Chief Compliance Officer

0001606587-21-001209.txt : 20210816 0001606587-21-001209.hdr.sgml : 20210816 20210816092100 ACCESSION NUMBER: 0001606587-21-001209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 211174947 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 06-30-2021 06-30-2021 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 08-13-2021 1 661 1375342 false 1 0001860981 028-21180 Innovative Portfolios INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 297 5533 SH SOLE NONE 0 0 5533 AGNC INVT CORP COM 00123Q104 380 22520 SH SOLE NONE 0 0 22520 AMC ENTMT HLDGS INC CL A COM 00165C104 510 9000 SH SOLE NONE 0 0 9000 AT&T INC COM 00206R102 1299 45150 SH DFND 1.0 0 0 45150 AT&T INC COM 00206R102 2316 80458 SH SOLE NONE 0 0 80458 ARK ETF TR INNOVATION ETF 00214Q104 634 4850 SH SOLE NONE 0 0 4850 ABBOTT LABS COM 002824100 1173 10119 SH SOLE NONE 0 0 10119 ABBVIE INC COM 00287Y109 4109 36482 SH DFND 1.0 0 0 36482 ABBVIE INC COM 00287Y109 5166 45865 SH SOLE NONE 0 0 45865 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 198 19480 SH SOLE NONE 0 0 19480 ACTIVISION BLIZZARD INC COM 00507V109 215 2248 SH DFND 1.0 0 0 2248 ACTIVISION BLIZZARD INC COM 00507V109 431 4515 SH SOLE NONE 0 0 4515 ADOBE SYSTEMS INCORPORATED COM 00724F101 705 1203 SH DFND 1.0 0 0 1203 ADOBE SYSTEMS INCORPORATED COM 00724F101 899 1535 SH SOLE NONE 0 0 1535 ADVANCED MICRO DEVICES INC COM 007903107 376 4000 SH Call DFND 1.0 0 0 4000 ADVANCED MICRO DEVICES INC COM 007903107 413 4393 SH DFND 1.0 0 0 4393 ADVANCED MICRO DEVICES INC COM 007903107 2943 31330 SH SOLE NONE 0 0 31330 AIR PRODS & CHEMS INC COM 009158106 354 1231 SH DFND 1.0 0 0 1231 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 726 3989 SH DFND 1.0 0 0 3989 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 310 1706 SH SOLE NONE 0 0 1706 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3500 15435 SH DFND 1.0 0 0 15435 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 201 4311 SH SOLE NONE 0 0 4311 ALLSTATE CORP COM 020002101 4165 31934 SH DFND 1.0 0 0 31934 ALLSTATE CORP COM 020002101 3146 24125 SH SOLE NONE 0 0 24125 ALPHABET INC CAP STK CL C 02079K107 2812 1122 SH DFND 1.0 0 0 1122 ALPHABET INC CAP STK CL C 02079K107 2519 1005 SH SOLE NONE 0 0 1005 ALPHABET INC CAP STK CL A 02079K305 3668 1502 SH DFND 1.0 0 0 1502 ALPHABET INC CAP STK CL A 02079K305 3177 1301 SH SOLE NONE 0 0 1301 ALTRIA GROUP INC COM 02209S103 1865 39108 SH DFND 1.0 0 0 39108 ALTRIA GROUP INC COM 02209S103 1541 32311 SH SOLE NONE 0 0 32311 AMAZON COM INC COM 023135106 6048 1758 SH DFND 1.0 0 0 1758 AMAZON COM INC COM 023135106 55624 16169 SH SOLE NONE 0 0 16169 AMEREN CORP COM 023608102 253 3165 SH DFND 1.0 0 0 3165 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 575 38348 SH SOLE NONE 0 0 38348 AMERICAN AIRLS GROUP INC COM 02376R102 282 13300 SH DFND 1.0 0 0 13300 AMERICAN AIRLS GROUP INC COM 02376R102 216 10186 SH SOLE NONE 0 0 10186 AMERICAN ELEC PWR CO INC COM 025537101 235 2778 SH SOLE NONE 0 0 2778 AMERICAN EXPRESS CO COM 025816109 248 1500 SH DFND 1.0 0 0 1500 AMERICAN EXPRESS CO COM 025816109 2010 12166 SH SOLE NONE 0 0 12166 AMERICAN TOWER CORP NEW COM 03027X100 826 3059 SH DFND 1.0 0 0 3059 AMERICAN TOWER CORP NEW COM 03027X100 619 2290 SH SOLE NONE 0 0 2290 AMETEK INC COM 031100100 2618 19612 SH SOLE NONE 0 0 19612 AMGEN INC COM 031162100 931 3821 SH SOLE NONE 0 0 3821 AMPIO PHARMACEUTICALS INC COM 03209T109 62 37000 SH SOLE NONE 0 0 37000 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 710 31070 SH SOLE NONE 0 0 31070 ANNALY CAPITAL MANAGEMENT IN COM 035710409 507 57113 SH SOLE NONE 0 0 57113 APPLE INC COM 037833100 66170 483137 SH DFND 1.0 0 0 483137 APPLE INC COM 037833100 104368 762030 SH SOLE NONE 0 0 762030 APPLIED MATLS INC COM 038222105 2153 15119 SH DFND 1.0 0 0 15119 APPLIED MATLS INC COM 038222105 1668 11712 SH SOLE NONE 0 0 11712 ARCHER DANIELS MIDLAND CO COM 039483102 515 8502 SH SOLE NONE 0 0 8502 ARES CAPITAL CORP COM 04010L103 245 12500 SH DFND 1.0 0 0 12500 ARES CAPITAL CORP COM 04010L103 625 31917 SH SOLE NONE 0 0 31917 ARLINGTON ASSET INVST CORP CL A NEW 041356205 46 11445 SH SOLE NONE 0 0 11445 ATKORE INC COM 047649108 871 12266 SH DFND 1.0 0 0 12266 ATKORE INC COM 047649108 352 4958 SH SOLE NONE 0 0 4958 AUTODESK INC COM 052769106 978 3349 SH DFND 1.0 0 0 3349 AUTODESK INC COM 052769106 447 1532 SH SOLE NONE 0 0 1532 AUTOMATIC DATA PROCESSING IN COM 053015103 945 4758 SH SOLE NONE 0 0 4758 AUTONATION INC COM 05329W102 405 4268 SH SOLE NONE 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 750 3596 SH DFND 1.0 0 0 3596 AVALONBAY CMNTYS INC COM 053484101 227 1087 SH SOLE NONE 0 0 1087 AXON ENTERPRISE INC COM 05464C101 566 3201 SH SOLE NONE 0 0 3201 BP PLC SPONSORED ADR 055622104 418 15827 SH SOLE NONE 0 0 15827 B. RILEY FINANCIAL INC COM 05580M108 461 6100 SH SOLE NONE 0 0 6100 BNY MELLON ALCENTRA GLOBAL C COM 05588N108 98 10213 SH SOLE NONE 0 0 10213 BADGER METER INC COM 056525108 1864 19000 SH DFND 1.0 0 0 19000 BANCO BBVA ARGENTINA S A SPONSORED ADS 058934100 163 50000 SH SOLE NONE 0 0 50000 BANCO SANTANDER S.A. ADR 05964H105 99 25362 SH SOLE NONE 0 0 25362 BK OF AMERICA CORP COM 060505104 852 20666 SH DFND 1.0 0 0 20666 BK OF AMERICA CORP COM 060505104 4544 110221 SH SOLE NONE 0 0 110221 BANK MONTREAL QUE COM 063671101 216 2104 SH SOLE NONE 0 0 2104 BANK NEW YORK MELLON CORP COM 064058100 228 4460 SH SOLE NONE 0 0 4460 BAXTER INTL INC COM 071813109 214 2665 SH SOLE NONE 0 0 2665 BEAM THERAPEUTICS INC COM 07373V105 322 2500 SH DFND 1.0 0 0 2500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH DFND 1.0 0 0 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5023 12 SH SOLE NONE 0 0 12 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 675 2428 SH DFND 1.0 0 0 2428 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3328 11973 SH SOLE NONE 0 0 11973 BEST BUY INC COM 086516101 598 5200 SH DFND 1.0 0 0 5200 BEST BUY INC COM 086516101 209 1817 SH SOLE NONE 0 0 1817 BIOGEN INC COM 09062X103 246 710 SH SOLE NONE 0 0 710 BIONTECH SE SPONSORED ADS 09075V102 223 996 SH SOLE NONE 0 0 996 BLACKROCK INC COM 09247X101 262 299 SH SOLE NONE 0 0 299 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 313 20248 SH DFND 1.0 0 0 20248 BLACKROCK MUNI INCOME TR II COM 09249N101 291 18465 SH SOLE NONE 0 0 18465 BLACKROCK ENHANCED EQUITY DI COM 09251A104 484 47782 SH SOLE NONE 0 0 47782 BLACKROCK CORPOR HI YLD FD I COM 09255P107 322 26108 SH SOLE NONE 0 0 26108 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 198 17284 SH SOLE NONE 0 0 17284 BLACKROCK FLOATING RATE INCO COM 09255X100 639 48200 SH SOLE NONE 0 0 48200 BLACKROCK ENHANCD CAP & INM COM 09256A109 201 9786 SH SOLE NONE 0 0 9786 BLACKSTONE GROUP INC COM 09260D107 627 6458 SH DFND 1.0 0 0 6458 BLACKSTONE GROUP INC COM 09260D107 610 6280 SH SOLE NONE 0 0 6280 BOEING CO COM 097023105 1684 7029 SH DFND 1.0 0 0 7029 BOEING CO COM 097023105 2886 12048 SH SOLE NONE 0 0 12048 BOOKING HOLDINGS INC COM 09857L108 219 100 SH DFND 1.0 0 0 100 BOOKING HOLDINGS INC COM 09857L108 219 100 SH SOLE NONE 0 0 100 BRISTOL-MYERS SQUIBB CO COM 110122108 5047 75533 SH DFND 1.0 0 0 75533 BRISTOL-MYERS SQUIBB CO COM 110122108 3668 54892 SH SOLE NONE 0 0 54892 BROADCOM INC COM 11135F101 3930 8241 SH DFND 1.0 0 0 8241 BROADCOM INC COM 11135F101 2276 4773 SH SOLE NONE 0 0 4773 BROOKDALE SR LIVING INC COM 112463104 162 20500 SH DFND 1.0 0 0 20500 BRUNSWICK CORP COM 117043109 864 8670 SH DFND 1.0 0 0 8670 BRUNSWICK CORP COM 117043109 336 3374 SH SOLE NONE 0 0 3374 CIGNA CORP NEW COM 125523100 402 1694 SH SOLE NONE 0 0 1694 CME GROUP INC COM 12572Q105 4299 20215 SH DFND 1.0 0 0 20215 CSX CORP COM 126408103 1555 48487 SH DFND 1.0 0 0 48487 CSX CORP COM 126408103 799 24907 SH SOLE NONE 0 0 24907 CVS HEALTH CORP COM 126650100 249 2990 SH DFND 1.0 0 0 2990 CVS HEALTH CORP COM 126650100 735 8808 SH SOLE NONE 0 0 8808 CADENCE DESIGN SYSTEM INC COM 127387108 1011 7389 SH DFND 1.0 0 0 7389 CADENCE DESIGN SYSTEM INC COM 127387108 514 3756 SH SOLE NONE 0 0 3756 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 307 20226 SH SOLE NONE 0 0 20226 CALAMOS GBL DYN INCOME FUND COM 12811L107 149 13635 SH SOLE NONE 0 0 13635 CAMPBELL SOUP CO COM 134429109 245 5375 SH SOLE NONE 0 0 5375 CANOPY GROWTH CORP COM 138035100 418 17296 SH SOLE NONE 0 0 17296 CARMAX INC COM 143130102 414 3205 SH SOLE NONE 0 0 3205 CARNIVAL CORP UNIT 99/99/9999 143658300 619 23466 SH SOLE NONE 0 0 23466 CATERPILLAR INC COM 149123101 494 2269 SH DFND 1.0 0 0 2269 CATERPILLAR INC COM 149123101 1173 5391 SH SOLE NONE 0 0 5391 CELSIUS HLDGS INC COM NEW 15118V207 933 12261 SH SOLE NONE 0 0 12261 CENTENE CORP DEL COM 15135B101 452 6200 SH SOLE NONE 0 0 6200 CHARTER COMMUNICATIONS INC N CL A 16119P108 203 281 SH SOLE NONE 0 0 281 CHERRY HILL MTG INVT CORP COM 164651101 120 12126 SH SOLE NONE 0 0 12126 CHEVRON CORP NEW COM 166764100 270 2575 SH DFND 1.0 0 0 2575 CHEVRON CORP NEW COM 166764100 4143 39558 SH SOLE NONE 0 0 39558 CHIPOTLE MEXICAN GRILL INC COM 169656105 226 146 SH SOLE NONE 0 0 146 CHURCHILL CAPITAL CORP IV CL A 171439102 288 10000 SH DFND 1.0 0 0 10000 CHURCHILL DOWNS INC COM 171484108 203 1025 SH SOLE NONE 0 0 1025 CISCO SYS INC COM 17275R102 8802 166072 SH DFND 1.0 0 0 166072 CISCO SYS INC COM 17275R102 7408 139779 SH SOLE NONE 0 0 139779 CINTAS CORP COM 172908105 1029 2694 SH DFND 1.0 0 0 2694 CINTAS CORP COM 172908105 378 989 SH SOLE NONE 0 0 989 CITIGROUP INC COM NEW 172967424 213 3000 SH Call SOLE NONE 0 0 3000 CITIGROUP INC COM NEW 172967424 1205 17030 SH SOLE NONE 0 0 17030 CLEVELAND-CLIFFS INC NEW COM 185899101 1156 53632 SH SOLE NONE 0 0 53632 CLOVIS ONCOLOGY INC COM 189464100 63 10850 SH SOLE NONE 0 0 10850 COCA COLA CO COM 191216100 3766 69603 SH SOLE NONE 0 0 69603 COINBASE GLOBAL INC COM CL A 19260Q107 298 1176 SH SOLE NONE 0 0 1176 COLGATE PALMOLIVE CO COM 194162103 725 8914 SH SOLE NONE 0 0 8914 COLUMBIA SELIGM PREM TECH GR COM 19842X109 251 7062 SH SOLE NONE 0 0 7062 COMCAST CORP NEW CL A 20030N101 4736 83055 SH DFND 1.0 0 0 83055 COMCAST CORP NEW CL A 20030N101 2820 49452 SH SOLE NONE 0 0 49452 COMERICA INC COM 200340107 346 4844 SH SOLE NONE 0 0 4844 COMPASS DIVERSIFIED SH BEN INT 20451Q104 538 21100 SH SOLE NONE 0 0 21100 CONOCOPHILLIPS COM 20825C104 499 8187 SH SOLE NONE 0 0 8187 CONSTELLATION BRANDS INC CL A 21036P108 280 1196 SH DFND 1.0 0 0 1196 CONSTELLATION BRANDS INC CL A 21036P108 283 1210 SH SOLE NONE 0 0 1210 CORNERSTONE STRATEGIC VALUE COM 21924B302 178 15346 SH SOLE NONE 0 0 15346 CORNERSTONE TOTAL RETURN FD COM 21924U300 114 10042 SH SOLE NONE 0 0 10042 CORNING INC COM 219350105 3805 93022 SH DFND 1.0 0 0 93022 CORNING INC COM 219350105 3689 90207 SH SOLE NONE 0 0 90207 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 726 25936 SH DFND 1.0 0 0 25936 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 245 8765 SH SOLE NONE 0 0 8765 COSTCO WHSL CORP NEW COM 22160K105 264 667 SH DFND 1.0 0 0 667 COSTCO WHSL CORP NEW COM 22160K105 1178 2978 SH SOLE NONE 0 0 2978 CROCS INC COM 227046109 1189 10206 SH DFND 1.0 0 0 10206 CROCS INC COM 227046109 477 4096 SH SOLE NONE 0 0 4096 CRONOS GROUP INC COM 22717L101 92 10750 SH SOLE NONE 0 0 10750 CROWDSTRIKE HLDGS INC CL A 22788C105 340 1351 SH DFND 1.0 0 0 1351 CROWDSTRIKE HLDGS INC CL A 22788C105 780 3103 SH SOLE NONE 0 0 3103 CROWN CASTLE INTL CORP NEW COM 22822V101 546 2799 SH SOLE NONE 0 0 2799 CUMMINS INC COM 231021106 3472 14240 SH DFND 1.0 0 0 14240 CUMMINS INC COM 231021106 3304 13551 SH SOLE NONE 0 0 13551 DTE ENERGY CO COM 233331107 337 2604 SH SOLE NONE 0 0 2604 DANAHER CORPORATION COM 235851102 1008 3756 SH DFND 1.0 0 0 3756 DANAHER CORPORATION COM 235851102 418 1556 SH SOLE NONE 0 0 1556 DEERE & CO COM 244199105 920 2609 SH DFND 1.0 0 0 2609 DEERE & CO COM 244199105 1410 3997 SH SOLE NONE 0 0 3997 DELTA AIR LINES INC DEL COM NEW 247361702 227 5250 SH DFND 1.0 0 0 5250 DIGITAL RLTY TR INC COM 253868103 766 5091 SH DFND 1.0 0 0 5091 DIGITAL RLTY TR INC COM 253868103 1475 9806 SH SOLE NONE 0 0 9806 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1959 20011 SH DFND 1.0 0 0 20011 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1099 10054 SH DFND 1.0 0 0 10054 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860 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 324 4000 SH SOLE NONE 0 0 4000 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3785 87095 SH DFND 1.0 0 0 87095 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2124 48882 SH SOLE NONE 0 0 48882 FIRST TR ENERGY INCOME & GRO COM 33738G104 145 10000 SH SOLE NONE 0 0 10000 FIRST US BANCSHARES INC COM 33744V103 585 53416 SH DFND 1.0 0 0 53416 FISERV INC COM 337738108 747 6989 SH SOLE NONE 0 0 6989 FIRSTENERGY CORP COM 337932107 203 5444 SH SOLE NONE 0 0 5444 FLAHERTY & CRUMRINE PFD SECS COM 338478100 273 12000 SH SOLE NONE 0 0 12000 FLOWERS FOODS INC COM 343498101 221 9124 SH SOLE NONE 0 0 9124 FOOT LOCKER INC COM 344849104 812 13173 SH SOLE NONE 0 0 13173 FORD MTR CO DEL COM 345370860 5558 374013 SH SOLE NONE 0 0 374013 FORTUNE BRANDS HOME & SEC IN COM 34964C106 215 2163 SH DFND 1.0 0 0 2163 FREEPORT-MCMORAN INC CL B 35671D857 328 8832 SH SOLE NONE 0 0 8832 GABELLI EQUITY TR INC COM 362397101 203 29429 SH SOLE NONE 0 0 29429 GABELLI MULTIMEDIA TR INC COM 36239Q109 157 14040 SH SOLE NONE 0 0 14040 GABELLI HLTHCARE & WELLNESS SHS 36246K103 322 23867 SH SOLE NONE 0 0 23867 GALLAGHER ARTHUR J & CO COM 363576109 1695 12100 SH DFND 1.0 0 0 12100 GENERAL ELECTRIC CO COM 369604103 513 38149 SH DFND 1.0 0 0 38149 GENERAL ELECTRIC CO COM 369604103 936 69558 SH SOLE NONE 0 0 69558 GENERAL MLS INC COM 370334104 306 5026 SH SOLE NONE 0 0 5026 GENERAL MTRS CO COM 37045V100 422 7135 SH DFND 1.0 0 0 7135 GENERAL MTRS CO COM 37045V100 226 3817 SH SOLE NONE 0 0 3817 GENUINE PARTS CO COM 372460105 3941 31165 SH DFND 1.0 0 0 31165 GENUINE PARTS CO COM 372460105 2182 17256 SH SOLE NONE 0 0 17256 GETTY RLTY CORP NEW COM 374297109 735 23605 SH DFND 1.0 0 0 23605 GETTY RLTY CORP NEW COM 374297109 219 7026 SH SOLE NONE 0 0 7026 GILEAD SCIENCES INC COM 375558103 303 4396 SH SOLE NONE 0 0 4396 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 212 9470 SH SOLE NONE 0 0 9470 GLOBUS MED INC CL A 379577208 2435 31412 SH SOLE NONE 0 0 31412 GLOBE 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SH SOLE NONE 0 0 16714 SERVICE PPTYS TR COM SH BEN INT 81761L102 230 18258 SH SOLE NONE 0 0 18258 SERVICENOW INC COM 81762P102 222 404 SH SOLE NONE 0 0 404 SHOPIFY INC CL A 82509L107 1087 744 SH DFND 1.0 0 0 744 SHOPIFY INC CL A 82509L107 583 399 SH SOLE NONE 0 0 399 SIMON PPTY GROUP INC NEW COM 828806109 918 7033 SH DFND 1.0 0 0 7033 SIMON PPTY GROUP INC NEW COM 828806109 1214 9305 SH SOLE NONE 0 0 9305 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 141 14000 SH SOLE NONE 0 0 14000 SIRIUS XM HOLDINGS INC COM 82968B103 1141 174390 SH DFND 1.0 0 0 174390 SIRIUS XM HOLDINGS INC COM 82968B103 4549 695608 SH SOLE NONE 0 0 695608 SKYWORKS SOLUTIONS INC COM 83088M102 320 1669 SH SOLE NONE 0 0 1669 SLACK TECHNOLOGIES INC COM CL A 83088V102 335 7570 SH DFND 1.0 0 0 7570 SNAP ON INC COM 833034101 1173 5251 SH SOLE NONE 0 0 5251 SONOS INC COM 83570H108 408 11595 SH SOLE NONE 0 0 11595 SORRENTO THERAPEUTICS INC COM NEW 83587F202 198 20450 SH SOLE NONE 0 0 20450 SOUTHERN CO COM 842587107 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SH DFND 1.0 0 0 6722 TERADYNE INC COM 880770102 315 2353 SH SOLE NONE 0 0 2353 TESLA INC COM 88160R101 2452 3608 SH DFND 1.0 0 0 3608 TESLA INC COM 88160R101 2668 3925 SH SOLE NONE 0 0 3925 TEXAS INSTRS INC COM 882508104 5005 26025 SH DFND 1.0 0 0 26025 TEXAS INSTRS INC COM 882508104 4127 21461 SH SOLE NONE 0 0 21461 TG THERAPEUTICS INC COM 88322Q108 291 7500 SH DFND 1.0 0 0 7500 THE TRADE DESK INC COM CL A 88339J105 539 6970 SH SOLE NONE 0 0 6970 THERMO FISHER SCIENTIFIC INC COM 883556102 368 729 SH SOLE NONE 0 0 729 3M CO COM 88579Y101 6183 31128 SH DFND 1.0 0 0 31128 3M CO COM 88579Y101 3403 17131 SH SOLE NONE 0 0 17131 TIMKEN CO COM 887389104 903 11203 SH DFND 1.0 0 0 11203 TIMKEN CO COM 887389104 336 4172 SH SOLE NONE 0 0 4172 TOPBUILD CORP COM 89055F103 942 4762 SH DFND 1.0 0 0 4762 TOPBUILD CORP COM 89055F103 364 1842 SH SOLE NONE 0 0 1842 TORONTO DOMINION BK ONT COM NEW 891160509 262 3737 SH SOLE NONE 0 0 3737 TOTALENERGIES SE SPONSORED ADS 89151E109 318 7034 SH SOLE NONE 0 0 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UNITEDHEALTH GROUP INC COM 91324P102 3262 8147 SH SOLE NONE 0 0 8147 UNIVERSAL DISPLAY CORP COM 91347P105 333 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 804 41500 SH DFND 1.0 0 0 41500 URSTADT BIDDLE PPTYS INC CL A 917286205 248 12802 SH SOLE NONE 0 0 12802 VALERO ENERGY CORP COM 91913Y100 210 2690 SH DFND 1.0 0 0 2690 VALERO ENERGY CORP COM 91913Y100 331 4245 SH SOLE NONE 0 0 4245 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 213 10000 SH SOLE NONE 0 0 10000 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 211 7000 SH SOLE NONE 0 0 7000 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 382 1458 SH SOLE NONE 0 0 1458 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 319 2062 SH SOLE NONE 0 0 2062 VANGUARD WORLD FD MEGA GRWTH IND 921910816 386 1668 SH SOLE NONE 0 0 1668 VANGUARD WORLD FD MEGA CAP INDEX 921910873 542 3559 SH SOLE NONE 0 0 3559 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 443 4230 SH SOLE NONE 0 0 4230 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 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DFND 1.0 0 0 25269 WALMART INC COM 931142103 4368 30973 SH SOLE NONE 0 0 30973 WALGREENS BOOTS ALLIANCE INC COM 931427108 1774 33720 SH SOLE NONE 0 0 33720 WASTE MGMT INC DEL COM 94106L109 817 5828 SH SOLE NONE 0 0 5828 WELLS FARGO CO NEW COM 949746101 534 11800 SH DFND 1.0 0 0 11800 WELLS FARGO CO NEW COM 949746101 587 12957 SH SOLE NONE 0 0 12957 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 352 40064 SH SOLE NONE 0 0 40064 WELLS FARGO ADV MULTI SCTR I COM 94987D101 141 11000 SH SOLE NONE 0 0 11000 WELLTOWER INC COM 95040Q104 204 2454 SH DFND 1.0 0 0 2454 WELLTOWER INC COM 95040Q104 463 5575 SH SOLE NONE 0 0 5575 WENDYS CO COM 95058W100 281 12000 SH SOLE NONE 0 0 12000 WESTERN ALLIANCE BANCORP COM 957638109 854 9194 SH DFND 1.0 0 0 9194 WESTERN ALLIANCE BANCORP COM 957638109 317 3411 SH SOLE NONE 0 0 3411 WESTERN ASSET HIGH INCOME OP COM 95766K109 200 37830 SH SOLE NONE 0 0 37830 WESTERN AST INFL LKD OPP & I COM 95766R104 229 17500 SH SOLE NONE 0 0 17500 WESTERN ASSET HIGH YIELD DEF COM 95768B107 173 11000 SH SOLE NONE 0 0 11000 WILLIAMS COS INC COM 969457100 425 16017 SH SOLE NONE 0 0 16017 WISDOMTREE TR EM EX ST-OWNED 97717X578 219 5200 SH SOLE NONE 0 0 5200 WYNN RESORTS LTD COM 983134107 214 1750 SH DFND 1.0 0 0 1750 XCEL ENERGY INC COM 98389B100 219 3327 SH DFND 1.0 0 0 3327 YUM BRANDS INC COM 988498101 374 3248 SH SOLE NONE 0 0 3248 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1055 1992 SH DFND 1.0 0 0 1992 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 454 857 SH SOLE NONE 0 0 857 ZSCALER INC COM 98980G102 260 1202 SH DFND 1.0 0 0 1202 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 372 960 SH DFND 1.0 0 0 960 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 303 782 SH SOLE NONE 0 0 782 ATLASSIAN CORP PLC CL A G06242104 260 1014 SH SOLE NONE 0 0 1014 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 505 1713 SH DFND 1.0 0 0 1713 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2428 8236 SH SOLE NONE 0 0 8236 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 201 5200 SH SOLE NONE 0 0 5200 ENDO INTL PLC SHS G30401106 94 20000 SH SOLE NONE 0 0 20000 HORIZON THERAPEUTICS PUB L SHS G46188101 375 4000 SH DFND 1.0 0 0 4000 JOHNSON CTLS INTL PLC SHS G51502105 659 9600 SH DFND 1.0 0 0 9600 JOHNSON CTLS INTL PLC SHS G51502105 214 3127 SH SOLE NONE 0 0 3127 LINDE PLC SHS G5494J103 469 1623 SH SOLE NONE 0 0 1623 MEDTRONIC PLC SHS G5960L103 3361 27076 SH DFND 1.0 0 0 27076 MEDTRONIC PLC SHS G5960L103 2818 22699 SH SOLE NONE 0 0 22699 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 309 10500 SH DFND 1.0 0 0 10500 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 369 4200 SH DFND 1.0 0 0 4200 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 788 8964 SH SOLE NONE 0 0 8964 TRITON INTL LTD CL A G9078F107 539 10293 SH SOLE NONE 0 0 10293 INMODE LTD SHS M5425M103 1169 12350 SH SOLE NONE 0 0 12350 ASML HOLDING N V N Y REGISTRY SHS N07059210 469 679 SH SOLE NONE 0 0 679