Managing Director

0001666179-17-000004.txt : 20170606 0001666179-17-000004.hdr.sgml : 20170606 20170606115916 ACCESSION NUMBER: 0001666179-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 EFFECTIVENESS DATE: 20170606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 17893445 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 03-31-2017 03-31-2017 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 06-06-2017 0 259103 308 false INFORMATION TABLE 2 lwaqtr1_a.xml LWA 1ST QTR 2017 13F 3M CO COMMON STOCK 88579Y101 4987 26067 SH SOLE 0 26507 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 530 15000 SH SOLE 0 15000 0 0 ABBOTT LABS COMMON STOCK 002824100 514 11577 SH SOLE 0 11577 0 0 ABBVIE INC COMMON STOCK 00287Y109 902 13843 SH SOLE 0 13843 0 0 ALERIAN MLP ETF 00162Q866 207 16293 SH SOLE 0 16293 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 337 1413 SH SOLE 0 1248 0 165 ALPHABET INC CAPT STK CL A STOCK 02079K305 1073 1266 SH SOLE 0 1023 0 243 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 3085 3720 SH SOLE 0 3675 0 45 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 3386 78837 SH SOLE 0 78837 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 815 53483 SH SOLE 0 53483 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2847 39862 SH SOLE 0 39862 0 0 AMAZON COM INC COMMON STOCK 023135106 1257 1418 SH SOLE 0 1418 0 0 AMEREN CORP COM COMMON STOCK 023608102 460 8433 SH SOLE 0 8433 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1587 23653 SH SOLE 0 23653 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 368 4652 SH SOLE 0 4652 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1740 36967 SH SOLE 0 36967 0 0 AMGEN INC COMMON STOCK 031162100 717 4372 SH SOLE 0 2788 0 1584 ANNALY CAP MGMT INC COMMON STOCK 035710409 181 16316 SH SOLE 0 16316 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 417 3521 SH SOLE 0 3521 0 0 APPLE INC COMMON STOCK 037833100 15057 104815 SH SOLE 0 100411 0 4404 APPLE INC CALL 037833100 143 1000 SH SOLE 0 1000 0 0 APPLE INC CALL 037833100 287 2000 SH SOLE 0 2000 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 289 6285 SH SOLE 0 1621 0 4664 ASHFORD HOSPITALITY PRIME INC REIT 044102101 141 13300 SH SOLE 0 13300 0 0 AT&T INC COMMON STOCK 00206R102 3297 79360 SH SOLE 0 79360 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 239 2343 SH SOLE 0 2343 0 0 AVISTA CORP COMMON STOCK 05379B107 1497 38358 SH SOLE 0 38358 0 0 AXON ENTERPRISE INC COM COMMON STOCK 87651B104 279 12262 SH SOLE 0 5735 0 6527 BANK AMER CORP 7.25%CNV PFD L 060505682 322 270 SH SOLE 0 270 0 0 BANK AMER CORP COMMON STOCK 060505104 1755 74423 SH SOLE 0 74423 0 0 BANK AMER CORP CALL 060505104 23 1000 SH SOLE 0 1000 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 492 8405 SH SOLE 0 8405 0 0 BCE INC COM NEW COMMON STOCK 05534B760 1788 40404 SH SOLE 0 40404 0 0 BERKSHIRE HATHAWAY INC DEL CL A COMMON STOCK 084670108 249 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 1077 6466 SH SOLE 0 6466 0 0 BIOGEN INC COM COMMON STOCK 09062X103 295 1080 SH SOLE 0 1080 0 0 BLACKROCK CALIF MUN INCOME TR SH BEN INT CEF 09248E102 168 11767 SH SOLE 0 11767 0 0 BLACKROCK INC COM COMMON STOCK 09247X101 217 567 SH SOLE 0 567 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 417 28370 SH SOLE 0 28370 0 0 BLACKROCK TAX MUNICIPAL BOND TRUST CEF 09248X100 507 22680 SH SOLE 0 22680 0 0 BLACKSTONE GROUP LP MLP 09253U108 270 9100 SH SOLE 0 2000 0 7100 BLUEROCK RESIDENTIAL GRW REIT COM CL A REIT 09627J102 128 10400 SH SOLE 0 10400 0 0 BOEING CO COM COMMON STOCK 097023105 1115 6309 SH SOLE 0 6309 0 0 BP PLC SPONSORED ADR ADR 055622104 520 15071 SH SOLE 0 15071 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 320 5896 SH SOLE 0 5896 0 0 BROADCOM LTD SHS COMMON STOCK Y09827109 315 1442 SH SOLE 0 1442 0 0 BROADCOM LTD SHS CALL Y09827109 21 100 SH SOLE 0 100 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH REIT 112585104 237 6504 SH SOLE 0 6504 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1799 46530 SH SOLE 0 46530 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 326 5549 SH SOLE 0 5549 0 0 CARNIVAL PLC ADR ADR 14365C103 266 4600 SH SOLE 0 4600 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 217 2349 SH SOLE 0 2349 0 0 CDN IMPERIAL BK COMM TORONTO O COM COMMON STOCK 136069101 517 6000 SH SOLE 0 6000 0 0 CELGENE CORP COM COMMON STOCK 151020104 382 3075 SH SOLE 0 3075 0 0 CELGENE CORP COM CALL 151020104 24 200 SH SOLE 0 200 0 0 CERNER CORP COM COMMON STOCK 156782104 228 3885 SH SOLE 0 310 0 3575 CHEVRON CORP NEW COM COMMON STOCK 166764100 4646 43278 SH SOLE 0 42528 0 750 CISCO SYS INC COMMON STOCK 17275R102 2969 87847 SH SOLE 0 87847 0 0 CISCO SYS INC CALL 17275R102 33 1000 SH SOLE 0 1000 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 1724 28832 SH SOLE 0 23532 0 5300 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 401 23991 SH SOLE 0 23991 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 190 14178 SH SOLE 0 14178 0 0 CLOROX CO COMMON STOCK 189054109 227 1690 SH SOLE 0 1690 0 0 COCA COLA CO COM COMMON STOCK 191216100 1964 46286 SH SOLE 0 46286 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 458 12206 SH SOLE 0 11906 0 300 COMPASS MINERALS INTL INC COM COMMON STOCK 20451N101 206 3041 SH SOLE 0 3041 0 0 CONOCOPHILLIPS COM COMMON STOCK 20825C104 429 8604 SH SOLE 0 4480 0 4124 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4152 53468 SH SOLE 0 53468 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1606 9911 SH SOLE 0 9911 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 5998 109903 SH SOLE 0 109903 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 239 2071 SH SOLE 0 100 0 1971 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 405 2417 SH SOLE 0 2417 0 0 COTY INC COM CL A COMMON STOCK 222070203 906 49975 SH SOLE 0 49975 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 407 5193 SH SOLE 0 5193 0 0 DEERE & CO COM COMMON STOCK 244199105 295 2715 SH SOLE 0 485 0 2230 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF 233051853 200 7400 SH SOLE 0 7400 0 0 DIAGEO PLC ADR 25243Q205 1283 11102 SH SOLE 0 11102 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 754 9810 SH SOLE 0 9810 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 2331 20562 SH SOLE 0 20562 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 11 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 22 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 22 200 SH SOLE 0 200 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 243 10204 SH SOLE 0 10204 0 0 DOW CHEM CO COM COMMON STOCK 260543103 574 9040 SH SOLE 0 9040 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 334 40450 SH SOLE 0 40450 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 684 8526 SH SOLE 0 8526 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1034 12611 SH SOLE 0 12611 0 0 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 289 13668 SH SOLE 0 13668 0 0 EATON VANCE TX MNG BY WRT OPP CVOM CEF 27828Y108 350 23042 SH SOLE 0 23042 0 0 EATON VANCE TXMGD DL BUYWR OPP COM CEF 27829C105 452 41450 SH SOLE 0 41450 0 0 EDISON INTL COM COMMON STOCK 281020107 507 6377 SH SOLE 0 6377 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 846 14146 SH SOLE 0 14146 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 616 31237 SH SOLE 0 31237 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 200 5502 SH SOLE 0 5502 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 579 20984 SH SOLE 0 20892 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 390 13600 SH SOLE 0 13600 0 0 EXPRESS SCRIPTS HLDG CO COM COMMON STOCK 30219G108 744 11301 SH SOLE 0 11301 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3222 39295 SH SOLE 0 39291 0 4 FACEBOOK INC CL A COMMON STOCK 30303M102 1974 13901 SH SOLE 0 13776 0 125 FACEBOOK INC CL A CALL 30303M102 28 200 SH SOLE 0 200 0 0 FACEBOOK INC CL A CALL 30303M102 284 2000 SH SOLE 0 2000 0 0 FEDEX CORP COM COMMON STOCK 31428X106 206 1059 SH SOLE 0 1059 0 0 FIDELITY NATL INFORMATION SVCS COM COMMON STOCK 31620M106 233 2929 SH SOLE 0 2929 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 301 11855 SH SOLE 0 105 0 11750 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 205 8659 SH SOLE 0 8659 0 0 FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 216 7822 SH SOLE 0 7822 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 742 14393 SH SOLE 0 14393 0 0 FIRST TRUST MORNINGSTARDIVIDEND LEADERS ETF 336917109 227 7884 SH SOLE 0 7884 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 307 15734 SH SOLE 0 15734 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 337 6207 SH SOLE 0 6207 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 450 15521 SH SOLE 0 15521 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 571 49065 SH SOLE 0 49065 0 0 FREEPORT-MCMORAN INC CL B COMMON STOCK 35671D857 153 11525 SH SOLE 0 11525 0 0 FRONTIER COMMUNICATIONS CORP COM COMMON STOCK 35906A108 46 21852 SH SOLE 0 21852 0 0 GALECTIN THERAPEUTICS INC COM COMMON STOCK 363225202 34 15000 SH SOLE 0 15000 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 5871 197025 SH SOLE 0 190276 0 6749 GENERAL MLS INC COM COMMON STOCK 370334104 207 3508 SH SOLE 0 3508 0 0 GENERAL MTRS CO COM COMMON STOCK 37045V100 804 22757 SH SOLE 0 22757 0 0 GENERAL MTRS CO COM CALL 37045V100 14 400 SH SOLE 0 400 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 1227 13281 SH SOLE 0 13281 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 465 6851 SH SOLE 0 3946 0 2905 GILEAD SCIENCES INC COM CALL 375558103 6 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM PUT 375558103 6 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM CALL 375558103 13 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 20 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 27 400 SH SOLE 0 400 0 0 GILEAD SCIENCES INC COM CALL 375558103 67 1000 SH SOLE 0 1000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1140 27060 SH SOLE 0 27060 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 218 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 17 10700 SH SOLE 0 10700 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 1221 26117 SH SOLE 0 26117 0 0 GRAN TIERRA ENERGY INC COM COMMON STOCK 38500T101 26 10000 SH SOLE 0 10000 0 0 HCP INC COM REIT 40414L109 714 22857 SH SOLE 0 22857 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 365 4917 SH SOLE 0 4917 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 1103 7512 SH SOLE 0 7512 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 225 1803 SH SOLE 0 1803 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 480 3628 SH SOLE 0 3628 0 0 ILLUMINA INC COM COMMON STOCK 452327109 426 2502 SH SOLE 0 2502 0 0 ILLUMINA INC COM CALL 452327109 17 100 SH SOLE 0 100 0 0 INTEL CORP COM COMMON STOCK 458140100 716 19851 SH SOLE 0 19851 0 0 INTL BUSINESS MACHINES COMMON STOCK 459200101 1836 10545 SH SOLE 0 10545 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 385 32071 SH SOLE 0 32071 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3937 16593 SH SOLE 0 16593 0 0 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 308 7301 SH SOLE 0 7301 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 480 4079 SH SOLE 0 4079 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 705 6205 SH SOLE 0 6205 0 0 ISHARES MSCI EAFE ETF ETF 464287465 739 11867 SH SOLE 0 11867 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 398 7916 SH SOLE 0 7916 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 243 6175 SH SOLE 0 6175 0 0 ISHARES MSCI EMERGING MARKETS ETF CALL 464287234 39 1000 SH SOLE 0 1000 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1201 11028 SH SOLE 0 11028 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 204 1783 SH SOLE 0 1783 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1361 9901 SH SOLE 0 9901 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 557 4722 SH SOLE 0 4722 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 222 1688 SH SOLE 0 1688 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 631 6065 SH SOLE 0 6065 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 501 3376 SH SOLE 0 3376 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1299 7592 SH SOLE 0 7592 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 211 2325 SH SOLE 0 2325 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 556 14379 SH SOLE 0 14379 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 5851 46979 SH SOLE 0 46929 0 50 JOHNNSON & JOHNSON COM CALL 478160104 24 200 SH SOLE 0 200 0 0 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 1525 17371 SH SOLE 0 17371 0 0 JPMORGAN CHASE & CO COM CALL 46625H100 87 1000 SH SOLE 0 1000 0 0 JPMORGAN DIVERSIFIED RETURN U.S. EQUITY ETF 46641Q407 344 5452 SH SOLE 0 5452 0 0 KB HOME COM COMMON STOCK 48666K109 916 46109 SH SOLE 0 46109 0 0 KELLOGG CO COMMON STOCK 487836108 722 9945 SH SOLE 0 9945 0 0 KEYCORP NEW COMMON STOCK 493267108 853 48011 SH SOLE 0 48011 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 2131 16193 SH SOLE 0 16193 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 798 36724 SH SOLE 0 28531 0 8193 KINDER MORGAN INC DEL COM CALL 49456B101 21 1000 SH SOLE 0 1000 0 0 KINGSTONE COS INC COM COMMON STOCK 496719105 1261 79120 SH SOLE 0 79120 0 0 KKR & CO L P DEL COM UNITS COMMON STOCK 48248M102 197 10850 SH SOLE 0 10725 0 125 Kraft Heinz Co COMMON STOCK 500754106 1417 15609 SH SOLE 0 15609 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 898 31050 SH SOLE 0 31050 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 105 19244 SH SOLE 0 19244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 105 23165 SH SOLE 0 23165 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 367 4375 SH SOLE 0 4375 0 0 LILLY ELI & CO COM CALL 532457108 16 200 SH SOLE 0 200 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 451 1687 SH SOLE 0 1687 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1857 24147 SH SOLE 0 24147 0 0 MAGNA INTL INC COM COMMON STOCK 559222401 220 5100 SH SOLE 0 5100 0 0 MANULIFE FINL CORP COM COMMON STOCK 56501R106 266 15000 SH SOLE 0 15000 0 0 MCDONALD'S CORP COMMON STOCK 580135101 1897 14636 SH SOLE 0 14636 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1503 23669 SH SOLE 0 20211 0 3458 MGM RESORTS INTERNATIONAL COM COMMON STOCK 552953101 209 7631 SH SOLE 0 7631 0 0 MICROSOFT CORP COMMON STOCK 594918104 4913 74610 SH SOLE 0 74610 0 0 MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR ADR 606822104 143 22658 SH SOLE 0 22658 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 564 13105 SH SOLE 0 13105 0 0 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1268 88858 SH SOLE 0 88858 0 0 MONSANTO CO NEW COM COMMON STOCK 61166W101 427 3775 SH SOLE 0 3775 0 0 MONSANTO CO NEW COM CALL 61166W101 22 200 SH SOLE 0 200 0 0 MOSAIC CO NEW COM COMMON STOCK 61945C103 314 10784 SH SOLE 0 4629 0 6155 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 387 6097 SH SOLE 0 6097 0 0 NETFLIX INC COM COMMON STOCK 64110L106 502 3399 SH SOLE 0 3399 0 0 NIKE INC CL B COMMON STOCK 654106103 164 2956 SH SOLE 0 2956 0 0 NIKE INC CL B CALL 654106103 16 300 SH SOLE 0 300 0 0 NOVARTIS AG ADR ADR 66987V109 1377 18553 SH SOLE 0 18553 0 0 NU SKIN ENTERPRISES INC CL A COMMON STOCK 67018T105 277 5000 SH SOLE 0 5000 0 0 NUVECTRA CORP COM COMMON STOCK 67075N108 1370 200599 SH SOLE 0 200599 0 0 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 209 15698 SH SOLE 0 15698 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 409 28418 SH SOLE 0 28418 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 228 22626 SH SOLE 0 22626 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 212 16000 SH SOLE 0 16000 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 276 4361 SH SOLE 0 4361 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 230 8505 SH SOLE 0 2623 0 5882 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF ETF 68386C401 674 19457 SH SOLE 0 19457 0 0 PARKER DRILLING CO COM COMMON STOCK 701081101 17 10000 SH SOLE 0 10000 0 0 PAYCHEX INC COMMON STOCK 704326107 351 5960 SH SOLE 0 5960 0 0 PEPSICO INC COM COMMON STOCK 713448108 2201 19681 SH SOLE 0 19681 0 0 PFIZER INC COM COMMON STOCK 717081103 1920 56124 SH SOLE 0 50481 0 5643 PFIZER INC COM CALL 717081103 6 200 SH SOLE 0 200 0 0 PG&E CORP COM COMMON STOCK 69331C108 217 3275 SH SOLE 0 3275 0 0 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1916 16976 SH SOLE 0 16976 0 0 PHILLIPS 66 COMMON STOCK 718546104 1501 18953 SH SOLE 0 17375 0 1578 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 472 5661 SH SOLE 0 5661 0 0 POTLATCH CORP NEW COM REIT 737630103 911 19944 SH SOLE 0 19944 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 285 9721 SH SOLE 0 9721 0 0 POWERSHARES FTSE RAFI US 1000 PORTFOLIO ETF 73935X583 353 3454 SH SOLE 0 3454 0 0 POWERSHARES QQQ ETF ETF 73935A104 1688 12752 SH SOLE 0 12752 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 531 13125 SH SOLE 0 13125 0 0 PPL CORP COM COMMON STOCK 69351T106 832 22264 SH SOLE 0 22264 0 0 PRAXAIR INC COMMON STOCK 74005P104 394 3324 SH SOLE 0 3208 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5443 60579 SH SOLE 0 60579 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 282 6364 SH SOLE 0 6364 0 0 QUALCOMM INC COMMON STOCK 747525103 2178 37992 SH SOLE 0 37992 0 0 QUALCOMM INC COM PUT 747525103 172 3000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 229 4000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 229 4000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 229 4000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 573 10000 SH SOLE 0 10000 0 0 REALTY INCOME CORP COM REIT 756109104 2087 35059 SH SOLE 0 35059 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 975 9945 SH SOLE 0 9945 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 518 9295 SH SOLE 0 9295 0 0 S&P GLOBAL INC COM COMMON STOCK 78409V104 315 2416 SH SOLE 0 2416 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 641 8208 SH SOLE 0 3238 0 4970 SCHWAB CHARLES CORP NEW COM COMMON STOCK 808513105 296 7269 SH SOLE 0 1891 0 5378 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 277 9282 SH SOLE 0 9282 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1540 30522 SH SOLE 0 30522 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 283 4971 SH SOLE 0 4971 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 474 8430 SH SOLE 0 8430 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 210 4074 SH SOLE 0 4074 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1553 14055 SH SOLE 0 14055 0 0 SOCIEDAD QUIMICA MINERA DE CH SPON ADR SER B ADR 833635105 220 6401 SH SOLE 0 6401 0 0 SOPHIRIS BIO INC COM NEW COMMON STOCK 83578Q209 28 10000 SH SOLE 0 10000 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 869 135800 SH SOLE 0 136450 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1495 30045 SH SOLE 0 30045 0 0 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF ETF 78467V889 691 10108 SH SOLE 0 10108 0 0 SPDR S&P 500 ETF PUT 78462F103 707 3000 SH SOLE 0 3000 0 0 SPDR S&P 500 ETF ETF 78462F103 1490 6322 SH SOLE 0 6322 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1412 16021 SH SOLE 0 16021 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1262 28922 SH SOLE 0 28922 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 824 14118 SH SOLE 0 14118 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 293 17085 SH SOLE 0 17085 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 214 6982 SH SOLE 0 952 0 6030 SYSCO CORP COM COMMON STOCK 871829107 530 10218 SH SOLE 0 10218 0 0 TARGET CORP COM COMMON STOCK 87612E106 327 5943 SH SOLE 0 5943 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 793 13302 SH SOLE 0 13302 0 0 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 229 9527 SH SOLE 0 9527 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 129 11591 SH SOLE 0 11591 0 0 PUBLIC STORAGE COM COMMON STOCK 74460D109 265 1188 SH SOLE 0 1188 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 504 15735 SH SOLE 0 15735 0 0 TEXAS INSTRS INC COM COMMON STOCK 882508104 267 3320 SH SOLE 0 3320 0 0 THOMSON REUTERS CORP COM COMMON STOCK 884903105 216 5000 SH SOLE 0 5000 0 0 TIME INC NEW COM COMMON STOCK 887228104 257 13333 SH SOLE 0 13333 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 213 2704 SH SOLE 0 2704 0 0 TORONTO DOMINION BK ONT COM NEW COMMON STOCK 891160509 511 10220 SH SOLE 0 10220 0 0 TOWN SPORTS INTL HLDGS INC COM COMMON STOCK 89214A102 67 19000 SH SOLE 0 19000 0 0 TRANSCANADA CORP COM COMMON STOCK 89353D107 334 7250 SH SOLE 0 7250 0 0 TRAVELERS COMPANIES INC COM COMMON STOCK 89417E109 251 2087 SH SOLE 0 2087 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 1703 15880 SH SOLE 0 15880 0 0 UNITED TECHNOLOGIES CORP COM. COMMON STOCK 913017109 664 5925 SH SOLE 0 5925 0 0 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 445 2715 SH SOLE 0 2715 0 0 US BANCORP DEL COM NEW COMMON STOCK 902973304 511 9935 SH SOLE 0 9935 0 0 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1205 23503 SH SOLE 0 23503 0 0 V F CORP COM COMMON STOCK 918204108 247 4502 SH SOLE 0 4502 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 468 8310 SH SOLE 0 8310 0 0 VANECK VECTORS INVESTMENT GRADE FLOATING ETF 92189F486 615 24427 SH SOLE 0 24427 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 260 6950 SH SOLE 0 6950 0 0 VANGUARD CONSUMER STAPLES FUND ETF 92204A207 469 3340 SH SOLE 0 3340 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 444 4943 SH SOLE 0 4943 0 0 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 284 2844 SH SOLE 0 2844 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 441 9220 SH SOLE 0 9220 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 402 10244 SH SOLE 0 10244 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 221 5572 SH SOLE 0 5572 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 1212 15609 SH SOLE 0 15609 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 330 2434 SH SOLE 0 2434 0 0 VANGUARD REIT ETF ETF 922908553 594 7193 SH SOLE 0 7193 0 0 VANGUARD S&P 500 ETF ETF 922908363 2116 9783 SH SOLE 0 9783 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 578 4342 SH SOLE 0 4342 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1455 17950 SH SOLE 0 17950 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 247 4572 SH SOLE 0 4572 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 4236 34922 SH SOLE 0 34922 0 0 VANGUARD VALUE ETF ETF 922908744 310 3256 SH SOLE 0 3256 0 0 VECTRUS INC COM COMMON STOCK 92242T101 501 22427 SH SOLE 0 22427 0 0 VENTAS INC COM REIT 92276F100 477 7338 SH SOLE 0 7338 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3756 77046 SH SOLE 0 77046 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 126 55200 SH SOLE 0 55200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 502 5649 SH SOLE 0 5649 0 0 VMWARE INC CL A COM COMMON STOCK 928563402 421 4574 SH SOLE 0 4574 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 688 9551 SH SOLE 0 9551 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 452 7465 SH SOLE 0 7465 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 1769 31800 SH SOLE 0 31800 0 0 WELLS FARGO & CO NEW COM CALL 949746101 27 500 SH SOLE 0 500 0 0 WELLTOWER INC COM REIT 95040Q104 1363 19249 SH SOLE 0 19249 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 286 5275 SH SOLE 0 5275 0 0 WEYERHAEUSER CO COM REIT 962166104 1328 39111 SH SOLE 0 39111 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 1525 24294 SH SOLE 0 24294 0 0 ZEDGE INC CL B COMMON STOCK 98923T104 922 300410 SH SOLE 0 300410 0 0