CHIEF COMPLIANCE OFFICER

0001398344-23-008864.txt : 20230505 0001398344-23-008864.hdr.sgml : 20230505 20230505093051 ACCESSION NUMBER: 0001398344-23-008864 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 EFFECTIVENESS DATE: 20230505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 23891611 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001666788 XXXXXXXX 03-31-2023 03-31-2023 false Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 000133025 801-65182 N CAROL WILDERMUTH CHIEF COMPLIANCE OFFICER 678-356-1100 CAROL WILDERMUTH ALPHARETTA GA 05-01-2023 0 406 49882584 INFORMATION TABLE 2 fp0083273-1_13fhr-table.xml AGCO CORP COM 001084102 2839 21 SH DFND 0 21 0 AT&T INC COM 00206R102 67731 3518 SH DFND 0 3518 0 ABBVIE INC COM 00287Y109 26296 165 SH DFND 0 165 0 ADVANCED MICRO DEVICES INC COM 007903107 14702 150 SH DFND 0 150 0 ADVISORSHARES TR PURE CANNABIS 00768Y495 742 256 SH DFND 0 256 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 723 127 SH DFND 0 127 0 AIRBNB INC COM CL A 009066101 4354 35 SH DFND 0 35 0 ALBEMARLE CORP COM 012653101 12599 57 SH DFND 0 57 0 ALCOA CORP COM 013872106 4724 111 SH DFND 0 111 0 ALIGN TECHNOLOGY INC COM 016255101 6015 18 SH DFND 0 18 0 ALLSTATE CORP COM 020002101 38784 350 SH DFND 0 350 0 ALPHABET INC CAP STK CL A 02079K305 47716 460 SH DFND 0 460 0 ALPHABET INC CAP STK CL C 02079K107 95680 920 SH DFND 0 920 0 ALPS ETF TR ALERIAN MLP 00162Q452 3826 99 SH DFND 0 99 0 ALPS ETF TR OSHS GBL INTER 00162Q361 1811 63 SH DFND 0 63 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 62515 1221 SH DFND 0 1221 0 ALTRIA GROUP INC COM 02209S103 23738 532 SH DFND 0 532 0 AMAZON COM INC COM 023135106 105459 1021 SH DFND 0 1021 0 AMERESCO INC CL A 02361E108 68514 1392 SH DFND 0 1392 0 AMERICAN AIRLS GROUP INC COM 02376R102 31123 2110 SH DFND 0 2110 0 AMERICAN INTL GROUP INC COM NEW 026874784 6223 124 SH DFND 0 124 0 AMERICAN STRATEGIC INVEST CO COM CL A 649439304 1056 124 SH DFND 0 124 0 AMERIPRISE FINL INC COM 03076C106 17777 58 SH DFND 0 58 0 AMERISOURCEBERGEN CORP COM 03073E105 22415 140 SH DFND 0 140 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 127715 3500 SH DFND 0 3500 0 AMPLIFY ETF TR AMPLIFY EMERGING 032108870 12282 587 SH DFND 0 587 0 AMPLIFY ETF TR ONLIN RETL ETF 032108102 309 7 SH DFND 0 7 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6673 100 SH DFND 0 100 0 APPLE INC COM 037833100 451085 2736 SH DFND 0 2736 0 ASHLAND INC COM 044186104 17892 174 SH DFND 0 174 0 AURORA CANNABIS INC COM 05156X884 10 15 SH DFND 0 15 0 AVIS BUDGET GROUP COM 053774105 2532 13 SH DFND 0 13 0 AVITA MEDICAL INC COM 05380C102 8647 619 SH DFND 0 619 0 BAKER HUGHES COMPANY CL A 05722G100 8898 308 SH DFND 0 308 0 BARCLAYS BANK PLC IPSPGS TTL ETN 06738C794 27805 1367 SH DFND 0 1367 0 BATH & BODY WORKS INC COM 070830104 7828 214 SH DFND 0 214 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 183718 595 SH DFND 0 595 0 BEYOND AIR INC COM 08862L103 6426 952 SH DFND 0 952 0 BEYOND MEAT INC COM 08862E109 974 60 SH DFND 0 60 0 BLACKBERRY LTD COM 09228F103 684 150 SH DFND 0 150 0 BLACKROCK CAP INVT CORP COM 092533108 7503 2175 SH DFND 0 2175 0 BLOCK INC CL A 852234103 2471 36 SH DFND 0 36 0 BLUEROCK HOMES TRUST INC COM CL A 09631H100 1031 52 SH DFND 0 52 0 BOEING CO COM 097023105 2974 14 SH DFND 0 14 0 BP PLC SPONSORED ADR 055622104 37523 989 SH DFND 0 989 0 BRIGHTHOUSE FINL INC COM 10922N103 706 16 SH DFND 0 16 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 93615 15867 SH DFND 0 15867 0 BROADCOM INC COM 11135F101 23095 36 SH DFND 0 36 0 BUNGE LIMITED COM G16962105 22065 231 SH DFND 0 231 0 CALIFORNIA WTR SVC GROUP COM 130788102 12338 212 SH DFND 0 212 0 CANOPY GROWTH CORP COM 138035100 233 133 SH DFND 0 133 0 CAPITAL ONE FINL CORP COM 14040H105 8462 88 SH DFND 0 88 0 CARNIVAL CORP COMMON STOCK 143658300 2030 200 SH DFND 0 200 0 CENTENE CORP DEL COM 15135B101 14918 236 SH DFND 0 236 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 99816 1471 SH DFND 0 1471 0 CHORD ENERGY CORPORATION COM NEW 674215207 4442 33 SH DFND 0 33 0 CION INVT CORP COM 17259U204 93479 9471 SH DFND 0 9471 0 CLEVELAND-CLIFFS INC NEW COM 185899101 4784 261 SH DFND 0 261 0 COMCAST CORP NEW CL A 20030N101 27864 735 SH DFND 0 735 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2145 37 SH DFND 0 37 0 CONSTELLATION BRANDS INC CL A 21036P108 2711 12 SH DFND 0 12 0 COSTAR GROUP INC COM 22160N109 275400 4000 SH DFND 0 4000 0 COSTCO WHSL CORP NEW COM 22160K105 111299 224 SH DFND 0 224 0 COUSINS PPTYS INC COM NEW 222795502 60570 2833 SH DFND 0 2833 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2169 87 SH DFND 0 87 0 CSX CORP COM 126408103 25489 851 SH DFND 0 851 0 CVS HEALTH CORP COM 126650100 5202 70 SH DFND 0 70 0 DEERE & CO COM 244199105 2477 6 SH DFND 0 6 0 DELTA AIR LINES INC DEL COM NEW 247361702 16727 479 SH DFND 0 479 0 DESKTOP METAL INC COM CL A 25058X105 2882 1253 SH DFND 0 1253 0 DICKS SPORTING GOODS INC COM 253393102 5250 37 SH DFND 0 37 0 DIGITALBRIDGE GROUP INC CL A NEW 25401T603 4787 399 SH DFND 0 399 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 3799 122 SH DFND 0 122 0 DISCOVER FINL SVCS COM 254709108 10675 108 SH DFND 0 108 0 DRAFTKINGS INC NEW COM CL A 26142V105 3872 200 SH DFND 0 200 0 EAGLE BANCORP INC MD COM 268948106 2343 70 SH DFND 0 70 0 EMERSON ELEC CO COM 291011104 18822 216 SH DFND 0 216 0 ENBRIDGE INC COM 29250N105 15832 415 SH DFND 0 415 0 ENCOMPASS HEALTH CORP COM 29261A100 9846 182 SH DFND 0 182 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 106519 1286 SH DFND 0 1286 0 ENHABIT INC COM 29332G102 1266 91 SH DFND 0 91 0 EOG RES INC COM 26875P101 27053 236 SH DFND 0 236 0 EPR PPTYS COM SH BEN INT 26884U109 20345 534 SH DFND 0 534 0 EQT CORP COM 26884L109 2936 92 SH DFND 0 92 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 2059 585 SH DFND 0 585 0 EXXON MOBIL CORP COM 30231G102 18752 171 SH DFND 0 171 0 FMC CORP COM NEW 302491303 1954 16 SH DFND 0 16 0 F&G ANNUITIES & LIFE INC COMMON STOCK 30190A104 199 11 SH DFND 0 11 0 FEDEX CORP COM 31428X106 20793 91 SH DFND 0 91 0 FIDELITY COVINGTON TRUST HIGH YILD ETF 316092618 5335 113 SH DFND 0 113 0 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 386535 8141 SH DFND 0 8141 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5938 170 SH DFND 0 170 0 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 7274 231 SH DFND 0 231 0 FISERV INC COM 337738108 39108 346 SH DFND 0 346 0 FLEXSHARES TR STOX US ESG SLCT 33939L696 24829 250 SH DFND 0 250 0 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 356802 29908 SH DFND 0 29908 0 FREEPORT-MCMORAN INC CL B 35671D857 13868 339 SH DFND 0 339 0 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 23361 1308 SH DFND 0 1308 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 108167 24362 SH DFND 0 24362 0 FS KKR CAP CORP COM 302635206 258178 13956 SH DFND 0 13956 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 1230 15 SH DFND 0 15 0 GENERAL ELECTRIC CO COM NEW 369604301 4414 46 SH DFND 0 46 0 GLOBAL NET LEASE INC COM NEW 379378201 302805 23546 SH DFND 0 23546 0 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 1144 48 SH DFND 0 48 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 7499 118 SH DFND 0 118 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 10206 360 SH DFND 0 360 0 GORMAN RUPP CO COM 383082104 9275 371 SH DFND 0 371 0 GREENBRIER COS INC COM 393657101 8039 250 SH DFND 0 250 0 GSK PLC SPONSORED ADR 37733W204 5693 160 SH DFND 0 160 0 HALEON PLC SPON ADS 405552100 1628 200 SH DFND 0 200 0 HALLIBURTON CO COM 406216101 7712 244 SH DFND 0 244 0 HEALTHCARE RLTY TR CL A COM 42226K105 39569 2047 SH DFND 0 2047 0 HEXO CORP COM 428304406 12 9 SH DFND 0 9 0 HOME DEPOT INC COM 437076102 26452 90 SH DFND 0 90 0 LISTED FD TR HORIZON KINETICS 53656F623 15019 487 SH DFND 0 487 0 HOST HOTELS & RESORTS INC COM 44107P104 2638 160 SH DFND 0 160 0 HP INC COM 40434L105 20380 694 SH DFND 0 694 0 INTEL CORP COM 458140100 6011 184 SH DFND 0 184 0 INTREPID POTASH INC COM 46121Y201 2484 90 SH DFND 0 90 0 INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 HG 46138J395 2792 136 SH DFND 0 136 0 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2651 24 SH DFND 0 24 0 INVESCO EXCHANGE TRADED FD T DYNMC MEDIA 46137V696 3741 108 SH DFND 0 108 0 INVESCO EXCH TRADED FD TR II INTL CORP BD 46138E636 6161 283 SH DFND 0 283 0 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 7012 154 SH DFND 0 154 0 INVESCO EXCHANGE TRADED FD T S&P 500A EQL 46137Y609 2057 75 SH DFND 0 75 0 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 456676 6001 SH DFND 0 6001 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 187262 3001 SH DFND 0 3001 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 4945 27 SH DFND 0 27 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 44524 397 SH DFND 0 397 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 7924 157 SH DFND 0 157 0 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 11475 383 SH DFND 0 383 0 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 57392 4036 SH DFND 0 4036 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 23855 280 SH DFND 0 280 0 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 5493 185 SH DFND 0 185 0 INVESCO QQQ TR UNIT SER 1 46090E103 757716 2361 SH DFND 0 2361 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 149471 1034 SH DFND 0 1034 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 348620 5102 SH DFND 0 5102 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 126806 408 SH DFND 0 408 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 33614 433 SH DFND 0 433 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 11124 87 SH DFND 0 87 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 8692 51 SH DFND 0 51 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 131165 450 SH DFND 0 450 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 2279 14 SH DFND 0 14 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 156335 566 SH DFND 0 566 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1413532 12465 SH DFND 0 12465 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 55354 295 SH DFND 0 295 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1859 46 SH DFND 0 46 0 IRON MTN INC DEL COM 46284V101 36190 684 SH DFND 0 684 0 ISHARES TR ASIA 50 ETF 464288430 3156 51 SH DFND 0 51 0 ISHARES TR COHEN STEER REIT 464287564 26437 476 SH DFND 0 476 0 ISHARES TR CONV BD ETF 46435G102 1598 22 SH DFND 0 22 0 ISHARES TR GRWT ALLOCAT ETF 464289867 4002 80 SH DFND 0 80 0 ISHARES INC CORE MSCI EMKT 46434G103 8148 167 SH DFND 0 167 0 ISHARES TR CORE MSCI EAFE 46432F842 2875 43 SH DFND 0 43 0 ISHARES TR CORE S&P500 ETF 464287200 1186128 2885 SH DFND 0 2885 0 ISHARES TR CORE S&P US VLU 464287663 21027 285 SH DFND 0 285 0 ISHARES TR CORE US AGGBD ET 464287226 11259 113 SH DFND 0 113 0 ISHARES TR CRE U S REIT ETF 464288521 6350 126 SH DFND 0 126 0 ISHARES TR DOW JONES US ETF 464287846 530071 5297 SH DFND 0 5297 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1580 22 SH DFND 0 22 0 ISHARES TR ESG MSCI LEADR 46435U218 11188 157 SH DFND 0 157 0 ISHARES TR EXPANDED TECH 464287515 3047 10 SH DFND 0 10 0 ISHARES TR FLTG RATE NT ETF 46429B655 102544 2035 SH DFND 0 2035 0 ISHARES TR GLOBAL 100 ETF 464287572 35310 504 SH DFND 0 504 0 ISHARES TR GLB CNSM STP ETF 464288737 10222 165 SH DFND 0 165 0 ISHARES TR GLOBAL ENERG ETF 464287341 185326 4908 SH DFND 0 4908 0 ISHARES TR GLOBAL TECH ETF 464287291 17504 322 SH DFND 0 322 0 ISHARES TR IBOXX HI YD ETF 464288513 9142 121 SH DFND 0 121 0 ISHARES TR INTL SEL DIV ETF 464288448 6460 235 SH DFND 0 235 0 ISHARES TR JPMORGAN USD EMG 464288281 17083 198 SH DFND 0 198 0 ISHARES TR LATN AMER 40 ETF 464287390 4177 175 SH DFND 0 175 0 ISHARES TR MORNINGSTAR VALU 464288109 3706 58 SH DFND 0 58 0 ISHARES TR MSCI ACWI ETF 464288257 8387 92 SH DFND 0 92 0 ISHARES INC MSCI BIC ETF 464286657 4305 124 SH DFND 0 124 0 ISHARES INC MSCI CHILE ETF 464286640 9382 326 SH DFND 0 326 0 ISHARES TR MSCI EAFE MIN VL 46429B689 24016 355 SH DFND 0 355 0 ISHARES TR MSCI EAFE ETF 464287465 285150 3987 SH DFND 0 3987 0 ISHARES INC MSCI EM ASIA ETF 464286426 4386 66 SH DFND 0 66 0 ISHARES TR MSCI EMG MKT ETF 464287234 67674 1715 SH DFND 0 1715 0 ISHARES INC MSCI GERMANY ETF 464286806 8908 313 SH DFND 0 313 0 ISHARES INC MSCI GBL MIN VOL 464286525 65500 677 SH DFND 0 677 0 ISHARES INC MSCI HONG KG ETF 464286871 7932 386 SH DFND 0 386 0 ISHARES INC MSCI JPN ETF NEW 46434G822 8862 151 SH DFND 0 151 0 ISHARES INC MSCI MLY ETF NEW 46434G814 8247 372 SH DFND 0 372 0 ISHARES INC MSCI SINGPOR ETF 46434G780 9012 454 SH DFND 0 454 0 ISHARES INC MSCI STH KOR ETF 464286772 6918 113 SH DFND 0 113 0 ISHARES INC MSCI TAIWAN ETF 46434G772 8023 177 SH DFND 0 177 0 ISHARES TR MSCI USA ESG SLC 464288802 1053 12 SH DFND 0 12 0 ISHARES TR MSCI USA MIN VOL 46429B697 23786 327 SH DFND 0 327 0 ISHARES TR RUS 1000 VAL ETF 464287598 18423 121 SH DFND 0 121 0 ISHARES TR RUSSELL 2000 ETF 464287655 1070 6 SH DFND 0 6 0 ISHARES TR RUS 2000 VAL ETF 464287630 2329 17 SH DFND 0 17 0 ISHARES TR RUS MID CAP ETF 464287499 28108 402 SH DFND 0 402 0 ISHARES TR RUS MD CP GR ETF 464287481 24492 269 SH DFND 0 269 0 ISHARES TR RUS MDCP VAL ETF 464287473 6266 59 SH DFND 0 59 0 ISHARES TR S&P 500 GRWT ETF 464287309 202915 3176 SH DFND 0 3176 0 ISHARES TR S&P 500 VAL ETF 464287408 1063838 7010 SH DFND 0 7010 0 ISHARES TR S&P MC 400GR ETF 464287606 124284 1738 SH DFND 0 1738 0 ISHARES TR S&P MC 400VL ETF 464287705 1372493 13355 SH DFND 0 13355 0 ISHARES TR SP SMCP600VL ETF 464287879 943481 10081 SH DFND 0 10081 0 ISHARES TR S&P SML 600 GWT 464287887 6706 61 SH DFND 0 61 0 ISHARES TR SELECT DIVID ETF 464287168 712923 6084 SH DFND 0 6084 0 ISHARES TR SELF DRIVNG EV 46435U366 1074 28 SH DFND 0 28 0 ISHARES SILVER TR ISHARES 46428Q109 12697 574 SH DFND 0 574 0 ISHARES TR TIPS BD ETF 464287176 1874 17 SH DFND 0 17 0 ISHARES TR CORE S&P TTL STK 464287150 589390 6509 SH DFND 0 6509 0 ISHARES TR US CONSUM DISCRE 464287580 1876 29 SH DFND 0 29 0 ISHARES TR US CONSM STAPLES 464287812 1199165 6019 SH DFND 0 6019 0 ISHARES TR U.S. BAS MTL ETF 464287838 1127565 8508 SH DFND 0 8508 0 ISHARES TR U.S. ENERGY ETF 464287796 108981 2491 SH DFND 0 2491 0 ISHARES TR U.S. FINLS ETF 464287788 30377 427 SH DFND 0 427 0 ISHARES TR US HLTHCARE ETF 464287762 1451041 5314 SH DFND 0 5314 0 ISHARES TR US INDUSTRIALS 464287754 24339 243 SH DFND 0 243 0 ISHARES TR U.S. REAL ES ETF 464287739 58072 684 SH DFND 0 684 0 ISHARES TR U.S. TECH ETF 464287721 63204 681 SH DFND 0 681 0 ISHARES TR US TELECOM ETF 464287713 2802 121 SH DFND 0 121 0 ISHARES TR U.S. UTILITS ETF 464287697 11217 134 SH DFND 0 134 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 4919 182 SH DFND 0 182 0 SMUCKER J M CO COM NEW 832696405 1731 11 SH DFND 0 11 0 JOHNSON & JOHNSON COM 478160104 12555 81 SH DFND 0 81 0 JPMORGAN CHASE & CO COM 46625H100 13031 100 SH DFND 0 100 0 KIMBERLY-CLARK CORP COM 494368103 12080 90 SH DFND 0 90 0 KINROSS GOLD CORP COM 496902404 1031 219 SH DFND 0 219 0 KRANESHARES TR ELEC VEH FUTUR 500767827 951 31 SH DFND 0 31 0 L3HARRIS TECHNOLOGIES INC COM 502431109 33447 170 SH DFND 0 170 0 LOCKHEED MARTIN CORP COM 539830109 71382 151 SH DFND 0 151 0 LOWES COS INC COM 548661107 15198 76 SH DFND 0 76 0 LUCID GROUP INC COM 549498103 121 15 SH DFND 0 15 0 LULULEMON ATHLETICA INC COM 550021109 9105 25 SH DFND 0 25 0 M D C HLDGS INC COM 552676108 4703 121 SH DFND 0 121 0 MAGNOLIA OIL & GAS CORP CL A 559663109 1182 54 SH DFND 0 54 0 MAIN STR CAP CORP COM 56035L104 284549 7211 SH DFND 0 7211 0 MARRIOTT INTL INC NEW CL A 571903202 99458 599 SH DFND 0 599 0 MEDIFAST INC COM 58470H101 3317 32 SH DFND 0 32 0 MERCK & CO INC COM 58933Y105 64260 604 SH DFND 0 604 0 META PLATFORMS INC CL A 30303M102 214271 1011 SH DFND 0 1011 0 METLIFE INC COM 59156R108 2376 41 SH DFND 0 41 0 MICROSOFT CORP COM 594918104 159430 553 SH DFND 0 553 0 MIMEDX GROUP INC COM 602496101 1961 575 SH DFND 0 575 0 MONDELEZ INTL INC CL A 609207105 8500 122 SH DFND 0 122 0 MONROE CAP CORP COM 610335101 7650 1000 SH DFND 0 1000 0 NAVIENT CORPORATION COM 63938C108 7100 444 SH DFND 0 444 0 NETFLIX INC COM 64110L106 10364 30 SH DFND 0 30 0 NIKE INC CL B 654106103 24037 196 SH DFND 0 196 0 NOKIA CORP SPONSORED ADR 654902204 2931 597 SH DFND 0 597 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 96 400 SH DFND 0 400 0 NORTHROP GRUMMAN CORP COM 666807102 4617 10 SH DFND 0 10 0 NATIONAL CINEMEDIA INC COM 635309107 859 6501 SH DFND 0 6501 0 NUCOR CORP COM 670346105 37845 245 SH DFND 0 245 0 NV5 GLOBAL INC COM 62945V109 18299 176 SH DFND 0 176 0 NVIDIA CORPORATION COM 67066G104 11111 40 SH DFND 0 40 0 NXP SEMICONDUCTORS N V COM N6596X109 22377 120 SH DFND 0 120 0 OCCIDENTAL PETE CORP COM 674599105 2123 34 SH DFND 0 34 0 OKTA INC CL A 679295105 4657 54 SH DFND 0 54 0 ONEOK INC NEW COM 682680103 11628 183 SH DFND 0 183 0 ORGANON & CO COMMON STOCK 68622V106 1411 60 SH DFND 0 60 0 ORGANOVO HLDGS INC COM NEW 68620A203 31 14 SH DFND 0 14 0 ORION OFFICE REIT INC COM 68629Y103 3424 511 SH DFND 0 511 0 OUTSET MED INC COM 690145107 4710 256 SH DFND 0 256 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 45585 3615 SH DFND 0 3615 0 PALATIN TECHNOLOGIES INC COM NEW 696077502 110 40 SH DFND 0 40 0 PAYPAL HLDGS INC COM 70450Y103 380 5 SH DFND 0 5 0 PENNYMAC MTG INVT TR COM 70931T103 7398 600 SH DFND 0 600 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 18010 127 SH DFND 0 127 0 PEPSICO INC COM 713448108 4378 24 SH DFND 0 24 0 PFIZER INC COM 717081103 8160 200 SH DFND 0 200 0 PHILLIPS 66 COM 718546104 2839 28 SH DFND 0 28 0 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 1474326 45197 SH DFND 0 45197 0 PIMCO ETF TR BROAD US TIPS 72201R403 3069 55 SH DFND 0 55 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 102029 1028 SH DFND 0 1028 0 PIMCO ETF TR INV GRD CRP BD 72201R817 6542 68 SH DFND 0 68 0 PLURI INC COM 72942G104 0 0 SH DFND 0 0 0 PROSHARES TR ONLINE RTL ETF 74347B169 1742 55 SH DFND 0 55 0 PROSHARES TR S&P 500 DV ARIST 74348A467 825584 9048 SH DFND 0 9048 0 PROSHARES TR ULTRPRO S&P500 74347X864 16431 426 SH DFND 0 426 0 PVH CORPORATION COM 693656100 8381 94 SH DFND 0 94 0 QUANTUMSCAPE CORP COM CL A 74767V109 3272 400 SH DFND 0 400 0 REALTY INCOME CORP COM 756109104 484546 7652 SH DFND 0 7652 0 RH COM 74967X103 8037 33 SH DFND 0 33 0 RIO TINTO PLC SPONSORED ADR 767204100 1989 29 SH DFND 0 29 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 155 10 SH DFND 0 10 0 ROKU INC COM CL A 77543R102 4673 71 SH DFND 0 71 0 SABRA HEALTH CARE REIT INC COM 78573L106 15744 1369 SH DFND 0 1369 0 SANDY SPRING BANCORP INC COM 800363103 15285 588 SH DFND 0 588 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 24640 623 SH DFND 0 623 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1643 67 SH DFND 0 67 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 75154 2885 SH DFND 0 2885 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 26955 862 SH DFND 0 862 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 21486 397 SH DFND 0 397 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 217538 3961 SH DFND 0 3961 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 54559 1121 SH DFND 0 1121 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2124414 43542 SH DFND 0 43542 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 891 19 SH DFND 0 19 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5565928 116320 SH DFND 0 116320 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1800760 24614 SH DFND 0 24614 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 183388 2814 SH DFND 0 2814 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1497650 22837 SH DFND 0 22837 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3243275 67051 SH DFND 0 67051 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 67256 1604 SH DFND 0 1604 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 12491 233 SH DFND 0 233 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 53338 412 SH DFND 0 412 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2327 23 SH DFND 0 23 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4115 128 SH DFND 0 128 0 SHELL PLC SPON ADS 780259305 2819 49 SH DFND 0 49 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 67954 3573 SH DFND 0 3573 0 SHOPIFY INC CL A 82509L107 33558 700 SH DFND 0 700 0 SHORE BANCSHARES INC COM 825107105 33030 2313 SH DFND 0 2313 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 649 78 SH DFND 0 78 0 SNAP INC CL A 83304A106 1401 125 SH DFND 0 125 0 SOUTHWEST AIRLS CO COM 844741108 341898 10507 SH DFND 0 10507 0 SPARTANNASH CO COM 847215100 3422 138 SH DFND 0 138 0 SPDR SER TR BBG CONV SEC ETF 78464A359 155669 2321 SH DFND 0 2321 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 2321 25 SH DFND 0 25 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 49228 148 SH DFND 0 148 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 471420 6310 SH DFND 0 6310 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3710 46 SH DFND 0 46 0 SPDR GOLD TR GOLD SHS 78463V107 15940 87 SH DFND 0 87 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2242 69 SH DFND 0 69 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 9882 320 SH DFND 0 320 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 13110 453 SH DFND 0 453 0 SPDR SER TR PORTFOLI S&P1500 78464A805 75393 1495 SH DFND 0 1495 0 SPDR SER TR PORTFOLIO S&P500 78464A854 49354 1025 SH DFND 0 1025 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 45718 668 SH DFND 0 668 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2611955 6380 SH DFND 0 6380 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 4687 141 SH DFND 0 141 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 39173 962 SH DFND 0 962 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 51345 674 SH DFND 0 674 0 SPDR SER TR S&P BIOTECH 78464A870 9679 127 SH DFND 0 127 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 42545 424 SH DFND 0 424 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 8459 167 SH DFND 0 167 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 714025 12507 SH DFND 0 12507 0 SPDR SER TR S&P KENSHO SMART 78468R689 1463 46 SH DFND 0 46 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 917 2 SH DFND 0 2 0 SPDR SER TR S&P TRANSN ETF 78464A532 7609 105 SH DFND 0 105 0 SPDR SER TR SSGA US LRG ETF 78468R804 47196 345 SH DFND 0 345 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 150 200 SH DFND 0 200 0 STARBUCKS CORP COM 855244109 50663 487 SH DFND 0 487 0 TAPESTRY INC COM 876030107 18490 429 SH DFND 0 429 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 29145 193 SH DFND 0 193 0 TEGNA INC COM 87901J105 13968 826 SH DFND 0 826 0 TELLURIAN INC NEW COM 87968A104 185 150 SH DFND 0 150 0 TESLA INC COM 88160R101 159744 770 SH DFND 0 770 0 TEXAS PACIFIC LAND CORPORATI COM 88262P102 25515 15 SH DFND 0 15 0 THE CIGNA GROUP COM 125523100 27342 107 SH DFND 0 107 0 COCA COLA CO COM 191216100 22962 370 SH DFND 0 370 0 THE NECESSITY RETAIL REIT IN COM CLASS A 02607T109 115276 18356 SH DFND 0 18356 0 THERMO FISHER SCIENTIFIC INC COM 883556102 14986 26 SH DFND 0 26 0 TILRAY BRANDS INC COM 88688T100 635 251 SH DFND 0 251 0 TORONTO DOMINION BK ONT COM NEW 891160509 15694 262 SH DFND 0 262 0 TRAVEL PLUS LEISURE CO COM 894164102 1019 26 SH DFND 0 26 0 TRITON INTL LTD CL A G9078F107 20926 331 SH DFND 0 331 0 TRONOX HOLDINGS PLC SHS G9087Q102 7909 550 SH DFND 0 550 0 TYSON FOODS INC CL A 902494103 1186 20 SH DFND 0 20 0 UGI CORP NEW COM 902681105 1912 55 SH DFND 0 55 0 UNDER ARMOUR INC CL A 904311107 5400 569 SH DFND 0 569 0 UNDER ARMOUR INC CL C 904311206 1919 225 SH DFND 0 225 0 UNITED NAT FOODS INC COM 911163103 1634 62 SH DFND 0 62 0 UNITED PARCEL SERVICE INC CL B 911312106 9312 48 SH DFND 0 48 0 UNITEDHEALTH GROUP INC COM 91324P102 33554 71 SH DFND 0 71 0 UNIVERSAL HEALTH RLTY INCOME SH BEN INT 91359E105 9141 190 SH DFND 0 190 0 ETF SER SOLUTIONS US GLB JETS 26922A842 5608 301 SH DFND 0 301 0 USCF ETF TR DIVIDEND INC FD 90290T858 5050 202 SH DFND 0 202 0 VALE S A SPONSORED ADS 91912E105 14391 912 SH DFND 0 912 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 5505 218 SH DFND 0 218 0 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 14914 202 SH DFND 0 202 0 VANGUARD WORLD FD ESG US STK ETF 921910733 1578 22 SH DFND 0 22 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 24663 546 SH DFND 0 546 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11837 293 SH DFND 0 293 0 VANGUARD INDEX FDS GROWTH ETF 922908736 14218 57 SH DFND 0 57 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 419451 1759 SH DFND 0 1759 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 16765 88 SH DFND 0 88 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 10429 130 SH DFND 0 130 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 11451 80 SH DFND 0 80 0 VANGUARD INDEX FDS MID CAP ETF 922908629 19826 94 SH DFND 0 94 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3888 29 SH DFND 0 29 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 3675 55 SH DFND 0 55 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 309130 822 SH DFND 0 822 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 762 10 SH DFND 0 10 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 144703 3026 SH DFND 0 3026 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 30482 192 SH DFND 0 192 0 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 16092 210 SH DFND 0 210 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 37759 185 SH DFND 0 185 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1652372 11201 SH DFND 0 11201 0 VANGUARD INDEX FDS VALUE ETF 922908744 1409413 10205 SH DFND 0 10205 0 VENTAS INC COM 92276F100 149297 3444 SH DFND 0 3444 0 VERIZON COMMUNICATIONS INC COM 92343V104 62846 1616 SH DFND 0 1616 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1639 15 SH DFND 0 15 0 VIATRIS INC COM 92556V106 231 24 SH DFND 0 24 0 VICTORIAS SECRET AND CO COMMON STOCK 926400102 2425 71 SH DFND 0 71 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1418 350 SH DFND 0 350 0 VISA INC COM CL A 92826C839 39906 177 SH DFND 0 177 0 VISTRA CORP COM 92840M102 7344 306 SH DFND 0 306 0 WP CAREY INC COM 92936U109 18046 233 SH DFND 0 233 0 WABTEC COM 929740108 104 1 SH DFND 0 1 0 WALMART INC COM 931142103 15482 105 SH DFND 0 105 0 DISNEY WALT CO COM 254687106 52113 520 SH DFND 0 520 0 WARNER BROS DISCOVERY INC COM SER A 934423104 11687 774 SH DFND 0 774 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 10 11 SH DFND 0 11 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 32 50 SH DFND 0 50 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2525 85 SH DFND 0 85 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 14899 239 SH DFND 0 239 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 7545 271 SH DFND 0 271 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 1764 26 SH DFND 0 26 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 21209 164 SH DFND 0 164 0 ZIMVIE INC COM 98888T107 116 16 SH DFND 0 16 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 66678 903 SH DFND 0 903 0