0001666788-16-000004.txt : 20161115
0001666788-16-000004.hdr.sgml : 20161115
20161115142538
ACCESSION NUMBER: 0001666788-16-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kalos Management, Inc.
CENTRAL INDEX KEY: 0001666788
IRS NUMBER: 201642804
STATE OF INCORPORATION: 2Q
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17377
FILM NUMBER: 161999172
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666788
XXXXXXXX
09-30-2016
09-30-2016
Kalos Management, Inc.
11525 PARK WOODS CIRCLE
SUITE 250
ALPHARETTA
GA
30005
13F HOLDINGS REPORT
028-17377
N
John Williams
Chief Compliance Officer
770-407-5403
John Williams
Alpharetta
GA
11-15-2016
0
137
117333
false
INFORMATION TABLE
2
Table13F-HR3Q2016.xml
KALOS 13F-HR INFO TABLE
Apple Inc.
COM
037833100
1064
9409
SH
DFND
0
9409
0
ABBVIE INC.
COM
00287Y109
554
8786
SH
DFND
0
8786
0
ACADIA PHARMACEUTICALS INC COM
COM
004225108
282
8850
SH
DFND
0
8850
0
ALLERGAN PLC SHS
COM
G0177J108
304
1319
SH
DFND
0
1319
0
Argan Inc Com
COM
04010E109
298
5037
SH
DFND
0
5037
0
Yamana Gold Inc Com Npv
COM
98462Y100
48
11153
SH
DFND
0
11153
0
Broadcom Limited Shs
COM
Y09827109
3197
18529
SH
DFND
0
18529
0
AMERICAN WTR WKS CO INC NEW COM
COM
030420103
337
4509
SH
DFND
0
4509
0
CADENCE DESIGN SYSTEM INC COM
COM
127387108
292
11456
SH
DFND
0
11456
0
Cerner Corp
COM
156782104
325
5269
SH
DFND
0
5269
0
Chemed Corp New
COM
16359R103
729
5166
SH
DFND
0
5166
0
Cummins Inc Formerlycummins Engine Inc
COM
231021106
2064
16107
SH
DFND
0
16107
0
Cinemark Hldgs Inc Com
COM
17243V102
2030
53024
SH
DFND
0
53024
0
Capital One Financial Corporation
COM
14040H105
216
3010
SH
DFND
0
3010
0
Cooper-Standard Holdings Inc
COM
21676P103
292
2956
SH
DFND
0
2956
0
Cisco Systems Inc
COM
17275R102
924
29116
SH
DFND
0
29116
0
Centurytel Inc
COM
156700106
2404
87637
SH
DFND
0
87637
0
SPDR Barclays Conv Secs ETF
ETF
78464A359
1805
38924
SH
DFND
0
38924
0
Dean Foods Company
COM
242370203
1222
74510
SH
DFND
0
74510
0
Walt Disney Co
COM
254687106
289
3112
SH
DFND
0
3112
0
iShares Dow Jones Select Dividend
ETF
464287168
1500
17499
SH
DFND
0
17499
0
iShares Inc Mcsi Chile Investable
ETF
464286640
633
17158
SH
DFND
0
17158
0
iShares MSCI Emerging Markets Asia
ETF
464286426
867
15100
SH
DFND
0
15100
0
iShares MSCI EAFE Index
ETF
464287465
346
5856
SH
DFND
0
5856
0
iShares JPMorgan USD Emerging Mkts Bond
ETF
464288281
1066
9098
SH
DFND
0
9098
0
iShares S&P Emerging Mkts
ETF
464288216
797
25971
SH
DFND
0
25971
0
iShares MSCI Philippines Invstb Mkt Idx
ETF
46429B408
531
14256
SH
DFND
0
14256
0
iShares Tr Msci Poland Investable
ETF
46429B606
553
30375
SH
DFND
0
30375
0
iShares Tr Msci All Peru Capped Index Fd
ETF
464289842
519
15630
SH
DFND
0
15630
0
iShares MSCI Australia Index
ETF
464286103
455
21765
SH
DFND
0
21765
0
iShares MSCI Sweden Index
ETF
464286756
442
15191
SH
DFND
0
15191
0
iShares MSCI Germany
ETF
464286806
452
17219
SH
DFND
0
17219
0
iShares MSCI Hong Kong Index
ETF
464286871
523
23756
SH
DFND
0
23756
0
iShares MSCI Malaysia Index
ETF
46434G814
600
73931
SH
DFND
0
73931
0
iShares MSCI Netherlands
ETF
464286814
474
18912
SH
DFND
0
18912
0
iShares MSCI Austria Index Fund
ETF
464286202
472
28935
SH
DFND
0
28935
0
iShares MSCI Singapore Index
ETF
46434G780
451
41552
SH
DFND
0
41552
0
iShares MSCI Taiwan Index Fd
ETF
46434G772
576
36681
SH
DFND
0
36681
0
iShares MSCI United Kingdom Ind Fund
ETF
46435G334
375
23683
SH
DFND
0
23683
0
SPDR S&P Emerging Markets Small Cap
ETF
78463X756
1254
29064
SH
DFND
0
29064
0
iShares MSCI South Korea Index Fund
ETF
464286772
497
8542
SH
DFND
0
8542
0
Facebook Inc Com Usd0.000006 Cl A
COM
30303M102
811
6324
SH
DFND
0
6324
0
Fiserv Inc
COM
337738108
284
2859
SH
DFND
0
2859
0
FS INVT CORP COM
COM
302635107
301
31747
SH
DFND
0
31747
0
iShares FTSE NAREIT Real Estate 50
ETF
464288521
1510
29775
SH
DFND
0
29775
0
General Electric Company
COM
369604103
312
10524
SH
DFND
0
10524
0
GILEAD SCIENCES INC COM
COM
375558103
375
4736
SH
DFND
0
4736
0
SPDR GOLD SHARES
ETF
78463V107
346
2751
SH
DFND
0
2751
0
Gulfmark Offshore Inc
COM
402629208
29
17171
SH
DFND
0
17171
0
Corning Incorporated
COM
219350105
202
8535
SH
DFND
0
8535
0
GLOBAL NET LEASE INC COM
COM
379378102
134
16408
SH
DFND
0
16408
0
Google Cl. C
COM
02079K107
242
311
SH
DFND
0
311
0
Google Cl. A
COM
02079K305
303
377
SH
DFND
0
377
0
Guggenheim China Small Cap
ETF
18383Q853
613
24584
SH
DFND
0
24584
0
Home Depot, Inc.
COM
437076102
608
4723
SH
DFND
0
4723
0
H &E Equipment Services Inc Com Isin #us
COM
404030108
1597
95309
SH
DFND
0
95309
0
Healthsouth Corp Com New
COM
421924309
1724
42494
SH
DFND
0
42494
0
iShares Tr Iboxx High Yield Corp
ETF
464288513
314
3600
SH
DFND
0
3600
0
Advisorshares Tr Peritus High Yield ETF
ETF
00768Y503
395
11318
SH
DFND
0
11318
0
International Business Machines Corp
COM
459200101
2261
14234
SH
DFND
0
14234
0
iShares C&S Realty Maj
ETF
464287564
692
6601
SH
DFND
0
6601
0
ishares Msci Europe Small-Cap
ETF
464288497
1665
36524
SH
DFND
0
36524
0
ISHARES S&P MID-CAP 400 VALUE ETF
ETF
464287705
1373
10320
SH
DFND
0
10320
0
ISHARES S&P MID-CAP 400 GROWTH ETF
ETF
464287606
1327
7595
SH
DFND
0
7595
0
iShares S&P Smallcap 600 Value Index
ETF
464287879
1459
11690
SH
DFND
0
11690
0
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
583
4254
SH
DFND
0
4254
0
iShares MSCI India
ETF
46429B598
624
21211
SH
DFND
0
21211
0
ishares Core US Value ETF
ETF
464287663
1292
28015
SH
DFND
0
28015
0
iShares S&P 500 Index
ETF
464287200
801
3681
SH
DFND
0
3681
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
1993
16383
SH
DFND
0
16383
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
845
6802
SH
DFND
0
6802
0
iShares Russell MC Idx
ETF
464287499
1063
6097
SH
DFND
0
6097
0
iShares Tr S&P Global Info
ETF
464287291
1173
10599
SH
DFND
0
10599
0
iShares DJ US Healthcare Sector
ETF
464287762
1478
9839
SH
DFND
0
9839
0
ISHARES U.S. BASIC MATERIALS ETF
ETF
464287838
549
6952
SH
DFND
0
6952
0
iShares Tr Dow Jones U S Real Estate
ETF
464287739
1291
16006
SH
DFND
0
16006
0
iShares DJ US Tech Sect Index
ETF
464287721
608
5106
SH
DFND
0
5106
0
Henry Jack & Associates Inc
COM
426281101
663
7754
SH
DFND
0
7754
0
Johnson & Johnson
COM
478160104
2137
18087
SH
DFND
0
18087
0
JP Morgan Chase & Co.
COM
46625H100
1410
21175
SH
DFND
0
21175
0
Knight Cap Group Inc
COM
48244B100
171
11034
SH
DFND
0
11034
0
Kinder Morgan Inc
COM
49456B101
1511
65317
SH
DFND
0
65317
0
Coca Cola Company, Inc.
COM
191216100
302
7129
SH
DFND
0
7129
0
Lam Research Corp
COM
512807108
298
3143
SH
DFND
0
3143
0
LADENBURG THALMAN FIN SVCS INC PFD SER A %
PFD
50575Q201
416
16625
SH
DFND
0
16625
0
McKesson Corporation
COM
58155Q103
2404
14417
SH
DFND
0
14417
0
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
1455
5153
SH
DFND
0
5153
0
Credit Suisse Nassau Etn Lkd To Cusing
ETN
22542D852
806
37259
SH
DFND
0
37259
0
Altria Group Inc
COM
02209S103
582
9210
SH
DFND
0
9210
0
MONOGRAM RESIDENTIAL TR INC COM
COM
60979P105
181
16993
SH
DFND
0
16993
0
Microsoft Corporation
COM
594918104
592
10276
SH
DFND
0
10276
0
Murphy Oil Corporation
COM
626717102
2128
70001
SH
DFND
0
70001
0
Norwegian Cruise Line Hldgs Ltd Com Usd0
COM
G66721104
214
5671
SH
DFND
0
5671
0
NETFLIX INC COM
COM
64110L106
221
2247
SH
DFND
0
2247
0
NAVIOS MARITIME PARTNERS L P UNIT LPI
LPI
Y62267102
20
14572
SH
DFND
0
14572
0
Northstar Rlty Fin Corp Com
COM
66704R803
156
11814
SH
DFND
0
11814
0
NEW YORK REIT INC COM
COM
64976L109
268
29259
SH
DFND
0
29259
0
Realty Income Corp
COM
756109104
2968
44338
SH
DFND
0
44338
0
OMEGA HEALTHCARE INVS INC COM
COM
681936100
244
6877
SH
DFND
0
6877
0
Open Text Co Com Stknpv
COM
683715106
3083
47530
SH
DFND
0
47530
0
PROCTER AND GAMBLE CO COM
COM
742718109
365
4071
SH
DFND
0
4071
0
Pimco High Income Fund
ETF
722014107
204
20432
SH
DFND
0
20432
0
Powershares ETF Trust II Intl
ETF
73936Q835
1064
39975
SH
DFND
0
39975
0
PROVISION HOLDING INC COM
COM
744121104
2
14000
SH
DFND
0
14000
0
iShares MSCI EAFE Small-Cap
ETF
464288273
486
9269
SH
DFND
0
9269
0
Spdr Ser Tr Dj Wilshire Small Cap
ETF
78464A300
1038
9678
SH
DFND
0
9678
0
SANCHEZ ENERGY CORP COM
COM
79970Y105
312
35284
SH
DFND
0
35284
0
The Southern Company
COM
842587107
366
7131
SH
DFND
0
7131
0
SPARTON CORP COM
COM
847235108
223
8500
SH
DFND
0
8500
0
Spdr Ser Tr Dj Wilshire Large Cap
ETF
78464A508
375
3645
SH
DFND
0
3645
0
Ssga Active Etf Tr Blackstone / Gso SR L
ETF
78467V608
311
6581
SH
DFND
0
6581
0
SYNCHRONY FINL COM
COM
87165B103
346
12344
SH
DFND
0
12344
0
AT&T
COM
00206R102
315
7747
SH
DFND
0
7747
0
Target Corp
COM
87612E106
1800
26203
SH
DFND
0
26203
0
TRECORA RES COM
COM
894648104
136
11940
SH
DFND
0
11940
0
The Travelers Cos Inc
COM
89417E109
1864
16271
SH
DFND
0
16271
0
Tyson Foods Incorporated
COM
902494103
291
3896
SH
DFND
0
3896
0
Total System Services Inc
COM
891906109
338
7177
SH
DFND
0
7177
0
Texas Instruments Incorporated
COM
882508104
398
5666
SH
DFND
0
5666
0
UnumProvident Corporation
COM
91529Y106
1865
52804
SH
DFND
0
52804
0
United Rentals Inc
COM
911363109
218
2773
SH
DFND
0
2773
0
VISA INC COM CL A
COM
92826C839
511
6180
SH
DFND
0
6180
0
Vanguard Inter-Term Corporate Bond
ETF
92206C870
1010
11271
SH
DFND
0
11271
0
Vanguard Europe Pacific ETF
ETF
921943858
1383
36981
SH
DFND
0
36981
0
VEREIT INC COM
COM
92339V100
415
39995
SH
DFND
0
39995
0
Market Vectors Etf Tr Vietnam Etf
ETF
92189F817
580
38417
SH
DFND
0
38417
0
Vanguard Index Fds S&P 500 Etf Shs
ETF
922908363
4649
23397
SH
DFND
0
23397
0
Ventas Inc
COM
92276F100
370
5239
SH
DFND
0
5239
0
Vanguard Emerging Markets Stock ETF
ETF
922042858
1541
40962
SH
DFND
0
40962
0
WESTERN ALLIANCE BANCORP COM
COM
957638109
251
6695
SH
DFND
0
6695
0
Wells Fargo & Company
COM
949746101
2455
55454
SH
DFND
0
55454
0
Spdr Ser Tr Db Intl Govt Inflation
ETF
78464A490
874
15346
SH
DFND
0
15346
0
Wal-Mart Stores Inc
COM
931142103
2520
34948
SH
DFND
0
34948
0
Wyndham Worldwide Corp
COM
98310W108
1729
25684
SH
DFND
0
25684
0
SPDR Ser Tr S&P Biotech Etf
ETF
78464A870
461
6952
SH
DFND
0
6952
0
EXXON MOBIL CORP COM
COM
30231G102
412
4715
SH
DFND
0
4715
0
PROSHARES ULTRASHORT SILVER
ETF
74347W114
389
13706
SH
DFND
0
13706
0