0001666788-18-000005.txt : 20181114 0001666788-18-000005.hdr.sgml : 20181114 20181114130927 ACCESSION NUMBER: 0001666788-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: 2Q FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 181182249 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666788 XXXXXXXX 09-30-2018 09-30-2018 Kalos Management, Inc.
11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005
13F HOLDINGS REPORT 028-17377 N
John Williams Chief Compliance Officer 770-407-5403 John Williams Alpharetta GA 11-14-2018 0 163 186465 false
INFORMATION TABLE 2 table13f-hr20180930.xml ABERDEEN STANDARD PHYSICAL SWISS GOLD SHARES ETF ETF 00326A104 1460 12690 SH DFND 0 12690 0 ACADIA PHARMACEUTICALS INC COM 004225108 392 19250 SH DFND 0 19250 0 ALPHABET INC COM 02079K107 640 546 SH DFND 0 546 0 ALPHABET INC COM 02079K305 214 182 SH DFND 0 182 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 435 40971 SH DFND 0 40971 0 AMAZON.COM INC COM 023135106 1122 573 SH DFND 0 573 0 AMICUS THERAPEUTICS INC COM 03152W109 126 10750 SH DFND 0 10750 0 APPLE INC COM 037833100 1383 6224 SH DFND 0 6224 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 46 16650 SH DFND 0 16650 0 AT&T INC COM 00206R102 439 13300 SH DFND 0 13300 0 Atkore Intl Group Inc Com COM 047649108 1204 45397 SH DFND 0 45397 0 BANK OF AMERICA CORP COM 060505104 202 6983 SH DFND 0 6983 0 BB&T CORP COM 054937107 2364 48674 SH DFND 0 48674 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 296 1387 SH DFND 0 1387 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 241 31500 SH DFND 0 31500 0 BLUEROCK RESIDENTIAL GROWTH COM 09627J102 384 39543 SH DFND 0 39543 0 BOEING CO COM 097023105 233 627 SH DFND 0 627 0 Boston Scientific Corporation COM 101137107 1186 30808 SH DFND 0 30808 0 BROADCOM INC COM 11135F101 5860 23935 SH DFND 0 23935 0 CAMBRIA GLOBAL ASSET ALLOCATION ETF ETF 132061607 500 18721 SH DFND 0 18721 0 CAMBRIA GLOBAL MOMENTUM ETF ETF 132061508 327 12224 SH DFND 0 12224 0 CAMBRIA GLOBAL VALUE ETF ETF 132061409 737 31209 SH DFND 0 31209 0 CAMBRIA SHAREHOLDER YIELD ETF ETF 132061201 285 7233 SH DFND 0 7233 0 CATALYST BIOSCIENCES INC COM 14888D208 180 17310 SH DFND 0 17310 0 CHEVRON CORPORATION COM 166764100 219 1798 SH DFND 0 1798 0 CISCO SYSTEMS INC COM 17275R102 492 10333 SH DFND 0 10333 0 COCA COLA COMPANY COM 191216100 241 5148 SH DFND 0 5148 0 CONATUS PHARMACEUTICALS INC COM 20600T108 261 46750 SH DFND 0 46750 0 CORPORATE CAP TRUST INC COM 219880101 921 62760 SH DFND 0 62760 0 COSTAMARE INC COM Y1771G102 2992 462231 SH DFND 0 462231 0 CRH PLC-ADR COM 12626K203 1789 54816 SH DFND 0 54816 0 CVS HEALTH CORPORATION COM 126650100 1860 23627 SH DFND 0 23627 0 CYTOSORBENTS CORPORATION COM 23283X206 176 14700 SH DFND 0 14700 0 ELI LILLY & CO COM 532457108 4039 37610 SH DFND 0 37610 0 ENCOMPASS HEALTH CORPORATION COM 29261A100 6000 77043 SH DFND 0 77043 0 Energy Transfer Equity, LP COM 29273V100 1682 96540 SH DFND 0 96540 0 ENSCO PLC COM G3157S106 120 15600 SH DFND 0 15600 0 EVERCORE PARTNERS INC COM COM 29977A105 910 9054 SH DFND 0 9054 0 EXCHANGE LISTED FUNDS TRUST COM 30151E814 357 9645 SH DFND 0 9645 0 Exchange Traded Concepts TRUST Emqq Emg COM 301505889 509 15912 SH DFND 0 15912 0 Extended Stay Amer Inc Shs 1 Com 1 Cl B COM 30224P200 2693 133152 SH DFND 0 133152 0 EXXON MOBIL CORP COM 30231G102 422 4982 SH DFND 0 4982 0 FACEBOOK INC COM 30303M102 254 1589 SH DFND 0 1589 0 FS ENERGY & POWER FUND COM 30264D109 284 43730 SH DFND 0 43730 0 FS GLOBAL CR OPPORTUNITIES FD COM 30291B100 140 17726 SH DFND 0 17726 0 FS INVESTMENT CORPORATION COM 302635107 969 145676 SH DFND 0 145676 0 FS INVT CORP II COM 35952V105 142 17175 SH DFND 0 17175 0 GEMPHIRE THERAPEUTICS INC COM 36870A108 25 16250 SH DFND 0 16250 0 GENERAL ELECTRIC COMPANY COM 369604103 164 15638 SH DFND 0 15638 0 GILEAD SCIENCES INC COM 375558103 404 5483 SH DFND 0 5483 0 GLOBAL X FDS COM 37950E747 458 30254 SH DFND 0 30254 0 Henry Schein Inc COM 806407102 1208 14209 SH DFND 0 14209 0 HINES GLOBAL REIT INC COM 433240108 112 12422 SH DFND 0 12422 0 HOME DEPOT INC COM 437076102 560 2719 SH DFND 0 2719 0 HTG MOLECULAR DIAGNOSTICS INC COM 40434H104 308 69900 SH DFND 0 69900 0 INTEL CORP COM 458140100 3913 82722 SH DFND 0 82722 0 INVESCO DB COMMODITY INDEX ETF 46138B103 196 11146 SH DFND 0 11146 0 INVESCO INTERNATIONAL BUYBACK ACHIEVERSA ETF ETF 46138E644 267 7788 SH DFND 0 7788 0 INVESCO MUNICIPAL TRUST ETF 46131J103 165 14750 SH DFND 0 14750 0 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 1497 79772 SH DFND 0 79772 0 INVESCO QQQ TR ETF 4609E0000 7410 39960 SH DFND 0 39960 0 ISHARES CORE S&P 500 ETF ETF 464287200 769 2631 SH DFND 0 2631 0 ISHARES INC ETF 464286202 449 19680 SH DFND 0 19680 0 ISHARES INC ETF 464286764 396 13401 SH DFND 0 13401 0 ISHARES INC ETF 46434G780 432 18021 SH DFND 0 18021 0 ISHARES INC ETF 464286772 438 6450 SH DFND 0 6450 0 iShares Inc Mcsi Chile Investable ETF 464286640 540 11938 SH DFND 0 11938 0 iShares JPMorgan USD Emerging Mkts Bond ETF 464288281 788 7317 SH DFND 0 7317 0 ISHARES MSCI EAFE ETF ETF 464287465 300 4423 SH DFND 0 4423 0 ISHARES MSCI EAFE SMALL CAP ETF 464288273 837 13497 SH DFND 0 13497 0 iShares MSCI Emerging Markets Asia ETF 464286426 760 11206 SH DFND 0 11206 0 ishares Msci Europe Small-Cap ETF 464288497 1593 28763 SH DFND 0 28763 0 ISHARES MSCI GERMANY ETF ETF 464286806 446 15111 SH DFND 0 15111 0 ISHARES MSCI HONG KONG ETF ETF 464286871 460 19412 SH DFND 0 19412 0 iShares MSCI India ETF 46429B598 494 15244 SH DFND 0 15244 0 iShares MSCI Taiwan Index Fd ETF 46434G772 556 14558 SH DFND 0 14558 0 ISHARES RUSSELL 2000 ETF ETF 464287655 6966 41423 SH DFND 0 41423 0 ISHARES RUSSELL MID CAP ETF ETF 464287499 897 4155 SH DFND 0 4155 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 10939 61745 SH DFND 0 61745 0 ISHARES S&P 500 VALUE ETF ETF 464287408 243 2103 SH DFND 0 2103 0 iShares S&P Emerging Mkts ETF 464288216 635 22361 SH DFND 0 22361 0 ISHARES S&P MIDCAP FUND ETF 464287507 238 1183 SH DFND 0 1183 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 6993 34668 SH DFND 0 34668 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 6498 38928 SH DFND 0 38928 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 833 8363 SH DFND 0 8363 0 iShares Tr Iboxx High Yield Corp ETF 464288513 288 3340 SH DFND 0 3340 0 iShares Tr Msci All Peru Capped Index Fd ETF 464289842 493 13363 SH DFND 0 13363 0 iShares Tr S&P Global Info ETF 464287291 1277 7295 SH DFND 0 7295 0 ISHARES TRUST ETF 46435G334 407 11893 SH DFND 0 11893 0 ISHARES TRUST ETF 464287564 506 5061 SH DFND 0 5061 0 ISHARES TRUST ETF 464287663 776 13792 SH DFND 0 13792 0 ISHARES TRUST ETF 464288521 765 15821 SH DFND 0 15821 0 ISHARES U S HEALTHCARE ETF ETF 464287762 944 4665 SH DFND 0 4665 0 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 703 3323 SH DFND 0 3323 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 668 8357 SH DFND 0 8357 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 1891 9749 SH DFND 0 9749 0 JOHNSON & JOHNSON COM 478160104 3303 23821 SH DFND 0 23821 0 JPMORGAN CHASE & CO COM 46625H100 2895 26101 SH DFND 0 26101 0 KeyCorp COM 493267108 1916 96341 SH DFND 0 96341 0 KLA-TENCOR CORP COM 482480100 2249 22142 SH DFND 0 22142 0 Kraneshares Tr Csi China Internet Etf ETF 500767306 560 11480 SH DFND 0 11480 0 LAM RESEARCH CORP COM 512807108 3164 20865 SH DFND 0 20865 0 Lpl Finl Hldgs Inc Com COM 50212V100 896 13897 SH DFND 0 13897 0 Market Vectors Russia ETF ETF 92189F403 540 25055 SH DFND 0 25055 0 MASTERCARD INCORPORATED COM 57636Q104 221 1036 SH DFND 0 1036 0 MCDONALDS CORP COM COM 580135101 417 2493 SH DFND 0 2493 0 MDC HOLDINGS INC-DEL COM 552676108 1699 57493 SH DFND 0 57493 0 MEDLEY CAPITAL CORPORATION COM 58503F106 48 13500 SH DFND 0 13500 0 Micron Technology Inc COM 595112103 497 10995 SH DFND 0 10995 0 MICROSOFT CORP COM 594918104 487 4399 SH DFND 0 4399 0 MORGAN STANLEY COM NEW COM 617446448 759 16316 SH DFND 0 16316 0 NAVIOS MARITIME PARTNERS L P UNIT LPI COM Y62267102 24 13872 SH DFND 0 13872 0 Norwegian Cruise Line Hldgs Ltd Com Usd0 COM G66721104 973 16948 SH DFND 0 16948 0 NUVEEN AMT FREE QUALITY COM 670657105 378 30802 SH DFND 0 30802 0 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 982 2829 SH DFND 0 2829 0 On Assignment Inc COM 00191U102 633 8027 SH DFND 0 8027 0 PARATEK PHARMACEUTICALS INC COM 699374302 115 13450 SH DFND 0 13450 0 Pennsylvania Real Estate Investment Trust COM 709102107 970 102559 SH DFND 0 102559 0 Pimco High Income Fund ETF 722014107 140 16801 SH DFND 0 16801 0 PIONEER MUNICIPAL HIGH INCOME COM 723762100 175 16400 SH DFND 0 16400 0 Plains All American Pipeline Lp COM 726503105 1078 43130 SH DFND 0 43130 0 Planet Fitness Inc Cl A COM 72703H101 1256 23256 SH DFND 0 23256 0 Powershares ETF Trust II Intl ETF 46138E636 783 30214 SH DFND 0 30214 0 Powershares Exchangetraded Fd Tr Golden ETF 46137V571 527 13673 SH DFND 0 13673 0 PROCTER & GAMBLE CO COM 742718109 239 2749 SH DFND 0 2749 0 Qorvo Inc Com COM 74736K101 915 11902 SH DFND 0 11902 0 QUALCOMM INC COM 747525103 251 4304 SH DFND 0 4304 0 REALTY INCOME CORP COM COM 756109104 3098 54456 SH DFND 0 54456 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2550 19702 SH DFND 0 19702 0 S&P Global Inc Com COM 78409V104 1044 5345 SH DFND 0 5345 0 SANCHEZ MIDSTREAM PARTNERS LP COM UNITS REP B COM 79971C201 138 19570 SH DFND 0 19570 0 SPDR S&P 500 ETF TRUST ETF 78462F103 212 759 SH DFND 0 759 0 SPDR S&P BIOTECH ETF ETF 78464A870 403 4212 SH DFND 0 4212 0 SPDR S&P China ETF ETF 78463X400 626 6482 SH DFND 0 6482 0 SPDR S&P Emerging Markets Small Cap ETF 78463X756 1048 23408 SH DFND 0 23408 0 SPDR SER TR ETF 78464A300 892 13080 SH DFND 0 13080 0 Spdr Ser Tr Db Intl Govt Inflation ETF 78464A490 650 12364 SH DFND 0 12364 0 SPDR SERIES TRUST ETF 78464A359 1526 28354 SH DFND 0 28354 0 SPDR SERIES TRUST ETF 78464A508 336 10828 SH DFND 0 10828 0 SPROTT PHYSICAL GOLD AND SILVER TRUST ETF 85208R101 543 46503 SH DFND 0 46503 0 SPROTT PHYSICAL SILVER TR TR UNIT ETF 85207K107 65 12367 SH DFND 0 12367 0 Sprouts Fmrs Mkt Inc Com COM 85208M102 740 27009 SH DFND 0 27009 0 SSGA ACTIVE TRUST COM 78467V608 297 6290 SH DFND 0 6290 0 TEXAS INSTRUMENTS INCORPORATED COM 882508104 2510 23450 SH DFND 0 23450 0 TORONTO-DOMINION BANK COM 891160509 2884 47534 SH DFND 0 47534 0 TRITON INTERNATIONAL COM G9078F107 2535 76134 SH DFND 0 76134 0 UNITED DEVELOPMENT FUNDING IV COM 910187103 59 14242 SH DFND 0 14242 0 United Natural Foods Inc COM 911163103 606 20237 SH DFND 0 20237 0 VANGUARD FTSE DEVELOPED ETF 921943858 1505 34983 SH DFND 0 34983 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 1345 32885 SH DFND 0 32885 0 VANGUARD INDEX FUNDS ETF 922908744 200 1835 SH DFND 0 1835 0 VANGUARD INDEX FUNDS ETF 922908736 207 1340 SH DFND 0 1340 0 VANGUARD INTERMEDIATE TERM ETF 92206C870 773 9263 SH DFND 0 9263 0 VANGUARD S&P 500 ETF ETF 922908363 3423 12819 SH DFND 0 12819 0 VENTAS INC COM 92276F100 224 3759 SH DFND 0 3759 0 VERASTEM INC COM 92337C104 144 22500 SH DFND 0 22500 0 VEREIT INC COM 92339V100 3749 516093 SH DFND 0 516093 0 VERIZON COMMUNICATIONS COM 92343V104 412 7607 SH DFND 0 7607 0 VISA INC COM 92826C839 430 2896 SH DFND 0 2896 0 WALGREEN BOOTS ALLIANCE INC COM 931427108 2969 40658 SH DFND 0 40658 0 WALT DISNEY CO COM 254687106 361 3080 SH DFND 0 3080 0 YAMANA GOLD INC COM 98462Y100 25 10535 SH DFND 0 10535 0 Zebra Technologies Corp Cl A COM 989207105 2213 12519 SH DFND 0 12519 0