0001666788-18-000005.txt : 20181114
0001666788-18-000005.hdr.sgml : 20181114
20181114130927
ACCESSION NUMBER: 0001666788-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kalos Management, Inc.
CENTRAL INDEX KEY: 0001666788
IRS NUMBER: 201642804
STATE OF INCORPORATION: 2Q
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17377
FILM NUMBER: 181182249
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666788
XXXXXXXX
09-30-2018
09-30-2018
Kalos Management, Inc.
11525 PARK WOODS CIRCLE
SUITE 250
ALPHARETTA
GA
30005
13F HOLDINGS REPORT
028-17377
N
John Williams
Chief Compliance Officer
770-407-5403
John Williams
Alpharetta
GA
11-14-2018
0
163
186465
false
INFORMATION TABLE
2
table13f-hr20180930.xml
ABERDEEN STANDARD PHYSICAL SWISS GOLD SHARES ETF
ETF
00326A104
1460
12690
SH
DFND
0
12690
0
ACADIA PHARMACEUTICALS INC
COM
004225108
392
19250
SH
DFND
0
19250
0
ALPHABET INC
COM
02079K107
640
546
SH
DFND
0
546
0
ALPHABET INC
COM
02079K305
214
182
SH
DFND
0
182
0
ALPS ETF TR ALERIAN MLP
ETF
00162Q866
435
40971
SH
DFND
0
40971
0
AMAZON.COM INC
COM
023135106
1122
573
SH
DFND
0
573
0
AMICUS THERAPEUTICS INC
COM
03152W109
126
10750
SH
DFND
0
10750
0
APPLE INC
COM
037833100
1383
6224
SH
DFND
0
6224
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
46
16650
SH
DFND
0
16650
0
AT&T INC
COM
00206R102
439
13300
SH
DFND
0
13300
0
Atkore Intl Group Inc Com
COM
047649108
1204
45397
SH
DFND
0
45397
0
BANK OF AMERICA CORP
COM
060505104
202
6983
SH
DFND
0
6983
0
BB&T CORP
COM
054937107
2364
48674
SH
DFND
0
48674
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
COM
084670702
296
1387
SH
DFND
0
1387
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
241
31500
SH
DFND
0
31500
0
BLUEROCK RESIDENTIAL GROWTH
COM
09627J102
384
39543
SH
DFND
0
39543
0
BOEING CO
COM
097023105
233
627
SH
DFND
0
627
0
Boston Scientific Corporation
COM
101137107
1186
30808
SH
DFND
0
30808
0
BROADCOM INC
COM
11135F101
5860
23935
SH
DFND
0
23935
0
CAMBRIA GLOBAL ASSET ALLOCATION ETF
ETF
132061607
500
18721
SH
DFND
0
18721
0
CAMBRIA GLOBAL MOMENTUM ETF
ETF
132061508
327
12224
SH
DFND
0
12224
0
CAMBRIA GLOBAL VALUE ETF
ETF
132061409
737
31209
SH
DFND
0
31209
0
CAMBRIA SHAREHOLDER YIELD ETF
ETF
132061201
285
7233
SH
DFND
0
7233
0
CATALYST BIOSCIENCES INC
COM
14888D208
180
17310
SH
DFND
0
17310
0
CHEVRON CORPORATION
COM
166764100
219
1798
SH
DFND
0
1798
0
CISCO SYSTEMS INC
COM
17275R102
492
10333
SH
DFND
0
10333
0
COCA COLA COMPANY
COM
191216100
241
5148
SH
DFND
0
5148
0
CONATUS PHARMACEUTICALS INC
COM
20600T108
261
46750
SH
DFND
0
46750
0
CORPORATE CAP TRUST INC
COM
219880101
921
62760
SH
DFND
0
62760
0
COSTAMARE INC
COM
Y1771G102
2992
462231
SH
DFND
0
462231
0
CRH PLC-ADR
COM
12626K203
1789
54816
SH
DFND
0
54816
0
CVS HEALTH CORPORATION
COM
126650100
1860
23627
SH
DFND
0
23627
0
CYTOSORBENTS CORPORATION
COM
23283X206
176
14700
SH
DFND
0
14700
0
ELI LILLY & CO
COM
532457108
4039
37610
SH
DFND
0
37610
0
ENCOMPASS HEALTH CORPORATION
COM
29261A100
6000
77043
SH
DFND
0
77043
0
Energy Transfer Equity, LP
COM
29273V100
1682
96540
SH
DFND
0
96540
0
ENSCO PLC
COM
G3157S106
120
15600
SH
DFND
0
15600
0
EVERCORE PARTNERS INC COM
COM
29977A105
910
9054
SH
DFND
0
9054
0
EXCHANGE LISTED FUNDS TRUST
COM
30151E814
357
9645
SH
DFND
0
9645
0
Exchange Traded Concepts TRUST Emqq Emg
COM
301505889
509
15912
SH
DFND
0
15912
0
Extended Stay Amer Inc Shs 1 Com 1 Cl B
COM
30224P200
2693
133152
SH
DFND
0
133152
0
EXXON MOBIL CORP
COM
30231G102
422
4982
SH
DFND
0
4982
0
FACEBOOK INC
COM
30303M102
254
1589
SH
DFND
0
1589
0
FS ENERGY & POWER FUND
COM
30264D109
284
43730
SH
DFND
0
43730
0
FS GLOBAL CR OPPORTUNITIES FD
COM
30291B100
140
17726
SH
DFND
0
17726
0
FS INVESTMENT CORPORATION
COM
302635107
969
145676
SH
DFND
0
145676
0
FS INVT CORP II
COM
35952V105
142
17175
SH
DFND
0
17175
0
GEMPHIRE THERAPEUTICS INC
COM
36870A108
25
16250
SH
DFND
0
16250
0
GENERAL ELECTRIC COMPANY
COM
369604103
164
15638
SH
DFND
0
15638
0
GILEAD SCIENCES INC
COM
375558103
404
5483
SH
DFND
0
5483
0
GLOBAL X FDS
COM
37950E747
458
30254
SH
DFND
0
30254
0
Henry Schein Inc
COM
806407102
1208
14209
SH
DFND
0
14209
0
HINES GLOBAL REIT INC
COM
433240108
112
12422
SH
DFND
0
12422
0
HOME DEPOT INC
COM
437076102
560
2719
SH
DFND
0
2719
0
HTG MOLECULAR DIAGNOSTICS INC
COM
40434H104
308
69900
SH
DFND
0
69900
0
INTEL CORP
COM
458140100
3913
82722
SH
DFND
0
82722
0
INVESCO DB COMMODITY INDEX
ETF
46138B103
196
11146
SH
DFND
0
11146
0
INVESCO INTERNATIONAL BUYBACK ACHIEVERSA ETF
ETF
46138E644
267
7788
SH
DFND
0
7788
0
INVESCO MUNICIPAL TRUST
ETF
46131J103
165
14750
SH
DFND
0
14750
0
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF
ETF
46090F100
1497
79772
SH
DFND
0
79772
0
INVESCO QQQ TR
ETF
4609E0000
7410
39960
SH
DFND
0
39960
0
ISHARES CORE S&P 500 ETF
ETF
464287200
769
2631
SH
DFND
0
2631
0
ISHARES INC
ETF
464286202
449
19680
SH
DFND
0
19680
0
ISHARES INC
ETF
464286764
396
13401
SH
DFND
0
13401
0
ISHARES INC
ETF
46434G780
432
18021
SH
DFND
0
18021
0
ISHARES INC
ETF
464286772
438
6450
SH
DFND
0
6450
0
iShares Inc Mcsi Chile Investable
ETF
464286640
540
11938
SH
DFND
0
11938
0
iShares JPMorgan USD Emerging Mkts Bond
ETF
464288281
788
7317
SH
DFND
0
7317
0
ISHARES MSCI EAFE ETF
ETF
464287465
300
4423
SH
DFND
0
4423
0
ISHARES MSCI EAFE SMALL CAP
ETF
464288273
837
13497
SH
DFND
0
13497
0
iShares MSCI Emerging Markets Asia
ETF
464286426
760
11206
SH
DFND
0
11206
0
ishares Msci Europe Small-Cap
ETF
464288497
1593
28763
SH
DFND
0
28763
0
ISHARES MSCI GERMANY ETF
ETF
464286806
446
15111
SH
DFND
0
15111
0
ISHARES MSCI HONG KONG ETF
ETF
464286871
460
19412
SH
DFND
0
19412
0
iShares MSCI India
ETF
46429B598
494
15244
SH
DFND
0
15244
0
iShares MSCI Taiwan Index Fd
ETF
46434G772
556
14558
SH
DFND
0
14558
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
6966
41423
SH
DFND
0
41423
0
ISHARES RUSSELL MID CAP ETF
ETF
464287499
897
4155
SH
DFND
0
4155
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
10939
61745
SH
DFND
0
61745
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
243
2103
SH
DFND
0
2103
0
iShares S&P Emerging Mkts
ETF
464288216
635
22361
SH
DFND
0
22361
0
ISHARES S&P MIDCAP FUND
ETF
464287507
238
1183
SH
DFND
0
1183
0
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
6993
34668
SH
DFND
0
34668
0
ISHARES S&P SMALL-CAP 600 VALUE ETF
ETF
464287879
6498
38928
SH
DFND
0
38928
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
833
8363
SH
DFND
0
8363
0
iShares Tr Iboxx High Yield Corp
ETF
464288513
288
3340
SH
DFND
0
3340
0
iShares Tr Msci All Peru Capped Index Fd
ETF
464289842
493
13363
SH
DFND
0
13363
0
iShares Tr S&P Global Info
ETF
464287291
1277
7295
SH
DFND
0
7295
0
ISHARES TRUST
ETF
46435G334
407
11893
SH
DFND
0
11893
0
ISHARES TRUST
ETF
464287564
506
5061
SH
DFND
0
5061
0
ISHARES TRUST
ETF
464287663
776
13792
SH
DFND
0
13792
0
ISHARES TRUST
ETF
464288521
765
15821
SH
DFND
0
15821
0
ISHARES U S HEALTHCARE ETF
ETF
464287762
944
4665
SH
DFND
0
4665
0
ISHARES U.S. CONSUMER SERVICES ETF
ETF
464287580
703
3323
SH
DFND
0
3323
0
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
668
8357
SH
DFND
0
8357
0
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
1891
9749
SH
DFND
0
9749
0
JOHNSON & JOHNSON
COM
478160104
3303
23821
SH
DFND
0
23821
0
JPMORGAN CHASE & CO
COM
46625H100
2895
26101
SH
DFND
0
26101
0
KeyCorp
COM
493267108
1916
96341
SH
DFND
0
96341
0
KLA-TENCOR CORP
COM
482480100
2249
22142
SH
DFND
0
22142
0
Kraneshares Tr Csi China Internet Etf
ETF
500767306
560
11480
SH
DFND
0
11480
0
LAM RESEARCH CORP
COM
512807108
3164
20865
SH
DFND
0
20865
0
Lpl Finl Hldgs Inc Com
COM
50212V100
896
13897
SH
DFND
0
13897
0
Market Vectors Russia ETF
ETF
92189F403
540
25055
SH
DFND
0
25055
0
MASTERCARD INCORPORATED
COM
57636Q104
221
1036
SH
DFND
0
1036
0
MCDONALDS CORP COM
COM
580135101
417
2493
SH
DFND
0
2493
0
MDC HOLDINGS INC-DEL
COM
552676108
1699
57493
SH
DFND
0
57493
0
MEDLEY CAPITAL CORPORATION
COM
58503F106
48
13500
SH
DFND
0
13500
0
Micron Technology Inc
COM
595112103
497
10995
SH
DFND
0
10995
0
MICROSOFT CORP
COM
594918104
487
4399
SH
DFND
0
4399
0
MORGAN STANLEY COM NEW
COM
617446448
759
16316
SH
DFND
0
16316
0
NAVIOS MARITIME PARTNERS L P UNIT LPI
COM
Y62267102
24
13872
SH
DFND
0
13872
0
Norwegian Cruise Line Hldgs Ltd Com Usd0
COM
G66721104
973
16948
SH
DFND
0
16948
0
NUVEEN AMT FREE QUALITY
COM
670657105
378
30802
SH
DFND
0
30802
0
O REILLY AUTOMOTIVE INC NEW COM
COM
67103H107
982
2829
SH
DFND
0
2829
0
On Assignment Inc
COM
00191U102
633
8027
SH
DFND
0
8027
0
PARATEK PHARMACEUTICALS INC
COM
699374302
115
13450
SH
DFND
0
13450
0
Pennsylvania Real Estate Investment Trust
COM
709102107
970
102559
SH
DFND
0
102559
0
Pimco High Income Fund
ETF
722014107
140
16801
SH
DFND
0
16801
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
175
16400
SH
DFND
0
16400
0
Plains All American Pipeline Lp
COM
726503105
1078
43130
SH
DFND
0
43130
0
Planet Fitness Inc Cl A
COM
72703H101
1256
23256
SH
DFND
0
23256
0
Powershares ETF Trust II Intl
ETF
46138E636
783
30214
SH
DFND
0
30214
0
Powershares Exchangetraded Fd Tr Golden
ETF
46137V571
527
13673
SH
DFND
0
13673
0
PROCTER & GAMBLE CO
COM
742718109
239
2749
SH
DFND
0
2749
0
Qorvo Inc Com
COM
74736K101
915
11902
SH
DFND
0
11902
0
QUALCOMM INC
COM
747525103
251
4304
SH
DFND
0
4304
0
REALTY INCOME CORP COM
COM
756109104
3098
54456
SH
DFND
0
54456
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
2550
19702
SH
DFND
0
19702
0
S&P Global Inc Com
COM
78409V104
1044
5345
SH
DFND
0
5345
0
SANCHEZ MIDSTREAM PARTNERS LP COM UNITS REP B
COM
79971C201
138
19570
SH
DFND
0
19570
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
212
759
SH
DFND
0
759
0
SPDR S&P BIOTECH ETF
ETF
78464A870
403
4212
SH
DFND
0
4212
0
SPDR S&P China ETF
ETF
78463X400
626
6482
SH
DFND
0
6482
0
SPDR S&P Emerging Markets Small Cap
ETF
78463X756
1048
23408
SH
DFND
0
23408
0
SPDR SER TR
ETF
78464A300
892
13080
SH
DFND
0
13080
0
Spdr Ser Tr Db Intl Govt Inflation
ETF
78464A490
650
12364
SH
DFND
0
12364
0
SPDR SERIES TRUST
ETF
78464A359
1526
28354
SH
DFND
0
28354
0
SPDR SERIES TRUST
ETF
78464A508
336
10828
SH
DFND
0
10828
0
SPROTT PHYSICAL GOLD AND SILVER TRUST
ETF
85208R101
543
46503
SH
DFND
0
46503
0
SPROTT PHYSICAL SILVER TR TR UNIT
ETF
85207K107
65
12367
SH
DFND
0
12367
0
Sprouts Fmrs Mkt Inc Com
COM
85208M102
740
27009
SH
DFND
0
27009
0
SSGA ACTIVE TRUST
COM
78467V608
297
6290
SH
DFND
0
6290
0
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
2510
23450
SH
DFND
0
23450
0
TORONTO-DOMINION BANK
COM
891160509
2884
47534
SH
DFND
0
47534
0
TRITON INTERNATIONAL
COM
G9078F107
2535
76134
SH
DFND
0
76134
0
UNITED DEVELOPMENT FUNDING IV
COM
910187103
59
14242
SH
DFND
0
14242
0
United Natural Foods Inc
COM
911163103
606
20237
SH
DFND
0
20237
0
VANGUARD FTSE DEVELOPED
ETF
921943858
1505
34983
SH
DFND
0
34983
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
1345
32885
SH
DFND
0
32885
0
VANGUARD INDEX FUNDS
ETF
922908744
200
1835
SH
DFND
0
1835
0
VANGUARD INDEX FUNDS
ETF
922908736
207
1340
SH
DFND
0
1340
0
VANGUARD INTERMEDIATE TERM
ETF
92206C870
773
9263
SH
DFND
0
9263
0
VANGUARD S&P 500 ETF
ETF
922908363
3423
12819
SH
DFND
0
12819
0
VENTAS INC
COM
92276F100
224
3759
SH
DFND
0
3759
0
VERASTEM INC
COM
92337C104
144
22500
SH
DFND
0
22500
0
VEREIT INC
COM
92339V100
3749
516093
SH
DFND
0
516093
0
VERIZON COMMUNICATIONS
COM
92343V104
412
7607
SH
DFND
0
7607
0
VISA INC
COM
92826C839
430
2896
SH
DFND
0
2896
0
WALGREEN BOOTS ALLIANCE INC
COM
931427108
2969
40658
SH
DFND
0
40658
0
WALT DISNEY CO
COM
254687106
361
3080
SH
DFND
0
3080
0
YAMANA GOLD INC
COM
98462Y100
25
10535
SH
DFND
0
10535
0
Zebra Technologies Corp Cl A
COM
989207105
2213
12519
SH
DFND
0
12519
0