0001666788-22-000003.txt : 20220621
0001666788-22-000003.hdr.sgml : 20220621
20220621170108
ACCESSION NUMBER: 0001666788-22-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220621
DATE AS OF CHANGE: 20220621
EFFECTIVENESS DATE: 20220621
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kalos Management, Inc.
CENTRAL INDEX KEY: 0001666788
IRS NUMBER: 201642804
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17377
FILM NUMBER: 221028859
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001666788
XXXXXXXX
03-31-2022
03-31-2022
Kalos Management, Inc.
11525 PARK WOODS CIRCLE
SUITE 250
ALPHARETTA
GA
30005
13F HOLDINGS REPORT
028-17377
N
CAROL WILDERMUTH
CHIEF COMPLIANCE OFFICER
678-356-1100
CAROL WILDERMUTH
ALPHARETTA
GA
06-21-2022
0
177
143270
false
INFORMATION TABLE
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13FInformationTable2022Q1.xml
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COM
00206R102
435
18805
SH
DFND
0
18805
0
ABBVIE INC
COM
00287Y109
806
4977
SH
DFND
0
4977
0
Aberdeen Std PHys SwissGold Shr ETF
ETF
00326A104
529
28450
SH
DFND
0
28450
0
ACADIA PHARMACEUTICALS INC
COM
004225108
441
18225
SH
DFND
0
18225
0
ACCENTURE PLC IRELAND SHS CLASS A
COM
G1151C101
308
915
SH
DFND
0
915
0
AFLAC Inc
COM
001055102
426
6629
SH
DFND
0
6629
0
AGILE THERAPEUTICS INC
COM
00847L100
3
16750
SH
DFND
0
16750
0
AGILENT TECHNOLOGIES INC COM
COM
00846U101
262
1985
SH
DFND
0
1985
0
ALPHABET INC CL A
COM
02079K305
422
156
SH
DFND
0
156
0
ALPHABET INC CL C
COM
02079K107
825
304
SH
DFND
0
304
0
AMARIN CORP PLC SPONS ADR NEW
COM
023111206
37
11250
SH
DFND
0
11250
0
AMAZON COM INC COM
COM
023135106
1125
360
SH
DFND
0
360
0
AMERICAN TOWER CORP NEW COM
COM
03027X100
284
1133
SH
DFND
0
1133
0
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
94
13475
SH
DFND
0
13475
0
APPLE INC
COM
037833100
3584
21121
SH
DFND
0
21121
0
ARCHER AVIATION INC
COM
03945R102
53
11097
SH
DFND
0
11097
0
ARES CAPITAL CORP COM
COM
04010L103
298
14231
SH
DFND
0
14231
0
ARK Innovation ETF TRUST
ETF
00214Q104
202
3048
SH
DFND
0
3048
0
Automatic Data Processing Inc
COM
053015103
340
1498
SH
DFND
0
1498
0
AVEPOINT INC
COM
053604104
63
12100
SH
DFND
0
12100
0
Ballard Power Systems
COM
058586108
165
14244
SH
DFND
0
14244
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BANK OF AMERICA CORP
COM
060505104
202
4921
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DFND
0
4921
0
BERKSHIRE GREY INC
COM
084656107
34
12000
SH
DFND
0
12000
0
BERKSHIRE HATHAWAY CLASS B
COM
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557
1649
SH
DFND
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1649
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
381
23450
SH
DFND
0
23450
0
BIONANO GENOMICS INC
COM
09075F107
68
26620
SH
DFND
0
26620
0
BLUEROCK RESIDENTIAL REIT
COM
09627J102
322
12112
SH
DFND
0
12112
0
BOEING CO
COM
097023105
695
3635
SH
DFND
0
3635
0
Brightspire Cap Inc A
COM
10949T109
1309
141964
SH
DFND
0
141964
0
CANADIAN NATL RY CO COM
COM
136375102
312
2332
SH
DFND
0
2332
0
CANOO INC
COM
13803R102
407
73800
SH
DFND
0
73800
0
Carrier Global Corp
COM
14448C104
264
5762
SH
DFND
0
5762
0
Carter Validus Mission REIT
COM
146282108
143
26840
SH
DFND
0
26840
0
CATERPILLAR INC
COM
149123101
284
1278
SH
DFND
0
1278
0
CDW CORP COM
COM
12514G108
296
1659
SH
DFND
0
1659
0
CIM Real Estate Fin Tr Inc
COM
12558Q103
9503
1319942
SH
DFND
0
1319942
0
CION INVESTMENT CORPORATION
COM
17259U204
3434
232864
SH
DFND
0
232864
0
CISCO SYS INC COM
COM
17275R102
447
8027
SH
DFND
0
8027
0
CLOVIS ONCOLOGY INC
COM
189464100
21
10500
SH
DFND
0
10500
0
CNL HEALTHCARE PPTYS INC
COM
12612C108
302
41106
SH
DFND
0
41106
0
COCA COLA COMPANY
COM
191216100
479
7727
SH
DFND
0
7727
0
COSTAR GROUP INC
COM
22160N109
244
4000
SH
DFND
0
4000
0
COSTCO WHOLESALE CO
COM
22160K105
472
870
SH
DFND
0
870
0
D R HORTON INC COM
COM
23331A109
240
3232
SH
DFND
0
3232
0
DESKTOP METAL INC
COM
25058X105
58
13003
SH
DFND
0
13003
0
Destra Multi-Alternative Fd Com
COM
25065A502
1948
218891
SH
DFND
0
218891
0
Dollar General Corp
COM
256677105
331
1491
SH
DFND
0
1491
0
Dominion Energy Inc
COM
25746U109
809
9523
SH
DFND
0
9523
0
Evolve Transition Infrastructure Lp
COM
30053M104
10
20524
SH
DFND
0
20524
0
EXXON MOBIL CORP
COM
30231G102
805
9728
SH
DFND
0
9728
0
FEDEX CORP
COM
31428X106
244
1061
SH
DFND
0
1061
0
FIDELITY LOW VOLATILITY FACTR ETF
ETF
316092824
281
6022
SH
DFND
0
6022
0
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
293
7662
SH
DFND
0
7662
0
FRANKLIN BSP LENDING
COM
12325J101
11154
1489290
SH
DFND
0
1489290
0
FRANKLIN BSP REALTY TRUST INC
COM
35243J101
591
42309
SH
DFND
0
42309
0
FS ENERGY & POWER FUND
COM
30264D109
2167
603747
SH
DFND
0
603747
0
FS Energy Total Return I
COM
302691811
181
23044
SH
DFND
0
23044
0
FS KKR CAPITAL CORP
COM
302635206
6802
298868
SH
DFND
0
298868
0
FS KKR Capital Corp II
COM
35952V303
334
13566
SH
DFND
0
13566
0
GENIUS SPORTS LIMITED
COM
G3934V109
99
21650
SH
DFND
0
21650
0
GILEAD SCIENCES INC
COM
375558103
206
3480
SH
DFND
0
3480
0
Global Net Lease Inc
COM
379378201
1452
94085
SH
DFND
0
94085
0
Greengro Technologies Inc
COM
39526G107
0
10026
SH
DFND
0
10026
0
HEALTHCARE TRUST INC
COM
42226B105
3115
214874
SH
DFND
0
214874
0
Highlands REIT Inc.
COM
43110A104
29
100013
SH
DFND
0
100013
0
HOME DEPOT INC
COM
437076102
343
1149
SH
DFND
0
1149
0
Independence Rlty Tr Inc
COM
45378A106
388
14693
SH
DFND
0
14693
0
INTEL CORP
COM
458140100
433
8757
SH
DFND
0
8757
0
INTERNATIONAL BUSINESS
COM
459200101
222
1711
SH
DFND
0
1711
0
InvenTrust Properties Corp
ETF
46124J201
277
9011
SH
DFND
0
9011
0
INVESCO EXCHANGE TRADED FD TR
ETF
46138E354
205
3189
SH
DFND
0
3189
0
INVESCO EXCHANGE TRADED FUND
ETF
46137V357
220
1472
SH
DFND
0
1472
0
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF
ETF
46090F100
282
15626
SH
DFND
0
15626
0
INVESCO QQQ TR
ETF
46090E103
601
1780
SH
DFND
0
1780
0
INVESCO S P 500 REVENUE ETF
ETF
46138G698
1555
20422
SH
DFND
0
20422
0
INVSC S P 500 EQUAL WGHTENRGY ETF
ETF
46137V365
417
5346
SH
DFND
0
5346
0
INVSC SP 500 EQL WGHT HLTH CARE ETF
ETF
46137V332
1003
3586
SH
DFND
0
3586
0
INVSC SP 500 EQUAL WEIGHT UTILTS ETF
ETF
46137V274
1598
13060
SH
DFND
0
13060
0
iShares 0-5 Year High Yield Corporate Bond
ETF
46434V407
212
4837
SH
DFND
0
4837
0
iShares Core S&P 500
ETF
464287200
1514
3668
SH
DFND
0
3668
0
iShares Core S&P U.S. Value ETF
ETF
464287663
220
2918
SH
DFND
0
2918
0
ISHARES DOW JONES US ETF
ETF
464287846
672
6701
SH
DFND
0
6701
0
iShares Dow Jones US Healthcare Sector Index
ETF
464287762
836
3072
SH
DFND
0
3072
0
iShares iBoxx $ High Yield Corporate Bond ETF
ETF
464288513
428
5206
SH
DFND
0
5206
0
iShares MSCI ACWI Low Carbon Target
ETF
46434V464
207
1271
SH
DFND
0
1271
0
ISHARES MSCI GLOBAL MIN VOL FCT ETF
ETF
464286525
494
5023
SH
DFND
0
5023
0
iShares Preferred & Income Securities ETF
ETF
464288687
472
12968
SH
DFND
0
12968
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
353
5064
SH
DFND
0
5064
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
1275
8537
SH
DFND
0
8537
0
ISHARES S&P MID CAP 400 GRWTH ETF
ETF
464287606
204
2833
SH
DFND
0
2833
0
ISHARES S&P MID CAP 400 VALUE ETF
ETF
464287705
998
9638
SH
DFND
0
9638
0
ISHARES S&P SMALL CAP 600 ETF
ETF
464287879
596
6092
SH
DFND
0
6092
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
858
6636
SH
DFND
0
6636
0
ISHARES TIPS BOND ETF
ETF
464287176
291
2406
SH
DFND
0
2406
0
ISHARES TOTAL US STOCK MARKET ETF
ETF
464287150
754
8297
SH
DFND
0
8297
0
ISHARES TRUST US Industrials ETF
ETF
464287754
1468
14691
SH
DFND
0
14691
0
ISHARES U.S. FINANCIALS ETF
ETF
464287788
456
5456
SH
DFND
0
5456
0
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
1380
13981
SH
DFND
0
13981
0
iShares U.S. Technology ETF
ETF
464287721
201
2048
SH
DFND
0
2048
0
ISHARES US BASIC MATERIALS ETF
ETF
464287838
1066
7595
SH
DFND
0
7595
0
ISHARES US UTILITIES ETF
ETF
464287697
292
3233
SH
DFND
0
3233
0
JOHNSON & JOHNSON
COM
478160104
351
1980
SH
DFND
0
1980
0
LILIUM N V
COM
N52586109
66
16700
SH
DFND
0
16700
0
LISTED FUNDS TRUST
ETF
53656F417
125
10500
SH
DFND
0
10500
0
Lowe's Companies Inc
COM
548661107
442
2191
SH
DFND
0
2191
0
MAIN STREET CAPITAL
COM
56035L104
274
7251
SH
DFND
0
7251
0
Marsh & McLennan Co Inc
COM
571748102
766
4500
SH
DFND
0
4500
0
Mastercard Inc
COM
57636Q104
404
1132
SH
DFND
0
1132
0
MCDONALDS CORP
COM
580135101
403
1631
SH
DFND
0
1631
0
META PLATFORMS INC
COM
30303M102
465
2261
SH
DFND
0
2261
0
MICROSOFT CORP
COM
594918104
1660
5456
SH
DFND
0
5456
0
MULTIPLAN CORPORATION
COM
62548M100
59
12650
SH
DFND
0
12650
0
NANO DIMENSION LTD
COM
63008G203
58
16500
SH
DFND
0
16500
0
National Health Investors Inc
COM
63633D104
284
4825
SH
DFND
0
4825
0
NECESSITY RETAIL REIT INC(THE)
COM
02607T109
1227
155804
SH
DFND
0
155804
0
NIKE INC
COM
654106103
350
2636
SH
DFND
0
2636
0
Northstar Healthcare Income Inc
COM
66705T105
1828
467722
SH
DFND
0
467722
0
NVIDIA CORP
COM
67066G104
207
774
SH
DFND
0
774
0
Origin Material Inc
COM
68622D106
323
49113
SH
DFND
0
49113
0
OWL ROCK CAPITAL CORP
COM
69121K104
501
34257
SH
DFND
0
34257
0
OXFORD LANE CAPITAL CORP
COM
691543102
104
14448
SH
DFND
0
14448
0
PACIFIC OAK STRATEGIC
COM
694701103
1017
106992
SH
DFND
0
106992
0
PARAMOUNT GLOBAL
COM
92556H206
281
7450
SH
DFND
0
7450
0
PARATEK PHARMACEUTICALS INC
COM
699374302
43
14550
SH
DFND
0
14550
0
PFIZER INC
COM
717081103
458
8852
SH
DFND
0
8852
0
PHILLIPS EDISON & CO INC
COM
71844V201
11220
327469
SH
DFND
0
327469
0
Pinnacle Financial Partners Inc
COM
72346Q104
307
3339
SH
DFND
0
3339
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
110
11250
SH
DFND
0
11250
0
PLANET LABS PBC
COM
72703X106
458
90325
SH
DFND
0
90325
0
PLUG POWER INC
COM
72919P202
593
20753
SH
DFND
0
20753
0
Potnetwork Holdings Inc
COM
737636209
0
45300
SH
DFND
0
45300
0
PROSHARES S&P 500 DIV ARISTOCRAT ETF
ETF
74348A467
920
10090
SH
DFND
0
10090
0
QUALCOMM INC
COM
747525103
538
3523
SH
DFND
0
3523
0
Realty Income Corp
COM
756109104
742
10844
SH
DFND
0
10844
0
ROPER TECHNOLOGIES INC COM
COM
776696106
281
597
SH
DFND
0
597
0
S&P Global Inc
COM
78409V104
312
761
SH
DFND
0
761
0
SCHWAB FUNDAMENTAL US LARGE CO ETF
ETF
808524771
232
4135
SH
DFND
0
4135
0
SCHWAB SHORT TERM US TREASURY ETF
ETF
808524862
1105
22379
SH
DFND
0
22379
0
Schwab US Broad Market ETF
ETF
808524102
5681
118204
SH
DFND
0
118204
0
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
1992
25571
SH
DFND
0
25571
0
SCHWAB US LARGE CAP VALUE ETF
ETF
808524409
1023
15018
SH
DFND
0
15018
0
Schwab US Large Cap ETF
ETF
808524201
4028
83019
SH
DFND
0
83019
0
Schwab US Large Cap Growth
ETF
808524300
310
4672
SH
DFND
0
4672
0
SHERWIN WILLIAMS CO COM
COM
824348106
265
1062
SH
DFND
0
1062
0
SOUTHERN CO
COM
842587107
420
5792
SH
DFND
0
5792
0
SOUTHWEST AIRLINES
COM
844741108
463
10507
SH
DFND
0
10507
0
SPDR FUND CONSUMER STAPLES ETF
ETF
81369Y308
490
6667
SH
DFND
0
6667
0
SPDR Gold Shares
ETF
78463V107
499
2768
SH
DFND
0
2768
0
SPDR MSCI USA STRATEGICFACTORS ETF
ETF
78468R812
500
4352
SH
DFND
0
4352
0
SPDR S&P 500 ETF
ETF
78462F103
3865
9289
SH
DFND
0
9289
0
SPDR S&P GLOBAL NATURAL RESOURCS ETF
ETF
78463X541
1854
30073
SH
DFND
0
30073
0
STARBUCKS CORP
COM
855244109
318
3578
SH
DFND
0
3578
0
Tellurian Inc
COM
87968A104
60
11500
SH
DFND
0
11500
0
TESLA INC
COM
88160R101
271
330
SH
DFND
0
330
0
TEXAS INSTRS INC COM
COM
882508104
473
2581
SH
DFND
0
2581
0
TMC THE METALS CO INC
COM
87261Y106
34
13350
SH
DFND
0
13350
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
415
818
SH
DFND
0
818
0
Vanguard Developed Markets Index Fund ETF
ETF
921943858
359
7501
SH
DFND
0
7501
0
VANGUARD HEALTH CARE ETF
ETF
92204A504
498
2073
SH
DFND
0
2073
0
VANGUARD INDEX FUNDS Growth
ETF
922908736
255
895
SH
DFND
0
895
0
VANGUARD INDEX FUNDS Mid-Cap
ETF
922908629
341
1445
SH
DFND
0
1445
0
VANGUARD INDEX FUNDS Small-Cap Value
ETF
922908611
461
2633
SH
DFND
0
2633
0
VANGUARD INDEX FUNDS Total Stock Market
ETF
922908769
672
2971
SH
DFND
0
2971
0
VANGUARD INDEX FUNDS Value
ETF
922908744
2454
17079
SH
DFND
0
17079
0
Vanguard S&P 500
ETF
922908363
404
1051
SH
DFND
0
1051
0
VANGUARD SECTOR INDEX FDS
ETF
92204A876
1095
6789
SH
DFND
0
6789
0
Vanguard Total Bond Market
ETF
921937835
415
5220
SH
DFND
0
5220
0
VENTAS INC
COM
92276F100
339
5787
SH
DFND
0
5787
0
VERASTEM INC
COM
92337C104
32
23250
SH
DFND
0
23250
0
VERIZON COMMUNICATIONS
COM
92343V104
444
8710
SH
DFND
0
8710
0
VISA INC
COM
92826C839
326
1485
SH
DFND
0
1485
0
W.P. Carey Inc.
COM
92936U109
461
5696
SH
DFND
0
5696
0
WALMART INC
COM
931142103
235
1601
SH
DFND
0
1601
0
WALT DISNEY CO
COM
254687106
316
2410
SH
DFND
0
2410
0
WASTE MGMT INC DEL COM
COM
94106L109
214
1354
SH
DFND
0
1354
0
Xtrackers USD High Yield Corporate Bond
ETF
233051432
278
7396
SH
DFND
0
7396
0
ZOETIS INC CL A
COM
98978V103
288
1529
SH
DFND
0
1529
0