Chief Compliance Officer

0001666788-17-000003.txt : 20170515 0001666788-17-000003.hdr.sgml : 20170515 20170515160559 ACCESSION NUMBER: 0001666788-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: 2Q FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 17844198 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666788 XXXXXXXX 03-31-2017 03-31-2017 Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 N John Williams Chief Compliance Officer 770-407-5403 John Williams Alpharetta GA 05-15-2017 0 130 141092 false INFORMATION TABLE 2 Table13F-HR1Q2017.xml 13F-HR INFORMATION TABLE ABBVIE INC COM COM 00287Y109 495 7595 SH DFND 0 7595 0 ACADIA PHARMACEUTICALS INC COM COM 004225108 364 10600 SH DFND 0 10600 0 Advisorshares Tr Peritus High Yield ETF ETF 00768Y503 386 10835 SH DFND 0 10835 0 ALPS Alerian MLP ETF ETF 00162Q866 703 55324 SH DFND 0 55324 0 Global X Fds Global X Ftse Norway 30 Et ETF 37950E747 345 30802 SH DFND 0 30802 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 604 6057 SH DFND 0 6057 0 ISHARES CORE S&P 500 ETF ETF 464287200 743 3133 SH DFND 0 3133 0 ishares Core US Value ETF ETF 464287663 1387 27478 SH DFND 0 27478 0 iShares Inc Mcsi Chile Investable ETF 464286640 623 14297 SH DFND 0 14297 0 iShares JPMorgan USD Emerging Mkts Bond ETF 464288281 1015 8927 SH DFND 0 8927 0 iShares MSCI Austria Index Fund ETF 464286202 418 23027 SH DFND 0 23027 0 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 556 14837 SH DFND 0 14837 0 ISHARES MSCI EAFE ETF ETF 464287465 345 5542 SH DFND 0 5542 0 iShares MSCI EAFE Small-Cap ETF 464288273 398 7359 SH DFND 0 7359 0 iShares MSCI Emerging Markets Asia ETF 464286426 868 14462 SH DFND 0 14462 0 ishares Msci Europe Small-Cap ETF 464288497 1687 35484 SH DFND 0 35484 0 ISHARES MSCI GERMANY ETF ETF 464286806 403 14012 SH DFND 0 14012 0 iShares MSCI Hong Kong Index ETF 464286871 418 18775 SH DFND 0 18775 0 iShares MSCI India ETF 46429B598 551 17490 SH DFND 0 17490 0 iShares MSCI Italy Capped Index ETF 46434G830 424 16374 SH DFND 0 16374 0 iShares MSCI Singapore Index ETF 46434G780 379 16740 SH DFND 0 16740 0 iShares MSCI South Korea Index Fund ETF 464286772 458 7398 SH DFND 0 7398 0 iShares MSCI Spain Index Fund ETF 464286764 395 12984 SH DFND 0 12984 0 iShares MSCI Taiwan Index Fd ETF 46434G772 492 15232 SH DFND 0 15232 0 iShares MSCI Thailand Capped Index Fd ETF 464286624 449 5758 SH DFND 0 5758 0 iShares MSCI United Kingdom Ind Fund ETF 46435G334 341 10573 SH DFND 0 10573 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2779 20217 SH DFND 0 20217 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 1003 5358 SH DFND 0 5358 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 4107 31227 SH DFND 0 31227 0 iShares S&P Emerging Mkts ETF 464288216 797 25113 SH DFND 0 25113 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 2741 18464 SH DFND 0 18464 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 2655 17345 SH DFND 0 17345 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 2605 18788 SH DFND 0 18788 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 1583 17372 SH DFND 0 17372 0 Ishares Tr Cre U S Reit Etf ETF 464288521 1440 29429 SH DFND 0 29429 0 iShares Tr Iboxx High Yield Corp ETF 464288513 301 3434 SH DFND 0 3434 0 iShares Tr Msci All Peru Capped Index Fd ETF 464289842 472 13836 SH DFND 0 13836 0 iShares Tr Msci Poland Investable ETF 46429B606 578 26796 SH DFND 0 26796 0 iShares Tr S&P Global Info ETF 464287291 1230 9898 SH DFND 0 9898 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 1484 9533 SH DFND 0 9533 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 578 4274 SH DFND 0 4274 0 Market Vectors Russia ETF ETF 92189F403 483 23389 SH DFND 0 23389 0 Pimco High Income Fund ETF 722014107 155 17826 SH DFND 0 17826 0 Powershares ETF Trust II Intl ETF 73936Q835 1016 40664 SH DFND 0 40664 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 2357 17805 SH DFND 0 17805 0 SPDR Barclays Conv Secs ETF ETF 78464A359 1695 35236 SH DFND 0 35236 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 2394 11604 SH DFND 0 11604 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 1004 8509 SH DFND 0 8509 0 SPDR S&P BIOTECH ETF ETF 78464A870 452 6522 SH DFND 0 6522 0 SPDR S&P China ETF ETF 78463X400 556 6772 SH DFND 0 6772 0 SPDR S&P Emerging Markets Small Cap ETF 78463X756 1278 28168 SH DFND 0 28168 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 2811 8996 SH DFND 0 8996 0 Spdr Ser Tr Db Intl Govt Inflation ETF 78464A490 847 15449 SH DFND 0 15449 0 Spdr Ser Tr Dj Wilshire Large Cap ETF 78464A508 350 3108 SH DFND 0 3108 0 Ssga Active Etf Tr Blackstone / Gso SR L ETF 78467V608 297 6249 SH DFND 0 6249 0 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 285 4705 SH DFND 0 4705 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1402 35685 SH DFND 0 35685 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1550 39023 SH DFND 0 39023 0 VANGUARD INDEX TR 500 ETF 922908108 381 1745 SH DFND 0 1745 0 Vanguard Inter-Term Corporate Bond ETF 92206C870 914 10583 SH DFND 0 10583 0 VANGUARD S&P 500 ETF ETF 922908363 4255 19666 SH DFND 0 19666 0 ALLERGAN PLC SHS COM G0177J108 227 952 SH DFND 0 952 0 ALPHABET INC CAP STK CL A COM 02079K305 340 401 SH DFND 0 401 0 ALPHABET INC CAP STK CL C COM 02079K107 280 337 SH DFND 0 337 0 ALTRIA GROUP INC COM COM 02209S103 361 5050 SH DFND 0 5050 0 American Axle & Mfg Holdings COM 024061103 294 15631 SH DFND 0 15631 0 APPLE INC COM COM 037833100 928 6457 SH DFND 0 6457 0 Argan Inc Com COM 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COM 05990K106 3090 149298 SH DFND 0 149298 0 Bank Of The Ozarks Inc Com COM 063904106 537 10333 SH DFND 0 10333 0 BGC PARTNERS INC CL A COM 05541T101 165 14497 SH DFND 0 14497 0 Broadcom Limited Shs COM Y09827109 4320 19728 SH DFND 0 19728 0 Bunge Ltd. COM G16962105 423 5341 SH DFND 0 5341 0 Capital One Financial Corporation COM 14040H105 456 5257 SH DFND 0 5257 0 CDW CORP COM COM 12514G108 280 4847 SH DFND 0 4847 0 CENTURYLINK INC COM COM 156700106 2659 112816 SH DFND 0 112816 0 CERNER CORP COM COM 156782104 614 10425 SH DFND 0 10425 0 Chemed Corp New COM 16359R103 1183 6476 SH DFND 0 6476 0 Cinemark Hldgs Inc Com COM 17243V102 2586 58332 SH DFND 0 58332 0 COLONY NORTHSTAR INC CL A COM COM 19625W104 151 11667 SH DFND 0 11667 0 Cummins Inc Formerlycummins Engine Inc COM 231021106 2627 17376 SH DFND 0 17376 0 CVS HEALTH CORP COM COM 126650100 1487 18947 SH DFND 0 18947 0 DISNEY WALT CO COM DISNEY COM 254687106 330 2914 SH DFND 0 2914 0 EXXON MOBIL CORP COM COM 30231G102 390 4754 SH DFND 0 4754 0 FACEBOOK INC CL A COM 30303M102 700 4927 SH DFND 0 4927 0 FIDELITY ADVISOR HEALTH CARE CL I COM 315918821 478 11453 SH DFND 0 11453 0 Fiserv Inc COM 337738108 678 5883 SH DFND 0 5883 0 FS INVT CORP COM COM 302635107 222 22699 SH DFND 0 22699 0 GENERAL ELECTRIC CO COM COM 369604103 252 8450 SH DFND 0 8450 0 GILEAD SCIENCES INC COM COM 375558103 259 3820 SH DFND 0 3820 0 GLOBAL NET LEASE INC COM NEW COM 379378201 226 9387 SH DFND 0 9387 0 Greenbrier Companies Inc COM 393657101 2027 47028 SH DFND 0 47028 0 HAIN CELESTIAL GROUP INC COM COM 405217100 393 10563 SH DFND 0 10563 0 Healthsouth Corp Com New COM 421924309 2672 62405 SH DFND 0 62405 0 Henry Jack & Associates Inc COM 426281101 571 6133 SH DFND 0 6133 0 HOME DEPOT INC COM COM 437076102 436 2967 SH DFND 0 2967 0 INTEL CORP COM COM 458140100 3201 88731 SH DFND 0 88731 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 2555 14669 SH DFND 0 14669 0 JOHNSON & JOHNSON COM COM 478160104 2481 19917 SH DFND 0 19917 0 JPMORGAN CHASE & CO COM COM 46625H100 2133 24283 SH DFND 0 24283 0 K12 INC COM COM 48273U102 218 11394 SH DFND 0 11394 0 Kinder Morgan Inc COM 49456B101 1655 76140 SH DFND 0 76140 0 Lam Research Corp COM 512807108 798 6220 SH DFND 0 6220 0 MARRIOTT INTL INC NEW CL A COM 571903202 632 6711 SH DFND 0 6711 0 MONOGRAM RESIDENTIAL TR INC COM COM 60979P105 165 16593 SH DFND 0 16593 0 Murphy Oil Corporation COM 626717102 2181 76276 SH DFND 0 76276 0 NETFLIX INC COM COM 64110L106 238 1609 SH DFND 0 1609 0 NEW YORK REIT INC COM COM 64976L109 280 28882 SH DFND 0 28882 0 Norwegian Cruise Line Hldgs Ltd Com Usd0 COM G66721104 518 10212 SH DFND 0 10212 0 Novo-Nordisk As Adr-Each Cnv Into 1 COM 670100205 2216 64646 SH DFND 0 64646 0 PROCTER AND GAMBLE CO COM COM 742718109 254 2826 SH DFND 0 2826 0 REALTY INCOME CORP COM COM 756109104 2956 49661 SH DFND 0 49661 0 ROWAN COMPANIES PLC SHS CL A COM G7665A101 371 23836 SH DFND 0 23836 0 S&P Global Inc Com COM 78409V104 421 3223 SH DFND 0 3223 0 SANCHEZ ENERGY CORP COM COM 79970Y105 290 30449 SH DFND 0 30449 0 SOUTHERN CO COM COM 842587107 353 7084 SH DFND 0 7084 0 Target Corp COM 87612E106 1680 30447 SH DFND 0 30447 0 Tesoro Corp Com Formerly Tesoro Pete COM 881609101 386 4766 SH DFND 0 4766 0 Texas Instruments Incorporated COM 882508104 1398 17354 SH DFND 0 17354 0 United Rentals Inc COM 911363109 563 4502 SH DFND 0 4502 0 UNUM GROUP COM COM 91529Y106 2626 55996 SH DFND 0 55996 0 VENTAS INC COM COM 92276F100 615 9459 SH DFND 0 9459 0 VEREIT INC COM COM 92339V100 3101 365294 SH DFND 0 365294 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 278 5697 SH DFND 0 5697 0 VISA INC COM CL A COM 92826C839 280 3146 SH DFND 0 3146 0 WAL-MART STORES INC COM COM 931142103 2218 30772 SH DFND 0 30772 0 WELLS FARGO CO NEW COM COM 949746101 3143 56469 SH DFND 0 56469 0 Wyndham Worldwide Corp COM 98310W108 2444 28995 SH DFND 0 28995 0 Zebra Technologies Corp Cl A COM 989207105 709 7774 SH DFND 0 7774 0