CHIEF COMPLIANCE OFFICER

0001666788-22-000003.txt : 20220621 0001666788-22-000003.hdr.sgml : 20220621 20220621170108 ACCESSION NUMBER: 0001666788-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 EFFECTIVENESS DATE: 20220621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 221028859 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666788 XXXXXXXX 03-31-2022 03-31-2022 Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 N CAROL WILDERMUTH CHIEF COMPLIANCE OFFICER 678-356-1100 CAROL WILDERMUTH ALPHARETTA GA 06-21-2022 0 177 143270 false INFORMATION TABLE 2 13FInformationTable2022Q1.xml A T & T INC COM 00206R102 435 18805 SH DFND 0 18805 0 ABBVIE INC COM 00287Y109 806 4977 SH DFND 0 4977 0 Aberdeen Std PHys SwissGold Shr ETF ETF 00326A104 529 28450 SH DFND 0 28450 0 ACADIA PHARMACEUTICALS INC COM 004225108 441 18225 SH DFND 0 18225 0 ACCENTURE PLC IRELAND SHS CLASS A COM G1151C101 308 915 SH DFND 0 915 0 AFLAC Inc COM 001055102 426 6629 SH DFND 0 6629 0 AGILE THERAPEUTICS INC COM 00847L100 3 16750 SH DFND 0 16750 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 262 1985 SH DFND 0 1985 0 ALPHABET INC CL A COM 02079K305 422 156 SH DFND 0 156 0 ALPHABET INC CL C COM 02079K107 825 304 SH DFND 0 304 0 AMARIN CORP PLC SPONS ADR NEW COM 023111206 37 11250 SH DFND 0 11250 0 AMAZON COM INC COM COM 023135106 1125 360 SH DFND 0 360 0 AMERICAN TOWER CORP NEW COM COM 03027X100 284 1133 SH DFND 0 1133 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 94 13475 SH DFND 0 13475 0 APPLE INC COM 037833100 3584 21121 SH DFND 0 21121 0 ARCHER AVIATION INC COM 03945R102 53 11097 SH DFND 0 11097 0 ARES CAPITAL CORP COM COM 04010L103 298 14231 SH DFND 0 14231 0 ARK Innovation ETF TRUST ETF 00214Q104 202 3048 SH DFND 0 3048 0 Automatic Data Processing Inc COM 053015103 340 1498 SH DFND 0 1498 0 AVEPOINT INC COM 053604104 63 12100 SH DFND 0 12100 0 Ballard Power Systems COM 058586108 165 14244 SH DFND 0 14244 0 BANK OF AMERICA CORP COM 060505104 202 4921 SH DFND 0 4921 0 BERKSHIRE GREY INC COM 084656107 34 12000 SH DFND 0 12000 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 557 1649 SH DFND 0 1649 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 381 23450 SH DFND 0 23450 0 BIONANO GENOMICS INC COM 09075F107 68 26620 SH DFND 0 26620 0 BLUEROCK RESIDENTIAL REIT COM 09627J102 322 12112 SH DFND 0 12112 0 BOEING CO COM 097023105 695 3635 SH DFND 0 3635 0 Brightspire Cap Inc A COM 10949T109 1309 141964 SH DFND 0 141964 0 CANADIAN NATL RY CO COM COM 136375102 312 2332 SH DFND 0 2332 0 CANOO INC COM 13803R102 407 73800 SH DFND 0 73800 0 Carrier Global Corp COM 14448C104 264 5762 SH DFND 0 5762 0 Carter Validus Mission REIT COM 146282108 143 26840 SH DFND 0 26840 0 CATERPILLAR INC COM 149123101 284 1278 SH DFND 0 1278 0 CDW CORP COM COM 12514G108 296 1659 SH DFND 0 1659 0 CIM Real Estate Fin Tr Inc COM 12558Q103 9503 1319942 SH DFND 0 1319942 0 CION INVESTMENT CORPORATION COM 17259U204 3434 232864 SH DFND 0 232864 0 CISCO SYS INC COM COM 17275R102 447 8027 SH DFND 0 8027 0 CLOVIS ONCOLOGY INC COM 189464100 21 10500 SH DFND 0 10500 0 CNL HEALTHCARE PPTYS INC COM 12612C108 302 41106 SH DFND 0 41106 0 COCA COLA COMPANY COM 191216100 479 7727 SH DFND 0 7727 0 COSTAR GROUP INC COM 22160N109 244 4000 SH DFND 0 4000 0 COSTCO WHOLESALE CO COM 22160K105 472 870 SH DFND 0 870 0 D R HORTON INC COM COM 23331A109 240 3232 SH DFND 0 3232 0 DESKTOP METAL INC COM 25058X105 58 13003 SH DFND 0 13003 0 Destra Multi-Alternative Fd Com COM 25065A502 1948 218891 SH DFND 0 218891 0 Dollar General Corp COM 256677105 331 1491 SH DFND 0 1491 0 Dominion Energy Inc COM 25746U109 809 9523 SH DFND 0 9523 0 Evolve Transition Infrastructure Lp COM 30053M104 10 20524 SH DFND 0 20524 0 EXXON MOBIL CORP COM 30231G102 805 9728 SH DFND 0 9728 0 FEDEX CORP COM 31428X106 244 1061 SH DFND 0 1061 0 FIDELITY LOW VOLATILITY FACTR ETF ETF 316092824 281 6022 SH DFND 0 6022 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 293 7662 SH DFND 0 7662 0 FRANKLIN BSP LENDING COM 12325J101 11154 1489290 SH DFND 0 1489290 0 FRANKLIN BSP REALTY TRUST INC COM 35243J101 591 42309 SH DFND 0 42309 0 FS ENERGY & POWER FUND COM 30264D109 2167 603747 SH DFND 0 603747 0 FS Energy Total Return I COM 302691811 181 23044 SH DFND 0 23044 0 FS KKR CAPITAL CORP COM 302635206 6802 298868 SH DFND 0 298868 0 FS KKR Capital Corp II COM 35952V303 334 13566 SH DFND 0 13566 0 GENIUS SPORTS LIMITED COM G3934V109 99 21650 SH DFND 0 21650 0 GILEAD SCIENCES INC COM 375558103 206 3480 SH DFND 0 3480 0 Global Net Lease Inc COM 379378201 1452 94085 SH DFND 0 94085 0 Greengro Technologies Inc COM 39526G107 0 10026 SH DFND 0 10026 0 HEALTHCARE TRUST INC COM 42226B105 3115 214874 SH DFND 0 214874 0 Highlands REIT Inc. COM 43110A104 29 100013 SH DFND 0 100013 0 HOME DEPOT INC COM 437076102 343 1149 SH DFND 0 1149 0 Independence Rlty Tr Inc COM 45378A106 388 14693 SH DFND 0 14693 0 INTEL CORP COM 458140100 433 8757 SH DFND 0 8757 0 INTERNATIONAL BUSINESS COM 459200101 222 1711 SH DFND 0 1711 0 InvenTrust Properties Corp ETF 46124J201 277 9011 SH DFND 0 9011 0 INVESCO EXCHANGE TRADED FD TR ETF 46138E354 205 3189 SH DFND 0 3189 0 INVESCO EXCHANGE TRADED FUND ETF 46137V357 220 1472 SH DFND 0 1472 0 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 282 15626 SH DFND 0 15626 0 INVESCO QQQ TR ETF 46090E103 601 1780 SH DFND 0 1780 0 INVESCO S P 500 REVENUE ETF ETF 46138G698 1555 20422 SH DFND 0 20422 0 INVSC S P 500 EQUAL WGHTENRGY ETF ETF 46137V365 417 5346 SH DFND 0 5346 0 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 1003 3586 SH DFND 0 3586 0 INVSC SP 500 EQUAL WEIGHT UTILTS ETF ETF 46137V274 1598 13060 SH DFND 0 13060 0 iShares 0-5 Year High Yield Corporate Bond ETF 46434V407 212 4837 SH DFND 0 4837 0 iShares Core S&P 500 ETF 464287200 1514 3668 SH DFND 0 3668 0 iShares Core S&P U.S. Value ETF ETF 464287663 220 2918 SH DFND 0 2918 0 ISHARES DOW JONES US ETF ETF 464287846 672 6701 SH DFND 0 6701 0 iShares Dow Jones US Healthcare Sector Index ETF 464287762 836 3072 SH DFND 0 3072 0 iShares iBoxx $ High Yield Corporate Bond ETF ETF 464288513 428 5206 SH DFND 0 5206 0 iShares MSCI ACWI Low Carbon Target ETF 46434V464 207 1271 SH DFND 0 1271 0 ISHARES MSCI GLOBAL MIN VOL FCT ETF ETF 464286525 494 5023 SH DFND 0 5023 0 iShares Preferred & Income Securities ETF ETF 464288687 472 12968 SH DFND 0 12968 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 353 5064 SH DFND 0 5064 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1275 8537 SH DFND 0 8537 0 ISHARES S&P MID CAP 400 GRWTH ETF ETF 464287606 204 2833 SH DFND 0 2833 0 ISHARES S&P MID CAP 400 VALUE ETF ETF 464287705 998 9638 SH DFND 0 9638 0 ISHARES S&P SMALL CAP 600 ETF ETF 464287879 596 6092 SH DFND 0 6092 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 858 6636 SH DFND 0 6636 0 ISHARES TIPS BOND ETF ETF 464287176 291 2406 SH DFND 0 2406 0 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 754 8297 SH DFND 0 8297 0 ISHARES TRUST US Industrials ETF ETF 464287754 1468 14691 SH DFND 0 14691 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 456 5456 SH DFND 0 5456 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 1380 13981 SH DFND 0 13981 0 iShares U.S. Technology ETF ETF 464287721 201 2048 SH DFND 0 2048 0 ISHARES US BASIC MATERIALS ETF ETF 464287838 1066 7595 SH DFND 0 7595 0 ISHARES US UTILITIES ETF ETF 464287697 292 3233 SH DFND 0 3233 0 JOHNSON & JOHNSON COM 478160104 351 1980 SH DFND 0 1980 0 LILIUM N V COM N52586109 66 16700 SH DFND 0 16700 0 LISTED FUNDS TRUST ETF 53656F417 125 10500 SH DFND 0 10500 0 Lowe's Companies Inc COM 548661107 442 2191 SH DFND 0 2191 0 MAIN STREET CAPITAL COM 56035L104 274 7251 SH DFND 0 7251 0 Marsh & McLennan Co Inc COM 571748102 766 4500 SH DFND 0 4500 0 Mastercard Inc COM 57636Q104 404 1132 SH DFND 0 1132 0 MCDONALDS CORP COM 580135101 403 1631 SH DFND 0 1631 0 META PLATFORMS INC COM 30303M102 465 2261 SH DFND 0 2261 0 MICROSOFT CORP COM 594918104 1660 5456 SH DFND 0 5456 0 MULTIPLAN CORPORATION COM 62548M100 59 12650 SH DFND 0 12650 0 NANO DIMENSION LTD COM 63008G203 58 16500 SH DFND 0 16500 0 National Health Investors Inc COM 63633D104 284 4825 SH DFND 0 4825 0 NECESSITY RETAIL REIT INC(THE) COM 02607T109 1227 155804 SH DFND 0 155804 0 NIKE INC COM 654106103 350 2636 SH DFND 0 2636 0 Northstar Healthcare Income Inc COM 66705T105 1828 467722 SH DFND 0 467722 0 NVIDIA CORP COM 67066G104 207 774 SH DFND 0 774 0 Origin Material Inc COM 68622D106 323 49113 SH DFND 0 49113 0 OWL ROCK CAPITAL CORP COM 69121K104 501 34257 SH DFND 0 34257 0 OXFORD LANE CAPITAL CORP COM 691543102 104 14448 SH DFND 0 14448 0 PACIFIC OAK STRATEGIC COM 694701103 1017 106992 SH DFND 0 106992 0 PARAMOUNT GLOBAL COM 92556H206 281 7450 SH DFND 0 7450 0 PARATEK PHARMACEUTICALS INC COM 699374302 43 14550 SH DFND 0 14550 0 PFIZER INC COM 717081103 458 8852 SH DFND 0 8852 0 PHILLIPS EDISON & CO INC COM 71844V201 11220 327469 SH DFND 0 327469 0 Pinnacle Financial Partners Inc COM 72346Q104 307 3339 SH DFND 0 3339 0 PIONEER MUNICIPAL HIGH INCOME COM 723762100 110 11250 SH DFND 0 11250 0 PLANET LABS PBC COM 72703X106 458 90325 SH DFND 0 90325 0 PLUG POWER INC COM 72919P202 593 20753 SH DFND 0 20753 0 Potnetwork Holdings Inc COM 737636209 0 45300 SH DFND 0 45300 0 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 920 10090 SH DFND 0 10090 0 QUALCOMM INC COM 747525103 538 3523 SH DFND 0 3523 0 Realty Income Corp COM 756109104 742 10844 SH DFND 0 10844 0 ROPER TECHNOLOGIES INC COM COM 776696106 281 597 SH DFND 0 597 0 S&P Global Inc COM 78409V104 312 761 SH DFND 0 761 0 SCHWAB FUNDAMENTAL US LARGE CO ETF ETF 808524771 232 4135 SH DFND 0 4135 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 1105 22379 SH DFND 0 22379 0 Schwab US Broad Market ETF ETF 808524102 5681 118204 SH DFND 0 118204 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 1992 25571 SH DFND 0 25571 0 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 1023 15018 SH DFND 0 15018 0 Schwab US Large Cap ETF ETF 808524201 4028 83019 SH DFND 0 83019 0 Schwab US Large Cap Growth ETF 808524300 310 4672 SH DFND 0 4672 0 SHERWIN WILLIAMS CO COM COM 824348106 265 1062 SH DFND 0 1062 0 SOUTHERN CO COM 842587107 420 5792 SH DFND 0 5792 0 SOUTHWEST AIRLINES COM 844741108 463 10507 SH DFND 0 10507 0 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 490 6667 SH DFND 0 6667 0 SPDR Gold Shares ETF 78463V107 499 2768 SH DFND 0 2768 0 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 500 4352 SH DFND 0 4352 0 SPDR S&P 500 ETF ETF 78462F103 3865 9289 SH DFND 0 9289 0 SPDR S&P GLOBAL NATURAL RESOURCS ETF ETF 78463X541 1854 30073 SH DFND 0 30073 0 STARBUCKS CORP COM 855244109 318 3578 SH DFND 0 3578 0 Tellurian Inc COM 87968A104 60 11500 SH DFND 0 11500 0 TESLA INC COM 88160R101 271 330 SH DFND 0 330 0 TEXAS INSTRS INC COM COM 882508104 473 2581 SH DFND 0 2581 0 TMC THE METALS CO INC COM 87261Y106 34 13350 SH DFND 0 13350 0 UNITEDHEALTH GROUP INC COM COM 91324P102 415 818 SH DFND 0 818 0 Vanguard Developed Markets Index Fund ETF ETF 921943858 359 7501 SH DFND 0 7501 0 VANGUARD HEALTH CARE ETF ETF 92204A504 498 2073 SH DFND 0 2073 0 VANGUARD INDEX FUNDS Growth ETF 922908736 255 895 SH DFND 0 895 0 VANGUARD INDEX FUNDS Mid-Cap ETF 922908629 341 1445 SH DFND 0 1445 0 VANGUARD INDEX FUNDS Small-Cap Value ETF 922908611 461 2633 SH DFND 0 2633 0 VANGUARD INDEX FUNDS Total Stock Market ETF 922908769 672 2971 SH DFND 0 2971 0 VANGUARD INDEX FUNDS Value ETF 922908744 2454 17079 SH DFND 0 17079 0 Vanguard S&P 500 ETF 922908363 404 1051 SH DFND 0 1051 0 VANGUARD SECTOR INDEX FDS ETF 92204A876 1095 6789 SH DFND 0 6789 0 Vanguard Total Bond Market ETF 921937835 415 5220 SH DFND 0 5220 0 VENTAS INC COM 92276F100 339 5787 SH DFND 0 5787 0 VERASTEM INC COM 92337C104 32 23250 SH DFND 0 23250 0 VERIZON COMMUNICATIONS COM 92343V104 444 8710 SH DFND 0 8710 0 VISA INC COM 92826C839 326 1485 SH DFND 0 1485 0 W.P. Carey Inc. COM 92936U109 461 5696 SH DFND 0 5696 0 WALMART INC COM 931142103 235 1601 SH DFND 0 1601 0 WALT DISNEY CO COM 254687106 316 2410 SH DFND 0 2410 0 WASTE MGMT INC DEL COM COM 94106L109 214 1354 SH DFND 0 1354 0 Xtrackers USD High Yield Corporate Bond ETF 233051432 278 7396 SH DFND 0 7396 0 ZOETIS INC CL A COM 98978V103 288 1529 SH DFND 0 1529 0