The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BRIGHTCOVE INC | COM | 10921T101 | 2,636 | 334,510 | SH | SOLE | 334,510 | 0 | 0 | ||
| BRIGHTCOVE INC | COM | 10921T101 | 1,387 | 176,000 | SH | Call | DFND | 1 | 176,000 | 0 | 0 |
| BRIGHTCOVE INC | COM | 10921T101 | 189 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
| BRIGHTCOVE INC | COM | 10921T101 | 22,438 | 2,847,524 | SH | DFND | 1 | 2,847,524 | 0 | 0 | |
| FREQUENCY ELECTRS INC | COM | 358010106 | 2,484 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | ||
| FREQUENCY ELECTRS INC | COM | 358010106 | 13,283 | 1,451,745 | SH | DFND | 1 | 1,451,745 | 0 | 0 | |
| HAYNES INTERNATIONAL INC | COM NEW | 420877201 | 14,271 | 610,897 | SH | DFND | 1 | 610,897 | 0 | 0 | |
| HAYNES INTERNATIONAL INC | COM NEW | 420877201 | 1,808 | 77,386 | SH | SOLE | 77,386 | 0 | 0 | ||
| HEMISPHERE MEDIA GROUP INC | CL A | 42365Q103 | 1,208 | 122,938 | SH | SOLE | 122,938 | 0 | 0 | ||
| HEMISPHERE MEDIA GROUP INC | CL A | 42365Q103 | 9,497 | 966,085 | SH | DFND | 1 | 966,085 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,542 | 34,500 | SH | Put | SOLE | 34,500 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 66,604 | 269,000 | SH | Put | DFND | 1 | 269,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 573 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,439 | 31,000 | SH | Put | DFND | 1 | 31,000 | 0 | 0 |
| MARCHEX INC | CL B | 56624R108 | 10,725 | 6,788,133 | SH | DFND | 1 | 6,788,133 | 0 | 0 | |
| MARCHEX INC | CL B | 56624R108 | 1,594 | 1,008,663 | SH | SOLE | 1,008,663 | 0 | 0 | ||
| MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 1,041 | 120,649 | SH | SOLE | 120,649 | 0 | 0 | ||
| MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 8,348 | 967,307 | SH | DFND | 1 | 967,307 | 0 | 0 | |
| PANHANDLE OIL AND GAS INC | CL A | 698477106 | 475 | 177,195 | SH | SOLE | 177,195 | 0 | 0 | ||
| PANHANDLE OIL AND GAS INC | CL A | 698477106 | 3,909 | 1,458,407 | SH | DFND | 1 | 1,458,407 | 0 | 0 | |
| RUBICON PROJ INC | COM | 78112V102 | 2,274 | 340,892 | SH | SOLE | 340,892 | 0 | 0 | ||
| RUBICON PROJ INC | COM | 78112V102 | 18,017 | 2,701,199 | SH | DFND | 1 | 2,701,199 | 0 | 0 | |
| SERVICESOURCE INTL INC | COM | 81763U100 | 15,218 | 9,631,732 | SH | DFND | 1 | 9,631,732 | 0 | 0 | |
| SERVICESOURCE INTL INC | COM | 81763U100 | 1,875 | 1,186,604 | SH | SOLE | 1,186,604 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,669 | 34,600 | SH | Put | SOLE | 34,600 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 83,381 | 270,400 | SH | Put | DFND | 1 | 270,400 | 0 | 0 |
| TERADATA CORP DEL | COM | 88076W103 | 380 | 18,269 | SH | SOLE | 18,269 | 0 | 0 | ||
| TERADATA CORP DEL | COM | 88076W103 | 2,959 | 142,243 | SH | DFND | 1 | 142,243 | 0 | 0 | |
| TOWNSQUARE MEDIA INC | CL A | 892231101 | 209 | 46,656 | SH | SOLE | 46,656 | 0 | 0 | ||
| TOWNSQUARE MEDIA INC | CL A | 892231101 | 1,809 | 404,591 | SH | DFND | 1 | 404,591 | 0 | 0 | |