Chief Compliance Officer

0001606587-22-001247.txt : 20220602 0001606587-22-001247.hdr.sgml : 20220602 20220602150512 ACCESSION NUMBER: 0001606587-22-001247 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 EFFECTIVENESS DATE: 20220602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 22990417 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001666789 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 06-02-2022 0 501 1269318 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 9449 49040 SH SOLE NONE 0 0 49040 ABBOTT LABS COM 002824100 1264 10544 SH SOLE NONE 0 0 10544 ABBVIE INC COM 00287Y109 8556 79059 SH SOLE NONE 0 0 79059 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 186 19479 SH SOLE NONE 0 0 19479 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2657 9619 SH SOLE NONE 0 0 9619 ACTIVISION BLIZZARD INC COM 00507V109 415 4463 SH SOLE NONE 0 0 4463 ADOBE SYSTEMS INCORPORATED COM 00724F101 1239 2607 SH SOLE NONE 0 0 2607 ADVANCED MICRO DEVICES INC COM 007903107 2655 33818 SH SOLE NONE 0 0 33818 ADVANCED MICRO DEVICES INC COM 007903107 315 4000 SH Call SOLE NONE 0 0 4000 AFLAC INC COM 001055102 396 7733 SH SOLE NONE 0 0 7733 AGNC INVT CORP COM 00123Q104 360 21471 SH SOLE NONE 0 0 21471 AIR PRODS & CHEMS INC COM 009158106 431 1531 SH SOLE NONE 0 0 1531 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 856 5209 SH SOLE NONE 0 0 5209 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3689 16269 SH SOLE NONE 0 0 16269 ALLSTATE CORP COM 020002101 7155 62266 SH SOLE NONE 0 0 62266 ALPHABET INC CAP STK CL C 02079K107 4361 2108 SH SOLE NONE 0 0 2108 ALPHABET INC CAP STK CL A 02079K305 5751 2788 SH SOLE NONE 0 0 2788 ALTRIA GROUP INC COM 02209S103 3592 70223 SH SOLE NONE 0 0 70223 AMAZON COM INC COM 023135106 43754 14141 SH SOLE NONE 0 0 14141 AMEREN CORP COM 023608102 441 5415 SH SOLE NONE 0 0 5415 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 741 54558 SH SOLE NONE 0 0 54558 AMERICAN AIRLS GROUP INC COM 02376R102 606 25361 SH SOLE NONE 0 0 25361 AMERICAN ELEC PWR CO INC COM 025537101 280 3306 SH SOLE NONE 0 0 3306 AMERICAN EXPRESS CO COM 025816109 1933 13665 SH SOLE NONE 0 0 13665 AMERICAN TOWER CORP NEW COM 03027X100 1197 5007 SH SOLE NONE 0 0 5007 AMETEK INC COM 031100100 2505 19612 SH SOLE NONE 0 0 19612 AMGEN INC COM 031162100 4030 16199 SH SOLE NONE 0 0 16199 AMPIO PHARMACEUTICALS INC COM 03209T109 41 24000 SH SOLE NONE 0 0 24000 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 412 27570 SH SOLE NONE 0 0 27570 ANNALY CAPITAL MANAGEMENT IN COM 035710409 511 59436 SH SOLE NONE 0 0 59436 APPLE INC COM 037833100 149699 1225533 SH SOLE NONE 0 0 1225533 APPLIED MATLS INC COM 038222105 2322 17380 SH SOLE NONE 0 0 17380 ARCHER DANIELS MIDLAND CO COM 039483102 494 8652 SH SOLE NONE 0 0 8652 ARES CAPITAL CORP COM 04010L103 807 43163 SH SOLE NONE 0 0 43163 ARK ETF TR INNOVATION ETF 00214Q104 323 2696 SH SOLE NONE 0 0 2696 ARLINGTON ASSET INVST CORP CL A NEW 041356205 46 11445 SH SOLE NONE 0 0 11445 ASML HOLDING N V N Y REGISTRY SHS N07059210 436 706 SH SOLE NONE 0 0 706 AT&T INC COM 00206R102 4611 152351 SH SOLE NONE 0 0 152351 ATKORE INC COM 047649108 1321 18376 SH SOLE NONE 0 0 18376 ATLASSIAN CORP PLC CL A G06242104 211 1000 SH SOLE NONE 0 0 1000 AUTODESK INC COM 052769106 1249 4505 SH SOLE NONE 0 0 4505 AUTOMATIC DATA PROCESSING IN COM 053015103 917 4865 SH SOLE NONE 0 0 4865 AUTONATION INC COM 05329W102 398 4268 SH SOLE NONE 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 774 4196 SH SOLE NONE 0 0 4196 AXON ENTERPRISE INC COM 05464C101 483 3390 SH SOLE NONE 0 0 3390 B. RILEY FINANCIAL INC COM 05580M108 327 5800 SH SOLE NONE 0 0 5800 BADGER METER INC COM 056525108 1768 19000 SH SOLE NONE 0 0 19000 BANCO SANTANDER S.A. ADR 05964H105 91 26646 SH SOLE NONE 0 0 26646 BANK NEW YORK MELLON CORP COM 064058100 208 4400 SH SOLE NONE 0 0 4400 BAXTER INTL INC COM 071813109 233 2764 SH SOLE NONE 0 0 2764 BEAM THERAPEUTICS INC COM 07373V105 200 2500 SH SOLE NONE 0 0 2500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5014 13 SH SOLE NONE 0 0 13 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3869 15146 SH SOLE NONE 0 0 15146 BEST BUY INC COM 086516101 6027 52499 SH SOLE NONE 0 0 52499 BIOGEN INC COM 09062X103 215 770 SH SOLE NONE 0 0 770 BK OF AMERICA CORP COM 060505104 5047 130457 SH SOLE NONE 0 0 130457 BLACKROCK CORPOR HI YLD FD I COM 09255P107 338 28768 SH SOLE NONE 0 0 28768 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 190 17284 SH SOLE NONE 0 0 17284 BLACKROCK ENHANCED EQUITY DI COM 09251A104 470 49659 SH SOLE NONE 0 0 49659 BLACKROCK FLOATING RATE INCO COM 09255X100 568 43700 SH SOLE NONE 0 0 43700 BLACKROCK INC COM 09247X101 339 449 SH SOLE NONE 0 0 449 BLACKROCK MUN INCOME INVT TR SHS BEN INT 09248H105 185 13292 SH SOLE NONE 0 0 13292 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 304 20248 SH SOLE NONE 0 0 20248 BLACKSTONE GROUP INC COM 09260D107 963 12922 SH SOLE NONE 0 0 12922 BNY MELLON ALCENTRA GLOBAL C COM 05588N108 94 10054 SH SOLE NONE 0 0 10054 BOEING CO COM 097023105 4871 19122 SH SOLE NONE 0 0 19122 BOOKING HOLDINGS INC COM 09857L108 466 200 SH SOLE NONE 0 0 200 BP PLC SPONSORED ADR 055622104 389 15963 SH SOLE NONE 0 0 15963 BRISTOL-MYERS SQUIBB CO COM 110122108 8251 130691 SH SOLE NONE 0 0 130691 BRISTOL-MYERS SQUIBB CO COM 110122108 284 4500 SH Call SOLE NONE 0 0 4500 BROADCOM INC COM 11135F101 5847 12610 SH SOLE NONE 0 0 12610 BROOKDALE SR LIVING INC COM 112463104 124 20500 SH SOLE NONE 0 0 20500 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 203 4556 SH SOLE NONE 0 0 4556 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 217 5100 SH SOLE NONE 0 0 5100 CADENCE DESIGN SYSTEM INC COM 127387108 1438 10503 SH SOLE NONE 0 0 10503 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 288 20226 SH SOLE NONE 0 0 20226 CALAMOS GBL DYN INCOME FUND COM 12811L107 139 13635 SH SOLE NONE 0 0 13635 CAMPBELL SOUP CO COM 134429109 273 5425 SH SOLE NONE 0 0 5425 CANADIAN NATL RY CO COM 136375102 212 1828 SH SOLE NONE 0 0 1828 CANOPY GROWTH CORP COM 138035100 759 23696 SH SOLE NONE 0 0 23696 CARMAX INC COM 143130102 425 3205 SH SOLE NONE 0 0 3205 CARNIVAL CORP UNIT 99/99/9999 143658300 561 21131 SH SOLE NONE 0 0 21131 CATERPILLAR INC COM 149123101 1696 7314 SH SOLE NONE 0 0 7314 CELSIUS HLDGS INC COM NEW 15118V207 584 12164 SH SOLE NONE 0 0 12164 CENTENE CORP DEL COM 15135B101 396 6200 SH SOLE NONE 0 0 6200 CHARTER COMMUNICATIONS INC N CL A 16119P108 236 383 SH SOLE NONE 0 0 383 CHERRY HILL MTG INVT CORP COM 164651101 113 12126 SH SOLE NONE 0 0 12126 CHEVRON CORP NEW COM 166764100 4348 41497 SH SOLE NONE 0 0 41497 CHIMERA INVT CORP COM NEW 16934Q208 134 10572 SH SOLE NONE 0 0 10572 CHIPOTLE MEXICAN GRILL INC COM 169656105 239 168 SH SOLE NONE 0 0 168 CHURCHILL DOWNS INC COM 171484108 262 1150 SH SOLE NONE 0 0 1150 CIENA CORP COM NEW 171779309 228 4173 SH SOLE NONE 0 0 4173 CIGNA CORP NEW COM 125523100 448 1853 SH SOLE NONE 0 0 1853 CINTAS CORP COM 172908105 1152 3376 SH SOLE NONE 0 0 3376 CISCO SYS INC COM 17275R102 15708 303769 SH SOLE NONE 0 0 303769 CITIGROUP INC COM NEW 172967424 1387 19073 SH SOLE NONE 0 0 19073 CITIGROUP INC COM NEW 172967424 219 3000 SH Call SOLE NONE 0 0 3000 CLEVELAND-CLIFFS INC NEW COM 185899101 854 42457 SH SOLE NONE 0 0 42457 CLOVIS ONCOLOGY INC COM 189464100 84 11851 SH SOLE NONE 0 0 11851 CME GROUP INC COM 12572Q105 4308 21095 SH SOLE NONE 0 0 21095 COCA COLA CO COM 191216100 3711 70407 SH SOLE NONE 0 0 70407 COHEN & STEERS QUALITY INCOM COM 19247L106 158 11370 SH SOLE NONE 0 0 11370 COLGATE PALMOLIVE CO COM 194162103 727 9231 SH SOLE NONE 0 0 9231 COLUMBIA SELIGM PREM TECH GR COM 19842X109 221 7062 SH SOLE NONE 0 0 7062 COMCAST CORP NEW CL A 20030N101 7001 129400 SH SOLE NONE 0 0 129400 COMERICA INC COM 200340107 366 5108 SH SOLE NONE 0 0 5108 COMPASS DIVERSIFIED SH BEN INT 20451Q104 546 23600 SH SOLE NONE 0 0 23600 CONOCOPHILLIPS COM 20825C104 896 16904 SH SOLE NONE 0 0 16904 CONSOLIDATED EDISON INC COM 209115104 248 3322 SH SOLE NONE 0 0 3322 CONSTELLATION BRANDS INC CL A 21036P108 321 1406 SH SOLE NONE 0 0 1406 CORNERSTONE STRATEGIC VALUE COM 21924B302 207 15346 SH SOLE NONE 0 0 15346 CORNERSTONE TOTAL RETURN FD COM 21924U300 133 10042 SH SOLE NONE 0 0 10042 CORNING INC COM 219350105 8495 195258 SH SOLE NONE 0 0 195258 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 840 31902 SH SOLE NONE 0 0 31902 CORTEVA INC COM 22052L104 342 7335 SH SOLE NONE 0 0 7335 COSTCO WHSL CORP NEW COM 22160K105 1344 3814 SH SOLE NONE 0 0 3814 CROCS INC COM 227046109 1390 17276 SH SOLE NONE 0 0 17276 CRONOS GROUP INC COM 22717L101 102 10760 SH SOLE NONE 0 0 10760 CROWDSTRIKE HLDGS INC CL A 22788C105 726 3974 SH SOLE NONE 0 0 3974 CROWN CASTLE INTL CORP NEW COM 22822V101 501 2908 SH SOLE NONE 0 0 2908 CSX CORP COM 126408103 1453 15075 SH SOLE NONE 0 0 15075 CUMMINS INC COM 231021106 1598 6168 SH SOLE NONE 0 0 6168 CVS HEALTH CORP COM 126650100 1603 21319 SH SOLE NONE 0 0 21319 D R HORTON INC COM 23331A109 548 6150 SH SOLE NONE 0 0 6150 DANAHER CORPORATION COM 235851102 1092 4848 SH SOLE NONE 0 0 4848 DEERE & CO COM 244199105 2370 6335 SH SOLE NONE 0 0 6335 DELTA AIR LINES INC DEL COM NEW 247361702 445 9214 SH SOLE NONE 0 0 9214 DIGITAL RLTY TR INC COM 253868103 2025 14378 SH SOLE NONE 0 0 14378 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1791 20011 SH SOLE NONE 0 0 20011 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 912 10042 SH SOLE NONE 0 0 10042 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 313 10000 SH SOLE NONE 0 0 10000 DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 343 14500 SH SOLE NONE 0 0 14500 DISCOVER FINL SVCS COM 254709108 5754 60578 SH SOLE NONE 0 0 60578 DISNEY WALT CO COM 254687106 13958 75646 SH SOLE NONE 0 0 75646 DOLLAR GEN CORP NEW COM 256677105 313 1547 SH SOLE NONE 0 0 1547 DOMINION ENERGY INC COM 25746U109 647 8521 SH SOLE NONE 0 0 8521 DOW INC COM 260557103 6567 102700 SH SOLE NONE 0 0 102700 DRAFTKINGS INC COM CL A 26142R104 637 10375 SH SOLE NONE 0 0 10375 DTE ENERGY CO COM 233331107 348 2609 SH SOLE NONE 0 0 2609 DUKE ENERGY CORP NEW COM NEW 26441C204 1580 16368 SH SOLE NONE 0 0 16368 DUKE REALTY CORP COM NEW 264411505 1678 40028 SH SOLE NONE 0 0 40028 DUPONT DE NEMOURS INC COM 26614N102 607 7860 SH SOLE NONE 0 0 7860 EASTGROUP PPTYS INC COM 277276101 873 6094 SH SOLE NONE 0 0 6094 EATON CORP PLC SHS G29183103 1198 8664 SH SOLE NONE 0 0 8664 EATON VANCE ENHANCED EQUITY COM 278274105 196 11639 SH SOLE NONE 0 0 11639 EATON VANCE RISK-MANAGED DIV COM 27829G106 115 10625 SH SOLE NONE 0 0 10625 EATON VANCE TAX-MANAGED GLOB COM 27829C105 245 23748 SH SOLE NONE 0 0 23748 EATON VANCE TAX-MANAGED GLOB COM 27829F108 723 77777 SH SOLE NONE 0 0 77777 EBAY INC. COM 278642103 1150 18777 SH SOLE NONE 0 0 18777 EDWARDS LIFESCIENCES CORP COM 28176E108 445 5329 SH SOLE NONE 0 0 5329 EMERSON ELEC CO COM 291011104 518 5735 SH SOLE NONE 0 0 5735 EMX RTY CORP COM 26873J107 126 42732 SH SOLE NONE 0 0 42732 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 64 10000 SH SOLE NONE 0 0 10000 ENBRIDGE INC COM 29250N105 438 12027 SH SOLE NONE 0 0 12027 ENDO INTL PLC SHS G30401106 150 20300 SH SOLE NONE 0 0 20300 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 591 76946 SH SOLE NONE 0 0 76946 ENTEGRIS INC COM 29362U104 1454 13005 SH SOLE NONE 0 0 13005 ENTERPRISE PRODS PARTNERS L COM 293792107 1527 69359 SH SOLE NONE 0 0 69359 ETSY INC COM 29786A106 202 1000 SH SOLE NONE 0 0 1000 EVERSOURCE ENERGY COM 30040W108 1368 15799 SH SOLE NONE 0 0 15799 EXACT SCIENCES CORP COM 30063P105 466 3535 SH SOLE NONE 0 0 3535 EXXON MOBIL CORP COM 30231G102 9797 175481 SH SOLE NONE 0 0 175481 FACEBOOK INC CL A 30303M102 9920 33680 SH SOLE NONE 0 0 33680 FASTENAL CO COM 311900104 754 15000 SH SOLE NONE 0 0 15000 FEDEX CORP COM 31428X106 387 1363 SH SOLE NONE 0 0 1363 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 305 4000 SH SOLE NONE 0 0 4000 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5441 133819 SH SOLE NONE 0 0 133819 FIRST TR ENERGY INCOME & GRO COM 33738G104 134 10000 SH SOLE NONE 0 0 10000 FIRST US BANCSHARES INC COM 33744V103 497 53416 SH SOLE NONE 0 0 53416 FISERV INC COM 337738108 832 6989 SH SOLE NONE 0 0 6989 FLAHERTY & CRUMRINE PFD SECS COM 338478100 326 13925 SH SOLE NONE 0 0 13925 FLOWERS FOODS INC COM 343498101 238 10000 SH SOLE NONE 0 0 10000 FOOT LOCKER INC COM 344849104 741 13173 SH SOLE NONE 0 0 13173 FORD MTR CO DEL COM 345370860 4778 389991 SH SOLE NONE 0 0 389991 FORMFACTOR INC COM 346375108 1244 27569 SH SOLE NONE 0 0 27569 FORTUNE BRANDS HOME & SEC IN COM 34964C106 305 3183 SH SOLE NONE 0 0 3183 FREEPORT-MCMORAN INC CL B 35671D857 340 10300 SH SOLE NONE 0 0 10300 GABELLI EQUITY TR INC COM 362397101 201 29452 SH SOLE NONE 0 0 29452 GABELLI HLTHCARE & WELLNESS SHS 36246K103 322 25868 SH SOLE NONE 0 0 25868 GABELLI MULTIMEDIA TR INC COM 36239Q109 142 14903 SH SOLE NONE 0 0 14903 GALLAGHER ARTHUR J & CO COM 363576109 1759 14100 SH SOLE NONE 0 0 14100 GENERAL ELECTRIC CO COM 369604103 1442 109824 SH SOLE NONE 0 0 109824 GENERAL MLS INC COM 370334104 369 6026 SH SOLE NONE 0 0 6026 GENERAL MTRS CO COM 37045V100 622 10823 SH SOLE NONE 0 0 10823 GENUINE PARTS CO COM 372460105 5527 47812 SH SOLE NONE 0 0 47812 GETTY RLTY CORP NEW COM 374297109 797 28140 SH SOLE NONE 0 0 28140 GILEAD SCIENCES INC COM 375558103 443 6854 SH SOLE NONE 0 0 6854 GLOBE LIFE INC COM 37959E102 5259 54426 SH SOLE NONE 0 0 54426 GLOBUS MED INC CL A 379577208 1939 31449 SH SOLE NONE 0 0 31449 GOLDMAN SACHS GROUP INC COM 38141G104 6295 19251 SH SOLE NONE 0 0 19251 GRACO INC COM 384109104 260 3625 SH SOLE NONE 0 0 3625 GRAINGER W W INC COM 384802104 210 525 SH SOLE NONE 0 0 525 GUGGENHEIM ENHANCED EQUITY I COM 40167B100 72 10000 SH SOLE NONE 0 0 10000 HANNON ARMSTRONG SUST INFR C COM 41068X100 296 5280 SH SOLE NONE 0 0 5280 HEALTHPEAK PROPERTIES INC COM 42250P103 999 31462 SH SOLE NONE 0 0 31462 HERCULES CAPITAL INC COM 427096508 172 10699 SH SOLE NONE 0 0 10699 HILLENBRAND INC COM 431571108 1120 23490 SH SOLE NONE 0 0 23490 HOME DEPOT INC COM 437076102 12199 39965 SH SOLE NONE 0 0 39965 HONEYWELL INTL INC COM 438516106 918 4230 SH SOLE NONE 0 0 4230 HORIZON TECHNOLOGY FIN CORP COM 44045A102 165 11498 SH SOLE NONE 0 0 11498 HORIZON THERAPEUTICS PUB L SHS G46188101 386 4200 SH SOLE NONE 0 0 4200 HORMEL FOODS CORP COM 440452100 592 12386 SH SOLE NONE 0 0 12386 HOST HOTELS & RESORTS INC COM 44107P104 809 48039 SH SOLE NONE 0 0 48039 HUBBELL INC COM 443510607 5780 30928 SH SOLE NONE 0 0 30928 HUMANA INC COM 444859102 870 2076 SH SOLE NONE 0 0 2076 HUNTINGTON BANCSHARES INC COM 446150104 382 24272 SH SOLE NONE 0 0 24272 I3 VERTICALS INC COM CL A 46571Y107 239 7692 SH SOLE NONE 0 0 7692 IDEXX LABS INC COM 45168D104 1203 2460 SH SOLE NONE 0 0 2460 ILLINOIS TOOL WKS INC COM 452308109 744 3360 SH SOLE NONE 0 0 3360 INMODE LTD SHS M5425M103 684 9440 SH SOLE NONE 0 0 9440 INNOVATIVE INDL PPTYS INC COM 45781V101 6875 38164 SH SOLE NONE 0 0 38164 INTEL CORP COM 458140100 3623 56608 SH SOLE NONE 0 0 56608 INTERCONTINENTAL EXCHANGE IN COM 45866F104 409 3659 SH SOLE NONE 0 0 3659 INTERNATIONAL BUSINESS MACHS COM 459200101 1989 14927 SH SOLE NONE 0 0 14927 INTERNATIONAL PAPER CO COM 460146103 544 10053 SH SOLE NONE 0 0 10053 INTUIT COM 461202103 1225 3197 SH SOLE NONE 0 0 3197 INTUITIVE SURGICAL INC COM NEW 46120E602 536 725 SH SOLE NONE 0 0 725 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 482 32154 SH SOLE NONE 0 0 32154 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 223 3017 SH SOLE NONE 0 0 3017 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 383 2706 SH SOLE NONE 0 0 2706 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 302 14893 SH SOLE NONE 0 0 14893 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 284 19547 SH SOLE NONE 0 0 19547 INVESCO MUN TR COM 46131J103 299 22678 SH SOLE NONE 0 0 22678 INVESCO MUNI INCOME OPP TRST COM 46132X101 79 10000 SH SOLE NONE 0 0 10000 INVESCO QQQ TR UNIT SER 1 46090E103 8706 27279 SH SOLE NONE 0 0 27279 INVESCO QQQ TR UNIT SER 1 46090E103 319 1000 SH Call SOLE NONE 0 0 1000 INVESCO QQQ TR UNIT SER 1 46090E103 319 1000 SH Put SOLE NONE 0 0 1000 INVITAE CORP COM 46185L103 206 5380 SH SOLE NONE 0 0 5380 IRON MTN INC NEW COM 46284V101 7344 198452 SH SOLE NONE 0 0 198452 ISHARES TR SELECT DIVID ETF 464287168 668 5847 SH SOLE NONE 0 0 5847 ISHARES TR CORE US AGGBD ET 464287226 307 2698 SH SOLE NONE 0 0 2698 ISHARES TR MSCI EMG MKT ETF 464287234 216 4047 SH SOLE NONE 0 0 4047 ISHARES TR IBOXX INV CP ETF 464287242 372 2857 SH SOLE NONE 0 0 2857 ISHARES TR CORE S&P MCP ETF 464287507 350 1344 SH SOLE NONE 0 0 1344 ISHARES TR NASDAQ BIOTECH 464287556 238 1579 SH SOLE NONE 0 0 1579 ISHARES TR S&P MC 400GR ETF 464287606 433 5524 SH SOLE NONE 0 0 5524 ISHARES TR RUS 2000 GRW ETF 464287648 376 1250 SH SOLE NONE 0 0 1250 ISHARES TR RUSSELL 2000 ETF 464287655 480 2174 SH SOLE NONE 0 0 2174 ISHARES TR S&P MC 400VL ETF 464287705 228 2233 SH SOLE NONE 0 0 2233 ISHARES TR CORE S&P SCP ETF 464287804 336 3099 SH SOLE NONE 0 0 3099 ISHARES TR S&P SML 600 GWT 464287887 557 4340 SH SOLE NONE 0 0 4340 ISHARES TR PFD AND INCM SEC 464288687 817 21266 SH SOLE NONE 0 0 21266 ISHARES TR MSCI USA MMENTM 46432F396 2843 17674 SH SOLE NONE 0 0 17674 ISHARES TR CORE 1 5 YR USD 46432F859 308 6000 SH SOLE NONE 0 0 6000 ISHARES TR 0-5YR INVT GR CP 46434V100 311 6000 SH SOLE NONE 0 0 6000 JOHNSON & JOHNSON COM 478160104 13370 81352 SH SOLE NONE 0 0 81352 JPMORGAN CHASE & CO COM 46625H100 11884 78061 SH SOLE NONE 0 0 78061 KIMBERLY-CLARK CORP COM 494368103 559 4022 SH SOLE NONE 0 0 4022 KINDER MORGAN INC DEL COM 49456B101 539 32359 SH SOLE NONE 0 0 32359 KITE RLTY GROUP TR COM NEW 49803T300 263 13643 SH SOLE NONE 0 0 13643 KLA CORP COM NEW 482480100 8198 24813 SH SOLE NONE 0 0 24813 KRAFT HEINZ CO COM 500754106 834 20863 SH SOLE NONE 0 0 20863 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1336 5239 SH SOLE NONE 0 0 5239 LAM RESEARCH CORP COM 512807108 2007 3371 SH SOLE NONE 0 0 3371 LAS VEGAS SANDS CORP COM 517834107 706 11616 SH SOLE NONE 0 0 11616 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2124 278354 SH SOLE NONE 0 0 278354 LILLY ELI & CO COM 532457108 10022 53644 SH SOLE NONE 0 0 53644 LINCOLN NATL CORP IND COM 534187109 578 9295 SH SOLE NONE 0 0 9295 LINDE PLC SHS G5494J103 473 1689 SH SOLE NONE 0 0 1689 LOCKHEED MARTIN CORP COM 539830109 6921 18729 SH SOLE NONE 0 0 18729 LOWES COS INC COM 548661107 2796 14702 SH SOLE NONE 0 0 14702 LPL FINL HLDGS INC COM 50212V100 1351 9505 SH SOLE NONE 0 0 9505 LULULEMON ATHLETICA INC COM 550021109 278 907 SH SOLE NONE 0 0 907 M & T BK CORP COM 55261F104 606 4000 SH SOLE NONE 0 0 4000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 672 15500 SH SOLE NONE 0 0 15500 MAIN STR CAP CORP COM 56035L104 487 12444 SH SOLE NONE 0 0 12444 MARATHON PETE CORP COM 56585A102 342 6387 SH SOLE NONE 0 0 6387 MARINEMAX INC COM 567908108 1251 25360 SH SOLE NONE 0 0 25360 MARRIOTT INTL INC NEW CL A 571903202 382 2580 SH SOLE NONE 0 0 2580 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1969 40199 SH SOLE NONE 0 0 40199 MASTERCARD INCORPORATED CL A 57636Q104 2817 7912 SH SOLE NONE 0 0 7912 MCDONALDS CORP COM 580135101 2204 9830 SH SOLE NONE 0 0 9830 MEDALLION FINL CORP COM 583928106 169 24000 SH SOLE NONE 0 0 24000 MEDICAL PPTYS TRUST INC COM 58463J304 686 32260 SH SOLE NONE 0 0 32260 MEDTRONIC PLC SHS G5960L103 5723 48444 SH SOLE NONE 0 0 48444 MERCADOLIBRE INC COM 58733R102 421 286 SH SOLE NONE 0 0 286 MERCK & CO. INC COM 58933Y105 5618 72879 SH SOLE NONE 0 0 72879 MERIDIAN BIOSCIENCE INC COM 589584101 1088 41454 SH SOLE NONE 0 0 41454 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 66 13000 SH SOLE NONE 0 0 13000 MFS INTER HIGH INCOME FD SH BEN INT 59318T109 27 10745 SH SOLE NONE 0 0 10745 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 243 37500 SH SOLE NONE 0 0 37500 MICROCHIP TECHNOLOGY INC. COM 595017104 208 1342 SH SOLE NONE 0 0 1342 MICRON TECHNOLOGY INC COM 595112103 1196 13549 SH SOLE NONE 0 0 13549 MICROSOFT CORP COM 594918104 13112 55616 SH SOLE NONE 0 0 55616 MICROSOFT CORP COM 594918104 212 900 SH Call SOLE NONE 0 0 900 MID-AMER APT CMNTYS INC COM 59522J103 865 5996 SH SOLE NONE 0 0 5996 MIDDLEBY CORP COM 596278101 520 3140 SH SOLE NONE 0 0 3140 MODERNA INC COM 60770K107 887 6774 SH SOLE NONE 0 0 6774 MONDELEZ INTL INC CL A 609207105 1615 27591 SH SOLE NONE 0 0 27591 MORGAN STANLEY COM NEW 617446448 201 2578 SH SOLE NONE 0 0 2578 MPLX LP COM UNIT REP LTD 55336V100 411 16035 SH SOLE NONE 0 0 16035 NATIONAL BANKSHARES INC VA COM 634865109 230 6464 SH SOLE NONE 0 0 6464 NETFLIX INC COM 64110L106 6115 11723 SH SOLE NONE 0 0 11723 NEW AMER HIGH INCOME FD INC COM NEW 641876800 119 13096 SH SOLE NONE 0 0 13096 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 228 20201 SH SOLE NONE 0 0 20201 NEW YORK MTG TR INC COM PAR $.02 649604501 93 20825 SH SOLE NONE 0 0 20825 NEWMONT CORP COM 651639106 206 3422 SH SOLE NONE 0 0 3422 NEXTERA ENERGY INC COM 65339F101 1064 14063 SH SOLE NONE 0 0 14063 NIKE INC CL B 654106103 1972 14834 SH SOLE NONE 0 0 14834 NIO INC SPON ADS 62914V106 312 8000 SH Call SOLE NONE 0 0 8000 NOKIA CORP SPONSORED ADR 654902204 153 38573 SH SOLE NONE 0 0 38573 NORFOLK SOUTHN CORP COM 655844108 669 2493 SH SOLE NONE 0 0 2493 NORTHROP GRUMMAN CORP COM 666807102 258 796 SH SOLE NONE 0 0 796 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 444 16100 SH SOLE NONE 0 0 16100 NUSTAR ENERGY LP UNIT COM 67058H102 217 12705 SH SOLE NONE 0 0 12705 NUVEEN AMT FREE MUN CR INC F COM 67071L106 249 14728 SH SOLE NONE 0 0 14728 NUVEEN AMT FREE QLTY MUN INC COM 670657105 165 11141 SH SOLE NONE 0 0 11141 NUVEEN CORPORATE INCM NOVEME COM 67077N106 460 49167 SH SOLE NONE 0 0 49167 NUVEEN MULTI-MKT INCOME FD COM 67075J107 73 10000 SH SOLE NONE 0 0 10000 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 329 20375 SH SOLE NONE 0 0 20375 NUVEEN PFD & INCM SECURTIES COM 67072C105 143 14707 SH SOLE NONE 0 0 14707 NUVEEN QUALITY MUNCP INCOME COM 67066V101 221 14533 SH SOLE NONE 0 0 14533 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 263 19514 SH SOLE NONE 0 0 19514 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 317 19132 SH SOLE NONE 0 0 19132 NVIDIA CORPORATION COM 67066G104 11732 21972 SH SOLE NONE 0 0 21972 NVIDIA CORPORATION COM 67066G104 213 400 SH Call SOLE NONE 0 0 400 NVIDIA CORPORATION COM 67066G104 267 500 SH Put SOLE NONE 0 0 500 OAKTREE SPECIALTY LENDING CO COM 67401P108 65 10450 SH SOLE NONE 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 0 10000 SH Call SOLE NONE 0 0 10000 OKTA INC CL A 679295105 359 1628 SH SOLE NONE 0 0 1628 OLD DOMINION FREIGHT LINE IN COM 679580100 1322 5499 SH SOLE NONE 0 0 5499 OLD REP INTL CORP COM 680223104 671 30690 SH SOLE NONE 0 0 30690 OMEROS CORP COM 682143102 415 23330 SH SOLE NONE 0 0 23330 ONEOK INC NEW COM 682680103 658 12981 SH SOLE NONE 0 0 12981 ORACLE CORP COM 68389X105 3761 53590 SH SOLE NONE 0 0 53590 ORASURE TECHNOLOGIES INC COM 68554V108 140 12033 SH SOLE NONE 0 0 12033 OREILLY AUTOMOTIVE INC COM 67103H107 207 408 SH SOLE NONE 0 0 408 ORGANIGRAM HLDGS INC COM 68620P101 43 12214 SH SOLE NONE 0 0 12214 PALANTIR TECHNOLOGIES INC CL A 69608A108 657 28204 SH SOLE NONE 0 0 28204 PARKER-HANNIFIN CORP COM 701094104 6420 20353 SH SOLE NONE 0 0 20353 PAYPAL HLDGS INC COM 70450Y103 3584 14758 SH SOLE NONE 0 0 14758 PDC ENERGY INC COM 69327R101 396 11522 SH SOLE NONE 0 0 11522 PEMBINA PIPELINE CORP COM 706327103 260 9003 SH SOLE NONE 0 0 9003 PENNANTPARK FLOATING RATE CA COM 70806A106 151 12730 SH SOLE NONE 0 0 12730 PENNANTPARK INVT CORP COM 708062104 60 10590 SH SOLE NONE 0 0 10590 PEPSICO INC COM 713448108 1782 12602 SH SOLE NONE 0 0 12602 PFIZER INC COM 717081103 3312 91414 SH SOLE NONE 0 0 91414 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 209 14000 SH SOLE NONE 0 0 14000 PHILIP MORRIS INTL INC COM 718172109 3594 40502 SH SOLE NONE 0 0 40502 PHILLIPS 66 COM 718546104 290 3561 SH SOLE NONE 0 0 3561 PHYSICIANS RLTY TR COM 71943U104 822 46529 SH SOLE NONE 0 0 46529 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 254 11414 SH SOLE NONE 0 0 11414 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3556 34889 SH SOLE NONE 0 0 34889 PIMCO HIGH INCOME FD COM SHS 722014107 261 38793 SH SOLE NONE 0 0 38793 PIONEER MUN HIGH INCOME TR COM SHS 723763108 372 30042 SH SOLE NONE 0 0 30042 PNC FINL SVCS GROUP INC COM 693475105 642 3659 SH SOLE NONE 0 0 3659 POLARIS INC COM 731068102 1037 7771 SH SOLE NONE 0 0 7771 PPG INDS INC COM 693506107 5266 35051 SH SOLE NONE 0 0 35051 PREFERRED BK LOS ANGELES CA COM NEW 740367404 255 4000 SH SOLE NONE 0 0 4000 PROCTER AND GAMBLE CO COM 742718109 9658 71317 SH SOLE NONE 0 0 71317 PROLOGIS INC. COM 74340W103 1028 9693 SH SOLE NONE 0 0 9693 PROSHARES TR PSHS ULTRA O&G 74347G705 358 3000 SH SOLE NONE 0 0 3000 PROSHARES TR PSHS ULT S&P 500 74347R107 872 8519 SH SOLE NONE 0 0 8519 PROSHARES TR PSHS ULTRA QQQ 74347R206 789 6734 SH SOLE NONE 0 0 6734 PROSHARES TR ULTRAPRO QQQ 74347X831 1967 21555 SH SOLE NONE 0 0 21555 PROSHARES TR II ULTRA VIX SHORT 74347W148 190 33700 SH SOLE NONE 0 0 33700 PROSPECT CAP CORP COM 74348T102 541 70596 SH SOLE NONE 0 0 70596 PROSPERITY BANCSHARES INC COM 743606105 1000 13345 SH SOLE NONE 0 0 13345 PRUDENTIAL FINL INC COM 744320102 864 9485 SH SOLE NONE 0 0 9485 PTC INC COM 69370C100 1090 7921 SH SOLE NONE 0 0 7921 PUBLIC STORAGE COM 74460D109 864 3501 SH SOLE NONE 0 0 3501 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 274 4548 SH SOLE NONE 0 0 4548 PULTE GROUP INC COM 745867101 650 12400 SH SOLE NONE 0 0 12400 PUTNAM MANAGED MUN INCOME TR COM 746823103 873 107121 SH SOLE NONE 0 0 107121 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 286 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 161 12000 SH SOLE NONE 0 0 12000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 249 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 10324 77866 SH SOLE NONE 0 0 77866 RAYTHEON TECHNOLOGIES CORP COM 75513E101 709 9181 SH SOLE NONE 0 0 9181 REALTY INCOME CORP COM 756109104 309 4852 SH SOLE NONE 0 0 4852 REGIONS FINANCIAL CORP NEW COM 7591EP100 913 44175 SH SOLE NONE 0 0 44175 RH COM 74967X103 406 680 SH SOLE NONE 0 0 680 RING ENERGY INC COM 76680V108 167 72400 SH SOLE NONE 0 0 72400 RITE AID CORP COM 767754872 224 10927 SH SOLE NONE 0 0 10927 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 209 12000 SH SOLE NONE 0 0 12000 ROKU INC COM CL A 77543R102 2313 7101 SH SOLE NONE 0 0 7101 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 352 8975 SH SOLE NONE 0 0 8975 S&P GLOBAL INC COM 78409V104 381 1079 SH SOLE NONE 0 0 1079 SALESFORCE COM INC COM 79466L302 1539 7265 SH SOLE NONE 0 0 7265 SCHWAB CHARLES CORP COM 808513105 238 3654 SH SOLE NONE 0 0 3654 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 449 6868 SH SOLE NONE 0 0 6868 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 493 4950 SH SOLE NONE 0 0 4950 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 457 6269 SH SOLE NONE 0 0 6269 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 249 6300 SH SOLE NONE 0 0 6300 SEAGATE TECHNOLOGY PLC SHS G7945M107 603 7862 SH SOLE NONE 0 0 7862 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1054 9027 SH SOLE NONE 0 0 9027 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 864 5140 SH SOLE NONE 0 0 5140 SELECT SECTOR SPDR TR ENERGY 81369Y506 321 6528 SH SOLE NONE 0 0 6528 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 266 2706 SH SOLE NONE 0 0 2706 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1773 13344 SH SOLE NONE 0 0 13344 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 219 3420 SH SOLE NONE 0 0 3420 SEMPRA ENERGY COM 816851109 412 3110 SH SOLE NONE 0 0 3110 SENESTECH INC COM NEW 81720R208 74 44500 SH SOLE NONE 0 0 44500 SENSIENT TECHNOLOGIES CORP COM 81725T100 1641 21041 SH SOLE NONE 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 64 16714 SH SOLE NONE 0 0 16714 SERVICE PPTYS TR COM SH BEN INT 81761L102 266 22408 SH SOLE NONE 0 0 22408 SERVICENOW INC COM 81762P102 260 519 SH SOLE NONE 0 0 519 SHOPIFY INC CL A 82509L107 1373 1241 SH SOLE NONE 0 0 1241 SIMON PPTY GROUP INC NEW COM 828806109 1763 15495 SH SOLE NONE 0 0 15495 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 141 14000 SH SOLE NONE 0 0 14000 SIRIUS XM HOLDINGS INC COM 82968B103 5170 848944 SH SOLE NONE 0 0 848944 SKYWORKS SOLUTIONS INC COM 83088M102 260 1415 SH SOLE NONE 0 0 1415 SLACK TECHNOLOGIES INC COM CL A 83088V102 352 8645 SH SOLE NONE 0 0 8645 SMART SAND INC COM 83191H107 85 33700 SH SOLE NONE 0 0 33700 SNAP ON INC COM 833034101 1249 5413 SH SOLE NONE 0 0 5413 SORRENTO THERAPEUTICS INC COM NEW 83587F202 146 17600 SH SOLE NONE 0 0 17600 SOUTHERN CO COM 842587107 2239 36026 SH SOLE NONE 0 0 36026 SOUTHWEST AIRLS CO COM 844741108 589 9646 SH SOLE NONE 0 0 9646 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 5339 16172 SH SOLE NONE 0 0 16172 SPDR GOLD TR GOLD SHS 78463V107 278 1738 SH SOLE NONE 0 0 1738 SPDR S&P 500 ETF TR TR UNIT 78462F103 6397 16141 SH SOLE NONE 0 0 16141 SPDR S&P 500 ETF TR TR UNIT 78462F103 328954 830000 SH Put SOLE NONE 0 0 830000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 599 1259 SH SOLE NONE 0 0 1259 SPDR SER TR S&P BIOTECH 78464A870 244 1799 SH SOLE NONE 0 0 1799 SQUARE INC CL A 852234103 729 3211 SH SOLE NONE 0 0 3211 STARBUCKS CORP COM 855244109 1516 13869 SH SOLE NONE 0 0 13869 STARWOOD PPTY TR INC COM 85571B105 260 10500 SH SOLE NONE 0 0 10500 STEEL DYNAMICS INC COM 858119100 346 6819 SH SOLE NONE 0 0 6819 STRYKER CORPORATION COM 863667101 760 3121 SH SOLE NONE 0 0 3121 SYNOPSYS INC COM 871607107 1338 5399 SH SOLE NONE 0 0 5399 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 295 2500 SH Call SOLE NONE 0 0 2500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 260 1470 SH SOLE NONE 0 0 1470 TARGET CORP COM 87612E106 7667 38708 SH SOLE NONE 0 0 38708 TECHTARGET INC COM 87874R100 888 12776 SH SOLE NONE 0 0 12776 TELADOC HEALTH INC COM 87918A105 647 3564 SH SOLE NONE 0 0 3564 TESLA INC COM 88160R101 6268 9385 SH SOLE NONE 0 0 9385 TEXAS INSTRS INC COM 882508104 8777 46445 SH SOLE NONE 0 0 46445 TG THERAPEUTICS INC COM 88322Q108 362 7500 SH SOLE NONE 0 0 7500 THE TRADE DESK INC COM CL A 88339J105 564 866 SH SOLE NONE 0 0 866 THERMO FISHER SCIENTIFIC INC COM 883556102 1301 2849 SH SOLE NONE 0 0 2849 TIMKEN CO COM 887389104 1257 15480 SH SOLE NONE 0 0 15480 TJX COS INC NEW COM 872540109 773 11686 SH SOLE NONE 0 0 11686 TOMPKINS FINL CORP COM 890110109 207 2500 SH SOLE NONE 0 0 2500 TOPBUILD CORP COM 89055F103 1288 6151 SH SOLE NONE 0 0 6151 TORONTO DOMINION BK ONT COM NEW 891160509 284 4354 SH SOLE NONE 0 0 4354 TOTAL SE SPONSORED ADS 89151E109 315 6775 SH SOLE NONE 0 0 6775 TOWNEBANK PORTSMOUTH VA COM 89214P109 608 20000 SH SOLE NONE 0 0 20000 TRACTOR SUPPLY CO COM 892356106 1594 9003 SH SOLE NONE 0 0 9003 TRAVELERS COMPANIES INC COM 89417E109 381 2536 SH SOLE NONE 0 0 2536 TRI CONTL CORP COM 895436103 562 17350 SH SOLE NONE 0 0 17350 TRICO BANCSHARES COM 896095106 5120 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 566 10293 SH SOLE NONE 0 0 10293 TRUIST FINL CORP COM 89832Q109 1331 22817 SH SOLE NONE 0 0 22817 TWILIO INC CL A 90138F102 1778 5215 SH SOLE NONE 0 0 5215 TYSON FOODS INC CL A 902494103 553 7441 SH SOLE NONE 0 0 7441 UNILEVER PLC SPON ADR NEW 904767704 203 3629 SH SOLE NONE 0 0 3629 UNION PAC CORP COM 907818108 753 3416 SH SOLE NONE 0 0 3416 UNITED PARCEL SERVICE INC CL B 911312106 8431 49594 SH SOLE NONE 0 0 49594 UNITEDHEALTH GROUP INC COM 91324P102 6960 18706 SH SOLE NONE 0 0 18706 UNIVERSAL DISPLAY CORP COM 91347P105 355 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 836 50224 SH SOLE NONE 0 0 50224 US BANCORP DEL COM NEW 902973304 494 8935 SH SOLE NONE 0 0 8935 VALERO ENERGY CORP COM 91913Y100 489 6835 SH SOLE NONE 0 0 6835 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 270 13000 SH SOLE NONE 0 0 13000 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 200 7000 SH SOLE NONE 0 0 7000 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 326 1340 SH SOLE NONE 0 0 1340 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 953 2617 SH SOLE NONE 0 0 2617 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 251 1863 SH SOLE NONE 0 0 1863 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 345 3752 SH SOLE NONE 0 0 3752 VANGUARD INDEX FDS SM CP VAL ETF 922908611 407 2460 SH SOLE NONE 0 0 2460 VANGUARD INDEX FDS MID CAP ETF 922908629 432 1952 SH SOLE NONE 0 0 1952 VANGUARD INDEX FDS LARGE CAP ETF 922908637 371 2000 SH SOLE NONE 0 0 2000 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 301 1700 SH SOLE NONE 0 0 1700 VANGUARD INDEX FDS GROWTH ETF 922908736 323 1257 SH SOLE NONE 0 0 1257 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1980 9580 SH SOLE NONE 0 0 9580 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 209 2152 SH SOLE NONE 0 0 2152 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 259 4984 SH SOLE NONE 0 0 4984 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 570 6910 SH SOLE NONE 0 0 6910 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 274 1864 SH SOLE NONE 0 0 1864 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 448 4434 SH SOLE NONE 0 0 4434 VANGUARD WORLD FD MEGA GRWTH IND 921910816 426 2055 SH SOLE NONE 0 0 2055 VANGUARD WORLD FD MEGA CAP INDEX 921910873 496 3539 SH SOLE NONE 0 0 3539 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 278 1216 SH SOLE NONE 0 0 1216 VENTAS INC COM 92276F100 259 4852 SH SOLE NONE 0 0 4852 VEREIT INC COM 92339V308 877 22713 SH SOLE NONE 0 0 22713 VERIZON COMMUNICATIONS INC COM 92343V104 9438 162311 SH SOLE NONE 0 0 162311 VICI PPTYS INC COM 925652109 880 31159 SH SOLE NONE 0 0 31159 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 103 11165 SH SOLE NONE 0 0 11165 VISA INC COM CL A 92826C839 3812 18005 SH SOLE NONE 0 0 18005 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 565 30674 SH SOLE NONE 0 0 30674 VUZIX CORP COM NEW 92921W300 229 9000 SH SOLE NONE 0 0 9000 WALGREENS BOOTS ALLIANCE INC COM 931427108 1891 34439 SH SOLE NONE 0 0 34439 WALMART INC COM 931142103 10494 77262 SH SOLE NONE 0 0 77262 WASTE MGMT INC DEL COM 94106L109 825 6392 SH SOLE NONE 0 0 6392 WEC ENERGY GROUP INC COM 92939U106 388 4149 SH SOLE NONE 0 0 4149 WELLS FARGO ADV MULTI SCTR I COM 94987D101 138 11000 SH SOLE NONE 0 0 11000 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 332 39314 SH SOLE NONE 0 0 39314 WELLS FARGO CO NEW COM 949746101 983 25155 SH SOLE NONE 0 0 25155 WELLTOWER INC COM 95040Q104 575 8029 SH SOLE NONE 0 0 8029 WESTERN ASSET / CLAYMORE INF COM 95766R104 213 17500 SH SOLE NONE 0 0 17500 WESTERN ASSET HIGH INCOME OP COM 95766K109 192 37830 SH SOLE NONE 0 0 37830 WESTERN ASSET HIGH YIELD DEF COM 95768B107 189 12200 SH SOLE NONE 0 0 12200 WILLIAMS COS INC COM 969457100 369 15556 SH SOLE NONE 0 0 15556 WISDOMTREE TR EM EX ST-OWNED 97717X578 253 6200 SH SOLE NONE 0 0 6200 WP CAREY INC COM 92936U109 640 9046 SH SOLE NONE 0 0 9046 WYNN RESORTS LTD COM 983134107 263 2100 SH SOLE NONE 0 0 2100 XCEL ENERGY INC COM 98389B100 242 3626 SH SOLE NONE 0 0 3626 YUM BRANDS INC COM 988498101 365 3373 SH SOLE NONE 0 0 3373 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1305 2690 SH SOLE NONE 0 0 2690 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 615 1917 SH SOLE NONE 0 0 1917 ZSCALER INC COM 98980G102 226 1314 SH SOLE NONE 0 0 1314