0001606587-18-000822.txt : 20181106 0001606587-18-000822.hdr.sgml : 20181106 20181106091206 ACCESSION NUMBER: 0001606587-18-000822 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 EFFECTIVENESS DATE: 20181106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Kawasaki Wealth & Investment Management CENTRAL INDEX KEY: 0001666736 IRS NUMBER: 272274173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17184 FILM NUMBER: 181161708 BUSINESS ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-399-6397 MAIL ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666736 XXXXXXXX 09-30-2018 09-30-2018 false Gerber Kawasaki Wealth & Investment Management

2716 Ocean Park Blvd #2020-2022 Santa Monica CA 90405

13F HOLDINGS REPORT 028-17184 N Ross Gerber 310-399-6397 Ross Gerber Santa Monica CA 11-05-2018 0 121 368351 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM 88579Y101 447 2110 SH SOLE None 0 0 2110 ACTIVISION BLIZZARD COM 00507V109 11440 137379 SH SOLE None 0 0 137379 ADOBE SYSTEMS COM 00724F101 528 1920 SH SOLE None 0 0 1920 ALPHABET INC CAP STK CL C 02079K107 7642 6394 SH SOLE None 0 0 6394 ALPHABET INC CAP STK CL A 02079K305 756 626 SH SOLE None 0 0 626 AMAZON COM COM 023135106 4315 2153 SH SOLE None 0 0 2153 AMGEN INC COM 031162100 317 1533 SH SOLE None 0 0 1533 APPLE INC COM 037833100 20871 91839 SH SOLE None 0 0 91839 ARISTA NETWORKS COM 040413106 263 1013 SH SOLE None 0 0 1013 AT&T INC COM 00206R102 314 9383 SH SOLE None 0 0 9383 BANK AMERICA COM 060505104 729 24620 SH SOLE None 0 0 24620 BAOZUN INC SPONSORED ADR 06684L103 264 5635 SH SOLE None 0 0 5635 BERKSHIRE HATHAWAY CL B NEW 084670702 669 3116 SH SOLE None 0 0 3116 BLACKROCK CORP COM 09255P107 131 12350 SH SOLE None 0 0 12350 BLACKSTONE GROUP COM UNIT LTD 09253U108 674 17414 SH SOLE None 0 0 17414 BOEING CO COM 097023105 277 727 SH SOLE None 0 0 727 BP PLC SPONSORED ADR 055622104 310 6636 SH SOLE None 0 0 6636 CANOPY GROWTH COM 138035100 332 6807 SH SOLE None 0 0 6807 CHEVRON CORP COM 166764100 289 2324 SH SOLE None 0 0 2324 CONSTELLATION BRANDS CL A 21036P108 5118 23996 SH SOLE None 0 0 23996 CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 6683 57191 SH SOLE None 0 0 57191 CONTROL4 CORP COM 21240D107 9039 269447 SH SOLE None 0 0 269447 CRONOS GROUP COM 22717L101 2361 208589 SH SOLE None 0 0 208589 CROWN CASTLE COM 22822V101 2510 22736 SH SOLE None 0 0 22736 ELECTRONIC ARTS COM 285512109 6218 52905 SH SOLE None 0 0 52905 ENERGY TRANSFER UNIT LTD PRT INT 29278N103 477 20685 SH SOLE None 0 0 20685 EOG RESOURCES COM 26875P101 1590 12283 SH SOLE None 0 0 12283 ESTEE LAUDER CL A 518439104 323 2220 SH SOLE None 0 0 2220 ETFMG ALTERNATIVE ETFMG ALTR HRVST 26924G508 226 5574 SH SOLE None 0 0 5574 EXXON MOBIL COM 30231G102 300 3501 SH SOLE None 0 0 3501 FACEBOOK INC CL A 30303M102 7683 47299 SH SOLE None 0 0 47299 FIRST REPUBLIC COM 33616C100 5439 57397 SH SOLE None 0 0 57397 FUNKO INC COM CL A 361008105 1188 55489 SH SOLE None 0 0 55489 GERON CORP COM 374163103 16 10500 SH SOLE None 0 0 10500 GILEAD SCIENCES COM 375558103 252 3241 SH SOLE None 0 0 3241 HOME DEPOT COM 437076102 7783 37494 SH SOLE None 0 0 37494 IDEXX LABS INC COM 45168D104 355 1430 SH SOLE None 0 0 1430 ILLUMINA INC COM 452327109 257 702 SH SOLE None 0 0 702 INTEL CORP COM 458140100 3090 66529 SH SOLE None 0 0 66529 INVESCO CALIFORNIA CALIF AMT MUN 46138E206 1283 50393 SH SOLE None 0 0 50393 INVESCO CHINA CHINA TECHNLGY 46138E800 340 7082 SH SOLE None 0 0 7082 INVESCO DYNAMIC DYNMC BIOTECH 46137V787 863 14691 SH SOLE None 0 0 14691 INVESCO QQQ UNIT SER 1 46090E103 3049 16381 SH SOLE None 0 0 16381 INVESCO S&P S&P500 EQL WGT 46137V357 499 4674 SH SOLE None 0 0 4674 ISHARES AEROSPACE US AER DEF ETF 464288760 11457 52762 SH SOLE None 0 0 52762 ISHARES CORE CORE MSCI EMKT 46434G103 25294 488595 SH SOLE None 0 0 488595 ISHARES CORE CORE MSCI EAFE 46432F842 23183 361168 SH SOLE None 0 0 361168 ISHARES CORE CORE S&P SCP ETF 464287804 8456 98395 SH SOLE None 0 0 98395 ISHARES CORE CORE S&P500 ETF 464287200 753 2565 SH SOLE None 0 0 2565 ISHARES CORE CORE S&P MCP ETF 464287507 409 2051 SH SOLE None 0 0 2051 ISHARES EDGE MIN VOL USA ETF 46429B697 597 10475 SH SOLE None 0 0 10475 ISHARES GOLD ISHARES 464285105 976 85659 SH SOLE None 0 0 85659 ISHARES MSCI MSCI INDIA ETF 46429B598 1992 61460 SH SOLE None 0 0 61460 ISHARES MSCI MSCI BRAZIL ETF 464286400 476 14138 SH SOLE None 0 0 14138 ISHARES MSCI MSCI CHINA ETF 46429B671 789 13180 SH SOLE None 0 0 13180 ISHARES MSCI MSCI EURZONE ETF 464286608 307 7487 SH SOLE None 0 0 7487 ISHARES NASDAQ NASDAQ BIOTECH 464287556 14266 117738 SH SOLE None 0 0 117738 ISHARES NORTH NA TEC SFTWR ETF 464287515 487 2384 SH SOLE None 0 0 2384 ISHARES PHLX PHLX SEMICND ETF 464287523 1991 10726 SH SOLE None 0 0 10726 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 2194 13196 SH SOLE None 0 0 13196 ISHARES S&P S&P 500 GRWT ETF 464287309 215 1213 SH SOLE None 0 0 1213 ISHARES SELECT SELECT DIVID ETF 464287168 16083 160823 SH SOLE None 0 0 160823 ISHARES U S SHT MAT BD ETF 46431W507 422 8435 SH SOLE None 0 0 8435 ISHARES U S U.S. MED DVC ETF 464288810 1740 7641 SH SOLE None 0 0 7641 JOHNSON & JOHNSON COM 478160104 416 2982 SH SOLE None 0 0 2982 JPMORGAN CHASE COM 46625H100 451 3981 SH SOLE None 0 0 3981 KRATOS DEFENSE COM NEW 50077B207 1752 117703 SH SOLE None 0 0 117703 LAS VEGAS SANDS COM 517834107 213 3570 SH SOLE None 0 0 3570 LOCKHEED MARTIN COM 539830109 1731 4977 SH SOLE None 0 0 4977 MGM GROWTH CL A COM 55303A105 4731 161383 SH SOLE None 0 0 161383 MGM RESORTS COM 552953101 645 23952 SH SOLE None 0 0 23952 MICROSOFT CORP COM 594918104 2844 24602 SH SOLE None 0 0 24602 NETFLIX INC COM 64110L106 6034 15821 SH SOLE None 0 0 15821 NEXTERA ENERGY COM 65339F101 4962 29716 SH SOLE None 0 0 29716 NIKE INC CL B 654106103 988 11698 SH SOLE None 0 0 11698 NORTHROP GRUMMAN COM 666807102 6093 19133 SH SOLE None 0 0 19133 NUVEEN ENERGY COM 67074U103 261 23181 SH SOLE None 0 0 23181 NUVEEN HIGH COM 67075P103 2529 256547 SH SOLE None 0 0 256547 NUVEEN HIGH COM 67076E107 2130 216230 SH SOLE None 0 0 216230 NUVEEN HIGH COM 67077N106 1392 145710 SH SOLE None 0 0 145710 NUVEEN HIGH COM 67075L102 340 35045 SH SOLE None 0 0 35045 NUVEEN PFD COM 67073B106 280 30470 SH SOLE None 0 0 30470 NVIDIA CORP COM 67066G104 11765 40661 SH SOLE None 0 0 40661 NVIDIA CORP COM 67066G104 264 28 SH Call SOLE None 0 0 28 ORACLE CORP COM 68389X105 264 5103 SH SOLE None 0 0 5103 PAGSEGURO DIGITAL COM CL A G68707101 875 31132 SH SOLE None 0 0 31132 PAYPAL HOLDINGS COM 70450Y103 307 3509 SH SOLE None 0 0 3509 PFIZER INC COM 717081103 919 20764 SH SOLE None 0 0 20764 PIMCO EHNANCED ENHAN SHRT MA AC 72201R833 760 7500 SH SOLE None 0 0 7500 PROCTER & GAMBLE COM 742718109 247 2954 SH SOLE None 0 0 2954 PROLOGIS INC COM 74340W103 309 4600 SH SOLE None 0 0 4600 SBA COMMUNICATIONS CL A 78410G104 318 2025 SH SOLE None 0 0 2025 SECTOR CONSUMER SBI CONS STPLS 81369Y308 294 5460 SH SOLE None 0 0 5460 SECTOR ENERGY ENERGY 81369Y506 856 11159 SH SOLE None 0 0 11159 SECTOR FINANCIAL SBI INT-FINL 81369Y605 6046 218361 SH SOLE None 0 0 218361 SECTOR TECHNOLOGY TECHNOLOGY 81369Y803 19197 253627 SH SOLE None 0 0 253627 SHOPIFY INC CL A 82509L107 393 2405 SH SOLE None 0 0 2405 SIRIUS XM COM 82968B103 157 24939 SH SOLE None 0 0 24939 SOLAREDGE TECHNOLOGIES COM 83417M104 863 22789 SH SOLE None 0 0 22789 SPDR DOUBLELINE SPDR TR TACTIC 78467V848 273 5822 SH SOLE None 0 0 5822 SPDR GOLD GOLD SHS 78463V107 759 6749 SH SOLE None 0 0 6749 SPDR S&P S&P REGL BKG 78464A698 14326 243531 SH SOLE None 0 0 243531 SPDR S&P TR UNIT 78462F103 1316 4514 SH SOLE None 0 0 4514 SPIRIT OF COM 84861D103 446 20695 SH SOLE None 0 0 20695 STARBUCKS CORP COM 855244109 1002 18039 SH SOLE None 0 0 18039 TESLA INC COM 88160R101 12958 41706 SH SOLE None 0 0 41706 TESLA INC COM 88160R101 228 56 SH Call SOLE None 0 0 56 TESLA INC NOTE 1.250% 3/0 88160RAC5 55 50000 PRN SOLE None 0 0 50000 TESLA INC NOTE 2.375% 3/1 88160RAD3 129 115000 PRN SOLE None 0 0 115000 TRUPANION INC COM 898202106 3936 122013 SH SOLE None 0 0 122013 TWENTY FIRST CL A 90130A101 255 5525 SH SOLE None 0 0 5525 UNITEDHEALTH GROUP COM 91324P102 451 1678 SH SOLE None 0 0 1678 VANGUARD CONSUMER CONSUM STP ETF 92204A207 1174 8395 SH SOLE None 0 0 8395 VANGUARD DIVIDEND DIV APP ETF 921908844 278 2506 SH SOLE None 0 0 2506 VANGUARD FSTE FTSE EMR MKT ETF 922042858 272 6635 SH SOLE None 0 0 6635 VANGUARD FTSE FTSE DEV MKT ETF 921943858 384 8867 SH SOLE None 0 0 8867 VANGUARD GROWTH GROWTH ETF 922908736 431 2674 SH SOLE None 0 0 2674 VANGUARD VALUE VALUE ETF 922908744 372 3348 SH SOLE None 0 0 3348 VISA INC COM CL A 92826C839 284 1887 SH SOLE None 0 0 1887 WALT DISNEY COM DISNEY 254687106 17499 150543 SH SOLE None 0 0 150543 WALT DISNEY COM DISNEY 254687106 300 159 SH Call SOLE None 0 0 159