Chief Compliance Office

0001085146-17-002495.txt : 20171116 0001085146-17-002495.hdr.sgml : 20171116 20171115191945 ACCESSION NUMBER: 0001085146-17-002495 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171115 EFFECTIVENESS DATE: 20171116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Investment Advisers CENTRAL INDEX KEY: 0001666741 IRS NUMBER: 363258176 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17296 FILM NUMBER: 171206386 BUSINESS ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 844 337 2217 MAIL ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666741 XXXXXXXX 09-30-2017 09-30-2017 Cetera Investment Advisers

200 N MARTINGALE RD SCHAUMBURG IL 60173

13F HOLDINGS REPORT 028-17296 N Kristy Haley Chief Compliance Office 310 257-7532 /s/ Kristy Haley El Segundo CO 11-14-2017 0 394 451544 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1019674628SHSOLE 004628ABAXIS INCCOM0025671052636000SHSOLE 006000ABBOTT LABSCOM00282410085115969SHSOLE 0015969ABBVIE INCCOM00287Y109291132840SHSOLE 0032840ACCENTURE PLC IRELANDSHS CLASS AG1151C1016805053SHSOLE 005053ADVANCED MICRO DEVICES INCCOM00790310713710675SHSOLE 0010675AEGON N VNY REGISTRY SH00792410313222863SHSOLE 0022863ALBEMARLE CORPCOM0126531013632630SHSOLE 002630ALEXANDRIA REAL ESTATE EQ INCOM0152711098777399SHSOLE 007399ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1027024059SHSOLE 004059ALLERGAN PLCSHSG0177J1086323096SHSOLE 003096ALLETE INCCOM NEW0185223003814917SHSOLE 004917ALLSTATE CORPCOM0200021012773007SHSOLE 003007ALPHABET INCCAP STK CL A02079K30525132569SHSOLE 002569ALPHABET INCCAP STK CL C02079K10712861334SHSOLE 001334ALPS ETF TRALERIAN MLP00162Q86669762365SHSOLE 0062365ALPS ETF TRSECTR DIV DOGS00162Q8584309823SHSOLE 009823ALTRIA GROUP INCCOM02209S103173527307SHSOLE 0027307AMAZON COM INCCOM02313510634483580SHSOLE 003580AMERICAN ELEC PWR INCCOM02553710184312013SHSOLE 0012013AMERICAN TOWER CORP NEWCOM03027X1002211605SHSOLE 001605AMERICAN WTR WKS CO INC NEWCOM0304201034635730SHSOLE 005730AMGEN INCCOM0311621006503464SHSOLE 003464ANALOG DEVICES INCCOM032654105100911650SHSOLE 0011650ANDEAVORCOM03349M1052312238SHSOLE 002238ANNALY CAP MGMT INCCOM03571040924920609SHSOLE 0020609APPLE INCCOM037833100820153267SHSOLE 0053267APPLIED MATLS INCCOM0382221052625013SHSOLE 005013AT&T INCCOM00206R1025225133000SHSOLE 00133000AUTOMATIC DATA PROCESSING INCOM0530151032011844SHSOLE 001844AUTOZONE INCCOM053332102422708SHSOLE 00708BANK AMER CORPCOM060505104139955197SHSOLE 0055197BARCLAYS BANK PLCMTNF 7/006741VXF41515000PRNSOLE 0015000BARCLAYS BANK PLCMTNF 8/006744CAN14040000PRNSOLE 0040000BARCLAYS BK PLCDJUBS CMDT ETN3606738C77859425615SHSOLE 0025615BARCLAYS BK PLCIPSP CROIL ETN06738C786565105000SHSOLE 00105000BAXTER INTL INCCOM0718131093946233SHSOLE 006233BCE INCCOM NEW05534B76058412466SHSOLE 0012466BERKSHIRE HATHAWAY INC DELCL A08467010816486SHSOLE 006BERKSHIRE HATHAWAY INC DELCL B NEW08467070213327275SHSOLE 007275BLACKROCK ENHANCED EQT DIV TCOM09251A10411913054SHSOLE 0013054BLACKROCK MUNIHLDNGS CALI QLCOM09254L10744229856SHSOLE 0029856BLACKROCK MUNIHLDS INVSTM QLCOM09254P10833822775SHSOLE 0022775BLACKROCK MUNIYIELD CALIF FDCOM09254M10520713343SHSOLE 0013343BLACKSTONE GROUP L PCOM UNIT LTD09253U10849414745SHSOLE 0014745BOEING COCOM097023105408916078SHSOLE 0016078BP PLCSPONSORED ADR05562210487722682SHSOLE 0022682BRISTOL MYERS SQUIBB COCOM110122108206032292SHSOLE 0032292CAL MAINE FOODS INCCOM NEW1280302022055070SHSOLE 005070CANADIAN NATL RY COCOM1363751024245108SHSOLE 005108CATERPILLAR INC DELCOM14912310112209852SHSOLE 009852CELANESE CORP DELCOM SER A1508701034994786SHSOLE 004786CELGENE CORPCOM1510201043982736SHSOLE 002736CHESAPEAKE ENERGY CORPCOM1651671079521974SHSOLE 0021974CHEVRON CORP NEWCOM166764100289924625SHSOLE 0024625CHIPOTLE MEXICAN GRILL INCCOM169656105252828SHSOLE 00828CHURCH & DWIGHT INCCOM1713401022655407SHSOLE 005407CIGNA CORPORATIONCOM1255091094752514SHSOLE 002514CISCO SYS INCCOM17275R102100329679SHSOLE 0029679CITIGROUP INCCOM NEW1729674244716472SHSOLE 006472CLOROX CO DELCOM1890541093392606SHSOLE 002606COCA COLA COCOM191216100179739885SHSOLE 0039885COLUMBIA BKG SYS INCCOM19723610258413888SHSOLE 0013888COMCAST CORP NEWCL A20030N10146211965SHSOLE 0011965CONOCOPHILLIPSCOM20825C10464312781SHSOLE 0012781CONSOLIDATED EDISON INCCOM2091151043684576SHSOLE 004576CONSTELLATION BRANDS INCCL A21036P1089234613SHSOLE 004613CORNING INCCOM2193501052056834SHSOLE 006834COSTCO WHSL CORP NEWCOM22160K1052881774SHSOLE 001774CSX CORPCOM1264081032684947SHSOLE 004947CUMMINS INCCOM2310211064942941SHSOLE 002941CURRENCYSHS BRIT POUND STERBRIT POUND STE23129S1064683585SHSOLE 003585CVS HEALTH CORPCOM1266501006628182SHSOLE 008182D R HORTON INCCOM23331A1092937295SHSOLE 007295DBX ETF TRXTRAK MSCI EAFE23305120082126320SHSOLE 0026320DEERE & COCOM2441991052842243SHSOLE 002243DIAGEO P L CSPON ADR NEW25243Q2056074593SHSOLE 004593DISNEY WALT COCOM DISNEY254687106232823631SHSOLE 0023631DOMINION ENERGY INCCOM25746U1093985184SHSOLE 005184DOWDUPONT INCCOM26078J10082511903SHSOLE 0011903DUKE ENERGY CORP NEWCOM NEW26441C2045746827SHSOLE 006827EAST WEST BANCORP INCCOM27579R1044066756SHSOLE 006756EMERSON ELEC COCOM2910111042173430SHSOLE 003430EOG RES INCCOM26875P1013723866SHSOLE 003866EXELON CORPCOM30161N1012316070SHSOLE 006070EXXON MOBIL CORPCOM30231G102340641624SHSOLE 0041624FACEBOOK INCCL A30303M102320118704SHSOLE 0018704FEDEX CORPCOM31428X1068483751SHSOLE 003751FIAT CHRYSLER AUTOMOBILES NSHSN3173810225314074SHSOLE 0014074FIRST DATA CORP NEWCOM CL A32008D10641523175SHSOLE 0023175FIRST TR EXCH TRADED FD IIIRIVRFRNT DYN DEV33739P60875812025SHSOLE 0012025FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N108178333533SHSOLE 0033533FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605134851619SHSOLE 0051619FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13541614031SHSOLE 0014031FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4084168445SHSOLE 008445FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q3094308411SHSOLE 008411FIRST TR EXCHANGE TRADED FDHIGH INCOME ETF33738R308167074383SHSOLE 0074383FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14385612718SHSOLE 0012718FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10038519895SHSOLE 0019895FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10147519069SHSOLE 0019069FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30978716294SHSOLE 0016294FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103304047503SHSOLE 0047503FIRST TR INTER DUR PFD & INCOM33718W103127351732SHSOLE 0051732FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1084057026SHSOLE 007026FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10154710665SHSOLE 0010665FIRST TR LRGE CP CORE ALPHACOM SHS33734K109282751540SHSOLE 0051540FIRST TR MID CAP CORE ALPHADCOM SHS33735B108100416287SHSOLE 0016287FIRST TR MORNINGSTAR DIV LEASHS336917109179361856SHSOLE 0061856FIRST TR NASDAQ100 TECH INDESHS3373451022804126SHSOLE 004126FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10987914995SHSOLE 0014995FIRST TR VALUE LINE DIVID INSHS33734H1063413114671SHSOLE 00114671FORD MTR CO DELCOM PAR $0.013453708601606133880SHSOLE 00133880FORTIS INCCOM3495531072105889SHSOLE 005889FRANKLIN TEMPLETON ETF TRLIBERTYQ GBL35473P3062358309SHSOLE 008309FRANKLIN TEMPLETON ETF TRLIBERTYQ INTL35473P1083296134269SHSOLE 00134269FS INVT CORPCOM3026351071297152702SHSOLE 00152702GENERAL DYNAMICS CORPCOM3695501085502681SHSOLE 002681GENERAL ELECTRIC COCOM3696041033783156134SHSOLE 00156134GENERAL MLS INCCOM3703341043677092SHSOLE 007092GENERAL MTRS COCOM37045V10074018425SHSOLE 0018425GENTEX CORPCOM3719011093253164275SHSOLE 00164275GENWORTH FINL INCCOM CL A37247D10631080490SHSOLE 0080490GILEAD SCIENCES INCCOM37555810382210184SHSOLE 0010184GLAXOSMITHKLINE PLCSPONSORED ADR37733W10579819811SHSOLE 0019811GLOBAL NET LEASE INCCOM NEW37937820150322948SHSOLE 0022948GLOBAL X FDSGLB X SUPERDIV37950E54931514297SHSOLE 0014297GOLDMAN SACHS GROUP INCCOM38141G10410734525SHSOLE 004525GRAMERCY PPTY TRCOM NEW3850023082317640SHSOLE 007640GUGGENHEIM CR ALLOCATION FDCOM40168G10844819259SHSOLE 0019259GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10122110492SHSOLE 0010492HALLIBURTON COCOM4062161014058821SHSOLE 008821HESS CORPCOM42809H1073497495SHSOLE 007495HNI CORPCOM40425110059214264SHSOLE 0014264HOME DEPOT INCCOM437076102189611578SHSOLE 0011578HONEYWELL INTL INCCOM43851610612148555SHSOLE 008555HSBC HLDGS PLCSPON ADR NEW4042804062495035SHSOLE 005035INDEXIQ ETF TRHDGD FTSE INTL45409B560135565067SHSOLE 0065067INDEXIQ ETF TRUS RL EST SMCP45409B628127647338SHSOLE 0047338INTEL CORPCOM458140100261968575SHSOLE 0068575INTERNATIONAL BUSINESS MACHSCOM459200101202613947SHSOLE 0013947INTL PAPER COCOM4601461033536241SHSOLE 006241ISHARES GOLD TRUSTISHARES46428510529824114SHSOLE 0024114ISHARES INCCORE MSCI EMKT46434G103249146079SHSOLE 0046079ISHARES SILVER TRUSTISHARES46428Q109118375079SHSOLE 0075079ISHARES TR1 3 YR CR BD ETF4642886465905614SHSOLE 005614ISHARES TR20 YR TR BD ETF4642874323372708SHSOLE 002708ISHARES TR3 7 YR TREAS BD4642886615304306SHSOLE 004306ISHARES TRBARCLAYS 7 10 YR4642874406446028SHSOLE 006028ISHARES TRCOHEN STEER REIT4642875649899807SHSOLE 009807ISHARES TRCORE DIV GRWTH46434V62161318901SHSOLE 0018901ISHARES TRCORE HIGH DV ETF46429B6636217237SHSOLE 007237ISHARES TRCORE INTL AGGR46435G67256410916SHSOLE 0010916ISHARES TRCORE MSCI EAFE46432F842598693264SHSOLE 0093264ISHARES TRCORE S&P MCP ETF464287507316917713SHSOLE 0017713ISHARES TRCORE S&P SCP ETF464287804389552494SHSOLE 0052494ISHARES TRCORE S&P TTL STK46428715077713508SHSOLE 0013508ISHARES TRCORE S&P500 ETF46428720023949451SHSOLE 009451ISHARES TRCORE US AGGBD ET464287226788371937SHSOLE 0071937ISHARES TREAFE SML CP ETF464288273271943948SHSOLE 0043948ISHARES TREAFE VALUE ETF464288877157828850SHSOLE 0028850ISHARES TRFLTG RATE NT ETF46429B6554729275SHSOLE 009275ISHARES TRHDG MSCI EAFE46434V80355519200SHSOLE 0019200ISHARES TRIBOXX HI YD ETF464288513129214606SHSOLE 0014606ISHARES TRIBOXX INV CP ETF46428724211239297SHSOLE 009297ISHARES TRINTL SEL DIV ETF464288448114733960SHSOLE 0033960ISHARES TRINTRMD CR BD ETF464288638261923770SHSOLE 0023770ISHARES TRJPMORGAN USD EMG4642882818347178SHSOLE 007178ISHARES TRMBS ETF4642885884794490SHSOLE 004490ISHARES TRMIN VOL EAFE ETF46429B68996413588SHSOLE 0013588ISHARES TRMIN VOL USA ETF46429B697166833039SHSOLE 0033039ISHARES TRMRNGSTR LG-CP ET4642871273802516SHSOLE 002516ISHARES TRMSCI EAFE ETF464287465253437056SHSOLE 0037056ISHARES TRMSCI EMG MKT ETF46428723475216909SHSOLE 0016909ISHARES TRNASDAQ BIOTECH4642875564831449SHSOLE 001449ISHARES TRNATIONAL MUN ETF464288414111310035SHSOLE 0010035ISHARES TRNEW YORK MUN ETF4642883233222876SHSOLE 002876ISHARES TRNORTH AMERN NAT464287374244572647SHSOLE 0072647ISHARES TRPHLX SEMICND ETF4642875236153847SHSOLE 003847ISHARES TRRUS 1000 ETF4642876229026445SHSOLE 006445ISHARES TRRUS 1000 GRW ETF46428761415310122194SHSOLE 00122194ISHARES TRRUS 1000 VAL ETF464287598585249395SHSOLE 0049395ISHARES TRRUS 2000 GRW ETF4642876486523602SHSOLE 003602ISHARES TRRUS 2000 VAL ETF4642876305364323SHSOLE 004323ISHARES TRRUS MD CP GR ETF4642874812602291SHSOLE 002291ISHARES TRRUS MDCP VAL ETF4642874732512938SHSOLE 002938ISHARES TRRUS MID CAP ETF464287499552227973SHSOLE 0027973ISHARES TRRUSSELL 2000 ETF464287655312621127SHSOLE 0021127ISHARES TRS&P 100 ETF4642871014143715SHSOLE 003715ISHARES TRS&P 500 GRWT ETF46428730910417274SHSOLE 007274ISHARES TRS&P 500 VAL ETF4642874089678966SHSOLE 008966ISHARES TRS&P SML 600 GWT4642878872181332SHSOLE 001332ISHARES TRS&P US PFD STK464288687264168022SHSOLE 0068022ISHARES TRSELECT DIVID ETF464287168175918779SHSOLE 0018779ISHARES TRSHRT NAT MUN ETF4642881589028511SHSOLE 008511ISHARES TRSP SMCP600VL ETF4642878795223530SHSOLE 003530ISHARES TRTIPS BD ETF4642871767906991SHSOLE 006991ISHARES TRUS AER DEF ETF4642887604612590SHSOLE 002590ISHARES TRUS HLTHCARE ETF4642877622321347SHSOLE 001347ISHARES TRUSA MOMENTUM FCT46432F3962372450SHSOLE 002450ISHARES U S ETF TRSHT MAT BD ETF46431W5073697403SHSOLE 007403JOHNSON & JOHNSONCOM478160104483437050SHSOLE 0037050JPMORGAN CHASE & COCOM46625H100378939670SHSOLE 0039670KIMBERLY CLARK CORPCOM4943681034593847SHSOLE 003847KINDER MORGAN INC DELPFD SER A49456B2002606095SHSOLE 006095KRAFT HEINZ COCOM50075410693912053SHSOLE 0012053LAM RESEARCH CORPCOM5128071086223346SHSOLE 003346LILLY ELI & COCOM53245710889410425SHSOLE 0010425LOCKHEED MARTIN CORPCOM53983010910543382SHSOLE 003382MARATHON PETE CORPCOM56585A1025339475SHSOLE 009475MASCO CORPCOM57459910661215652SHSOLE 0015652MASTERCARD INCORPORATEDCL A57636Q1049166507SHSOLE 006507MCDONALDS CORPCOM580135101175411153SHSOLE 0011153MEDICAL PPTYS TRUST INCCOM58463J30420315434SHSOLE 0015434MEDTRONIC PLCSHSG5960L1032142755SHSOLE 002755MERCK & CO INCCOM58933Y105128820191SHSOLE 0020191METLIFE INCCOM59156R108152229209SHSOLE 0029209MICROSOFT CORPCOM594918104327144111SHSOLE 0044111NATIONAL FUEL GAS CO N JCOM63618010186215220SHSOLE 0015220NATIONAL GRID PLCSPONSORED ADR NE6362744092824526SHSOLE 004526NETFLIX INCCOM64110L1067974410SHSOLE 004410NEW YORK CMNTY BANCORP INCCOM64944510321216424SHSOLE 0016424NEXTERA ENERGY INCCOM65339F1017545127SHSOLE 005127NIKE INCCL B6541061032073961SHSOLE 003961NORTHROP GRUMMAN CORPCOM6668071023691278SHSOLE 001278NOVARTIS A GSPONSORED ADR66987V1092332722SHSOLE 002722NUVEEN AMT FREE QLTY MUN INCCOM67065710578056505SHSOLE 0056505NUVEEN CA QUALTY MUN INCOMECOM67066Y10515510401SHSOLE 0010401NUVEEN ENERGY MLP TOTL RTRNFCOM67074U10321818094SHSOLE 0018094NUVEEN MUN VALUE FD INCCOM67092810019419131SHSOLE 0019131NUVEEN QUALITY MUNCP INCOMECOM67066V10125618011SHSOLE 0018011NVIDIA CORPCOM67066G1046813803SHSOLE 003803OLD REP INTL CORPCOM68022310431015827SHSOLE 0015827OMEGA HEALTHCARE INVS INCCOM6819361003089718SHSOLE 009718OPPENHEIMER REV WEIGHTD ETFLARGE CAP REV ET68386C1044228767SHSOLE 008767ORACLE CORPCOM68389X105105121698SHSOLE 0021698PEPSICO INCCOM7134481088697769SHSOLE 007769PERNIX THERAPEUTICS HLDGS INCOM NEW71426V30614746750SHSOLE 0046750PFIZER INCCOM717081103173048295SHSOLE 0048295PHILIP MORRIS INTL INCCOM718172109115410375SHSOLE 0010375PHILLIPS 66COM7185461047598293SHSOLE 008293PIMCO CA MUNICIPAL INCOME FDCOM72200N10625214667SHSOLE 0014667PIMCO CALIF MUN INCOME FD IICOM72200M10815515384SHSOLE 0015384PIMCO CORPORATE & INCOME OPPCOM72201B1012079123763SHSOLE 00123763PIMCO CORPORATE INCOME STRATCOM72200U10088550839SHSOLE 0050839PIMCO ETF TRACTIVE BD ETF72201R7755605230SHSOLE 005230PIMCO ETF TRENHAN SHRT MA AC72201R8337877717SHSOLE 007717PIMCO ETF TRINTER MUN BD ACT72201R8662695000SHSOLE 005000PIMCO ETF TRINV GRD CRP BD72201R8172762616SHSOLE 002616PIMCO HIGH INCOME FDCOM SHS72201410714717363SHSOLE 0017363PIMCO INCOME OPPORTUNITY FDCOM72202B10042115850SHSOLE 0015850PIMCO STRATEGIC INCOME FD INCOM72200X10443744879SHSOLE 0044879PINNACLE FOODS INC DELCOM72348P1045529697SHSOLE 009697PIONEER HIGH INCOME TRCOM72369H10689589432SHSOLE 0089432PNC FINL SVCS GROUP INCCOM6934751053192367SHSOLE 002367POWERSHARES ETF TR IIINSUR NATL MUN73936T47434613533SHSOLE 0013533POWERSHARES ETF TR IIPFD PORTFOLIO73936T5652140142491SHSOLE 00142491POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B65497823890SHSOLE 0023890POWERSHARES ETF TR IIS&P SMCP UTI P73937B8372494650SHSOLE 004650POWERSHARES ETF TR IIS&P500 LOW VOL73937B77975216379SHSOLE 0016379POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6904097978SHSOLE 007978POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X6662558195SHSOLE 008195POWERSHARES ETF TRUSTDYNM LRG CP VL73935X7082276112SHSOLE 006112POWERSHARES ETF TRUSTFINL PFD PTFL73935X22941822039SHSOLE 0022039POWERSHARES ETF TRUSTFTSE RAFI 100073935X583347132342SHSOLE 0032342POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7693328143703SHSOLE 00143703POWERSHARES QQQ TRUSTUNIT SER 173935A104800655137SHSOLE 0055137PPL CORPCOM69351T106111629421SHSOLE 0029421PRINCIPAL FINL GROUP INCCOM74251V1023465383SHSOLE 005383PROCTER AND GAMBLE COCOM742718109200422129SHSOLE 0022129PROSHARES TRRUSS 2000 DIVD74347B6983886915SHSOLE 006915PROSHARES TRS&P 500 DV ARIST74348A467158826667SHSOLE 0026667PROSHARES TRS&P MDCP 400 DIV74347B68086616550SHSOLE 0016550PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK81010000PRNSOLE 0010000PRUDENTIAL FINL INCCOM7443201026396001SHSOLE 006001PUBLIC SVC ENTERPRISE GROUPCOM74457310648110417SHSOLE 0010417QUALCOMM INCCOM74752510361511897SHSOLE 0011897RAYTHEON COCOM NEW7551115072151160SHSOLE 001160REALTY INCOME CORPCOM7561091042935134SHSOLE 005134ROPER TECHNOLOGIES INCCOM7766961065812401SHSOLE 002401ROYAL DUTCH SHELL PLCSPON ADR B7802591075518792SHSOLE 008792ROYAL DUTCH SHELL PLCSPONS ADR A7802592065459007SHSOLE 009007RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106163417074SHSOLE 0017074RYDEX ETF TRUSTGUGGENHM S&P 50078355W2052051159SHSOLE 001159SANOFISPONSORED ADR80105N1052294599SHSOLE 004599SCHLUMBERGER LTDCOM8068571084716782SHSOLE 006782SCHWAB CHARLES CORP NEWCOM80851310560313874SHSOLE 0013874SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470674627752SHSOLE 0027752SCHWAB STRATEGIC TRINTL EQTY ETF808524805275882391SHSOLE 0082391SCHWAB STRATEGIC TRUS AGGREGATE B808524839111121173SHSOLE 0021173SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972986356SHSOLE 006356SCHWAB STRATEGIC TRUS LCAP GR ETF80852430080212092SHSOLE 0012092SCHWAB STRATEGIC TRUS LCAP VA ETF808524409103620036SHSOLE 0020036SCHWAB STRATEGIC TRUS REIT ETF8085248473177722SHSOLE 007722SCHWAB STRATEGIC TRUS SML CAP ETF80852460794614058SHSOLE 0014058SELECT SECTOR SPDR TRENERGY81369Y506102414891SHSOLE 0014891SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073844227SHSOLE 004227SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30887416163SHSOLE 0016163SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209115614172SHSOLE 0014172SELECT SECTOR SPDR TRSBI INT-FINL81369Y60597537806SHSOLE 0037806SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044276000SHSOLE 006000SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886169732006SHSOLE 0032006SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002213844SHSOLE 003844SELECT SECTOR SPDR TRTECHNOLOGY81369Y803129021802SHSOLE 0021802SIRIUS XM HLDGS INCCOM82968B1037012611SHSOLE 0012611SKYWORKS SOLUTIONS INCCOM83088M1022092075SHSOLE 002075SNAP INCCL A83304A10625217358SHSOLE 0017358SNAP ON INCCOM8330341012941976SHSOLE 001976SOUTHERN COCOM84258710780116256SHSOLE 0016256SOUTHWEST AIRLS COCOM8447411082113767SHSOLE 003767SOUTHWESTERN ENERGY COCOM84546710912120051SHSOLE 0020051SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099314171SHSOLE 004171SPDR GOLD TRUSTGOLD SHS78463V1078827274SHSOLE 007274SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492805766SHSOLE 005766SPDR INDEX SHS FDSS&P GLBDIV ETF78463X45986812788SHSOLE 0012788SPDR INDEX SHS FDSS&P INTL ETF78463X77279219672SHSOLE 0019672SPDR S&P 500 ETF TRTR UNIT78462F103531421124SHSOLE 0021124SPDR S&P 500 ETF TRTR UNIT78462F1030600SHPutSOLE 00600SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10717705443SHSOLE 005443SPDR SERIES TRUSTBLOMBERG INTL TR78464A5162267957SHSOLE 007957SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417103427567SHSOLE 0027567SPDR SERIES TRUSTDJ REIT ETF78464A6074124445SHSOLE 004445SPDR SERIES TRUSTNUV HGHYLD MUN78464A2842975209SHSOLE 005209SPDR SERIES TRUSTS&P DIVID ETF78464A763648071028SHSOLE 0071028SPDR SERIES TRUSTS&P REGL BKG78464A69863211063SHSOLE 0011063SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8484779669SHSOLE 009669STARBUCKS CORPCOM85524410958610908SHSOLE 0010908STRYKER CORPCOM8636671016894883SHSOLE 004883SYSCO CORPCOM8718291072123913SHSOLE 003913TESLA INCCOM88160R101230679SHSOLE 00679TEXAS INSTRS INCCOM8825081045155740SHSOLE 005740TJX COS INC NEWCOM8725401092603506SHSOLE 003506TRACTOR SUPPLY COCOM8923561062243556SHSOLE 003556TWITTER INCCOM90184L10219211337SHSOLE 0011337UNDER ARMOUR INCCL A90431110719111525SHSOLE 0011525UNILEVER PLCSPON ADR NEW9047677043536059SHSOLE 006059UNION PAC CORPCOM9078181089648319SHSOLE 008319UNITED PARCEL SERVICE INCCL B911312106367530599SHSOLE 0030599UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820148773785SHSOLE 0073785UNITED TECHNOLOGIES CORPCOM913017109129011104SHSOLE 0011104UNITEDHEALTH GROUP INCCOM91324P1027843978SHSOLE 003978US BANCORP DELCOM NEW9029733042123983SHSOLE 003983VALERO ENERGY CORP NEWCOM91913Y1002913775SHSOLE 003775VANECK VECTORS ETF TRGOLD MINERS ETF92189F106109247800SHSOLE 0047800VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36170022308SHSOLE 0022308VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328853052521SHSOLE 002521VANGUARD BD INDEX FD INCINTERMED TERM9219378193834531SHSOLE 004531VANGUARD BD INDEX FD INCSHORT TRM BOND921937827302537884SHSOLE 0037884VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835259531648SHSOLE 0031648VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073816939SHSOLE 006939VANGUARD INDEX FDSGROWTH ETF92290873614376108264SHSOLE 00108264VANGUARD INDEX FDSMCAP GR IDXVIP922908538212117376SHSOLE 0017376VANGUARD INDEX FDSMCAP VL IDXVIP922908512160315142SHSOLE 0015142VANGUARD INDEX FDSMID CAP ETF922908629489333350SHSOLE 0033350VANGUARD INDEX FDSREIT ETF922908553561467613SHSOLE 0067613VANGUARD INDEX FDSS&P 500 ETF SHS92290836314736387SHSOLE 006387VANGUARD INDEX FDSSM CP VAL ETF922908611236618484SHSOLE 0018484VANGUARD INDEX FDSSMALL CP ETF922908751396627993SHSOLE 0027993VANGUARD INDEX FDSSML CP GRW ETF92290859512538186SHSOLE 008186VANGUARD INDEX FDSTOTAL STK MKT922908769242818750SHSOLE 0018750VANGUARD INDEX FDSVALUE ETF922908744740574288SHSOLE 0074288VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858174940172SHSOLE 0040172VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428745559442SHSOLE 009442VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742171024142SHSOLE 0024142VANGUARD MALVERN FDSSTRM INFPROIDX9220208054439053SHSOLE 009053VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87092810538SHSOLE 0010538VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409152319030SHSOLE 0019030VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884496710225SHSOLE 0010225VANGUARD STAR FDVG TL INTL STK F921909768142325986SHSOLE 0025986VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385890720883SHSOLE 0020883VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640691911364SHSOLE 0011364VANGUARD WORLD FDMEGA CAP INDEX9219108733974592SHSOLE 004592VANGUARD WORLD FDMEGA CAP VAL ETF9219108402283163SHSOLE 003163VANGUARD WORLD FDSCONSUM DIS ETF92204A1085804064SHSOLE 004064VANGUARD WORLD FDSCONSUM STP ETF92204A2074813446SHSOLE 003446VANGUARD WORLD FDSENERGY ETF92204A3066887355SHSOLE 007355VANGUARD WORLD FDSFINANCIALS ETF92204A4054296522SHSOLE 006522VANGUARD WORLD FDSHEALTH CAR ETF92204A5046164039SHSOLE 004039VANGUARD WORLD FDSINF TECH ETF92204A7022101373SHSOLE 001373VEREIT INCCOM92339V1008510185SHSOLE 0010185VERIZON COMMUNICATIONS INCCOM92343V104279656582SHSOLE 0056582VISA INCCOM CL A92826C839112210596SHSOLE 0010596W & T OFFSHORE INCCOM92922P1067624991SHSOLE 0024991WALGREENS BOOTS ALLIANCE INCCOM9314271086037840SHSOLE 007840WAL-MART STORES INCCOM931142103199725474SHSOLE 0025474WASTE MGMT INC DELCOM94106L1093764802SHSOLE 004802WELLS FARGO CO NEWCOM94974610190716316SHSOLE 0016316WESTERN ASSET GLB HI INCOMECOM95766B10911811450SHSOLE 0011450WESTERN ASSET HIGH INCM FD ICOM95766J10218525583SHSOLE 0025583WESTERN ASSET PREMIER BD FDSHS BEN INT957664105116984559SHSOLE 0084559WISDOMTREE TREUROPE HEDGED EQ97717X701104716121SHSOLE 0016121WISDOMTREE TRJAPN HEDGE EQT97717W8513065672SHSOLE 005672WISDOMTREE TRUS MIDCAP DIVID97717W5054104117SHSOLE 004117WYNDHAM WORLDWIDE CORPCOM98310W1083062882SHSOLE 002882YUM BRANDS INCCOM98849810199113464SHSOLE 0013464