0001398344-23-008864.txt : 20230505
0001398344-23-008864.hdr.sgml : 20230505
20230505093051
ACCESSION NUMBER: 0001398344-23-008864
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230505
EFFECTIVENESS DATE: 20230505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kalos Management, Inc.
CENTRAL INDEX KEY: 0001666788
IRS NUMBER: 201642804
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17377
FILM NUMBER: 23891611
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
13F-HR
1
primary_doc.xml
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13F-HR
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0001666788
XXXXXXXX
03-31-2023
03-31-2023
false
Kalos Management, Inc.
11525 PARK WOODS CIRCLE
SUITE 250
ALPHARETTA
GA
30005
13F HOLDINGS REPORT
028-17377
000133025
801-65182
N
CAROL WILDERMUTH
CHIEF COMPLIANCE OFFICER
678-356-1100
CAROL WILDERMUTH
ALPHARETTA
GA
05-01-2023
0
406
49882584
INFORMATION TABLE
2
fp0083273-1_13fhr-table.xml
AGCO CORP
COM
001084102
2839
21
SH
DFND
0
21
0
AT&T INC
COM
00206R102
67731
3518
SH
DFND
0
3518
0
ABBVIE INC
COM
00287Y109
26296
165
SH
DFND
0
165
0
ADVANCED MICRO DEVICES INC
COM
007903107
14702
150
SH
DFND
0
150
0
ADVISORSHARES TR
PURE CANNABIS
00768Y495
742
256
SH
DFND
0
256
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
723
127
SH
DFND
0
127
0
AIRBNB INC
COM CL A
009066101
4354
35
SH
DFND
0
35
0
ALBEMARLE CORP
COM
012653101
12599
57
SH
DFND
0
57
0
ALCOA CORP
COM
013872106
4724
111
SH
DFND
0
111
0
ALIGN TECHNOLOGY INC
COM
016255101
6015
18
SH
DFND
0
18
0
ALLSTATE CORP
COM
020002101
38784
350
SH
DFND
0
350
0
ALPHABET INC
CAP STK CL A
02079K305
47716
460
SH
DFND
0
460
0
ALPHABET INC
CAP STK CL C
02079K107
95680
920
SH
DFND
0
920
0
ALPS ETF TR
ALERIAN MLP
00162Q452
3826
99
SH
DFND
0
99
0
ALPS ETF TR
OSHS GBL INTER
00162Q361
1811
63
SH
DFND
0
63
0
ALPS ETF TR
SECTR DIV DOGS
00162Q858
62515
1221
SH
DFND
0
1221
0
ALTRIA GROUP INC
COM
02209S103
23738
532
SH
DFND
0
532
0
AMAZON COM INC
COM
023135106
105459
1021
SH
DFND
0
1021
0
AMERESCO INC
CL A
02361E108
68514
1392
SH
DFND
0
1392
0
AMERICAN AIRLS GROUP INC
COM
02376R102
31123
2110
SH
DFND
0
2110
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6223
124
SH
DFND
0
124
0
AMERICAN STRATEGIC INVEST CO
COM CL A
649439304
1056
124
SH
DFND
0
124
0
AMERIPRISE FINL INC
COM
03076C106
17777
58
SH
DFND
0
58
0
AMERISOURCEBERGEN CORP
COM
03073E105
22415
140
SH
DFND
0
140
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
127715
3500
SH
DFND
0
3500
0
AMPLIFY ETF TR
AMPLIFY EMERGING
032108870
12282
587
SH
DFND
0
587
0
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
309
7
SH
DFND
0
7
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
6673
100
SH
DFND
0
100
0
APPLE INC
COM
037833100
451085
2736
SH
DFND
0
2736
0
ASHLAND INC
COM
044186104
17892
174
SH
DFND
0
174
0
AURORA CANNABIS INC
COM
05156X884
10
15
SH
DFND
0
15
0
AVIS BUDGET GROUP
COM
053774105
2532
13
SH
DFND
0
13
0
AVITA MEDICAL INC
COM
05380C102
8647
619
SH
DFND
0
619
0
BAKER HUGHES COMPANY
CL A
05722G100
8898
308
SH
DFND
0
308
0
BARCLAYS BANK PLC
IPSPGS TTL ETN
06738C794
27805
1367
SH
DFND
0
1367
0
BATH & BODY WORKS INC
COM
070830104
7828
214
SH
DFND
0
214
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
183718
595
SH
DFND
0
595
0
BEYOND AIR INC
COM
08862L103
6426
952
SH
DFND
0
952
0
BEYOND MEAT INC
COM
08862E109
974
60
SH
DFND
0
60
0
BLACKBERRY LTD
COM
09228F103
684
150
SH
DFND
0
150
0
BLACKROCK CAP INVT CORP
COM
092533108
7503
2175
SH
DFND
0
2175
0
BLOCK INC
CL A
852234103
2471
36
SH
DFND
0
36
0
BLUEROCK HOMES TRUST INC
COM CL A
09631H100
1031
52
SH
DFND
0
52
0
BOEING CO
COM
097023105
2974
14
SH
DFND
0
14
0
BP PLC
SPONSORED ADR
055622104
37523
989
SH
DFND
0
989
0
BRIGHTHOUSE FINL INC
COM
10922N103
706
16
SH
DFND
0
16
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
93615
15867
SH
DFND
0
15867
0
BROADCOM INC
COM
11135F101
23095
36
SH
DFND
0
36
0
BUNGE LIMITED
COM
G16962105
22065
231
SH
DFND
0
231
0
CALIFORNIA WTR SVC GROUP
COM
130788102
12338
212
SH
DFND
0
212
0
CANOPY GROWTH CORP
COM
138035100
233
133
SH
DFND
0
133
0
CAPITAL ONE FINL CORP
COM
14040H105
8462
88
SH
DFND
0
88
0
CARNIVAL CORP
COMMON STOCK
143658300
2030
200
SH
DFND
0
200
0
CENTENE CORP DEL
COM
15135B101
14918
236
SH
DFND
0
236
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
99816
1471
SH
DFND
0
1471
0
CHORD ENERGY CORPORATION
COM NEW
674215207
4442
33
SH
DFND
0
33
0
CION INVT CORP
COM
17259U204
93479
9471
SH
DFND
0
9471
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
4784
261
SH
DFND
0
261
0
COMCAST CORP NEW
CL A
20030N101
27864
735
SH
DFND
0
735
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
2145
37
SH
DFND
0
37
0
CONSTELLATION BRANDS INC
CL A
21036P108
2711
12
SH
DFND
0
12
0
COSTAR GROUP INC
COM
22160N109
275400
4000
SH
DFND
0
4000
0
COSTCO WHSL CORP NEW
COM
22160K105
111299
224
SH
DFND
0
224
0
COUSINS PPTYS INC
COM NEW
222795502
60570
2833
SH
DFND
0
2833
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
2169
87
SH
DFND
0
87
0
CSX CORP
COM
126408103
25489
851
SH
DFND
0
851
0
CVS HEALTH CORP
COM
126650100
5202
70
SH
DFND
0
70
0
DEERE & CO
COM
244199105
2477
6
SH
DFND
0
6
0
DELTA AIR LINES INC DEL
COM NEW
247361702
16727
479
SH
DFND
0
479
0
DESKTOP METAL INC
COM CL A
25058X105
2882
1253
SH
DFND
0
1253
0
DICKS SPORTING GOODS INC
COM
253393102
5250
37
SH
DFND
0
37
0
DIGITALBRIDGE GROUP INC
CL A NEW
25401T603
4787
399
SH
DFND
0
399
0
DIREXION SHS ETF TR
DAILY SM CP BEAR
25460E232
3799
122
SH
DFND
0
122
0
DISCOVER FINL SVCS
COM
254709108
10675
108
SH
DFND
0
108
0
DRAFTKINGS INC NEW
COM CL A
26142V105
3872
200
SH
DFND
0
200
0
EAGLE BANCORP INC MD
COM
268948106
2343
70
SH
DFND
0
70
0
EMERSON ELEC CO
COM
291011104
18822
216
SH
DFND
0
216
0
ENBRIDGE INC
COM
29250N105
15832
415
SH
DFND
0
415
0
ENCOMPASS HEALTH CORP
COM
29261A100
9846
182
SH
DFND
0
182
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
106519
1286
SH
DFND
0
1286
0
ENHABIT INC
COM
29332G102
1266
91
SH
DFND
0
91
0
EOG RES INC
COM
26875P101
27053
236
SH
DFND
0
236
0
EPR PPTYS
COM SH BEN INT
26884U109
20345
534
SH
DFND
0
534
0
EQT CORP
COM
26884L109
2936
92
SH
DFND
0
92
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
2059
585
SH
DFND
0
585
0
EXXON MOBIL CORP
COM
30231G102
18752
171
SH
DFND
0
171
0
FMC CORP
COM NEW
302491303
1954
16
SH
DFND
0
16
0
F&G ANNUITIES & LIFE INC
COMMON STOCK
30190A104
199
11
SH
DFND
0
11
0
FEDEX CORP
COM
31428X106
20793
91
SH
DFND
0
91
0
FIDELITY COVINGTON TRUST
HIGH YILD ETF
316092618
5335
113
SH
DFND
0
113
0
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
386535
8141
SH
DFND
0
8141
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
5938
170
SH
DFND
0
170
0
FIDELITY COVINGTON TRUST
STOCK FOR INFL
316092386
7274
231
SH
DFND
0
231
0
FISERV INC
COM
337738108
39108
346
SH
DFND
0
346
0
FLEXSHARES TR
STOX US ESG SLCT
33939L696
24829
250
SH
DFND
0
250
0
FRANKLIN BSP RLTY TR INC
COMMON STOCK
35243J101
356802
29908
SH
DFND
0
29908
0
FREEPORT-MCMORAN INC
CL B
35671D857
13868
339
SH
DFND
0
339
0
FIRST TR EXCHANGE-TRADED FD
GBL WND ENRG ETF
33736G106
23361
1308
SH
DFND
0
1308
0
FS CREDIT OPPORTUNITIES CORP
COMMON STOCK
30290Y101
108167
24362
SH
DFND
0
24362
0
FS KKR CAP CORP
COM
302635206
258178
13956
SH
DFND
0
13956
0
GE HEALTHCARE TECHNOLOGIES I
COMMON STOCK
36266G107
1230
15
SH
DFND
0
15
0
GENERAL ELECTRIC CO
COM NEW
369604301
4414
46
SH
DFND
0
46
0
GLOBAL NET LEASE INC
COM NEW
379378201
302805
23546
SH
DFND
0
23546
0
GLOBAL X FDS
AUTONMOUS EV ETF
37954Y624
1144
48
SH
DFND
0
48
0
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
7499
118
SH
DFND
0
118
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
10206
360
SH
DFND
0
360
0
GORMAN RUPP CO
COM
383082104
9275
371
SH
DFND
0
371
0
GREENBRIER COS INC
COM
393657101
8039
250
SH
DFND
0
250
0
GSK PLC
SPONSORED ADR
37733W204
5693
160
SH
DFND
0
160
0
HALEON PLC
SPON ADS
405552100
1628
200
SH
DFND
0
200
0
HALLIBURTON CO
COM
406216101
7712
244
SH
DFND
0
244
0
HEALTHCARE RLTY TR
CL A COM
42226K105
39569
2047
SH
DFND
0
2047
0
HEXO CORP
COM
428304406
12
9
SH
DFND
0
9
0
HOME DEPOT INC
COM
437076102
26452
90
SH
DFND
0
90
0
LISTED FD TR
HORIZON KINETICS
53656F623
15019
487
SH
DFND
0
487
0
HOST HOTELS & RESORTS INC
COM
44107P104
2638
160
SH
DFND
0
160
0
HP INC
COM
40434L105
20380
694
SH
DFND
0
694
0
INTEL CORP
COM
458140100
6011
184
SH
DFND
0
184
0
INTREPID POTASH INC
COM
46121Y201
2484
90
SH
DFND
0
90
0
INVESCO EXCH TRD SLF IDX FD
BULETSHS 2029 HG
46138J395
2792
136
SH
DFND
0
136
0
INVESCO EXCHANGE TRADED FD T
DYNMC MKT ETF
46137V712
2651
24
SH
DFND
0
24
0
INVESCO EXCHANGE TRADED FD T
DYNMC MEDIA
46137V696
3741
108
SH
DFND
0
108
0
INVESCO EXCH TRADED FD TR II
INTL CORP BD
46138E636
6161
283
SH
DFND
0
283
0
INVESCO EXCHANGE TRADED FD T
S&P SMCP VLU MNT
46137V480
7012
154
SH
DFND
0
154
0
INVESCO EXCHANGE TRADED FD T
S&P 500A EQL
46137Y609
2057
75
SH
DFND
0
75
0
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
456676
6001
SH
DFND
0
6001
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
187262
3001
SH
DFND
0
3001
0
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
4945
27
SH
DFND
0
27
0
INVESCO EXCH TRADED FD TR II
S&P SMALLCAP 600
46138G664
44524
397
SH
DFND
0
397
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL FIN
46137V340
7924
157
SH
DFND
0
157
0
INVESCO EXCH TRADED FD TR II
1 30 LADER TRE
46138E107
11475
383
SH
DFND
0
383
0
INVESCO ACTVELY MNGD ETC FD
OPTIMUM YIELD
46090F100
57392
4036
SH
DFND
0
4036
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
23855
280
SH
DFND
0
280
0
INVESCO EXCHANGE TRADED FD T
GLOBAL DRGN CN
46137V571
5493
185
SH
DFND
0
185
0
INVESCO QQQ TR
UNIT SER 1
46090E103
757716
2361
SH
DFND
0
2361
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
149471
1034
SH
DFND
0
1034
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL ENR
46137V365
348620
5102
SH
DFND
0
5102
0
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
126806
408
SH
DFND
0
408
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
33614
433
SH
DFND
0
433
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL DIS
46137V381
11124
87
SH
DFND
0
87
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
8692
51
SH
DFND
0
51
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
131165
450
SH
DFND
0
450
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
2279
14
SH
DFND
0
14
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
156335
566
SH
DFND
0
566
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL UTL
46137V274
1413532
12465
SH
DFND
0
12465
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
46137V324
55354
295
SH
DFND
0
295
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
1859
46
SH
DFND
0
46
0
IRON MTN INC DEL
COM
46284V101
36190
684
SH
DFND
0
684
0
ISHARES TR
ASIA 50 ETF
464288430
3156
51
SH
DFND
0
51
0
ISHARES TR
COHEN STEER REIT
464287564
26437
476
SH
DFND
0
476
0
ISHARES TR
CONV BD ETF
46435G102
1598
22
SH
DFND
0
22
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
4002
80
SH
DFND
0
80
0
ISHARES INC
CORE MSCI EMKT
46434G103
8148
167
SH
DFND
0
167
0
ISHARES TR
CORE MSCI EAFE
46432F842
2875
43
SH
DFND
0
43
0
ISHARES TR
CORE S&P500 ETF
464287200
1186128
2885
SH
DFND
0
2885
0
ISHARES TR
CORE S&P US VLU
464287663
21027
285
SH
DFND
0
285
0
ISHARES TR
CORE US AGGBD ET
464287226
11259
113
SH
DFND
0
113
0
ISHARES TR
CRE U S REIT ETF
464288521
6350
126
SH
DFND
0
126
0
ISHARES TR
DOW JONES US ETF
464287846
530071
5297
SH
DFND
0
5297
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
1580
22
SH
DFND
0
22
0
ISHARES TR
ESG MSCI LEADR
46435U218
11188
157
SH
DFND
0
157
0
ISHARES TR
EXPANDED TECH
464287515
3047
10
SH
DFND
0
10
0
ISHARES TR
FLTG RATE NT ETF
46429B655
102544
2035
SH
DFND
0
2035
0
ISHARES TR
GLOBAL 100 ETF
464287572
35310
504
SH
DFND
0
504
0
ISHARES TR
GLB CNSM STP ETF
464288737
10222
165
SH
DFND
0
165
0
ISHARES TR
GLOBAL ENERG ETF
464287341
185326
4908
SH
DFND
0
4908
0
ISHARES TR
GLOBAL TECH ETF
464287291
17504
322
SH
DFND
0
322
0
ISHARES TR
IBOXX HI YD ETF
464288513
9142
121
SH
DFND
0
121
0
ISHARES TR
INTL SEL DIV ETF
464288448
6460
235
SH
DFND
0
235
0
ISHARES TR
JPMORGAN USD EMG
464288281
17083
198
SH
DFND
0
198
0
ISHARES TR
LATN AMER 40 ETF
464287390
4177
175
SH
DFND
0
175
0
ISHARES TR
MORNINGSTAR VALU
464288109
3706
58
SH
DFND
0
58
0
ISHARES TR
MSCI ACWI ETF
464288257
8387
92
SH
DFND
0
92
0
ISHARES INC
MSCI BIC ETF
464286657
4305
124
SH
DFND
0
124
0
ISHARES INC
MSCI CHILE ETF
464286640
9382
326
SH
DFND
0
326
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
24016
355
SH
DFND
0
355
0
ISHARES TR
MSCI EAFE ETF
464287465
285150
3987
SH
DFND
0
3987
0
ISHARES INC
MSCI EM ASIA ETF
464286426
4386
66
SH
DFND
0
66
0
ISHARES TR
MSCI EMG MKT ETF
464287234
67674
1715
SH
DFND
0
1715
0
ISHARES INC
MSCI GERMANY ETF
464286806
8908
313
SH
DFND
0
313
0
ISHARES INC
MSCI GBL MIN VOL
464286525
65500
677
SH
DFND
0
677
0
ISHARES INC
MSCI HONG KG ETF
464286871
7932
386
SH
DFND
0
386
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
8862
151
SH
DFND
0
151
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
8247
372
SH
DFND
0
372
0
ISHARES INC
MSCI SINGPOR ETF
46434G780
9012
454
SH
DFND
0
454
0
ISHARES INC
MSCI STH KOR ETF
464286772
6918
113
SH
DFND
0
113
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
8023
177
SH
DFND
0
177
0
ISHARES TR
MSCI USA ESG SLC
464288802
1053
12
SH
DFND
0
12
0
ISHARES TR
MSCI USA MIN VOL
46429B697
23786
327
SH
DFND
0
327
0
ISHARES TR
RUS 1000 VAL ETF
464287598
18423
121
SH
DFND
0
121
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1070
6
SH
DFND
0
6
0
ISHARES TR
RUS 2000 VAL ETF
464287630
2329
17
SH
DFND
0
17
0
ISHARES TR
RUS MID CAP ETF
464287499
28108
402
SH
DFND
0
402
0
ISHARES TR
RUS MD CP GR ETF
464287481
24492
269
SH
DFND
0
269
0
ISHARES TR
RUS MDCP VAL ETF
464287473
6266
59
SH
DFND
0
59
0
ISHARES TR
S&P 500 GRWT ETF
464287309
202915
3176
SH
DFND
0
3176
0
ISHARES TR
S&P 500 VAL ETF
464287408
1063838
7010
SH
DFND
0
7010
0
ISHARES TR
S&P MC 400GR ETF
464287606
124284
1738
SH
DFND
0
1738
0
ISHARES TR
S&P MC 400VL ETF
464287705
1372493
13355
SH
DFND
0
13355
0
ISHARES TR
SP SMCP600VL ETF
464287879
943481
10081
SH
DFND
0
10081
0
ISHARES TR
S&P SML 600 GWT
464287887
6706
61
SH
DFND
0
61
0
ISHARES TR
SELECT DIVID ETF
464287168
712923
6084
SH
DFND
0
6084
0
ISHARES TR
SELF DRIVNG EV
46435U366
1074
28
SH
DFND
0
28
0
ISHARES SILVER TR
ISHARES
46428Q109
12697
574
SH
DFND
0
574
0
ISHARES TR
TIPS BD ETF
464287176
1874
17
SH
DFND
0
17
0
ISHARES TR
CORE S&P TTL STK
464287150
589390
6509
SH
DFND
0
6509
0
ISHARES TR
US CONSUM DISCRE
464287580
1876
29
SH
DFND
0
29
0
ISHARES TR
US CONSM STAPLES
464287812
1199165
6019
SH
DFND
0
6019
0
ISHARES TR
U.S. BAS MTL ETF
464287838
1127565
8508
SH
DFND
0
8508
0
ISHARES TR
U.S. ENERGY ETF
464287796
108981
2491
SH
DFND
0
2491
0
ISHARES TR
U.S. FINLS ETF
464287788
30377
427
SH
DFND
0
427
0
ISHARES TR
US HLTHCARE ETF
464287762
1451041
5314
SH
DFND
0
5314
0
ISHARES TR
US INDUSTRIALS
464287754
24339
243
SH
DFND
0
243
0
ISHARES TR
U.S. REAL ES ETF
464287739
58072
684
SH
DFND
0
684
0
ISHARES TR
U.S. TECH ETF
464287721
63204
681
SH
DFND
0
681
0
ISHARES TR
US TELECOM ETF
464287713
2802
121
SH
DFND
0
121
0
ISHARES TR
U.S. UTILITS ETF
464287697
11217
134
SH
DFND
0
134
0
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
4919
182
SH
DFND
0
182
0
SMUCKER J M CO
COM NEW
832696405
1731
11
SH
DFND
0
11
0
JOHNSON & JOHNSON
COM
478160104
12555
81
SH
DFND
0
81
0
JPMORGAN CHASE & CO
COM
46625H100
13031
100
SH
DFND
0
100
0
KIMBERLY-CLARK CORP
COM
494368103
12080
90
SH
DFND
0
90
0
KINROSS GOLD CORP
COM
496902404
1031
219
SH
DFND
0
219
0
KRANESHARES TR
ELEC VEH FUTUR
500767827
951
31
SH
DFND
0
31
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
33447
170
SH
DFND
0
170
0
LOCKHEED MARTIN CORP
COM
539830109
71382
151
SH
DFND
0
151
0
LOWES COS INC
COM
548661107
15198
76
SH
DFND
0
76
0
LUCID GROUP INC
COM
549498103
121
15
SH
DFND
0
15
0
LULULEMON ATHLETICA INC
COM
550021109
9105
25
SH
DFND
0
25
0
M D C HLDGS INC
COM
552676108
4703
121
SH
DFND
0
121
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
1182
54
SH
DFND
0
54
0
MAIN STR CAP CORP
COM
56035L104
284549
7211
SH
DFND
0
7211
0
MARRIOTT INTL INC NEW
CL A
571903202
99458
599
SH
DFND
0
599
0
MEDIFAST INC
COM
58470H101
3317
32
SH
DFND
0
32
0
MERCK & CO INC
COM
58933Y105
64260
604
SH
DFND
0
604
0
META PLATFORMS INC
CL A
30303M102
214271
1011
SH
DFND
0
1011
0
METLIFE INC
COM
59156R108
2376
41
SH
DFND
0
41
0
MICROSOFT CORP
COM
594918104
159430
553
SH
DFND
0
553
0
MIMEDX GROUP INC
COM
602496101
1961
575
SH
DFND
0
575
0
MONDELEZ INTL INC
CL A
609207105
8500
122
SH
DFND
0
122
0
MONROE CAP CORP
COM
610335101
7650
1000
SH
DFND
0
1000
0
NAVIENT CORPORATION
COM
63938C108
7100
444
SH
DFND
0
444
0
NETFLIX INC
COM
64110L106
10364
30
SH
DFND
0
30
0
NIKE INC
CL B
654106103
24037
196
SH
DFND
0
196
0
NOKIA CORP
SPONSORED ADR
654902204
2931
597
SH
DFND
0
597
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
96
400
SH
DFND
0
400
0
NORTHROP GRUMMAN CORP
COM
666807102
4617
10
SH
DFND
0
10
0
NATIONAL CINEMEDIA INC
COM
635309107
859
6501
SH
DFND
0
6501
0
NUCOR CORP
COM
670346105
37845
245
SH
DFND
0
245
0
NV5 GLOBAL INC
COM
62945V109
18299
176
SH
DFND
0
176
0
NVIDIA CORPORATION
COM
67066G104
11111
40
SH
DFND
0
40
0
NXP SEMICONDUCTORS N V
COM
N6596X109
22377
120
SH
DFND
0
120
0
OCCIDENTAL PETE CORP
COM
674599105
2123
34
SH
DFND
0
34
0
OKTA INC
CL A
679295105
4657
54
SH
DFND
0
54
0
ONEOK INC NEW
COM
682680103
11628
183
SH
DFND
0
183
0
ORGANON & CO
COMMON STOCK
68622V106
1411
60
SH
DFND
0
60
0
ORGANOVO HLDGS INC
COM NEW
68620A203
31
14
SH
DFND
0
14
0
ORION OFFICE REIT INC
COM
68629Y103
3424
511
SH
DFND
0
511
0
OUTSET MED INC
COM
690145107
4710
256
SH
DFND
0
256
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
45585
3615
SH
DFND
0
3615
0
PALATIN TECHNOLOGIES INC
COM NEW
696077502
110
40
SH
DFND
0
40
0
PAYPAL HLDGS INC
COM
70450Y103
380
5
SH
DFND
0
5
0
PENNYMAC MTG INVT TR
COM
70931T103
7398
600
SH
DFND
0
600
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
18010
127
SH
DFND
0
127
0
PEPSICO INC
COM
713448108
4378
24
SH
DFND
0
24
0
PFIZER INC
COM
717081103
8160
200
SH
DFND
0
200
0
PHILLIPS 66
COM
718546104
2839
28
SH
DFND
0
28
0
PHILLIPS EDISON & CO INC
COMMON STOCK
71844V201
1474326
45197
SH
DFND
0
45197
0
PIMCO ETF TR
BROAD US TIPS
72201R403
3069
55
SH
DFND
0
55
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
102029
1028
SH
DFND
0
1028
0
PIMCO ETF TR
INV GRD CRP BD
72201R817
6542
68
SH
DFND
0
68
0
PLURI INC
COM
72942G104
0
0
SH
DFND
0
0
0
PROSHARES TR
ONLINE RTL ETF
74347B169
1742
55
SH
DFND
0
55
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
825584
9048
SH
DFND
0
9048
0
PROSHARES TR
ULTRPRO S&P500
74347X864
16431
426
SH
DFND
0
426
0
PVH CORPORATION
COM
693656100
8381
94
SH
DFND
0
94
0
QUANTUMSCAPE CORP
COM CL A
74767V109
3272
400
SH
DFND
0
400
0
REALTY INCOME CORP
COM
756109104
484546
7652
SH
DFND
0
7652
0
RH
COM
74967X103
8037
33
SH
DFND
0
33
0
RIO TINTO PLC
SPONSORED ADR
767204100
1989
29
SH
DFND
0
29
0
RIVIAN AUTOMOTIVE INC
COM CL A
76954A103
155
10
SH
DFND
0
10
0
ROKU INC
COM CL A
77543R102
4673
71
SH
DFND
0
71
0
SABRA HEALTH CARE REIT INC
COM
78573L106
15744
1369
SH
DFND
0
1369
0
SANDY SPRING BANCORP INC
COM
800363103
15285
588
SH
DFND
0
588
0
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
24640
623
SH
DFND
0
623
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1643
67
SH
DFND
0
67
0
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
75154
2885
SH
DFND
0
2885
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
26955
862
SH
DFND
0
862
0
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
21486
397
SH
DFND
0
397
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
217538
3961
SH
DFND
0
3961
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
54559
1121
SH
DFND
0
1121
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
2124414
43542
SH
DFND
0
43542
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
891
19
SH
DFND
0
19
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
5565928
116320
SH
DFND
0
116320
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1800760
24614
SH
DFND
0
24614
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
183388
2814
SH
DFND
0
2814
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1497650
22837
SH
DFND
0
22837
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
3243275
67051
SH
DFND
0
67051
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
67256
1604
SH
DFND
0
1604
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
12491
233
SH
DFND
0
233
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
53338
412
SH
DFND
0
412
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2327
23
SH
DFND
0
23
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
4115
128
SH
DFND
0
128
0
SHELL PLC
SPON ADS
780259305
2819
49
SH
DFND
0
49
0
SHENANDOAH TELECOMMUNICATION
COM
82312B106
67954
3573
SH
DFND
0
3573
0
SHOPIFY INC
CL A
82509L107
33558
700
SH
DFND
0
700
0
SHORE BANCSHARES INC
COM
825107105
33030
2313
SH
DFND
0
2313
0
SIBANYE STILLWATER LTD
SPONSORED ADR
82575P107
649
78
SH
DFND
0
78
0
SNAP INC
CL A
83304A106
1401
125
SH
DFND
0
125
0
SOUTHWEST AIRLS CO
COM
844741108
341898
10507
SH
DFND
0
10507
0
SPARTANNASH CO
COM
847215100
3422
138
SH
DFND
0
138
0
SPDR SER TR
BBG CONV SEC ETF
78464A359
155669
2321
SH
DFND
0
2321
0
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
2321
25
SH
DFND
0
25
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
49228
148
SH
DFND
0
148
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
471420
6310
SH
DFND
0
6310
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
3710
46
SH
DFND
0
46
0
SPDR GOLD TR
GOLD SHS
78463V107
15940
87
SH
DFND
0
87
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
2242
69
SH
DFND
0
69
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
9882
320
SH
DFND
0
320
0
SPDR SER TR
PORTFLI INTRMDIT
78464A672
13110
453
SH
DFND
0
453
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
75393
1495
SH
DFND
0
1495
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
49354
1025
SH
DFND
0
1025
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
45718
668
SH
DFND
0
668
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2611955
6380
SH
DFND
0
6380
0
SPDR SER TR
SPDR S&P 500 ETF
78468R796
4687
141
SH
DFND
0
141
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
39173
962
SH
DFND
0
962
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
51345
674
SH
DFND
0
674
0
SPDR SER TR
S&P BIOTECH
78464A870
9679
127
SH
DFND
0
127
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
42545
424
SH
DFND
0
424
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
8459
167
SH
DFND
0
167
0
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
714025
12507
SH
DFND
0
12507
0
SPDR SER TR
S&P KENSHO SMART
78468R689
1463
46
SH
DFND
0
46
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
917
2
SH
DFND
0
2
0
SPDR SER TR
S&P TRANSN ETF
78464A532
7609
105
SH
DFND
0
105
0
SPDR SER TR
SSGA US LRG ETF
78468R804
47196
345
SH
DFND
0
345
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
150
200
SH
DFND
0
200
0
STARBUCKS CORP
COM
855244109
50663
487
SH
DFND
0
487
0
TAPESTRY INC
COM
876030107
18490
429
SH
DFND
0
429
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
29145
193
SH
DFND
0
193
0
TEGNA INC
COM
87901J105
13968
826
SH
DFND
0
826
0
TELLURIAN INC NEW
COM
87968A104
185
150
SH
DFND
0
150
0
TESLA INC
COM
88160R101
159744
770
SH
DFND
0
770
0
TEXAS PACIFIC LAND CORPORATI
COM
88262P102
25515
15
SH
DFND
0
15
0
THE CIGNA GROUP
COM
125523100
27342
107
SH
DFND
0
107
0
COCA COLA CO
COM
191216100
22962
370
SH
DFND
0
370
0
THE NECESSITY RETAIL REIT IN
COM CLASS A
02607T109
115276
18356
SH
DFND
0
18356
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
14986
26
SH
DFND
0
26
0
TILRAY BRANDS INC
COM
88688T100
635
251
SH
DFND
0
251
0
TORONTO DOMINION BK ONT
COM NEW
891160509
15694
262
SH
DFND
0
262
0
TRAVEL PLUS LEISURE CO
COM
894164102
1019
26
SH
DFND
0
26
0
TRITON INTL LTD
CL A
G9078F107
20926
331
SH
DFND
0
331
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
7909
550
SH
DFND
0
550
0
TYSON FOODS INC
CL A
902494103
1186
20
SH
DFND
0
20
0
UGI CORP NEW
COM
902681105
1912
55
SH
DFND
0
55
0
UNDER ARMOUR INC
CL A
904311107
5400
569
SH
DFND
0
569
0
UNDER ARMOUR INC
CL C
904311206
1919
225
SH
DFND
0
225
0
UNITED NAT FOODS INC
COM
911163103
1634
62
SH
DFND
0
62
0
UNITED PARCEL SERVICE INC
CL B
911312106
9312
48
SH
DFND
0
48
0
UNITEDHEALTH GROUP INC
COM
91324P102
33554
71
SH
DFND
0
71
0
UNIVERSAL HEALTH RLTY INCOME
SH BEN INT
91359E105
9141
190
SH
DFND
0
190
0
ETF SER SOLUTIONS
US GLB JETS
26922A842
5608
301
SH
DFND
0
301
0
USCF ETF TR
DIVIDEND INC FD
90290T858
5050
202
SH
DFND
0
202
0
VALE S A
SPONSORED ADS
91912E105
14391
912
SH
DFND
0
912
0
VANECK ETF TRUST
JP MRGAN EM LOC
92189H300
5505
218
SH
DFND
0
218
0
VANECK ETF TRUST
MRNGSTR WDE MOAT
92189F643
14914
202
SH
DFND
0
202
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
1578
22
SH
DFND
0
22
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
24663
546
SH
DFND
0
546
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
11837
293
SH
DFND
0
293
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
14218
57
SH
DFND
0
57
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
419451
1759
SH
DFND
0
1759
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
16765
88
SH
DFND
0
88
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
10429
130
SH
DFND
0
130
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
11451
80
SH
DFND
0
80
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
19826
94
SH
DFND
0
94
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
3888
29
SH
DFND
0
29
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
3675
55
SH
DFND
0
55
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
309130
822
SH
DFND
0
822
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
762
10
SH
DFND
0
10
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
144703
3026
SH
DFND
0
3026
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
30482
192
SH
DFND
0
192
0
VANGUARD SCOTTSDALE FDS
TOTAL CORP BND
92206C573
16092
210
SH
DFND
0
210
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
37759
185
SH
DFND
0
185
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1652372
11201
SH
DFND
0
11201
0
VANGUARD INDEX FDS
VALUE ETF
922908744
1409413
10205
SH
DFND
0
10205
0
VENTAS INC
COM
92276F100
149297
3444
SH
DFND
0
3444
0
VERIZON COMMUNICATIONS INC
COM
92343V104
62846
1616
SH
DFND
0
1616
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
1639
15
SH
DFND
0
15
0
VIATRIS INC
COM
92556V106
231
24
SH
DFND
0
24
0
VICTORIAS SECRET AND CO
COMMON STOCK
926400102
2425
71
SH
DFND
0
71
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1418
350
SH
DFND
0
350
0
VISA INC
COM CL A
92826C839
39906
177
SH
DFND
0
177
0
VISTRA CORP
COM
92840M102
7344
306
SH
DFND
0
306
0
WP CAREY INC
COM
92936U109
18046
233
SH
DFND
0
233
0
WABTEC
COM
929740108
104
1
SH
DFND
0
1
0
WALMART INC
COM
931142103
15482
105
SH
DFND
0
105
0
DISNEY WALT CO
COM
254687106
52113
520
SH
DFND
0
520
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
11687
774
SH
DFND
0
774
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
10
11
SH
DFND
0
11
0
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
32
50
SH
DFND
0
50
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
2525
85
SH
DFND
0
85
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
14899
239
SH
DFND
0
239
0
WISDOMTREE TR
EM EX ST-OWNED
97717X578
7545
271
SH
DFND
0
271
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
1764
26
SH
DFND
0
26
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
21209
164
SH
DFND
0
164
0
ZIMVIE INC
COM
98888T107
116
16
SH
DFND
0
16
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
66678
903
SH
DFND
0
903
0