Chief Compliance Officer

0001606587-16-000850.txt : 20161110 0001606587-16-000850.hdr.sgml : 20161110 20161110131123 ACCESSION NUMBER: 0001606587-16-000850 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Traynor Capital Management, Inc. CENTRAL INDEX KEY: 0001666786 IRS NUMBER: 262115437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17267 FILM NUMBER: 161987071 BUSINESS ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-993-9050 MAIL ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666786 XXXXXXXX 09-30-2016 09-30-2016 false Traynor Capital Management, Inc.

19 E. King Street Bldg 2 Malvern PA 19355

13F HOLDINGS REPORT 028-17267 N Keith Traynor Chief Compliance Officer 610-993-9050 Keith Traynor Malvern PA 11-10-2016 0 126 141467 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE APPLE INC COM 037833100 12783 109147 SH SOLE NONE 109147 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 8463 70357 SH SOLE NONE 70357 0 0 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 6950 45429 SH SOLE NONE 45429 0 0 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 6543 69497 SH SOLE NONE 69497 0 0 AMAZON.COM INC COM 023135106 6489 7936 SH SOLE NONE 7936 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 6040 7303 SH SOLE NONE 7303 0 0 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 4289 35286 SH SOLE NONE 35286 0 0 NETFLIX COM INC COM COM 64110L106 4040 33152 SH SOLE NONE 33152 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 3910 31925 SH SOLE NONE 31925 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 3848 4800 SH SOLE NONE 4800 0 0 ISHARES TR U.S. PFD STK ETF U.S. PFD STK ETF 464288687 2792 71147 SH SOLE NONE 71147 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 2692 30823 SH SOLE NONE 30823 0 0 DIREXION DAILY S&P 500 BULL 3X SHS DRX S&P500BULL 25459W862 2561 27223 SH SOLE NONE 27223 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 2258 67773 SH SOLE NONE 67773 0 0 NOVO-NORDISK A S ADR ADR 670100205 2195 54232 SH SOLE NONE 54232 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 2081 57370 SH SOLE NONE 57370 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1959 17530 SH SOLE NONE 17530 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW SP BIOTCH BL NEW 25490K323 1907 56835 SH SOLE NONE 56835 0 0 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO DYN BIOT & GEN 73935X856 1768 45558 SH SOLE NONE 45558 0 0 DIREXION DAILY ENERGY BULL 3X SHS DLY ENRGY BULL3X 25459W888 1673 50217 SH SOLE NONE 50217 0 0 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 1653 15720 SH SOLE NONE 15720 0 0 GILEAD SCIENCES INC COM 375558103 1637 22321 SH SOLE NONE 22321 0 0 PIMCO GLOBAL STOCKSPLUS INCOME FD COM 722011103 1586 92529 SH SOLE NONE 92529 0 0 DIREXION DAILY SML CAP BULL 3X SHS DLY SMCAP BULL3X 25459W847 1480 19907 SH SOLE NONE 19907 0 0 DIREXION DAILY MID CAP BULL 3X SHARES DLY MIDCAP ETF3X 25459W730 1422 54031 SH SOLE NONE 54031 0 0 CONSTELLATION BRANDS INC CL A CL A 21036P108 1408 8414 SH SOLE NONE 8414 0 0 3M COMPANY COM 88579Y101 1348 7933 SH SOLE NONE 7933 0 0 ALTRIA GROUP INC COM 02209S103 1265 20442 SH SOLE NONE 20442 0 0 CELGENE CORP COM 151020104 1239 12389 SH SOLE NONE 12389 0 0 VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF INTERMED TERM 921937819 1162 13332 SH SOLE NONE 13332 0 0 PIMCO MUN INCOME FD II COM COM 72200W106 1154 89259 SH SOLE NONE 89259 0 0 UNDER ARMOUR INC CL A CL A 904311107 1100 28349 SH SOLE NONE 28349 0 0 PIMCO MUN INCOME FD COM COM 72200R107 1043 63600 SH SOLE NONE 63600 0 0 JPMORGAN CHASE & CO COM 46625H100 1010 14784 SH SOLE NONE 14784 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 964 6661 SH SOLE NONE 6661 0 0 PFIZER INC COM 717081103 945 28994 SH SOLE NONE 28994 0 0 NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 828 61041 SH SOLE NONE 61041 0 0 PIMCO HIGH INCOME FD COM SHS COM SHS 722014107 812 84349 SH SOLE NONE 84349 0 0 REGENERON PHARMACEUTICALS COM 75886F107 804 2185 SH SOLE NONE 2185 0 0 BANK OF AMERICA CORP COM 060505104 795 48292 SH SOLE NONE 48292 0 0 CHEVRON CORP NEW COM COM 166764100 783 7664 SH SOLE NONE 7664 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDQ BIOTEC ETF 464287556 777 2908 SH SOLE NONE 2908 0 0 JOHNSON & JOHNSON COM 478160104 762 6655 SH SOLE NONE 6655 0 0 ATWOOD OCEANICS INC COM COM 050095108 720 75698 SH SOLE NONE 75698 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 701 6490 SH SOLE NONE 6490 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 686 15496 SH SOLE NONE 15496 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 679 11662 SH SOLE NONE 11662 0 0 VISA INC COM CL A COM CL A 92826C839 678 8196 SH SOLE NONE 8196 0 0 STARBUCKS CORP COM USD0.001 COM 855244109 653 12293 SH SOLE NONE 12293 0 0 PHILIP MORRIS INTL INC COM COM 718172109 624 6506 SH SOLE NONE 6506 0 0 BIOGEN INC COM COM 09062X103 618 2097 SH SOLE NONE 2097 0 0 VALERO ENERGY CORP COM 91913Y100 603 11062 SH SOLE NONE 11062 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF CONSMR STAPLES 316092303 576 18453 SH SOLE NONE 18453 0 0 AMGEN INC COM 031162100 573 3557 SH SOLE NONE 3557 0 0 SOUTHWEST AIRLNS CO COM 844741108 571 13516 SH SOLE NONE 13516 0 0 MERCK & CO INC NEW COM COM 58933Y105 557 9014 SH SOLE NONE 9014 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 539 2506 SH SOLE NONE 2506 0 0 ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 SPONS ADR A 780259206 532 10441 SH SOLE NONE 10441 0 0 FIDELITY MSCI INDL INDEX ETF MSCI INDL INDX 316092709 532 17983 SH SOLE NONE 17983 0 0 SCHWAB CHARLES CORP NEW COM 808513105 525 16147 SH SOLE NONE 16147 0 0 KINDER MORGAN INC COM USD0.01 COM 49456B101 516 24956 SH SOLE NONE 24956 0 0 FIDELITY MSCI FINLS INDEX ETF MSCI FINLS IDX 316092501 508 17435 SH SOLE NONE 17435 0 0 MICROSOFT CORP COM 594918104 505 8787 SH SOLE NONE 8787 0 0 CALAMOS CONV &HIGH INCOME FD COM SHS COM SHS 12811P108 488 45173 SH SOLE NONE 45173 0 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 483 13409 SH SOLE NONE 13409 0 0 PUMA BIOTECHNOLOGY INC COM COM 74587V107 468 10972 SH SOLE NONE 10972 0 0 SEAGATE TECHNOLOGY PLC COM USD0.00001 SHS G7945M107 466 13589 SH SOLE NONE 13589 0 0 FIDELITY MSCI ENERGY INDEX ETF MSCI ENERGY IDX 316092402 465 23424 SH SOLE NONE 23424 0 0 PACCAR INC COM 693718108 462 8123 SH SOLE NONE 8123 0 0 EXXON MOBIL CORP COM 30231G102 462 5302 SH SOLE NONE 5302 0 0 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 457 5482 SH SOLE NONE 5482 0 0 MFS MUN INCOME TR SH BEN INT SH BEN INT 552738106 447 62827 SH SOLE NONE 62827 0 0 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 431 2014 SH SOLE NONE 2014 0 0 FACEBOOK INC COM USD0.000006 CL A CL A 30303M102 427 3283 SH SOLE NONE 3283 0 0 FEDEX CORP COM COM 31428X106 427 2505 SH SOLE NONE 2505 0 0 FIDELITY TOTAL BOND ETF TOTAL BD ETF 316188309 412 8091 SH SOLE NONE 8091 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 405 79392 SH SOLE NONE 79392 0 0 PEPSICO INC COM 713448108 399 3758 SH SOLE NONE 3758 0 0 MONSANTO CO NEW COM 61166W101 393 3839 SH SOLE NONE 3839 0 0 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 380 7357 SH SOLE NONE 7357 0 0 MARATHON OIL CORP COM 565849106 377 25778 SH SOLE NONE 25778 0 0 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 369 3355 SH SOLE NONE 3355 0 0 INTEL CORP COM 458140100 360 10162 SH SOLE NONE 10162 0 0 CONSOL ENERGY INC COM 20854P109 357 19861 SH SOLE NONE 19861 0 0 PIMCO CORPORATE &INCOME STRAT COM 72200U100 352 23540 SH SOLE NONE 23540 0 0 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 342 3437 SH SOLE NONE 3437 0 0 BARCLAYS BANK PLC PFD SP ADR 7.1%PF3 06739H776 335 13005 SH SOLE NONE 13005 0 0 NEXTERA ENERGY INC COM COM 65339F101 334 2685 SH SOLE NONE 2685 0 0 UNDER ARMOUR INC CL C CL C 904311206 331 9746 SH SOLE NONE 9746 0 0 GENERAL ELECTRIC CO COM 369604103 324 11175 SH SOLE NONE 11175 0 0 VANGUARD INDEX FDS VANGUARD REIT ETF FORMERLY VANGUARD INDEX TR TO 05/24/01 REIT VIPER SHS REIT ETF 922908553 318 3798 SH SOLE NONE 3798 0 0 CARLISLE COS INC COM COM 142339100 318 3085 SH SOLE NONE 3085 0 0 ISHARES TR MICRO-CAP ETF MICRO-CAP ETF 464288869 318 4181 SH SOLE NONE 4181 0 0 BRISTOL MYERS SQUIBB COM 110122108 303 6076 SH SOLE NONE 6076 0 0 TRANSOCEAN LIMITED COM CHF0.10 REG SHS H8817H100 298 28532 SH SOLE NONE 28532 0 0 GOODYEAR TIRE & RUBBER CO COM 382550101 295 9171 SH SOLE NONE 9171 0 0 ISHARES S&P MID CAP 400 GROWTH ETF S&P MC 400GR ETF 464287606 277 1607 SH SOLE NONE 1607 0 0 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 276 3273 SH SOLE NONE 3273 0 0 PROSHARES TR PROSHARES ULTRA NASDAQ BIOTECHNOLOGY PSHS ULT NASB 74347R214 268 6511 SH SOLE NONE 6511 0 0 EOG RESOURCES INC COM 26875P101 266 2800 SH SOLE NONE 2800 0 0 UNION PACIFIC CORP COM 907818108 262 2702 SH SOLE NONE 2702 0 0 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 255 61083 SH SOLE NONE 61083 0 0 BLACKSTONE GROUP LP COM UNIT LTD COM UNIT LTD 09253U108 247 10435 SH SOLE NONE 10435 0 0 HUNTSMAN CORP COM 447011107 247 15249 SH SOLE NONE 15249 0 0 ICON PLC SHS SHS G4705A100 240 3070 SH SOLE NONE 3070 0 0 CVS HEALTH CORP COM COM 126650100 233 1821 SH SOLE NONE 1821 0 0 POWERSHARES EXCH TRADED FD TR II PREFERRED PORTFOLIO ISIN #US73936T5653 SEDOL #B676G93 PFD PORTFOLIO 73936T565 231 15397 SH SOLE NONE 15397 0 0 NVIDIA CORP COM 67066G104 226 3411 SH SOLE NONE 3411 0 0 FREEPORT MCMORAN INC CL B 35671D857 222 22213 SH SOLE NONE 22213 0 0 BOEING CO COM 097023105 220 1618 SH SOLE NONE 1618 0 0 CATERPILLAR INC COM 149123101 215 2444 SH SOLE NONE 2444 0 0 DIREXION SHS ETF TR DAILY GOLD MINER DAILY GOLD MINER 25490K133 207 5559 SH SOLE NONE 5559 0 0 ABBVIE INC COM USD0.01 COM 00287Y109 205 3345 SH SOLE NONE 3345 0 0 CHESAPEAKE ENERGY CORPORATION OKLAHOMA COM 165167107 184 27452 SH SOLE NONE 27452 0 0 JUST ENERGY GROUP INC COM NPV ISIN #CA48213W1014 SEDOL #B63MCN1 COM 48213W101 177 32540 SH SOLE NONE 32540 0 0 POTASH CORP OF SASKATCHEWAN COM NPV ISIN #CA73755L1076 SEDOL #2696980 COM 73755L107 173 10645 SH SOLE NONE 10645 0 0 DIVIDEND AND INCOME FUND COM NPV COM NEW 25538A204 170 15548 SH SOLE NONE 15548 0 0 STATOIL ASA SPONSORED ADR SPONSORED ADR 85771P102 167 10060 SH SOLE NONE 10060 0 0 THERAPEUTICSMD INC COM COM 88338N107 119 20000 SH SOLE NONE 20000 0 0 HUNTINGTON BANCSHARES INC COM COM 446150104 107 10702 SH SOLE NONE 10702 0 0 BLACKROCK INTL GROWTH & INCOME TR COM COM BENE INTER 092524107 102 17846 SH SOLE NONE 17846 0 0 NOVAVAX INC COM 670002104 92 57922 SH SOLE NONE 57922 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 55 12500 SH SOLE NONE 12500 0 0 SIRIUS XM HLDGS INC COM COM 82968B103 48 11651 SH SOLE NONE 11651 0 0 KINROSS GOLD CORP COM NPV ISIN #CA4969024047 SEDOL #B03Z841 COM NO PAR 496902404 41 10830 SH SOLE NONE 10830 0 0 OCEAN RIG UDW INC (KY) COM USD0.01 SHS G66964100 18 20000 SH SOLE NONE 20000 0 0