENNANTPARK FLOATING RATE CA COM 70806A106 162 12730 SH SOLE NONE 0 0 12730 PEPSICO INC COM 713448108 1873 12643 SH SOLE NONE 0 0 12643 PERFICIENT INC COM 71375U101 1423 17690 SH SOLE NONE 0 0 17690 PFIZER INC COM 717081103 3575 91296 SH SOLE NONE 0 0 91296 PHILIP MORRIS INTL INC COM 718172109 4023 40593 SH SOLE NONE 0 0 40593 PHILLIPS 66 COM 718546104 307 3576 SH SOLE NONE 0 0 3576 PHYSICIANS RLTY TR COM 71943U104 944 51089 SH SOLE NONE 0 0 51089 PIMCO HIGH INCOME FD COM SHS 722014107 265 38793 SH SOLE NONE 0 0 38793 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4124 40445 SH SOLE NONE 0 0 40445 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 256 11453 SH SOLE NONE 0 0 11453 PINTEREST INC CL A 72352L106 275 3483 SH SOLE NONE 0 0 3483 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 381 29379 SH SOLE NONE 0 0 29379 PIONEER NAT RES CO COM 723787107 201 1239 SH SOLE NONE 0 0 1239 POLARIS INC COM 731068102 7325 53479 SH SOLE NONE 0 0 53479 PREFERRED BK LOS ANGELES CA COM NEW 740367404 253 4000 SH SOLE NONE 0 0 4000 PRICE T ROWE GROUP INC COM 74144T108 249 1257 SH SOLE NONE 0 0 1257 PROCTER AND GAMBLE CO COM 742718109 10942 81099 SH SOLE NONE 0 0 81099 PROLOGIS INC. COM 74340W103 1239 10364 SH SOLE NONE 0 0 10364 PROSHARES TR PSHS ULTRA O&G 74347G705 434 6000 SH SOLE NONE 0 0 6000 PROSHARES TR PSHS ULT S&P 500 74347R107 1017 8519 SH SOLE NONE 0 0 8519 PROSHARES TR PSHS ULTRA QQQ 74347R206 967 13468 SH SOLE NONE 0 0 13468 PROSHARES TR ULTRAPRO QQQ 74347X831 2657 21690 SH SOLE NONE 0 0 21690 PROSPECT CAP CORP COM 74348T102 601 71643 SH SOLE NONE 0 0 71643 PROSPERITY BANCSHARES INC COM 743606105 958 13345 SH SOLE NONE 0 0 13345 PRUDENTIAL FINL INC COM 744320102 976 9526 SH SOLE NONE 0 0 9526 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 272 4548 SH SOLE NONE 0 0 4548 PUBLIC STORAGE COM 74460D109 1129 3755 SH SOLE NONE 0 0 3755 PULTE GROUP INC COM 745867101 676 12400 SH SOLE NONE 0 0 12400 PUTNAM MANAGED MUN INCOME TR COM 746823103 932 106326 SH SOLE NONE 0 0 106326 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 238 51176 SH SOLE NONE 0 0 51176 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 278 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 170 12000 SH SOLE NONE 0 0 12000 QUALCOMM INC COM 747525103 11287 78974 SH SOLE NONE 0 0 78974 QUANTA SVCS INC COM 74762E102 222 2446 SH SOLE NONE 0 0 2446 RH COM 74967X103 600 884 SH SOLE NONE 0 0 884 RAYTHEON TECHNOLOGIES CORP COM 75513E101 781 9151 SH SOLE NONE 0 0 9151 REALTY INCOME CORP COM 756109104 326 4881 SH SOLE NONE 0 0 4881 REGIONS FINANCIAL CORP NEW COM 7591EP100 884 43807 SH SOLE NONE 0 0 43807 RING ENERGY INC COM 76680V108 225 75400 SH SOLE NONE 0 0 75400 RITE AID CORP COM 767754872 178 10927 SH SOLE NONE 0 0 10927 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 257 14000 SH SOLE NONE 0 0 14000 ROKU INC COM CL A 77543R102 3273 7126 SH SOLE NONE 0 0 7126 S&P GLOBAL INC COM 78409V104 444 1081 SH SOLE NONE 0 0 1081 SL GREEN RLTY CORP COM 78440X804 1033 12909 SH SOLE NONE 0 0 12909 SPDR S&P 500 ETF TR TR UNIT 78462F103 7141 16681 SH SOLE NONE 0 0 16681 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 53500 SH Call SOLE NONE 0 0 53500 SPDR S&P 500 ETF TR TR UNIT 78462F103 339409 792900 SH Put SOLE NONE 0 0 792900 SPDR GOLD TR GOLD SHS 78463V107 282 1703 SH SOLE NONE 0 0 1703 SPDR SER TR S&P BIOTECH 78464A870 223 1649 SH SOLE NONE 0 0 1649 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 5752 16673 SH SOLE NONE 0 0 16673 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 900 1833 SH SOLE NONE 0 0 1833 SALESFORCE COM INC COM 79466L302 1526 6247 SH SOLE NONE 0 0 6247 SCHWAB CHARLES CORP COM 808513105 273 3754 SH SOLE NONE 0 0 3754 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 489 4700 SH SOLE NONE 0 0 4700 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 479 7008 SH SOLE NONE 0 0 7008 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 524 5030 SH SOLE NONE 0 0 5030 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 477 6307 SH SOLE NONE 0 0 6307 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 262 6300 SH SOLE NONE 0 0 6300 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1318 10461 SH SOLE NONE 0 0 10461 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1142 6396 SH SOLE NONE 0 0 6396 SELECT SECTOR SPDR TR ENERGY 81369Y506 353 6548 SH SOLE NONE 0 0 6548 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 289 2816 SH SOLE NONE 0 0 2816 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2233 15120 SH SOLE NONE 0 0 15120 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 215 3400 SH SOLE NONE 0 0 3400 SEMPRA ENERGY COM 816851109 412 3110 SH SOLE NONE 0 0 3110 SENESTECH INC COM NEW 81720R208 72 44500 SH SOLE NONE 0 0 44500 SENSIENT TECHNOLOGIES CORP COM 81725T100 1821 21041 SH SOLE NONE 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 64 16714 SH SOLE NONE 0 0 16714 SERVICE PPTYS TR COM SH BEN INT 81761L102 238 18908 SH SOLE NONE 0 0 18908 SERVICENOW INC COM 81762P102 262 476 SH SOLE NONE 0 0 476 SHOPIFY INC CL A 82509L107 1670 1143 SH SOLE NONE 0 0 1143 SIMON PPTY GROUP INC NEW COM 828806109 2132 16338 SH SOLE NONE 0 0 16338 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 141 14000 SH SOLE NONE 0 0 14000 SIRIUS XM HOLDINGS INC COM 82968B103 5690 869998 SH SOLE NONE 0 0 869998 SKYWORKS SOLUTIONS INC COM 83088M102 347 1808 SH SOLE NONE 0 0 1808 SLACK TECHNOLOGIES INC COM CL A 83088V102 383 8645 SH SOLE NONE 0 0 8645 SNAP ON INC COM 833034101 1173 5251 SH SOLE NONE 0 0 5251 SNOWFLAKE INC CL A 833445109 217 897 SH SOLE NONE 0 0 897 SONOS INC COM 83570H108 408 11595 SH SOLE NONE 0 0 11595 SORRENTO THERAPEUTICS INC COM NEW 83587F202 198 20450 SH SOLE NONE 0 0 20450 SOUTHERN CO COM 842587107 2094 34612 SH SOLE NONE 0 0 34612 SOUTHWEST AIRLS CO COM 844741108 492 9271 SH SOLE NONE 0 0 9271 SQUARE INC CL A 852234103 1018 4177 SH SOLE NONE 0 0 4177 STARBUCKS CORP COM 855244109 1277 11423 SH SOLE NONE 0 0 11423 STARWOOD PPTY TR INC COM 85571B105 275 10500 SH SOLE NONE 0 0 10500 STEEL DYNAMICS INC COM 858119100 412 6907 SH SOLE NONE 0 0 6907 STRYKER CORPORATION COM 863667101 811 3121 SH SOLE NONE 0 0 3121 SYNOPSYS INC COM 871607107 1520 5513 SH SOLE NONE 0 0 5513 TJX COS INC NEW COM 872540109 788 11686 SH SOLE NONE 0 0 11686 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 243 1375 SH SOLE NONE 0 0 1375 TARGET CORP COM 87612E106 9032 37361 SH SOLE NONE 0 0 37361 TELADOC HEALTH INC COM 87918A105 590 3550 SH SOLE NONE 0 0 3550 TERADYNE INC COM 880770102 1216 9075 SH SOLE NONE 0 0 9075 TESLA INC COM 88160R101 5120 7533 SH SOLE NONE 0 0 7533 TEXAS INSTRS INC COM 882508104 9132 47486 SH SOLE NONE 0 0 47486 TG THERAPEUTICS INC COM 88322Q108 291 7500 SH SOLE NONE 0 0 7500 THE TRADE DESK INC COM CL A 88339J105 684 8850 SH SOLE NONE 0 0 8850 THERMO FISHER SCIENTIFIC INC COM 883556102 368 729 SH SOLE NONE 0 0 729 3M CO COM 88579Y101 9586 48259 SH SOLE NONE 0 0 48259 TIMKEN CO COM 887389104 1239 15375 SH SOLE NONE 0 0 15375 TOPBUILD CORP COM 89055F103 1306 6604 SH SOLE NONE 0 0 6604 TORONTO DOMINION BK ONT COM NEW 891160509 307 4383 SH SOLE NONE 0 0 4383 TOTALENERGIES SE SPONSORED ADS 89151E109 318 7034 SH SOLE NONE 0 0 7034 TOWNEBANK PORTSMOUTH VA COM 89214P109 608 20000 SH SOLE NONE 0 0 20000 TRACTOR SUPPLY CO COM 892356106 1776 9546 SH SOLE NONE 0 0 9546 TRAVELERS COMPANIES INC COM 89417E109 3612 24124 SH SOLE NONE 0 0 24124 TRI CONTL CORP COM 895436103 592 17350 SH SOLE NONE 0 0 17350 TRICO BANCSHARES COM 896095106 4602 108079 SH SOLE NONE 0 0 108079 TRUIST FINL CORP COM 89832Q109 1267 22817 SH SOLE NONE 0 0 22817 TWILIO INC CL A 90138F102 2064 5237 SH SOLE NONE 0 0 5237 US BANCORP DEL COM NEW 902973304 509 8935 SH SOLE NONE 0 0 8935 UNILEVER PLC SPON ADR NEW 904767704 212 3630 SH SOLE NONE 0 0 3630 UNION PAC CORP COM 907818108 765 3480 SH SOLE NONE 0 0 3480 UNITED PARCEL SERVICE INC CL B 911312106 9820 47222 SH SOLE NONE 0 0 47222 UNITEDHEALTH GROUP INC COM 91324P102 7433 18562 SH SOLE NONE 0 0 18562 UNIVERSAL DISPLAY CORP COM 91347P105 333 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 1052 54302 SH SOLE NONE 0 0 54302 VALERO ENERGY CORP COM 91913Y100 541 6935 SH SOLE NONE 0 0 6935 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 277 13000 SH SOLE NONE 0 0 13000 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 211 7000 SH SOLE NONE 0 0 7000 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 382 1458 SH SOLE NONE 0 0 1458 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 333 2152 SH SOLE NONE 0 0 2152 VANGUARD WORLD FD MEGA GRWTH IND 921910816 446 1927 SH SOLE NONE 0 0 1927 VANGUARD WORLD FD MEGA CAP INDEX 921910873 542 3559 SH SOLE NONE 0 0 3559 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 464 4434 SH SOLE NONE 0 0 4434 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 227 2195 SH SOLE NONE 0 0 2195 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 271 5002 SH SOLE NONE 0 0 5002 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 300 1216 SH SOLE NONE 0 0 1216 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 572 6910 SH SOLE NONE 0 0 6910 VEEVA SYS INC CL A COM 922475108 258 832 SH SOLE NONE 0 0 832 VENTAS INC COM 92276F100 266 4652 SH SOLE NONE 0 0 4652 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1030 2616 SH SOLE NONE 0 0 2616 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 261 1863 SH SOLE NONE 0 0 1863 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 383 3760 SH SOLE NONE 0 0 3760 VANGUARD INDEX FDS SM CP VAL ETF 922908611 436 2511 SH SOLE NONE 0 0 2511 VANGUARD INDEX FDS MID CAP ETF 922908629 464 1952 SH SOLE NONE 0 0 1952 VANGUARD INDEX FDS LARGE CAP ETF 922908637 416 2070 SH SOLE NONE 0 0 2070 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 321 1700 SH SOLE NONE 0 0 1700 VANGUARD INDEX FDS GROWTH ETF 922908736 365 1273 SH SOLE NONE 0 0 1273 VANGUARD INDEX FDS SMALL CP ETF 922908751 234 1041 SH SOLE NONE 0 0 1041 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2070 9288 SH SOLE NONE 0 0 9288 VERIZON COMMUNICATIONS INC COM 92343V104 4735 84512 SH SOLE NONE 0 0 84512 VIACOMCBS INC CL B 92556H206 264 5844 SH SOLE NONE 0 0 5844 VICI PPTYS INC COM 925652109 1232 39695 SH SOLE NONE 0 0 39695 VISA INC COM CL A 92826C839 4231 18092 SH SOLE NONE 0 0 18092 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 127 13080 SH SOLE NONE 0 0 13080 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 139 22616 SH SOLE NONE 0 0 22616 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 532 31050 SH SOLE NONE 0 0 31050 WP CAREY INC COM 92936U109 682 9144 SH SOLE NONE 0 0 9144 WEC ENERGY GROUP INC COM 92939U106 370 4164 SH SOLE NONE 0 0 4164 WALMART INC COM 931142103 7931 56242 SH SOLE NONE 0 0 56242 WALGREENS BOOTS ALLIANCE INC COM 931427108 1816 34520 SH SOLE NONE 0 0 34520 WASTE MGMT INC DEL COM 94106L109 899 6411 SH SOLE NONE 0 0 6411 WELLS FARGO CO NEW COM 949746101 1121 24757 SH SOLE NONE 0 0 24757 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 352 40064 SH SOLE NONE 0 0 40064 WELLS FARGO ADV MULTI SCTR I COM 94987D101 141 11000 SH SOLE NONE 0 0 11000 WELLTOWER INC COM 95040Q104 667 8029 SH SOLE NONE 0 0 8029 WENDYS CO COM 95058W100 281 12000 SH SOLE NONE 0 0 12000 WESTERN ALLIANCE BANCORP COM 957638109 1171 12605 SH SOLE NONE 0 0 12605 WESTERN ASSET HIGH INCOME OP COM 95766K109 200 37830 SH SOLE NONE 0 0 37830 WESTERN AST INFL LKD OPP & I COM 95766R104 229 17500 SH SOLE NONE 0 0 17500 WESTERN ASSET HIGH YIELD DEF COM 95768B107 173 11000 SH SOLE NONE 0 0 11000 WILLIAMS COS INC COM 969457100 425 16017 SH SOLE NONE 0 0 16017 WISDOMTREE TR EM EX ST-OWNED 97717X578 261 6200 SH SOLE NONE 0 0 6200 WYNN RESORTS LTD COM 983134107 319 2608 SH SOLE NONE 0 0 2608 XCEL ENERGY INC COM 98389B100 239 3627 SH SOLE NONE 0 0 3627 YUM BRANDS INC COM 988498101 388 3373 SH SOLE NONE 0 0 3373 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1509 2849 SH SOLE NONE 0 0 2849 ZSCALER INC COM 98980G102 282 1305 SH SOLE NONE 0 0 1305 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 675 1742 SH SOLE NONE 0 0 1742 ATLASSIAN CORP PLC CL A G06242104 264 1029 SH SOLE NONE 0 0 1029 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2933 9949 SH SOLE NONE 0 0 9949 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 201 5200 SH SOLE NONE 0 0 5200 ENDO INTL PLC SHS G30401106 94 20000 SH SOLE NONE 0 0 20000 HORIZON THERAPEUTICS PUB L SHS G46188101 397 4232 SH SOLE NONE 0 0 4232 JOHNSON CTLS INTL PLC SHS G51502105 873 12727 SH SOLE NONE 0 0 12727 LINDE PLC SHS G5494J103 494 1710 SH SOLE NONE 0 0 1710 MEDTRONIC PLC SHS G5960L103 6179 49775 SH SOLE NONE 0 0 49775 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 471 16000 SH SOLE NONE 0 0 16000 NOVOCURE LTD ORD SHS G6674U108 210 950 SH SOLE NONE 0 0 950 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 1157 13164 SH SOLE NONE 0 0 13164 TRITON INTL LTD CL A G9078F107 539 10293 SH SOLE NONE 0 0 10293 INMODE LTD SHS M5425M103 1179 12455 SH SOLE NONE 0 0 12455 ASML HOLDING N V N Y REGISTRY SHS N07059210 494 715 SH SOLE NONE 0 0 715