Managing Director

0001666179-18-000003.txt : 20180215 0001666179-18-000003.hdr.sgml : 20180215 20180214191446 ACCESSION NUMBER: 0001666179-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 18615530 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 12-31-2017 12-31-2017 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 02-14-2018 0 341 347367 false INFORMATION TABLE 2 13f_12312017.xml 3M CO COMMON STOCK 88579Y101 6652 28265 SH SOLE 0 28265 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 440 12000 SH SOLE 0 12000 0 0 ABBOTT LABS COMMON STOCK 002824100 661 11587 SH SOLE 0 11587 0 0 ABBVIE INC COMMON STOCK 00287Y109 1652 17086 SH SOLE 0 17086 0 0 ACCENTURE PLC IRELAND SHS CLASS A COMMON STOCK G1151C101 225 1476 SH SOLE 0 1476 0 0 ADVANCED MICRO DEVICES INC COM COMMON STOCK 007903107 246 23950 SH SOLE 0 23950 0 0 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 278 4727 SH SOLE 0 4727 0 0 AETNA INC NEW COM COMMON STOCK 00817Y108 273 1518 SH SOLE 0 1497 0 21 AFLAC INC COM COMMON STOCK 001055102 302 3450 SH SOLE 0 3450 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 530 3075 SH SOLE 0 3075 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 218 1338 SH SOLE 0 1193 0 145 ALLSTATE CORP COM COMMON STOCK 020002101 207 1983 SH SOLE 0 1948 0 35 ALPHABET INC CAPT STK CL A STOCK 02079K305 1367 1298 SH SOLE 0 1073 0 225 ALPHABET INC CAP STK CL C COMMON STOCK 02079K107 5215 4984 SH SOLE 0 4937 0 47 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 3447 75276 SH SOLE 0 75276 0 0 ALTABA INC COM CEF 021346101 227 3256 SH SOLE 0 3256 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS COMMON STOCK L0175J104 1379 49255 SH SOLE 0 49255 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 711 60023 SH SOLE 0 60023 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 3245 45452 SH SOLE 0 45452 0 0 AMAZON COM INC COMMON STOCK 023135106 4382 3747 SH SOLE 0 3732 0 15 AMEREN CORP COM COMMON STOCK 023608102 497 8439 SH SOLE 0 8439 0 0 AMERICAN ELEC PWR INC COM COMMON STOCK 025537101 1888 25663 SH SOLE 0 25440 0 223 AMERICAN EXPRESS CO COMMON STOCK 025816109 488 4918 SH SOLE 0 4918 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 351 2465 SH SOLE 0 2465 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1712 37033 SH SOLE 0 37033 0 0 AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 275 2999 SH SOLE 0 2999 0 0 AMGEN INC COMMON STOCK 031162100 982 5647 SH SOLE 0 4092 0 1555 AMTRUST FINL SVCS INC COM COMMON STOCK 032359309 631 62708 SH SOLE 0 62708 0 0 ANALOG DEVICES INC COM COMMON STOCK 032654105 248 2788 SH SOLE 0 2788 0 0 ANTHEM INC COM COMMON STOCK 036752103 353 1569 SH SOLE 0 1569 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 462 3487 SH SOLE 0 3487 0 0 APPLE INC COMMON STOCK 037833100 21634 127838 SH SOLE 0 125581 0 2257 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 252 6309 SH SOLE 0 1720 0 4589 AT&T INC COMMON STOCK 00206R102 4626 118985 SH SOLE 0 118985 0 0 ATLASSIAN CORP PLC CL A COMMON STOCK G06242104 293 6441 SH SOLE 0 6441 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 783 6684 SH SOLE 0 6684 0 0 AVISTA CORP COMMON STOCK 05379B107 751 14599 SH SOLE 0 14599 0 0 AXON ENTERPRISE INC COM COMMON STOCK 05464C101 300 11342 SH SOLE 0 4815 0 6527 BANK AMER CORP 7.25%CNV PFD L 060505682 853 647 SH SOLE 0 647 0 0 BANK AMER CORP COMMON STOCK 060505104 1841 62389 SH SOLE 0 62389 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 559 8665 SH SOLE 0 8665 0 0 BANK NEW YORK MELLON CORP COM COMMON STOCK 064058100 199 3704 SH SOLE 0 3704 0 0 BB&T CORP COM COMMON STOCK 054937107 312 6286 SH SOLE 0 6286 0 0 BCE INC COM NEW COMMON STOCK 05534B760 1932 40249 SH SOLE 0 40249 0 0 BECTON DICKINSON & CO COM COMMON STOCK 075887109 227 1062 SH SOLE 0 1062 0 0 BERKSHIRE HATHAWAY INC DEL CL A COMMON STOCK 084670108 297 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 3037 15323 SH SOLE 0 15323 0 0 BIOGEN INC COM COMMON STOCK 09062X103 371 1166 SH SOLE 0 1166 0 0 BLACK KNIGHT INC COM COMMON STOCK 09215C105 207 4707 SH SOLE 0 4707 0 0 BLACKROCK INC COM COMMON STOCK 09247X101 440 857 SH SOLE 0 857 0 0 BLACKROCK MUNIHLDNGS CALI QLTY COM CEF 09254L107 235 16549 SH SOLE 0 16549 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 415 28370 SH SOLE 0 28370 0 0 BLACKROCK TAX MUNICIPAL BOND TRUST CEF 09248X100 549 23680 SH SOLE 0 23680 0 0 BLACKSTONE GROUP LP COMMON STOCK 09253U108 307 9602 SH SOLE 0 3102 0 6500 BOEING CO COM COMMON STOCK 097023105 2158 7320 SH SOLE 0 0 0 7320 BP PLC SPONSORED ADR ADR 055622104 642 15290 SH SOLE 0 15290 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 441 7209 SH SOLE 0 7209 0 0 BROADCOM LTD SHS COMMON STOCK Y09827109 385 1502 SH SOLE 0 1485 0 17 BROADRIDGE FINL SOLUTIONS INC COM COMMON STOCK 11133T103 296 3273 SH SOLE 0 3273 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH COMMON STOCK 112585104 283 6504 SH SOLE 0 6504 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT COMMON STOCK G16252101 2051 45785 SH SOLE 0 45785 0 0 BROWN FORMAN CORP CL B COMMON STOCK 115637209 226 3303 SH SOLE 0 3303 0 0 CANADIAN PAC RY LTD COM COMMON STOCK 13645T100 244 1337 SH SOLE 0 1337 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 466 7034 SH SOLE 0 7034 0 0 CARNIVAL PLC ADR ADR 14365C103 304 4600 SH SOLE 0 4600 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 477 3027 SH SOLE 0 3027 0 0 CDN IMPERIAL BK COMM TORONTO O COM COMMON STOCK 136069101 584 6000 SH SOLE 0 6000 0 0 CELGENE CORP COM COMMON STOCK 151020104 260 2499 SH SOLE 0 2471 0 28 CERNER CORP COM COMMON STOCK 156782104 263 3909 SH SOLE 0 334 0 3575 CHEVRON CORP NEW COM COMMON STOCK 166764100 5635 45015 SH SOLE 0 44305 0 710 CHUBB LIMITED COM COMMON STOCK H1467J104 288 1975 SH SOLE 0 1975 0 0 CISCO SYS INC COMMON STOCK 17275R102 3916 102269 SH SOLE 0 102269 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 2600 34951 SH SOLE 0 30376 0 4575 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 782 51258 SH SOLE 0 51258 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 545 46249 SH SOLE 0 46249 0 0 CLOROX CO DEL COM COMMON STOCK 189054109 314 2115 SH SOLE 0 2115 0 0 COCA COLA CO COM COMMON STOCK 191216100 1743 38003 SH SOLE 0 37303 0 700 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 2141 34361 SH SOLE 0 34361 0 0 COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 248 3289 SH SOLE 0 3289 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 630 15733 SH SOLE 0 15433 0 300 COMPASS MINERALS INTL INC COM COMMON STOCK 20451N101 219 3041 SH SOLE 0 3041 0 0 CONOCOPHILLIPS COM COMMON STOCK 20825C104 439 8007 SH SOLE 0 3883 0 4124 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4418 52007 SH SOLE 0 52007 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 2260 9888 SH SOLE 0 9888 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 5725 100644 SH SOLE 0 100644 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 225 2060 SH SOLE 0 100 0 1960 CORNING INC COM COMMON STOCK 219350105 331 10350 SH SOLE 0 10350 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 632 3400 SH SOLE 0 3400 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 390 5391 SH SOLE 0 5391 0 0 DANAHER CORP DEL COM COMMON STOCK 235851102 206 2220 SH SOLE 0 2220 0 0 DEERE & CO COM COMMON STOCK 244199105 408 2610 SH SOLE 0 530 0 2080 DELTA AIR LINES INC DEL COM NEW COMMON STOCK 247361702 408 7300 SH SOLE 0 7300 0 0 DIAGEO PLC ADR 25243Q205 1743 11939 SH SOLE 0 11939 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 1009 23371 SH SOLE 0 23371 0 0 DISCOVERY COMMUNICATIONS NEW COM SER A COMMON STOCK 25470F104 234 10487 SH SOLE 0 10487 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 2917 27133 SH SOLE 0 26672 0 461 DOMINION ENERGY INC COM COMMON STOCK 25746U109 240 2962 SH SOLE 0 2962 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 233 10528 SH SOLE 0 10528 0 0 DOVER CORP COM COMMON STOCK 260003108 207 2055 SH SOLE 0 2055 0 0 DOWDUPOINT INC COM COMMON STOCK 26078J100 1911 26843 SH SOLE 0 26693 0 150 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 396 46341 SH SOLE 0 46341 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 977 11621 SH SOLE 0 11621 0 0 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 561 24150 SH SOLE 0 24150 0 0 EATON VANCE TX MNG BY WRT OPP CVOM CEF 27828Y108 414 26980 SH SOLE 0 26980 0 0 EATON VANCE TXMGD DL BUYWR OPP COM CEF 27829C105 589 49450 SH SOLE 0 49450 0 0 ECOLAB INC COM COMMON STOCK 278865100 240 1790 SH SOLE 0 1790 0 0 EDISON INTL COM COMMON STOCK 281020107 507 8017 SH SOLE 0 8017 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 1232 17684 SH SOLE 0 17684 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 10 100 SH SOLE 0 100 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN COMMON STOCK 29273V100 539 31237 SH SOLE 0 31237 0 0 ENTERPRISE PRODS PARTNERS L P COM COMMON STOCK 293792107 595 22444 SH SOLE 0 22444 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 362 13480 SH SOLE 0 13480 0 0 EVERSOURCE ENERGY COM COMMON STOCK 30040W108 332 5270 SH SOLE 0 5270 0 0 EXPRESS SCRIPTS HLDG CO COM COMMON STOCK 30219G108 292 3918 SH SOLE 0 3918 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3778 45178 SH SOLE 0 44974 0 204 FACEBOOK INC CL A COMMON STOCK 30303M102 3613 20476 SH SOLE 0 20252 0 224 FEDEX CORP COM COMMON STOCK 31428X106 224 901 SH SOLE 0 901 0 0 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMMON STOCK 31620R303 372 9491 SH SOLE 0 9491 0 0 FIDELITY NATL INFORMATION SVCS COM COMMON STOCK 31620M106 304 3239 SH SOLE 0 3239 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 342 11300 SH SOLE 0 0 0 11300 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 363 13030 SH SOLE 0 13030 0 0 FIRST TRUST EMERGING MARKETS ALPHADEX FUND ETF 33737J182 588 21092 SH SOLE 0 21092 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 669 11167 SH SOLE 0 11167 0 0 FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 322 10294 SH SOLE 0 10294 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 873 14928 SH SOLE 0 14928 0 0 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS ETF 336917109 292 9709 SH SOLE 0 9709 0 0 FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND ETF 33736Q104 272 5200 SH SOLE 0 5200 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 333 16684 SH SOLE 0 16684 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 373 6109 SH SOLE 0 6109 0 0 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF 33740F805 1365 26906 SH SOLE 0 26906 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 616 19978 SH SOLE 0 19978 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 864 69200 SH SOLE 0 69200 0 0 GENERAL DYNAMICS CORP COM COMMON STOCK 369550108 647 3183 SH SOLE 0 3183 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 2178 124828 SH SOLE 0 118879 0 5949 GENERAL MLS INC COM COMMON STOCK 370334104 416 7021 SH SOLE 0 7021 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 277 2916 SH SOLE 0 2916 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 696 9726 SH SOLE 0 6975 0 2751 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1013 28567 SH SOLE 0 28567 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 254 11700 SH SOLE 0 11700 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF 381430107 770 25673 SH SOLE 0 25673 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 1833 34357 SH SOLE 0 34357 0 0 GOLDMAN SACHS GROUP INC COM COMMON STOCK 38141G104 246 969 SH SOLE 0 969 0 0 GRAINGER W W INC COM COMMON STOCK 384802104 210 893 SH SOLE 0 893 0 0 HANCOCK JOHN TAX-ADV DIC INCM COM CEF 41013V100 240 9759 SH SOLE 0 9759 0 0 HASBRO INC COM COMMON STOCK 418056107 209 2303 SH SOLE 0 2303 0 0 HCP INC COM REIT 40414L109 421 16155 SH SOLE 0 16155 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 437 5296 SH SOLE 0 5296 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 3186 16811 SH SOLE 0 16777 0 34 HONEYWELL INTL INC COM COMMON STOCK 438516106 1407 9180 SH SOLE 0 9155 0 25 HORMEL FOODS CORP COM COMMON STOCK 440452100 993 27289 SH SOLE 0 27289 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 1242 7448 SH SOLE 0 7448 0 0 INNOVATOR IBD 50 ETF ETF 45782C102 808 24365 SH SOLE 0 24365 0 0 INTEL CORP COM COMMON STOCK 458140100 1325 28707 SH SOLE 0 27507 0 1200 INTL BUSINESS MACHINES COMMON STOCK 459200101 2352 15332 SH SOLE 0 15182 0 150 INTL PAPER CO COM COMMON STOCK 460146103 514 8883 SH SOLE 0 8883 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 404 32337 SH SOLE 0 32071 0 266 ISHARES CORE S&P 500 ETF ETF 464287200 4695 17465 SH SOLE 0 17465 0 0 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 248 5500 SH SOLE 0 5500 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 662 5449 SH SOLE 0 5449 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS ETF 464288281 757 6250 SH SOLE 0 6250 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1155 16433 SH SOLE 0 16112 0 321 ISHARES MSCI EAFE VALUE ETF ETF 464288877 449 8140 SH SOLE 0 8140 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 204 4340 SH SOLE 0 4340 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1135 10255 SH SOLE 0 10255 0 0 ISHARES PHLK SOX SEMICONDUCTOR SECTOR ETF 464287523 411 2425 SH SOLE 0 2425 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 239 1928 SH SOLE 0 1866 0 62 ISHARES RUSSELL 2000 ETF ETF 464287655 1970 12924 SH SOLE 0 12924 0 451 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 594 4727 SH SOLE 0 4727 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 234 1125 SH SOLE 0 1125 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 315 2062 SH SOLE 0 2062 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 695 6090 SH SOLE 0 6090 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 549 3435 SH SOLE 0 3435 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1702 8973 SH SOLE 0 8973 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 297 3013 SH SOLE 0 3013 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 412 2191 SH SOLE 0 2191 0 0 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 297 1660 SH SOLE 0 1660 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 307 1765 SH SOLE 0 1765 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 523 13743 SH SOLE 0 13743 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 201 2490 SH SOLE 0 2490 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 7316 52365 SH SOLE 0 52315 0 50 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 2540 23757 SH SOLE 0 23757 0 0 JPMORGAN DIVERSIFIED RETURN U.S. EQUITY ETF ETF 46641Q407 384 5452 SH SOLE 0 5452 0 0 KB HOME COM COMMON STOCK 48666K109 444 13900 SH SOLE 0 13900 0 0 KELLOGG CO COMMON STOCK 487836108 446 6567 SH SOLE 0 6567 0 0 KEYCORP NEW COMMON STOCK 493267108 965 47870 SH SOLE 0 47870 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 655 36251 SH SOLE 0 28058 0 8193 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1953 16192 SH SOLE 0 16192 0 0 KINGSTONE COS INC COM COMMON STOCK 496719105 1633 86900 SH SOLE 0 86900 0 0 Kraft Heinz Co COMMON STOCK 500754106 1481 19053 SH SOLE 0 18920 0 133 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 944 33656 SH SOLE 0 33656 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 488 5789 SH SOLE 0 5744 0 45 LOCKHEED MARTIN CORP COMMON STOCK 539830109 777 2421 SH SOLE 0 2421 0 0 LOWES COS INC COM COMMON STOCK 548661107 617 6640 SH SOLE 0 6640 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1482 20897 SH SOLE 0 20897 0 0 MAGNA INTL INC COM COMMON STOCK 559222401 312 5515 SH SOLE 0 5515 0 0 MANULIFE FINL CORP COM COMMON STOCK 56501R106 312 15000 SH SOLE 0 15000 0 0 MASTERCARD INCORPORATED CL A COMMON STOCK 57636Q104 215 1423 SH SOLE 0 1287 0 136 MAXIM INTEGRATED PRODS INC COM COMMON STOCK 57772K101 202 3866 SH SOLE 0 3866 0 0 MCCORMICK & CO INC COM NON VTG COMMON STOCK 579780206 295 10917 SH SOLE 0 2899 0 0 MCDONALD'S CORP COMMON STOCK 580135101 2783 16172 SH SOLE 0 16172 0 0 MEDTRONIC PLC SHS COMMON STOCK G5960L103 298 3692 SH SOLE 0 3692 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1595 28345 SH SOLE 0 24787 0 3558 MGM RESORTS INTERNATIONAL COM COMMON STOCK 552953101 417 12499 SH SOLE 0 12499 0 0 MICROCHIP TECHNOLOGY INC COM COMMON STOCK 595017104 228 2603 SH SOLE 0 2603 0 0 MICRON TECHNOLOGY INC COM COMMON STOCK 595112103 262 6389 SH SOLE 0 6260 0 129 MICROSOFT CORP COMMON STOCK 594918104 6757 78992 SH SOLE 0 78992 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 645 15075 SH SOLE 0 14604 0 471 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1651 92778 SH SOLE 0 92778 0 0 MONSANTO CO NEW COM COMMON STOCK 61166W101 463 3970 SH SOLE 0 3970 0 0 MONSTER BEVERAGE CORP NEW COM COMMON STOCK 61174X109 354 5594 SH SOLE 0 5594 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274409 315 5370 SH SOLE 0 5370 0 0 NETFLIX INC COM COMMON STOCK 64110L106 669 3486 SH SOLE 0 3486 0 0 NEXTERA ENERGY INC COM COMMON STOCK 65339F101 610 3907 SH SOLE 0 3500 0 407 NIKE INC CL B COMMON STOCK 654106103 402 6442 SH SOLE 0 6442 0 0 NORWEGIAN CRUISE LINE HLDGS LT SHS COMMON STOCK G66721104 287 5400 SH SOLE 0 5400 0 0 NOVARTIS AG ADR ADR 66987V109 1758 20940 SH SOLE 0 20940 0 0 NU SKIN ENTERPRISES INC CL A COMMON STOCK 67018T105 341 5000 SH SOLE 0 5000 0 0 NUVECTRA CORP COM COMMON STOCK 67075N108 722 93135 SH SOLE 0 93135 0 0 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 220 16054 SH SOLE 0 16054 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 419 29299 SH SOLE 0 29299 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 313 30813 SH SOLE 0 30813 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 228 16000 SH SOLE 0 16000 0 0 NVIDIA CORP COM COMMON STOCK 67066G104 784 4053 SH SOLE 0 4053 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 369 5015 SH SOLE 0 5015 0 0 ONEOK INC NEW COM COMMON STOCK 682680103 203 3803 SH SOLE 0 3803 0 0 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF ETF 68386C401 697 19058 SH SOLE 0 19058 0 0 PAYCHEX INC COMMON STOCK 704326107 696 10233 SH SOLE 0 10233 0 0 PAYPAL HLDGS INC COM COMMON STOCK 70450Y103 416 5657 SH SOLE 0 5657 0 0 PEOPLES UNITED FINANCIAL INC COM COMMON STOCK 712704105 259 13867 SH SOLE 0 13867 0 0 PEPSICO INC COM COMMON STOCK 713448108 3073 25626 SH SOLE 0 25626 0 0 PFIZER INC COM COMMON STOCK 717081103 2340 64607 SH SOLE 0 59214 0 5393 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1766 16722 SH SOLE 0 16675 0 47 PHILLIPS 66 COMMON STOCK 718546104 2204 21797 SH SOLE 0 20219 0 1578 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 466 5481 SH SOLE 0 5481 0 0 PNC FINL SVCS GROUP INC COM COMMON STOCK 693475105 253 1757 SH SOLE 0 1757 0 0 POLARIS INDS INC COML COMMON STOCK 731068102 217 1751 SH SOLE 0 1751 0 0 POST HLDGS INC COM COMMON STOCK 737446104 250 3163 SH SOLE 0 3163 0 0 POTLATCH CORP NEW COM REIT 737630103 1058 21219 SH SOLE 0 21219 0 0 POWERSHARES DIVIDEND ACHIEVERS PORTFOL ETF 73935X732 203 7703 SH SOLE 0 7703 0 0 POWERSHARES FTSE RAFI US 1000 PORTFOLIO ETF 73935X583 357 3145 SH SOLE 0 3145 0 0 POWERSHARES QQQ ETF ETF 73935A104 2442 15678 SH SOLE 0 15678 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 556 13125 SH SOLE 0 13125 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 406 8509 SH SOLE 0 8509 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 278 9090 SH SOLE 0 9090 0 0 PPL CORP COM COMMON STOCK 69351T106 504 16315 SH SOLE 0 16315 0 0 PRAXAIR INC COMMON STOCK 74005P104 689 4455 SH SOLE 0 4455 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5686 61895 SH SOLE 0 61795 0 100 PUBLIC STORAGE COM REIT 74460D109 1456 6967 SH SOLE 0 6967 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 327 6364 SH SOLE 0 6364 0 0 QUALCOMM INC COM COMMON STOCK 747525103 3153 49263 SH SOLE 0 49263 0 0 QUALCOMM INC CALL 747525103 640 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 640 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 640 10000 SH SOLE 0 0 0 0 RAYTHEON CO COM NEW COMMON STOCK 755111507 258 1378 SH SOLE 0 1378 0 0 REALTY INCOME CORP COM REIT 756109104 2172 38092 SH SOLE 0 38092 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 1206 10115 SH SOLE 0 10115 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 635 9305 SH SOLE 0 9305 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 373 5604 SH SOLE 0 5604 0 0 S&P GLOBAL INC COM COMMON STOCK 78409V104 346 2048 SH SOLE 0 2048 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 590 8757 SH SOLE 0 3836 0 4921 SCHWAB CHARLES CORP NEW COM COMMON STOCK 808513105 454 8855 SH SOLE 0 3727 0 5128 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 450 6988 SH SOLE 0 6988 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 425 6668 SH SOLE 0 6668 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 320 4526 SH SOLE 0 4526 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 308 5645 SH SOLE 0 5645 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 224 4311 SH SOLE 0 4311 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1479 13840 SH SOLE 0 13840 0 0 SMUCKER J M CO COM NEW COMMON STOCK 832696405 217 1751 SH SOLE 0 1751 0 0 SNAP JM CO COM NEW COMMON STOCK 83304A106 279 19100 SH SOLE 0 19100 0 0 SOCIEDAD QUIMICA MINERA DE CH SPON ADR SER B ADR 833635105 1490 25099 SH SOLE 0 25099 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 766 118800 SH SOLE 0 118800 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1505 31305 SH SOLE 0 31305 0 0 SPDR GOLD SHARES ETF 78463V107 299 2426 SH SOLE 0 2226 0 200 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF ETF 78467V889 948 11941 SH SOLE 0 11941 0 0 SPDR S&P 500 ETF ETF 78462F103 2028 7602 SH SOLE 0 7602 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 1560 18387 SH SOLE 0 18387 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1592 16859 SH SOLE 0 16859 0 0 SPDR S&P MIDCAP 400 ETF ETF 7846Y1107 207 601 SH SOLE 0 601 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1136 28740 SH SOLE 0 28740 0 0 STANLEY BLACK & DECKER INC COM COMMON STOCK 854502101 288 1703 SH SOLE 0 1703 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 1106 19261 SH SOLE 0 19261 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 338 15785 SH SOLE 0 15785 0 0 STRYKER CORP COM COMMON STOCK 863667101 349 2255 SH SOLE 0 2255 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 256 6979 SH SOLE 0 949 0 6030 SYSCO CORP COM COMMON STOCK 871829107 789 12994 SH SOLE 0 12994 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORE ADR 874039100 913 23048 SH SOLE 0 23048 0 0 TARGET CORP COM COMMON STOCK 87612E106 605 9273 SH SOLE 0 9273 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 707 13319 SH SOLE 0 13319 0 0 TESLA INC COM COMMON STOCK 88160R101 526 1692 SH SOLE 0 1692 0 0 TEXAS INSTRS INC COM COMMON STOCK 882508104 549 5263 SH SOLE 0 5263 0 0 THERMO FISHER SCIENTIFIC INC COM COMMON STOCK 883556102 269 1419 SH SOLE 0 1419 0 0 THOMSON REUTERS CORP COM COMMON STOCK 884903105 217 5000 SH SOLE 0 5000 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 361 4722 SH SOLE 0 4722 0 0 TORONTO DOMINION BK ONT COM NEW COMMON STOCK 891160509 597 10200 SH SOLE 0 10220 0 0 TRANSCANADA CORP COM COMMON STOCK 89353D107 352 7250 SH SOLE 0 7250 0 0 TRAVELERS COMPANIES INC COM COMMON STOCK 89417E109 284 2095 SH SOLE 0 2095 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 2601 21833 SH SOLE 0 21833 0 0 UNITED TECHNOLOGIES CORP COM. COMMON STOCK 913017109 1375 10779 SH SOLE 0 10733 0 46 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 712 3233 SH SOLE 0 3200 0 33 US BANCORP DEL COM NEW COMMON STOCK 902973304 725 13542 SH SOLE 0 13474 0 68 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1273 24182 SH SOLE 0 24182 0 0 V F CORP COM COMMON STOCK 918204108 553 7475 SH SOLE 0 7475 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 500 10671 SH SOLE 0 10671 0 0 VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F361 609 19541 SH SOLE 0 19541 0 0 VANECK VECTORS INVESTMENT GRADE FLOATING ETF 92189F486 666 26392 SH SOLE 0 26392 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 295 6950 SH SOLE 0 6950 0 0 VANGUARD CONSUMER STAPLES FUND ETF 92204A207 399 2732 SH SOLE 0 2732 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 571 5604 SH SOLE 0 5567 0 37 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 306 2745 SH SOLE 0 2745 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 761 13917 SH SOLE 0 13917 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 643 14345 SH SOLE 0 14345 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 449 9799 SH SOLE 0 9799 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 1317 15381 SH SOLE 0 15381 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 508 3084 SH SOLE 0 3084 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 273 1768 SH SOLE 0 1722 0 46 VANGUARD REIT ETF ETF 922908553 1154 13916 SH SOLE 0 13916 0 0 VANGUARD S&P 500 ETF ETF 922908363 2299 9375 SH SOLE 0 9375 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 213 2698 SH SOLE 0 2698 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 535 3624 SH SOLE 0 3624 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1169 14333 SH SOLE 0 14333 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 233 4301 SH SOLE 0 4301 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 205 3608 SH SOLE 0 3608 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 4875 35522 SH SOLE 0 35522 0 0 VENTAS INC COM REIT 92276F100 440 7341 SH SOLE 0 7341 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4929 93131 SH SOLE 0 93131 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 207 56200 SH SOLE 0 56200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 761 6678 SH SOLE 0 6646 0 32 WP CAREY INC COM REIT 92936U109 564 8189 SH SOLE 0 8189 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 1343 13604 SH SOLE 0 13604 0 0 WASTE MGMT INC DEL COM COMMON STOCK 94106L109 310 3597 SH SOLE 0 3597 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 641 9661 SH SOLE 0 9691 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 3056 50377 SH SOLE 0 50377 0 0 WELLTOWER INC COM REIT 95040Q104 1331 20881 SH SOLE 0 20881 0 0 WESTROCK CO COM COMMON STOCK 96145D105 693 10975 SH SOLE 0 10975 0 0 WEYERHAEUSER CO COM REIT 962166104 1927 54662 SH SOLE 0 54662 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 2147 33706 SH SOLE 0 33706 0 0 XCEL ENERGY INC COM COMMON STOCK 98389B100 287 5970 SH SOLE 0 0 0 5970 X-TRACTORS MSCI EUROPE HEDGED EQUITY ETF 233051853 235 8283 SH SOLE 0 8283 0 0 ZEDGE INC CL B COMMON STOCK 98923T104 663 241215 SH SOLE 0 241215 0 0