0001666788-22-000001.txt : 20220203
0001666788-22-000001.hdr.sgml : 20220203
20220203140522
ACCESSION NUMBER: 0001666788-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220203
DATE AS OF CHANGE: 20220203
EFFECTIVENESS DATE: 20220203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kalos Management, Inc.
CENTRAL INDEX KEY: 0001666788
IRS NUMBER: 201642804
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17377
FILM NUMBER: 22587673
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
13F-HR
1
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0001666788
XXXXXXXX
12-31-2021
12-31-2021
Kalos Management, Inc.
11525 PARK WOODS CIRCLE
SUITE 250
ALPHARETTA
GA
30005
13F HOLDINGS REPORT
028-17377
N
JOHN DILLON
CHIEF COMPLIANCE OFFICER
678-356-1100
JOHN DILLON
ALPHARETTA
GA
02-03-2022
0
286
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INFORMATION TABLE
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13FInformationTable2021Q4.xml
ABBOTT LABORATORIES
COM
002824100
251
2016
SH
DFND
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2016
0
ABBVIE INC
COM
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2074
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DFND
0
17915
0
ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF
ETF
00326A104
949
56372
SH
DFND
0
56372
0
ACADIA PHARMACEUTICALS INC
COM
004225108
340
19689
SH
DFND
0
19689
0
ACTIVISION BLIZZARD INC
COM
00507V109
749
11226
SH
DFND
0
11226
0
ADVANCED MICRO DEVICES INC COM
COM
007903107
4508
30069
SH
DFND
0
30069
0
AFLAC Inc
COM
001055102
415
7341
SH
DFND
0
7341
0
Alcoa Corporation
COM
013872106
330
6913
SH
DFND
0
6913
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
COM
01609W102
1124
6940
SH
DFND
0
6940
0
ALLEGION PUBLIC LIMITED
COM
G0176J109
1031
7818
SH
DFND
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7818
0
ALLSTATE CORP
COM
020002101
382
3277
SH
DFND
0
3277
0
ALPHABET INC CAP STK CL A
COM
02079K305
2927
982
SH
DFND
0
982
0
ALPHABET INC CAP STK CL C
COM
02079K107
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324
SH
DFND
0
324
0
ALPS ETF TRUST
ETF
00162Q452
444
12476
SH
DFND
0
12476
0
AMAZON COM INC COM
COM
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522
SH
DFND
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522
0
AMEREN CORP
COM
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8662
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AMERICAN FINANCE TRUST INC
COM
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226516
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AMERIPRISE FINL INC
COM
03076C106
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5730
SH
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5730
0
ANNALY CAPITAL MANAGEMENT INC
COM
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13807
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APPLE INC
COM
037833100
6821
45530
SH
DFND
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45530
0
ARCHER AVIATION INC
COM
03945R102
128
16734
SH
DFND
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16734
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ARES CAPITAL CORPORATION
COM
04010L103
337
16057
SH
DFND
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ARK ETF TRUST
ETF
00214Q104
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2864
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DFND
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2864
0
ARK GENOMIC REVOLUTION ETF
ETF
00214Q302
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3167
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DFND
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3167
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AT&T INC
COM
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98773
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DFND
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98773
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AVEPOINT INC
COM
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12221
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12221
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Ballard Power Systems
COM
058586108
265
16070
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BANK OF AMERICA CORP
COM
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BERKSHIRE HATHAWAY CLASS B
COM
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378
1317
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0
1317
0
BERKSHIRE HATHAWAY INC DEL
COM
084670702
322
1117
SH
DFND
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1117
0
Bill.Com Holdings Inc
COM
090043100
20524
60046
SH
DFND
0
60046
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
340
25359
SH
DFND
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25359
0
BIONANO GENOMICS INC
COM
09075F107
105
19240
SH
DFND
0
19240
0
Blackstone Inc
COM
09260D107
660
4639
SH
DFND
0
4639
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BLUEROCK RESIDENTIAL GWT REIT COM CL A
COM
09627J102
1460
108720
SH
DFND
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108720
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BOEING CO
COM
097023105
1293
5820
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DFND
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BP P L C SPONSORED ADR
COM
055622104
232
8341
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DFND
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0
BRIGHTSPIRE CAPITAL INC
COM
10949T109
1629
166819
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DFND
0
166819
0
BROADCOM INC
COM
11135F101
4910
8786
SH
DFND
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BUNGE LTD
COM
G16962105
1746
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SH
DFND
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18891
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BURGUNDY TECHNOLOGY ACQU CORP CL A
COM
G1702T116
178
18039
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18039
0
BUSINESS DEVELOPMENT
COM
12325J101
13956
1878443
SH
DFND
0
1878443
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CAMBRIA GLOBAL VALUE ETF
ETF
132061409
237
10252
SH
DFND
0
10252
0
CANOO INC
COM
13803R102
653
77740
SH
DFND
0
77740
0
CATERPILLAR INC COM
COM
149123101
277
1358
SH
DFND
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1358
0
CHARLES SCHWAB US MC ETF
ETF
808524508
573
6893
SH
DFND
0
6893
0
CHEVRON CORPORATION
COM
166764100
291
2635
SH
DFND
0
2635
0
Ciena Corp
COM
171779309
2543
42291
SH
DFND
0
42291
0
CIGNA CORPORATION
COM
125523100
2265
10387
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DFND
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10387
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CIM REAL ESTATE FIN TR INC
COM
12558Q103
7354
1021646
SH
DFND
0
1021646
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CION INVESTMENT CORPORATION
COM
17259U204
3960
313841
SH
DFND
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313841
0
CISCO SYSTEMS INC
COM
17275R102
648
11510
SH
DFND
0
11510
0
CLEVELAND-CLIFFS INC
COM
185899101
302
13187
SH
DFND
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13187
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CLOUDFLARE INC
COM
18915M107
539
2611
SH
DFND
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CLOVIS ONCOLOGY INC
COM
189464100
110
25070
SH
DFND
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25070
0
CNL HEALTHCARE PPTYS INC
COM
12612C108
341
46362
SH
DFND
0
46362
0
COCA COLA COMPANY
COM
191216100
569
10219
SH
DFND
0
10219
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COSTAR GROUP INC
COM
22160N109
335
4040
SH
DFND
0
4040
0
COSTCO WHOLESALE CORP-NEW
COM
22160K105
768
1526
SH
DFND
0
1526
0
COUCHBASE INC
COM
22207T101
288
6234
SH
DFND
0
6234
0
CRANE CO
COM
224399105
626
5843
SH
DFND
0
5843
0
DELTA AIR LINES INC DEL
COM
247361702
1296
29036
SH
DFND
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29036
0
DESKTOP METAL INC COM CL A
COM
25058X105
100
12866
SH
DFND
0
12866
0
DICKS SPORTING GOODS
COM
253393102
284
2132
SH
DFND
0
2132
0
Dominion Energy Inc
COM
25746U109
831
11150
SH
DFND
0
11150
0
Elanco Animal Health Inc
COM
28414H103
1264
38045
SH
DFND
0
38045
0
EMERSON ELEC CO COM
COM
291011104
299
3073
SH
DFND
0
3073
0
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
COM
301505889
559
11035
SH
DFND
0
11035
0
ENBRIDGE INC COM
COM
29250N105
1925
45530
SH
DFND
0
45530
0
ENCOMPASS HEALTH CORPORATION
COM
29261A100
2390
36531
SH
DFND
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36531
0
ENERGY TRANSFER LP
COM
29273V100
234
23284
SH
DFND
0
23284
0
EXXON MOBIL CORP
COM
30231G102
1909
29250
SH
DFND
0
29250
0
FEDEX CORP
COM
31428X106
392
1586
SH
DFND
0
1586
0
FIDELITY COVINGTON TRUST
COM
316092824
608
11986
SH
DFND
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FIDELITY NATIONAL FINANCIAL
COM
31620R303
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28523
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DFND
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28523
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FIRST TRUST EXCHANGE TRADED
ETF
33738R118
558
9268
SH
DFND
0
9268
0
Fleetcor Technologies Inc
COM
339041105
1785
7218
SH
DFND
0
7218
0
FRANKLIN BSP REALTY TRUST INC
COM
35243J101
813
48310
SH
DFND
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48310
0
FRANKLIN LIBERTYQ U.S. EQUITY ETF
COM
35473P801
230
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SH
DFND
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0
FS ENERGY & POWER FUND
COM
30264D109
2743
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SH
DFND
0
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FS KKR CAP CORP COM
COM
302635206
19582
902787
SH
DFND
0
902787
0
FS KKR Capital Corp II
COM
35952V303
357
14515
SH
DFND
0
14515
0
GENERAL ELECTRIC COMPANY
COM
369604301
531
4931
SH
DFND
0
4931
0
GILEAD SCIENCES INC
COM
375558103
298
4462
SH
DFND
0
4462
0
GLOBAL NET LEASE INC
COM
379378201
2140
135005
SH
DFND
0
135005
0
Global Payments Inc
COM
37940X102
811
6031
SH
DFND
0
6031
0
GRIFFIN CAPITAL ESSENTIAL
COM
39818P880
222
24429
SH
DFND
0
24429
0
GRIFFIN REALTY TRUST INC
COM
39818P203
1437
159126
SH
DFND
0
159126
0
HEALTHCARE TR AMER INC CL A NEW
COM
42225P501
258
7746
SH
DFND
0
7746
0
HEALTHCARE TRUST INC
COM
42226B105
1037
71578
SH
DFND
0
71578
0
HILLTOP HOLDINGS INC
COM
432748101
1568
41215
SH
DFND
0
41215
0
HOME DEPOT INC COM
COM
437076102
2645
7211
SH
DFND
0
7211
0
HP INC
COM
40434L105
1568
49644
SH
DFND
0
49644
0
INLAND REAL ESTATE INCOME TR
COM
457464105
198
10973
SH
DFND
0
10973
0
Innoviva Inc
COM
45781M101
2827
152957
SH
DFND
0
152957
0
INTEL CORP
COM
458140100
1997
38757
SH
DFND
0
38757
0
INTERNATIONAL BUSINESS
COM
459200101
236
1885
SH
DFND
0
1885
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INTUITIVE SURGICAL INC COM NEW
COM
46120E602
434
1017
SH
DFND
0
1017
0
INVENTRUST PROPERTIES CORP
COM
46124J201
346
14119
SH
DFND
0
14119
0
Invesco DWA Energy Momentum
ETF
46137V878
432
12331
SH
DFND
0
12331
0
INVESCO EXCHANGE TRADED FD TR
ETF
46138E354
360
5648
SH
DFND
0
5648
0
Invesco International Corporate Bond
ETF
46138E636
746
26213
SH
DFND
0
26213
0
INVESCO MUNICIPAL TRUST
ETF
46131J103
189
14231
SH
DFND
0
14231
0
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF
ETF
46090F100
689
32765
SH
DFND
0
32765
0
INVESCO QQQ TRUST
ETF
46090E103
6823
17203
SH
DFND
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17203
0
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF
ETF
46137V282
226
717
SH
DFND
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717
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Invesco S&P 500 Equal Weight
ETF
46137V357
236
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1469
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Invesco S&P 500 Pure Growth
ETF
46137V266
867
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DFND
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INVESCO S&P 500 TOP 50 ETF
ETF
46137V233
1036
2846
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2846
0
iShares Core MSCI Total International Stock ETF
ETF
46432F834
320
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SH
DFND
0
4324
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ISHARES CORE S&P 500 ETF
ETF
464287200
3177
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ISHARES CORE S&P SMALL CAP ETF
ETF
464287804
641
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iShares Core S&P Total US Stock Market
ETF
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ISHARES CORE S&P US VALUE ETF
ETF
464287663
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iShares Core Total USD Bond Market
ETF
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ISHARES CORE U S AGGREGATE BD
ETF
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ETF
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ETF
464287713
211
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SH
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6480
0
iShares Edge MSCI EAFE Minimum Vol
ETF
46429B689
1170
15045
SH
DFND
0
15045
0
iShares ESG Aware MSCI USA ETF
ETF
46435G425
1109
10325
SH
DFND
0
10325
0
iShares ESG MSCI EM ETF
ETF
46434G863
213
5062
SH
DFND
0
5062
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ISHARES ESG MSCI USA LEADERS ETF
ETF
46435U218
898
10729
SH
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0
10729
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ISHARES EXPONENTIAL TECHNOLOGIES ETF
ETF
46434V381
287
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SH
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4587
0
ISHARES GLOBAL TECH ETF
ETF
464287291
1037
16541
SH
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16541
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ISHARES IBOXX $ HIGH YIELD
ETF
464288513
1638
18750
SH
DFND
0
18750
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iShares JP Morgan USD Emerging Mrkts Bond ETF
ETF
464288281
1688
15249
SH
DFND
0
15249
0
iShares MSCI ACWI Low Carbon Target
ETF
46434V464
237
1347
SH
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0
1347
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iShares MSCI Brazil
ETF
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566
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SH
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18958
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iShares MSCI BRIC Index
ETF
464286657
567
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SH
DFND
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11608
0
iShares MSCI Denmark Capped Inv Mkt
ETF
46429B523
217
1892
SH
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1892
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ETF
464288885
1226
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ETF
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697
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ISHARES MSCI EMERGING MARKETS
ETF
464287234
555
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0
iShares MSCI Emerging Mkts Asia Index
ETF
464286426
599
6976
SH
DFND
0
6976
0
ISHARES MSCI GERMANY ETF
ETF
464286806
347
10102
SH
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10102
0
iShares MSCI Global Impact
ETF
46435G532
228
2380
SH
DFND
0
2380
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iShares MSCI India Index
ETF
46429B598
612
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SH
DFND
0
12103
0
iShares MSCI Indonesia Invst Mkt
ETF
46429B309
325
13697
SH
DFND
0
13697
0
iShares MSCI Japan Index
ETF
46434G822
642
9165
SH
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0
9165
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iShares MSCI Malaysia Index
ETF
46434G814
396
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SH
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0
15472
0
iShares MSCI South Korea Index
ETF
464286772
294
3697
SH
DFND
0
3697
0
iShares MSCI Spain Index
ETF
464286764
211
7499
SH
DFND
0
7499
0
iShares MSCI Sweden Index
ETF
464286756
225
4621
SH
DFND
0
4621
0
iShares MSCI Switzerland Index
ETF
464286749
435
8571
SH
DFND
0
8571
0
ISHARES MSCI TAIWAN ETF
ETF
46434G772
533
8231
SH
DFND
0
8231
0
iShares MSCI USA Value Factor
ETF
46432F388
256
2406
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2406
0
iShares Preferred & Income Securities ETF
ETF
464288687
466
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DFND
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11890
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ISHARES RUSSELL 1000 GROWTH
ETF
464287614
220
723
SH
DFND
0
723
0
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ETF
464287499
861
10145
SH
DFND
0
10145
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
3767
46159
SH
DFND
0
46159
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ETF
464287408
1056
6905
SH
DFND
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6905
0
ISHARES S&P MID CAP 400 VALUE
ETF
464287705
2798
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DFND
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24761
0
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ETF
464287606
1242
14245
SH
DFND
0
14245
0
ISHARES TIPS BOND ETF
ETF
464287176
649
4987
SH
DFND
0
4987
0
ISHARES U.S. FINANCIALS ETF
ETF
464287788
477
5669
SH
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5669
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ISHARES U.S. HEALTHCARE ETF
ETF
464287762
1100
3814
SH
DFND
0
3814
0
ISHARES U.S. INDUSTRIALS ETF
ETF
464287754
1163
10525
SH
DFND
0
10525
0
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
2610
23704
SH
DFND
0
23704
0
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
2057
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18007
0
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ETF
464287838
636
4603
SH
DFND
0
4603
0
iShares US Treasury Bond ETF
ETF
46429B267
411
15543
SH
DFND
0
15543
0
ISHS MSCI GLOBAL MIN VOLFCT ETF IV
ETF
464286525
451
4247
SH
DFND
0
4247
0
Jazz Pharmaceuticals PLC
COM
G50871105
978
7341
SH
DFND
0
7341
0
JOHNSON & JOHNSON
COM
478160104
2581
15856
SH
DFND
0
15856
0
KBS REAL ESTATE INVESTMENT
COM
48243C109
101
49585
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DFND
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49585
0
KBS REAL ESTATE INVT TR III
COM
48668L105
450
41838
SH
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41838
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KKR & CO INC
COM
48251W104
361
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4590
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Leidos Holdings Inc
COM
525327102
811
8465
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DFND
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8465
0
LIBERTY ALL STAR EQUITY FUND
COM
530158104
121
14288
SH
DFND
0
14288
0
LILIUM N V
COM
N52586109
188
18885
SH
DFND
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18885
0
LINDE PLC
COM
G5494J103
302
898
SH
DFND
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898
0
LOCKHEED MARTIN CORP COM
COM
539830109
276
812
SH
DFND
0
812
0
LPL Finl Hldgs Inc
COM
50212V100
2136
12791
SH
DFND
0
12791
0
MainStreet Capital Corp
COM
56035L104
353
7746
SH
DFND
0
7746
0
MANULIFE FINANCIAL CORP
COM
56501R106
1317
65582
SH
DFND
0
65582
0
MARSH & MCLENNAN COMPANIES INC
COM
571748102
785
4792
SH
DFND
0
4792
0
MCDONALDS CORP
COM
580135101
589
2401
SH
DFND
0
2401
0
MDC HOLDINGS INC-DEL
COM
552676108
1244
24390
SH
DFND
0
24390
0
META PLATFORMS INC
COM
30303M102
3535
10451
SH
DFND
0
10451
0
Mettler-Toledo International Inc
COM
592688105
326
212
SH
DFND
0
212
0
MICROSOFT CORP
COM
594918104
3147
9390
SH
DFND
0
9390
0
Moderna Inc Com
COM
60770K107
219
927
SH
DFND
0
927
0
Molson Coors Beverage Company Class B
COM
60871R209
339
7373
SH
DFND
0
7373
0
Nano Dimension Ltd Adr
COM
63008G203
115
19668
SH
DFND
0
19668
0
NATIONAL CINEMEDIA INC
COM
635309107
2929
753023
SH
DFND
0
753023
0
NATIONAL HEALTH INVS INC COM
COM
63633D104
282
5209
SH
DFND
0
5209
0
NAVIENT CORPORATION
COM
63938C108
2352
115840
SH
DFND
0
115840
0
NETFLIX INC COM
COM
64110L106
331
511
SH
DFND
0
511
0
NIKE INC
COM
654106103
351
2096
SH
DFND
0
2096
0
NORTHSTAR HEALTHCARE INCOME
COM
66705T105
349
89987
SH
DFND
0
89987
0
NORWEGIAN CRUISE LINE
COM
G66721104
1368
48500
SH
DFND
0
48500
0
Nucor Corp
COM
670346105
380
3323
SH
DFND
0
3323
0
NVIDIA CORP
COM
67066G104
934
3060
SH
DFND
0
3060
0
O Reilly Automotive Inc
COM
67103H107
1468
2313
SH
DFND
0
2313
0
ONEOK INC
COM
682680103
581
9226
SH
DFND
0
9226
0
ORIGIN MATERIALS INC
COM
68622D106
347
48922
SH
DFND
0
48922
0
OWL ROCK CAPITAL CORPORATION COM
COM
69121K104
487
33524
SH
DFND
0
33524
0
OXFORD LANE CAPITAL CORP
COM
691543102
385
47096
SH
DFND
0
47096
0
PACIFIC OAK STRATEGIC
COM
694701103
337
34893
SH
DFND
0
34893
0
Pacific Oak Strategic Opportunity REIT
COM
694701103
760
78624
SH
DFND
0
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0
PENSKE AUTOMOTIVE GROUP INC
COM
70959W103
2098
18918
SH
DFND
0
18918
0
PEPSICO INC
COM
713448108
308
1974
SH
DFND
0
1974
0
PFIZER INC COM
COM
717081103
813
17105
SH
DFND
0
17105
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
231
2481
SH
DFND
0
2481
0
PHILLIPS EDISON & CO INC
COM
71844V300
8688
266039
SH
DFND
0
266039
0
PHILLIPS EDISON & CO INC CL B
COM
71844V300
18891
579280
SH
DFND
0
579280
0
Pinnacle Financial Partners Inc
COM
72346Q104
342
3472
SH
DFND
0
3472
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
195
16328
SH
DFND
0
16328
0
PLUG POWER INC
COM
72919P202
763
22368
SH
DFND
0
22368
0
PROCTER & GAMBLE CO
COM
742718109
335
2335
SH
DFND
0
2335
0
PROSHARES S&P 500 DIVIDEND
COM
74348A467
910
9537
SH
DFND
0
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0
Qorvo Inc
COM
74736K101
1640
10300
SH
DFND
0
10300
0
QUALCOMM INC
COM
747525103
855
5264
SH
DFND
0
5264
0
RAYTHEON TECHNOLOGIES
COM
75513E101
303
3370
SH
DFND
0
3370
0
REALTY INCOME CORP
COM
756109104
779
10944
SH
DFND
0
10944
0
Resource REIT Inc
COM
76123W101
497
54920
SH
DFND
0
54920
0
Restaurant Brands International Inc
COM
76131D103
1048
17715
SH
DFND
0
17715
0
S&P Global Inc
COM
78409V104
2042
4424
SH
DFND
0
4424
0
SABRA HEALTH CARE REIT INC
COM
78573L106
1714
116744
SH
DFND
0
116744
0
SACHEM CAPITAL CORP
COM
78590A109
141
24478
SH
DFND
0
24478
0
Schwab Emerging Markets Equity ETF
ETF
808524706
548
17578
SH
DFND
0
17578
0
SCHWAB STRATEGIC TR
ETF
808524102
10651
94118
SH
DFND
0
94118
0
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
1737
22106
SH
DFND
0
22106
0
SCHWAB US LARGE CAP VALUE ETF
ETF
808524300
970
13463
SH
DFND
0
13463
0
Schwab US Large Cap ETF
ETF
808524201
7313
64572
SH
DFND
0
64572
0
Schwab US Large Cap Growth
ETF
808524300
1783
10842
SH
DFND
0
10842
0
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ETF
81369Y209
216
1626
SH
DFND
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0
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ETF
81369Y860
906
18826
SH
DFND
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0
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ETF
81369Y605
1138
28609
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DFND
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0
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COM
824348106
379
1182
SH
DFND
0
1182
0
SILA REALTY TRUST INC
COM
146280102
638
77954
SH
DFND
0
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0
SMARTSTOP SELF STORAGE REIT
COM
83192D105
2086
138360
SH
DFND
0
138360
0
SOUTHERN CO
COM
842587107
312
4999
SH
DFND
0
4999
0
SOUTHWEST AIRLINES CO
COM
844741108
694
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SH
DFND
0
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0
SPDR Bloomberg Barclays Convertible Securities
ETF
78464A359
1220
13668
SH
DFND
0
13668
0
SPDR GOLD TR
ETF
78463V107
578
3419
SH
DFND
0
3419
0
SPDR Index Shs S&P China
ETF
78463X400
576
5183
SH
DFND
0
5183
0
SPDR MSCI USA STRATEGICFACTORS ETF
ETF
78468R812
330
2588
SH
DFND
0
2588
0
SPDR Portfolio S&P 500 ETF
ETF
78464A854
1005
18273
SH
DFND
0
18273
0
SPDR S&P 500 ETF
ETF
78462F103
7999
17112
SH
DFND
0
17112
0
SPDR S&P 500 VALUE ETF IV
ETF
78464A508
469
11320
SH
DFND
0
11320
0
SPDR S&P Emerging Markets Small Cap
ETF
78463X756
944
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SH
DFND
0
15588
0
SPDR SER TR
ETF
78464A300
219
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SH
DFND
0
2447
0
SPDR SER TR
ETF
78464A870
374
2880
SH
DFND
0
2880
0
SPDR SERIES TRUST
ETF
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500
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SH
DFND
0
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0
SPIRE INC
COM
84857L101
385
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SH
DFND
0
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0
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COM
85208R101
414
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SH
DFND
0
24254
0
SSGA ACTIVE TRUST
COM
78467V608
498
10868
SH
DFND
0
10868
0
STRYKER CORP
COM
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291
1060
SH
DFND
0
1060
0
TEGNA INC
COM
87901J105
2047
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SH
DFND
0
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0
TESLA INC
COM
88160R101
644
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SH
DFND
0
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0
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
239
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0
TRITON INTL LTD F
COM
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2215
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SH
DFND
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UNION PACIFIC CORP
COM
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234
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0
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UNITEDHEALTH GROUP INC
COM
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459
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SH
DFND
0
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0
USA COMPRESSION PARTNERS LP
COM
90290N109
423
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SH
DFND
0
26338
0
UTILITIES SELECT SECTOR SPDR FUND
COM
81369Y886
411
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SH
DFND
0
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0
UTS SEVEN OAKS ACQUISITION
COM
81787X205
132
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SH
DFND
0
12852
0
VALE S A
COM
91912E105
730
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SH
DFND
0
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0
VANECK BDC INCOME ETF
ETF
92189F411
430
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SH
DFND
0
24337
0
VANECK MORNINGSTAR WIDE MOAT ETF
ETF
92189F643
1178
15137
SH
DFND
0
15137
0
VanEck Russia
ETF
92189F403
594
18397
SH
DFND
0
18397
0
VANGUARD FTSE DEVELOPED
ETF
921943858
1516
28727
SH
DFND
0
28727
0
VANGUARD FTSE EMERGING MARKETS
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922042858
289
5667
SH
DFND
0
5667
0
Vanguard Growth
ETF
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346
1113
SH
DFND
0
1113
0
VANGUARD INTERMEDIATE TERM
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92206C870
1439
15280
SH
DFND
0
15280
0
VANGUARD LARGE CAP
ETF
922908637
557
2540
SH
DFND
0
2540
0
VANGUARD MID-CAP INDEX FUND
ETF
922908629
1398
5443
SH
DFND
0
5443
0
VANGUARD S&P 500 ETF
ETF
922908363
837
1946
SH
DFND
0
1946
0
Vanguard Small-Cap Value
ETF
922908611
573
3167
SH
DFND
0
3167
0
VANGUARD TOTAL BOND MARKET ETF
ETF
921937835
262
3073
SH
DFND
0
3073
0
Vanguard Total Stock Market
ETF
922908769
937
3952
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DFND
0
3952
0
Vanguard Value
ETF
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434
3047
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DFND
0
3047
0
VENTAS INC
COM
92276F100
351
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DFND
0
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0
VEREIT INC COM
COM
92339V308
223
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DFND
0
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0
VERIZON COMMUNICATIONS INC COM
COM
92343V104
437
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DFND
0
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0
VIACOMCBS INC
COM
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341
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DFND
0
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0
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381
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1732
0
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485
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DFND
0
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COM
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477
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DFND
0
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593
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0
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WASTE MGMT INC DEL COM
COM
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247
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DFND
0
1645
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Wisdomtree China Ex State Owned Enterprises
ETF
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754
13818
SH
DFND
0
13818
0
WisdomTree EmMkts ex-Stt-Ownd Entrprs
ETF
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893
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DFND
0
23255
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Ziff Davis Inc
COM
48123V102
2110
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DFND
0
16050
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ZOOM VIDEO COMMUNICATIONS INC
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325
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0
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0