Chief Compliance Officer

0001606587-17-000311.txt : 20170511 0001606587-17-000311.hdr.sgml : 20170511 20170511095604 ACCESSION NUMBER: 0001606587-17-000311 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Traynor Capital Management, Inc. CENTRAL INDEX KEY: 0001666786 IRS NUMBER: 262115437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17267 FILM NUMBER: 17832756 BUSINESS ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-993-9050 MAIL ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666786 XXXXXXXX 03-31-2017 03-31-2017 false Traynor Capital Management, Inc.

19 E. King Street Bldg 2 Malvern PA 19355

13F HOLDINGS REPORT 028-17267 N Keith Traynor Chief Compliance Officer 610-993-9050 Keith Traynor Malvern PA 05-11-2017 0 155 179007 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE APPLE INC COM 037833100 16815 114074 SH SOLE NONE 114074 0 0 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 10885 63326 SH SOLE NONE 63326 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 10832 81751 SH SOLE NONE 81751 0 0 AMAZON.COM INC COM 023135106 9886 10470 SH SOLE NONE 10470 0 0 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 8607 82895 SH SOLE NONE 82895 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 7632 8180 SH SOLE NONE 8180 0 0 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 5537 79270 SH SOLE NONE 79270 0 0 NETFLIX COM INC COM COM 64110L106 5430 34776 SH SOLE NONE 34776 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 5202 5709 SH SOLE NONE 5709 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 2956 24919 SH SOLE NONE 24919 0 0 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 2821 23786 SH SOLE NONE 23786 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 2540 59703 SH SOLE NONE 59703 0 0 ISHARES TR U.S. PFD STK ETF U.S. PFD STK ETF 464288687 2525 64938 SH SOLE NONE 64938 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 2486 66559 SH SOLE NONE 66559 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 2321 26430 SH SOLE NONE 26430 0 0 GILEAD SCIENCES INC COM 375558103 2305 30766 SH SOLE NONE 30766 0 0 NOVO-NORDISK A S ADR ADR 670100205 2252 56496 SH SOLE NONE 56496 0 0 3M COMPANY COM 88579Y101 2250 11475 SH SOLE NONE 11475 0 0 ALTRIA GROUP INC COM 02209S103 2135 30142 SH SOLE NONE 30142 0 0 DIREXION DAILY ENERGY BULL 3X SHS DLY ENRGY BULL3X 25459W888 1893 64430 SH SOLE NONE 64430 0 0 CONSTELLATION BRANDS INC CL A CL A 21036P108 1734 9970 SH SOLE NONE 9970 0 0 DIREXION DAILY S&P 500 BULL 3X SHS DRX S&P500BULL 25459W862 1726 52784 SH SOLE NONE 52784 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1713 15736 SH SOLE NONE 15736 0 0 CELGENE CORP COM 151020104 1609 12995 SH SOLE NONE 12995 0 0 PIMCO MUN INCOME FD II COM COM 72200W106 1521 99600 SH SOLE NONE 99600 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1520 9155 SH SOLE NONE 9155 0 0 DIREXION SHS ETF TR OIL GAS BL 3X SH OIL GAS BL 3X SH 25490K356 1406 48504 SH SOLE NONE 48504 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1281 17582 SH SOLE NONE 17582 0 0 JPMORGAN CHASE & CO COM 46625H100 1276 14751 SH SOLE NONE 14751 0 0 JOHNSON & JOHNSON COM 478160104 1168 9439 SH SOLE NONE 9439 0 0 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 1162 1299 SH SOLE NONE 1299 0 0 NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 1119 69967 SH SOLE NONE 69967 0 0 PIMCO GLOBAL STOCKSPLUS INCOME FD COM 722011103 1087 51765 SH SOLE NONE 51765 0 0 PFIZER INC COM 717081103 1076 31997 SH SOLE NONE 31997 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDQ BIOTEC ETF 464287556 1020 3423 SH SOLE NONE 3423 0 0 PIMCO HIGH INCOME FD COM SHS COM SHS 722014107 1014 115276 SH SOLE NONE 115276 0 0 BIOGEN INC COM COM 09062X103 1009 3716 SH SOLE NONE 3716 0 0 FIDELITY MSCI FINLS INDEX ETF MSCI FINLS IDX 316092501 999 27736 SH SOLE NONE 27736 0 0 VISA INC COM CL A COM CL A 92826C839 972 10433 SH SOLE NONE 10433 0 0 CHEVRON CORP NEW COM COM 166764100 958 9083 SH SOLE NONE 9083 0 0 AT&T INC COM USD1 COM 00206R102 941 22753 SH SOLE NONE 22753 0 0 DIREXION SHARES ETT TR DAILY HEALTHCARE BULL 3X SHS ETF HEALTHCARE BUL 25459Y876 911 21700 SH SOLE NONE 21700 0 0 SOUTHWEST AIRLNS CO COM 844741108 853 14624 SH SOLE NONE 14624 0 0 PIMCO MUNICIPAL INCOME FUND COM NPV COM 72200R107 849 64344 SH SOLE NONE 64344 0 0 PHILIP MORRIS INTL INC COM COM 718172109 833 7524 SH SOLE NONE 7524 0 0 TOTAL SYS SVCS INC COM 891906109 827 14409 SH SOLE NONE 14409 0 0 VALERO ENERGY CORP COM 91913Y100 777 12035 SH SOLE NONE 12035 0 0 CROWN HOLDINGS INC COM 228368106 777 14685 SH SOLE NONE 14685 0 0 BANK OF AMERICA CORP COM 060505104 777 33042 SH SOLE NONE 33042 0 0 DIREXION DAILY SML CAP BULL 3X SHS DLY SMCAP BULL3X 25459W847 762 12995 SH SOLE NONE 12995 0 0 FIDELITY MSCI ENERGY INDEX ETF MSCI ENERGY IDX 316092402 747 39662 SH SOLE NONE 39662 0 0 DIREXION DAILY MID CAP BULL 3X SHARES DLY MIDCAP ETF3X 25459W730 732 20099 SH SOLE NONE 20099 0 0 MICROSOFT CORP COM 594918104 729 10552 SH SOLE NONE 10552 0 0 STARBUCKS CORP COM USD0.001 COM 855244109 718 11919 SH SOLE NONE 11919 0 0 ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 SPONS ADR A 780259206 702 13494 SH SOLE NONE 13494 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 689 6451 SH SOLE NONE 6451 0 0 AMGEN INC COM 031162100 685 4188 SH SOLE NONE 4188 0 0 REGENERON PHARMACEUTICALS COM 75886F107 671 1670 SH SOLE NONE 1670 0 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 667 19244 SH SOLE NONE 19244 0 0 FIDELITY MSCI INDL INDEX ETF MSCI INDL INDX 316092709 660 19295 SH SOLE NONE 19295 0 0 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 645 117427 SH SOLE NONE 117427 0 0 PACCAR INC COM 693718108 639 9299 SH SOLE NONE 9299 0 0 ACTIVISION BLIZZARD INC COM COM 00507V109 608 11530 SH SOLE NONE 11530 0 0 CARLISLE COS INC COM COM 142339100 605 6002 SH SOLE NONE 6002 0 0 MERCK & CO INC NEW COM COM 58933Y105 604 9444 SH SOLE NONE 9444 0 0 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 559 4713 SH SOLE NONE 4713 0 0 FEDEX CORP COM COM 31428X106 559 2957 SH SOLE NONE 2957 0 0 GENWORTH FINL INC COM CL A COM CL A 37247D106 551 147838 SH SOLE NONE 147838 0 0 MONSANTO CO NEW COM 61166W101 531 4543 SH SOLE NONE 4543 0 0 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 529 2217 SH SOLE NONE 2217 0 0 EXXON MOBIL CORP COM 30231G102 514 6268 SH SOLE NONE 6268 0 0 KINDER MORGAN INC COM USD0.01 COM 49456B101 510 24906 SH SOLE NONE 24906 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 504 2099 SH SOLE NONE 2099 0 0 ABBVIE INC COM USD0.01 COM 00287Y109 499 6616 SH SOLE NONE 6616 0 0 POWERSHARES QQQ TR UNIT SER 1 UNIT SER 1 73935A104 484 3527 SH SOLE NONE 3527 0 0 INTEL CORP COM 458140100 482 13103 SH SOLE NONE 13103 0 0 CONSOL ENERGY INC COM 20854P109 481 29383 SH SOLE NONE 29383 0 0 FREEPORT MCMORAN INC CL B 35671D857 479 37735 SH SOLE NONE 37735 0 0 EOG RESOURCES INC COM 26875P101 472 4926 SH SOLE NONE 4926 0 0 CALAMOS CONV &HIGH INCOME FD COM SHS COM SHS 12811P108 455 38663 SH SOLE NONE 38663 0 0 VERIZON COMMUNICATIONS COM 92343V104 455 9629 SH SOLE NONE 9629 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF CONSMR STAPLES 316092303 441 13449 SH SOLE NONE 13449 0 0 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 440 4827 SH SOLE NONE 4827 0 0 PEPSICO INC COM 713448108 429 3828 SH SOLE NONE 3828 0 0 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 425 7445 SH SOLE NONE 7445 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 411 80213 SH SOLE NONE 80213 0 0 MFS MUN INCOME TR SH BEN INT SH BEN INT 552738106 401 56937 SH SOLE NONE 56937 0 0 ATWOOD OCEANICS INC COM COM 050095108 396 54473 SH SOLE NONE 54473 0 0 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 396 3063 SH SOLE NONE 3063 0 0 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 389 5456 SH SOLE NONE 5456 0 0 CELANESE CORP DEL COM SER A COM SER A 150870103 389 4463 SH SOLE NONE 4463 0 0 ISHARES S&P MID CAP 400 GROWTH ETF S&P MC 400GR ETF 464287606 385 1978 SH SOLE NONE 1978 0 0 ALLERGAN PLC. COM USD0.0001 SHS G0177J108 383 1563 SH SOLE NONE 1563 0 0 BRISTOL MYERS SQUIBB COM 110122108 383 6848 SH SOLE NONE 6848 0 0 CUMMINS INC COM 231021106 381 2376 SH SOLE NONE 2376 0 0 VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF INTERMED TERM 921937819 377 4485 SH SOLE NONE 4485 0 0 TRANSOCEAN LIMITED COM CHF0.10 REG SHS H8817H100 377 36242 SH SOLE NONE 36242 0 0 VANGUARD INDEX FDS VANGUARD REIT ETF FORMERLY VANGUARD INDEX TR TO 05/24/01 REIT VIPER SHS REIT ETF 922908553 371 4475 SH SOLE NONE 4475 0 0 FACEBOOK INC COM USD0.000006 CL A CL A 30303M102 363 2379 SH SOLE NONE 2379 0 0 GENERAL ELECTRIC CO COM 369604103 363 12526 SH SOLE NONE 12526 0 0 BOEING CO COM 097023105 354 1948 SH SOLE NONE 1948 0 0 HUNTSMAN CORP COM 447011107 352 14040 SH SOLE NONE 14040 0 0 DIAGEO ADR EACH REPR 4 ORD GBX28.935185 SPON ADR NEW 25243Q205 352 3010 SH SOLE NONE 3010 0 0 PG & E CORP COM 69331C108 335 5018 SH SOLE NONE 5018 0 0 JETBLUE AWYS CORP COM 477143101 323 14663 SH SOLE NONE 14663 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW SP BIOTCH BL NEW 25490K323 322 6379 SH SOLE NONE 6379 0 0 EVEREST RE GROUP LTD COM COM G3223R108 321 1295 SH SOLE NONE 1295 0 0 PUMA BIOTECHNOLOGY INC COM COM 74587V107 318 8156 SH SOLE NONE 8156 0 0 INTL BUSINESS MACH COM 459200101 315 1980 SH SOLE NONE 1980 0 0 UNION PACIFIC CORP COM 907818108 315 2835 SH SOLE NONE 2835 0 0 GOODYEAR TIRE & RUBBER CO COM 382550101 307 8724 SH SOLE NONE 8724 0 0 PROCTER AND GAMBLE CO COM COM 742718109 306 3506 SH SOLE NONE 3506 0 0 PIMCO CORPORATE &INCOME STRAT COM 72200U100 300 18107 SH SOLE NONE 18107 0 0 VULCAN MATERIALS CO COM 929160109 295 2300 SH SOLE NONE 2300 0 0 CVS HEALTH CORP COM COM 126650100 286 3628 SH SOLE NONE 3628 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 280 5279 SH SOLE NONE 5279 0 0 MARATHON OIL CORP COM 565849106 275 18850 SH SOLE NONE 18850 0 0 BIOVERATIV INC COM COM 09075E100 264 4641 SH SOLE NONE 4641 0 0 TESLA INC COM COM 88160R101 258 819 SH SOLE NONE 819 0 0 ISHARES TR MICRO-CAP ETF MICRO-CAP ETF 464288869 256 2960 SH SOLE NONE 2960 0 0 SCHWAB CHARLES CORP NEW COM 808513105 255 6394 SH SOLE NONE 6394 0 0 ICON PLC SHS SHS G4705A100 254 2992 SH SOLE NONE 2992 0 0 HOME DEPOT INC COM COM 437076102 252 1631 SH SOLE NONE 1631 0 0 TEXTRON INC COM 883203101 249 5444 SH SOLE NONE 5444 0 0 DIREXION DAILY MSCI INDIA BULL 3X SHARES DAILY MSCI SHS 25490K331 247 3500 SH SOLE NONE 3500 0 0 ISHARES TR U.S. AER&DEF ETF U.S. AER&DEF ETF 464288760 244 1596 SH SOLE NONE 1596 0 0 GLOBAL X FUNDS GLOBAL X SUPERDIV ETF GLB X SUPERDIV 37950E549 240 11102 SH SOLE NONE 11102 0 0 CHESAPEAKE ENERGY CORPORATION OKLAHOMA COM 165167107 239 44752 SH SOLE NONE 44752 0 0 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF 0-5 HIGH YIELD 72201R783 233 2306 SH SOLE NONE 2306 0 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 232 4853 SH SOLE NONE 4853 0 0 EMBRAER S A SPONSORED ADR REPSTG PFD SHS SP ADR REP 4 COM 29082A107 226 12127 SH SOLE NONE 12127 0 0 AMICUS THERAPEUTICS INC COM 03152W109 223 29346 SH SOLE NONE 29346 0 0 BARCLAYS PLC ADR-EACH CV INTO 4 ORD STK GBP0.25 JPM ADR 06738E204 223 20690 SH SOLE NONE 20690 0 0 FIDELITY TOTAL BOND ETF TOTAL BD ETF 316188309 219 4393 SH SOLE NONE 4393 0 0 CIGNA CORPORATION COM COM 125509109 219 1384 SH SOLE NONE 1384 0 0 DISNEY WALT CO COM DISNEY 254687106 217 1901 SH SOLE NONE 1901 0 0 CLIFFS NAT RES INC COM COM 18683K101 212 31984 SH SOLE NONE 31984 0 0 SUNCOR ENERGY COM NPV NEW ISIN #CA8672241079 SEDOL #B3NB1P2 COM 867224107 210 6697 SH SOLE NONE 6697 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 208 5131 SH SOLE NONE 5131 0 0 JUST ENERGY GROUP INC COM NPV ISIN #CA48213W1014 SEDOL #B63MCN1 COM 48213W101 204 33592 SH SOLE NONE 33592 0 0 TEVA PHARMACEUTICAL INDUSTRIES SPON ADR EACH REP CNV 1 ORD SHS SPONSORED ADR 881624209 204 6354 SH SOLE NONE 6354 0 0 POWERSHARES EXCH TRADED FD TR II PREFERRED PORTFOLIO ISIN #US73936T5653 SEDOL #B676G93 PFD PORTFOLIO 73936T565 199 13304 SH SOLE NONE 13304 0 0 SPRINT CORPORATION COM USD0.01 COM SER 1 85207U105 187 20702 SH SOLE NONE 20702 0 0 KINDRED HEALTHCARE INC COM 494580103 181 18000 SH SOLE NONE 18000 0 0 SIRIUS XM HLDGS INC COM COM 82968B103 154 32007 SH SOLE NONE 32007 0 0 NOBLE CORP PLC COM USD0.01 SHS USD G65431101 147 31900 SH SOLE NONE 31900 0 0 BLACKROCK INTL GROWTH & INCOME TR COM BENE INTER 092524107 111 18268 SH SOLE NONE 18268 0 0 THERAPEUTICSMD INC COM COM 88338N107 96 20000 SH SOLE NONE 20000 0 0 VOYA PRIME RATE CF SH BEN INT 92913A100 92 17095 SH SOLE NONE 17095 0 0 EP ENERGY CORP COM USD0.01 CL A CL A 268785102 76 17000 SH SOLE NONE 17000 0 0 INVESCO SENIOR INCM TR COM 46131H107 53 11637 SH SOLE NONE 11637 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW COM NEW 871639308 49 12150 SH SOLE NONE 12150 0 0 PDL BIOPHARMA INC COM COM 69329Y104 32 15000 SH SOLE NONE 15000 0 0 DENBURY RES INC DEL COM USD0.001 COM NEW 247916208 30 13940 SH SOLE NONE 13940 0 0 OCEAN RIG UDW INC (KY) COM USD0.01 SHS G66964100 4 20000 SH SOLE NONE 20000 0 0