CHIEF COMPLIANCE OFFICER

0001666788-22-000004.txt : 20220812 0001666788-22-000004.hdr.sgml : 20220812 20220812162029 ACCESSION NUMBER: 0001666788-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 EFFECTIVENESS DATE: 20220812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 221160412 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001666788 XXXXXXXX 06-30-2022 06-30-2022 Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 N CAROL WILDERMUTH CHIEF COMPLIANCE OFFICER 678-356-1100 CAROL WILDERMUTH ALPHARETTA GA 08-12-2022 0 138 74443 false INFORMATION TABLE 2 13FInformationTable2022Q2.xml ABBVIE INC COM 00287Y109 664 4325 SH DFND 0 4325 0 Aberdeen Std PHys SwissGold Shr ETF ETF 00326A104 305 17676 SH DFND 0 17676 0 Acadia Pharmaceuticals Inc COM 004225108 244 17075 SH DFND 0 17075 0 ACCENTURE PLC IRELAND SHS CLASS A COM G1151C101 256 915 SH DFND 0 915 0 Alphabet Inc Class A COM 02079K305 298 573 SH DFND 0 573 0 Alphabet Inc Class C COM 02079K107 675 1181 SH DFND 0 1181 0 AMARIN CORP PLC SPONS ADR NEW COM 023111206 15 10850 SH DFND 0 10850 0 AMAZON.COM INC COM 023135106 640 5720 SH DFND 0 5720 0 AMERICAN TOWER CORP NEW COM COM 03027X100 287 1114 SH DFND 0 1114 0 APPLE INC COM 037833100 2014 14047 SH DFND 0 14047 0 ARES CAPITAL CORP COM COM 04010L103 277 15361 SH DFND 0 15361 0 AT&T INC COM COM 00206R102 282 13734 SH DFND 0 13734 0 AUTOMATIC DATA PROCESSING INC COM COM 053015103 315 1481 SH DFND 0 1481 0 AVEPOINT INC COM CL A COM 053604104 53 12450 SH DFND 0 12450 0 Ballard Power Systems COM 058586108 86 13550 SH DFND 0 13550 0 BERKSHIRE GREY INC COM CL A COM 084656107 16 11000 SH DFND 0 11000 0 Berkshire Hathaway Inc Class B COM 084670702 395 1406 SH DFND 0 1406 0 BIOCRYST PHARMACEUTICALS INC COM COM 09058V103 256 23900 SH DFND 0 23900 0 Bionano Genomics Inc COM 09075F107 35 25820 SH DFND 0 25820 0 BNP PARIBAS COM 05601WGV7 453 592000 SH DFND 0 592000 0 BOEING CO COM 097023105 386 2965 SH DFND 0 2965 0 Brightspire Cap Inc A COM 10949T109 104 12307 SH DFND 0 12307 0 BUSINESS DEV CORP OF AMER COM COM 12325J101 263 35107 SH DFND 0 35107 0 CANADIAN NATL RY CO COM COM 136375102 263 2332 SH DFND 0 2332 0 Canoo Inc Class A COM 13803R102 127 68550 SH DFND 0 68550 0 CARRIER GLOBAL CORPORATION COM COM 14448C104 219 6085 SH DFND 0 6085 0 CDW CORP COM COM 12514G108 260 1659 SH DFND 0 1659 0 CION Investment Corporation COM 17259U204 451 51448 SH DFND 0 51448 0 CISCO SYS INC COM COM 17275R102 326 7654 SH DFND 0 7654 0 CLOVIS ONCOLOGY INC COM COM 189464100 21 10500 SH DFND 0 10500 0 COCA COLA CO COM COM 191216100 252 3959 SH DFND 0 3959 0 COSTAR GROUP INC COM 22160N109 250 4000 SH DFND 0 4000 0 COSTCO WHOLESALE CO COM 22160K105 427 859 SH DFND 0 859 0 COTTONWOOD MULTIFAMILY COM 221886104 284 26750 SH DFND 0 26750 0 D R HORTON INC COM COM 23331A109 229 3279 SH DFND 0 3279 0 DESKTOP METAL INC CLASS A COM 25058X105 27 12603 SH DFND 0 12603 0 DOLLAR GEN CORP NEW COM COM 256677105 357 1453 SH DFND 0 1453 0 Evolve Transition Infrastructure Lp COM 30053M104 8 20524 SH DFND 0 20524 0 EXXON MOBIL CORP COM COM 30231G102 349 4004 SH DFND 0 4004 0 FIDELITY LOW VOLATILITY FACTR ETF ETF 316092824 277 6022 SH DFND 0 6022 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 243 7674 SH DFND 0 7674 0 FRANKLIN BSP REALTY TRUS COM 35243J101 583 41682 SH DFND 0 41682 0 FS ENERGY & POWER FUND COM 30264D109 201 50470 SH DFND 0 50470 0 FS KKR CAPITAL CORP COM 302635206 1631 82559 SH DFND 0 82559 0 GENIUS SPORTS LIMITED SHARES CL A COM G3934V109 53 22350 SH DFND 0 22350 0 GILEAD SCIENCES INC COM COM 375558103 203 3280 SH DFND 0 3280 0 GLOBAL NET LEASE INCORPO COM 379378201 408 27363 SH DFND 0 27363 0 INTEL CORP COM 458140100 240 6430 SH DFND 0 6430 0 INVESCO S P 500 REVENUE ETF ETF 46138G698 1490 20345 SH DFND 0 20345 0 INVSC ACTVLY MNG OPTM YDDVRS ETF ETF 46090F100 184 10364 SH DFND 0 10364 0 INVSC QQQ TRUST SRS 1 ETF ETF 46090E103 485 1654 SH DFND 0 1654 0 INVSC S P 500 EQUAL WGHTENRGY ETF ETF 46137V365 328 5346 SH DFND 0 5346 0 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 862 3085 SH DFND 0 3085 0 INVSC SP 500 EQUAL WEIGHT UTILTS ETF ETF 46137V274 1438 12977 SH DFND 0 12977 0 ISHARES CORE S&P 500 ETF ETF 464287200 1236 3088 SH DFND 0 3088 0 ISHARES DOW JONES US ETF ETF 464287846 567 5799 SH DFND 0 5799 0 ISHARES MSCI GLOBAL MIN VOL FCT ETF ETF 464286525 475 4966 SH DFND 0 4966 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 308 4829 SH DFND 0 4829 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1173 8311 SH DFND 0 8311 0 ISHARES S&P MID CAP 400 VALUE ETF ETF 464287705 1010 10185 SH DFND 0 10185 0 ISHARES S&P SMALL CAP 600 ETF ETF 464287879 603 6509 SH DFND 0 6509 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 783 6639 SH DFND 0 6639 0 ISHARES TIPS BOND ETF ETF 464287176 243 2131 SH DFND 0 2131 0 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 697 7857 SH DFND 0 7857 0 ISHARES US BASIC MATERIALS ETF ETF 464287838 910 7629 SH DFND 0 7629 0 ISHARES US FINANCIALS ETF ETF 464287788 389 5473 SH DFND 0 5473 0 ISHARES US HEALTHCARE ETF ETF 464287762 825 3012 SH DFND 0 3012 0 ISHARES US INDUSTRIALS ETF ETF 464287754 1217 13209 SH DFND 0 13209 0 ISHARES US REAL ESTATE ETF ETF 464287739 1172 12381 SH DFND 0 12381 0 ISHARES US UTILITIES ETF ETF 464287697 292 3476 SH DFND 0 3476 0 LILIUM N V CLASS A ORD SHS COM N52586109 39 16700 SH DFND 0 16700 0 LILLY ELI & CO COM COM 532457108 279 862 SH DFND 0 862 0 LOWES COMPANIES INC COM 548661107 360 2025 SH DFND 0 2025 0 MAIN STREET CAPITAL COM 56035L104 308 7172 SH DFND 0 7172 0 MASTERCARD INCORPORATED CL A COM 57636Q104 290 914 SH DFND 0 914 0 MCDONALDS CORP COM COM 580135101 404 1598 SH DFND 0 1598 0 META PLATFORMS INC CLASS A COM 30303M102 370 2157 SH DFND 0 2157 0 MICROSOFT CORP COM 594918104 734 2834 SH DFND 0 2834 0 MULTIPLAN CORPORATION COM COM 62548M100 66 12150 SH DFND 0 12150 0 NANO DIMENSION LTD SPONSORD ADS NEW COM 63008G203 51 16500 SH DFND 0 16500 0 National Health Investors Inc COM 63633D104 292 4756 SH DFND 0 4756 0 NIKE INC CLASS B COM 654106103 270 2643 SH DFND 0 2643 0 NTNL CINEMEDIA COM 635309107 12 12269 SH DFND 0 12269 0 Origin Material Inc COM 68622D106 243 48013 SH DFND 0 48013 0 OWL ROCK CAPITAL CORP COM 69121K104 464 37324 SH DFND 0 37324 0 OXFORD LANE CAPITAL CORP COM 691543102 82 14448 SH DFND 0 14448 0 PACIFIC OAK STRATEGIC COM 694701103 232 24419 SH DFND 0 24419 0 PARATEK PHARMACEUTICALS INC COM COM 699374302 27 14050 SH DFND 0 14050 0 PFIZER INC COM 717081103 322 6167 SH DFND 0 6167 0 PHILLIPS EDISON & CO INC COM 71844V201 2406 71443 SH DFND 0 71443 0 Pinnacle Financial Partners Inc COM 72346Q104 246 3339 SH DFND 0 3339 0 PIONEER MUNICIPAL HIGH INCOME COM 723762100 98 11250 SH DFND 0 11250 0 Planet Labs PBC COM 72703X106 384 88025 SH DFND 0 88025 0 Plug Power Inc COM 72919P202 329 19600 SH DFND 0 19600 0 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 894 10222 SH DFND 0 10222 0 QUALCOMM INC COM COM 747525103 417 3282 SH DFND 0 3282 0 REALTY INCOME CORP DISCOREIT COM 756109104 580 8223 SH DFND 0 8223 0 ROPER TECHNOLOGIES INC COM COM 776696106 239 598 SH DFND 0 598 0 ROUNDHILL BALL METAVERSE ETF ETF 53656F417 84 10500 SH DFND 0 10500 0 S&P GLOBAL INC COM COM 78409V104 258 754 SH DFND 0 754 0 SCHWAB FUNDAMENTAL US LARGE CO ETF ETF 808524771 218 4135 SH DFND 0 4135 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 1385 28215 SH DFND 0 28215 0 SCHWAB US BROAD MARKET ETF ETF 808524102 4961 105849 SH DFND 0 105849 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 2228 30745 SH DFND 0 30745 0 SCHWAB US LARGE CAP GROWTH ETF ETF 808524300 264 4236 SH DFND 0 4236 0 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 1580 24523 SH DFND 0 24523 0 SCHWAB US LARGE CAP ETF ETF 808524201 2889 61091 SH DFND 0 61091 0 SHERWIN WILLIAMS CO COM COM 824348106 254 1084 SH DFND 0 1084 0 SOUTHERN CO COM COM 842587107 419 5738 SH DFND 0 5738 0 SOUTHWEST AIRLINES COM 844741108 430 10532 SH DFND 0 10532 0 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 472 6491 SH DFND 0 6491 0 SPDR GOLD SHARES ETF ETF 78463V107 293 1745 SH DFND 0 1745 0 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 487 4316 SH DFND 0 4316 0 SPDR S&P 500 ETF ETF 78462F103 3348 8447 SH DFND 0 8447 0 SPDR S&P GLOBAL NATURAL RESOURCS ETF ETF 78463X541 1150 22631 SH DFND 0 22631 0 STARBUCKS CORP COM 855244109 317 3990 SH DFND 0 3990 0 TESLA INC COM 88160R101 258 330 SH DFND 0 330 0 TEXAS INSTRS INC COM COM 882508104 383 2582 SH DFND 0 2582 0 THE NECESSITY RETAIL REICLASS A COM 02607T109 446 59265 SH DFND 0 59265 0 TMC THE METALS COMPANY INC COM COM 87261Y106 13 13350 SH DFND 0 13350 0 UNITEDHEALTH GRP INC COM 91324P102 382 738 SH DFND 0 738 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 248 6083 SH DFND 0 6083 0 VANGUARD GROWTH ETF ETF 922908736 200 892 SH DFND 0 892 0 VANGUARD HEALTH CARE ETF ETF 92204A504 527 2189 SH DFND 0 2189 0 VANGUARD INTERMEDIATE TERM COR ETF ETF 92206C870 208 2593 SH DFND 0 2593 0 VANGUARD MID CAP ETF ETF 922908629 350 1760 SH DFND 0 1760 0 VANGUARD S&P 500 ETF ETF 922908363 354 972 SH DFND 0 972 0 VANGUARD SMALL CAP VALUEETF ETF 922908611 326 2148 SH DFND 0 2148 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 377 4999 SH DFND 0 4999 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 580 3051 SH DFND 0 3051 0 VANGUARD UTILITIES ETF ETF 92204A876 1291 8635 SH DFND 0 8635 0 VANGUARD VALUE ETF ETF 922908744 2911 21679 SH DFND 0 21679 0 VENTAS INC REIT COM 92276F100 265 5176 SH DFND 0 5176 0 VERASTEM INC COM COM 92337C104 23 20750 SH DFND 0 20750 0 VERIZON COMMUNICATN COM 92343V104 395 7804 SH DFND 0 7804 0 VISA INC CLASS A COM 92826C839 260 1293 SH DFND 0 1293 0 WASTE MGMT INC DEL COM COM 94106L109 210 1354 SH DFND 0 1354 0 ZOETIS INC CL A COM 98978V103 266 1529 SH DFND 0 1529 0