Managing Director

0001666179-16-000018.txt : 20161115 0001666179-16-000018.hdr.sgml : 20161115 20161115114925 ACCESSION NUMBER: 0001666179-16-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 161998553 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 09-30-2016 09-30-2016 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 11-15-2016 0 301 211429 false INFORMATION TABLE 2 A20163qtrLWA.xml 3M CO COMMON STOCK 88579Y101 4752 26964 SH SOLE 0 26964 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 432 15000 SH SOLE 0 15000 0 0 ABBOTT LABS COMMON STOCK 002824100 500 11823 SH SOLE 0 11823 0 0 ABBVIE INC COMMON STOCK 00287Y109 906 14359 SH SOLE 0 14359 0 0 ALERIAN MLP ETF 00162Q866 298 23508 SH SOLE 0 23508 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 281 1218 SH SOLE 0 1053 0 165 ALPHABET INC CAPT STK CL A STOCK 02079K305 886 1102 SH SOLE 0 686 0 416 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 1418 1824 SH SOLE 0 1779 0 45 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 2670 64233 SH SOLE 0 64233 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 622 57027 SH SOLE 0 57027 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2202 34829 SH SOLE 0 34829 0 0 AMAZON COM INC COMMON STOCK 023135106 802 958 SH SOLE 0 958 0 0 AMAZON COM INC CALL 023135106 837 1000 SH SOLE 0 1000 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1623 25284 SH SOLE 0 25284 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 319 4977 SH SOLE 0 4977 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 237 11163 SH SOLE 0 11163 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1743 38180 SH SOLE 0 38180 0 0 AMERIPRISE FINL INC COM COMMON STOCK 03076C106 237 2376 SH SOLE 0 2376 0 0 AMGEN INC COMMON STOCK 031162100 789 4729 SH SOLE 0 3072 0 1657 AMGEN INC CALL 031162100 17 100 SH SOLE 0 100 0 0 ANNALY CAP MGMT INC COMMON STOCK 035710409 172 16384 SH SOLE 0 16384 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 398 3534 SH SOLE 0 3534 0 0 APPLE INC COMMON STOCK 037833100 7916 70019 SH SOLE 0 65365 0 4654 APPLE INC CALL 037833100 11 100 SH SOLE 0 100 0 0 APPLE INC CALL 037833100 339 3000 SH SOLE 0 3000 0 0 APTEVO THERAPEUTICS INC COM COMMON STOCK 03835L108 110 42890 SH SOLE 0 42890 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 314 7457 SH SOLE 0 2663 0 4794 ARMSTRONG FLOORING INC COM COMMON STOCK 04238R106 255 13497 SH SOLE 0 13497 0 0 ASHFORD HOSPITALITY PRIME INC REIT 044102101 199 14130 SH SOLE 0 14130 0 0 AT&T INC COMMON STOCK 00206R102 3282 80820 SH SOLE 0 80820 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 265 3004 SH SOLE 0 3004 0 0 AVISTA CORP COMMON STOCK 05379B107 1616 38678 SH SOLE 0 38678 0 0 BANK AMER CORP 7.25% CNV PFD CONVERTIBLE 060505682 256 210 SH SOLE 0 210 0 0 BANK AMER CORP COMMON STOCK 060505104 610 39000 SH SOLE 0 39000 0 0 BANK AMER CORP CALL 060505104 39 2500 SH SOLE 0 2500 0 0 BANK AMER CORP CALL 060505104 16 1000 SH SOLE 0 1000 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 445 8405 SH SOLE 0 8405 0 0 BAARRICK GOLD CORP COM COMMON STOCK 067901108 57 3196 SH SOLE 0 3196 0 0 BARRICK GOLD CORP COM CALL 067901108 53 3000 SH SOLE 0 3000 0 0 BARRICK GOLD CORP COM CALL 067901108 89 5000 SH SOLE 0 5000 0 0 BCE INC COM NEW COMMON STOCK 05534B760 1895 41034 SH SOLE 0 41034 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 723 5007 SH SOLE 0 5007 0 0 BIOGEN INC COM COMMON STOCK 09062X103 296 947 SH SOLE 0 947 0 0 BIOGEN INC COM CALL 09062X103 31 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 31 100 SH SOLE 0 100 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 300 18370 SH SOLE 0 18370 0 0 BLACKROCK TAX MUNICIPAL BOND TRUST CEF 09248X100 370 15430 SH SOLE 0 15430 0 0 BLACKSTONE GROUP LP MLP 09253U108 214 8400 SH SOLE 0 1000 0 7400 BLUEROCK RESIDENTIAL GRW REIT COM CL A REIT 09627J102 161 12400 SH SOLE 0 12400 0 0 BOEING CO COM COMMON STOCK 097023105 383 2904 SH SOLE 0 2904 0 0 BP PLC SPONSORED ADR ADR 055622104 223 6354 SH SOLE 0 6354 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 421 7815 SH SOLE 0 7815 0 0 BROADCOM LTD SHS COMMON STOCK Y09827109 239 1385 SH SOLE 0 1385 0 0 BROADCOM LTD SHS CALL 09062X103 17 100 SH SOLE 0 100 0 0 BROADCOM LTD SHS CALL 09062X103 35 200 SH SOLE 0 200 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1616 46650 SH SOLE 0 46650 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN MLP G16249107 220 9590 SH SOLE 0 9590 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 309 6337 SH SOLE 0 6637 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 216 2435 SH SOLE 0 2435 0 0 CELGENE CORP COM COMMON STOCK 151020104 325 3105 SH SOLE 0 3105 0 0 CELGENE CORP COM CALL 151020104 10 100 SH SOLE 0 100 0 0 CERNER CORP COM COMMON STOCK 156782104 239 3866 SH SOLE 0 345 0 3521 CHEVRON CORP NEW COM COMMON STOCK 166764100 4331 42085 SH SOLE 0 42085 0 850 CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 86 204 SH SOLE 0 204 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 42 100 SH SOLE 0 100 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 127 300 SH SOLE 0 300 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 42 100 SH SOLE 0 100 0 0 CISCO SYS INC COMMON STOCK 17275R102 2260 71263 SH SOLE 0 71263 0 0 CISCO SYS INC CALL 17275R102 32 1000 SH SOLE 0 1000 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 422 8936 SH SOLE 0 2586 0 6350 CLEARBRIDGE AMERN ENERG MLP FD COM CEF 184691103 121 13550 SH SOLE 0 13550 0 0 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 419 25710 SH SOLE 0 25710 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 212 15916 SH SOLE 0 15916 0 0 CLOROX CO COMMON STOCK 189054109 245 1955 SH SOLE 0 1955 0 0 COCA COLA CO COM COMMON STOCK 191216100 1401 33105 SH SOLE 0 33105 0 0 COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 277 3732 SH SOLE 0 3732 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 370 5572 SH SOLE 0 5422 0 150 CONOCOPHILLIPS COM COMMON STOCK 20825C104 427 9833 SH SOLE 0 5709 0 4124 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4289 56958 SH SOLE 0 56958 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1653 9931 SH SOLE 0 9931 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 3517 66102 SH SOLE 0 66102 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 223 1986 SH SOLE 0 10 0 1976 CORNING INC COM COMMON STOCK 219350105 239 10090 SH SOLE 0 10090 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 363 2379 SH SOLE 0 2379 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 423 4748 SH SOLE 0 4748 0 0 DEERE & CO COM COMMON STOCK 244199105 239 2800 SH SOLE 0 335 0 2465 DIAGEO PLC ADR 25243Q205 1223 10543 SH SOLE 0 10543 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 1131 12176 SH SOLE 0 12176 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 28 300 SH SOLE 0 300 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 19 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 9 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 19 200 SH SOLE 0 200 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 257 9998 SH SOLE 0 9998 0 0 DOW CHEM CO COM COMMON STOCK 260543103 384 7417 SH SOLE 0 7417 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 358 40450 SH SOLE 0 40450 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 407 6070 SH SOLE 0 6070 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1499 18729 SH SOLE 0 18729 0 0 EATON VANCE TXMGD DL BUYWR OPP COM CEF 27829C105 285 25850 SH SOLE 0 25850 0 0 EDGEWELL PERS CARE CO COM COMMON STOCK 28035Q102 233 2935 SH SOLE 0 2935 0 0 EDISON INTL COM COMMON STOCK 281020107 453 6267 SH SOLE 0 6267 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 964 17684 SH SOLE 0 17684 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 574 34197 SH SOLE 0 34197 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 224 6060 SH SOLE 0 6060 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 546 19760 SH SOLE 0 19760 0 0 EPR PPTYS PFD C CNV 5.75% REIT 26884U208 472 15390 SH SOLE 0 15390 0 0 EXPRESS SCRIPTS HLDG CO COM COMMON STOCK 30219G108 412 5841 SH SOLE 0 5841 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2182 25001 SH SOLE 0 24997 0 4 EXXON MOBIL CORPORATION CALL 30231G102 87 1000 SH SOLE 0 1000 0 0 FACEBOOK INC CL A COMMON STOCK 30303M102 1542 12024 SH SOLE 0 11899 0 125 FACEBOOK INC CL A CALL 30303M102 128 1000 SH SOLE 0 1000 0 0 FACEBOOK INC CL A CALL 30303M102 449 3500 SH SOLE 0 3500 0 0 FEDEX CORP COM COMMON STOCK 31428X106 353 2021 SH SOLE 0 2021 0 0 FIDELITY NATL INFORMATION SVCS COM COMMON STOCK 31620M106 223 2890 SH SOLE 0 2890 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 255 12455 SH SOLE 0 105 0 12350 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 600 12839 SH SOLE 0 12839 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 308 15734 SH SOLE 0 15734 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 279 5605 SH SOLE 0 5605 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 205 7620 SH SOLE 0 7620 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 553 45812 SH SOLE 0 45812 0 0 FORD MTR CO DEL COM PAR $0.02 CALL 345370860 14 1200 SH SOLE 0 1200 0 0 FRONTIER COMMUNICATIONS CORP COM COMMON STOCK 35906A108 51 12150 SH SOLE 0 12150 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 5294 178725 SH SOLE 0 170677 0 8048 GENERAL MTRS CO COM COMMON STOCK 37045V100 533 16783 SH SOLE 0 16783 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 1215 12096 SH SOLE 0 12096 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 610 7716 SH SOLE 0 7716 0 3130 GILEAD SCIENCES INC COM CALL 375558103 24 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 16 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 16 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 8 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM CALL 375558103 79 1000 SH SOLE 0 1000 0 0 GILEAD SCIENCES INC COM CALL 375558103 24 300 SH SOLE 0 300 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1072 24860 SH SOLE 0 24860 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 219 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 13 10700 SH SOLE 0 10700 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 324 7442 SH SOLE 0 7442 0 0 GRAN TIERRA ENERGY INC COM COMMON STOCK 38500T101 34 10000 SH SOLE 0 10000 0 0 HCP INC COM REIT 40414L109 905 23858 SH SOLE 0 23858 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 231 3201 SH SOLE 0 3201 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 793 6166 SH SOLE 0 6166 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 435 3629 SH SOLE 0 3629 0 0 ILLUMINA INC COM COMMON STOCK 452327109 208 1143 SH SOLE 0 1143 0 0 ILLUMINA INC COM CALL 452327109 18 100 SH SOLE 0 100 0 0 INTEL CORP COM COMMON STOCK 458140100 656 17374 SH SOLE 0 17374 0 0 INTEL CORP COM CALL 458140100 38 1000 SH SOLE 0 1000 0 0 INTL BUSINESS MACHINES COMMON STOCK 459200101 814 5125 SH SOLE 0 5125 0 0 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 326 23120 SH SOLE 0 23120 0 0 ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF ETF 464288356 207 1711 SH SOLE 0 1711 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3464 15922 SH SOLE 0 15922 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 620 5030 SH SOLE 0 5030 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 597 5093 SH SOLE 0 5093 0 0 ISHARES MSCI EAFE ETF ETF 464287465 582 9846 SH SOLE 0 9846 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 318 6883 SH SOLE 0 6883 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1150 10202 SH SOLE 0 10202 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 203 1918 SH SOLE 0 1918 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1136 9146 SH SOLE 0 9146 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 451 4310 SH SOLE 0 4310 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 431 4539 SH SOLE 0 4539 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 405 3043 SH SOLE 0 3043 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1001 6469 SH SOLE 0 6469 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 580 14675 SH SOLE 0 14675 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 5476 46363 SH SOLE 0 46363 0 50 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 834 12524 SH SOLE 0 12524 0 0 JPMORGAN CHASE & CO COM CALL 46625H100 20 300 SH SOLE 0 300 0 0 KB HOME COM COMMON STOCK 48666K109 743 46109 SH SOLE 0 46109 0 0 KELLOGG CO COMMON STOCK 487836108 904 11671 SH SOLE 0 11671 0 0 KEYSIGHT TECHNOLOGIES INC COM COMMON STOCK 49338L103 238 7518 SH SOLE 0 7518 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1822 14441 SH SOLE 0 14441 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 1116 48243 SH SOLE 0 39700 0 8543 KINDER MORGAN INC DEL COM CALL 49456B101 23 1000 SH SOLE 0 1000 0 0 KKR & CO L P DEL COM UNITS MLP 48248M102 183 12865 SH SOLE 0 12740 0 125 KLX INC COM COMMON STOCK 482539103 590 16759 SH SOLE 0 16759 0 0 KNOWLES CORP COM COMMON STOCK 49926D109 279 19879 SH SOLE 0 19879 0 0 Kraft Heinz Co COMMON STOCK 500754106 1171 13085 SH SOLE 0 13085 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 736 30825 SH SOLE 0 30825 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 74 14244 SH SOLE 0 14244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 135 31291 SH SOLE 0 31291 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 419 5219 SH SOLE 0 5219 0 0 LILLY ELI & CO COM CALL 532457108 16 200 SH SOLE 0 200 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 236 984 SH SOLE 0 984 0 0 LOWES COS INC COM COMMON STOCK 548661107 215 2972 SH SOLE 0 2972 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1754 24798 SH SOLE 0 24798 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RE LP CALL 559080106 71 1000 SH SOLE 0 1000 0 0 MAGNEGAS CORP COM NEW COMMON STOCK 55939L202 11 16500 SH SOLE 0 16500 0 0 MALLINCKRODT PUB LTD CO SHS COMMON STOCK G5785G107 239 3427 SH SOLE 0 3427 0 0 MCDONALD'S CORP COMMON STOCK 580135101 673 5837 SH SOLE 0 5837 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1109 17769 SH SOLE 0 13574 0 4195 MICROSOFT CORP COMMON STOCK 594918104 4080 70839 SH SOLE 0 70839 0 0 MICROSOFT CORP CALL 594918104 12 200 SH SOLE 0 200 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 395 8988 SH SOLE 0 8988 0 0 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1482 103864 SH SOLE 0 13864 0 0 MOSAIC CO NEW COM COMMON STOCK 61945C103 259 10582 SH SOLE 0 4227 0 6355 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 464 6526 SH SOLE 0 6526 0 0 NAVIGATOR HOLDINGS LTD SHS COMMON STOCK Y62132108 78 10807 SH SOLE 0 200 0 10607 NETFLIX INC COM COMMON STOCK 64110L106 369 3743 SH SOLE 0 3743 0 0 NETFLIX INC COM CALL 64110L106 10 100 SH SOLE 0 100 0 0 NEWS CORP NEW CL B COMMON STOCK 65249B208 475 33436 SH SOLE 0 33436 0 0 NIKE INC CLASS B COMMON STOCK 654106103 207 3933 SH SOLE 0 3933 0 0 NORTHERN TR CORP COM COMMON STOCK 665859104 218 3202 SH SOLE 0 3202 0 0 NOVARTIS AG ADR ADR 66987V109 1044 13222 SH SOLE 0 13072 0 150 NOW INC COM COMMON STOCK 67011P100 222 10339 SH SOLE 0 10339 0 0 NUVECTRA CORP COM COMMON STOCK 67075N108 914 132020 SH SOLE 0 132020 0 0 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 228 15629 SH SOLE 0 15629 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT CEF 67070Y109 271 17615 SH SOLE 0 17615 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 323 4430 SH SOLE 0 4430 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 229 8322 SH SOLE 0 2590 0 5732 OGE ENERGY CORP COM COMMON STOCK 670837103 600 18985 SH SOLE 0 18985 0 0 ONEBEACON INSURANCE GROUP LTD CL A COMMON STOCK G67742109 712 49833 SH SOLE 0 49833 0 0 PAYCHEX INC COMMON STOCK 704326107 446 7707 SH SOLE 0 7707 0 0 PEPSICO INC COM COMMON STOCK 713448108 2134 19621 SH SOLE 0 19621 0 0 PFIZER INC COM COMMON STOCK 717081103 1152 34013 SH SOLE 0 28120 0 5893 PG&E CORP COM COMMON STOCK 69331C108 217 3547 SH SOLE 0 3547 0 0 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1299 13365 SH SOLE 0 13365 0 0 PHILLIPS 66 COMMON STOCK 718546104 1549 19231 SH SOLE 0 17618 0 1613 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 430 5661 SH SOLE 0 5661 0 0 POTLATCH CORP NEW COM REIT 737630103 734 18879 SH SOLE 0 18879 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 322 10253 SH SOLE 0 10253 0 0 POWERSHARES QQQ ETF ETF 73935A104 1419 11956 SH SOLE 0 11956 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 511 13125 SH SOLE 0 13125 0 0 PPL CORP COM COMMON STOCK 69351T106 2672 77297 SH SOLE 0 77297 0 0 PRAXAIR INC COMMON STOCK 74005P104 388 3208 SH SOLE 0 3208 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5279 58819 SH SOLE 0 58819 0 0 PUBLIC STORAGE COM COMMON STOCK 74460D109 287 1287 SH SOLE 0 1287 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 274 6554 SH SOLE 0 6554 0 0 QUALCOMM INC COMMON STOCK 747525103 1480 21599 SH SOLE 0 21599 0 0 QUALCOMM INC COM CALL 747525103 1370 20000 SH SOLE 0 20000 0 0 QUALCOMM INC COM PUT 747525103 274 4000 SH SOLE 0 4000 0 0 QUALCOMM INC COM PUT 747525103 274 4000 SH SOLE 0 4000 0 0 REALTY INCOME CORP COM REIT 756109104 2429 36290 SH SOLE 0 36290 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 709 9455 SH SOLE 0 9455 0 0 ROYAL CARIBBEAN CRUISES LTD COM CALL V7780T103 7 100 SH SOLE 0 100 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 511 9674 SH SOLE 0 9674 0 0 S&P GLOBAL INC COM COMMON STOCK 78409V104 622 4913 SH SOLE 0 4913 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 652 8285 SH SOLE 0 3000 0 5285 SCHWAB CHARLES CORP NEW COM COMMON STOCK 808513105 279 8828 SH SOLE 0 3313 0 5515 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 292 10148 SH SOLE 0 10148 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1666 32800 SH SOLE 0 32800 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 443 8572 SH SOLE 0 8572 0 0 SCIENCE APPLICATNS INTL CP NEW COM COMMON STOCK 808625107 233 3352 SH SOLE 0 3352 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1283 11968 SH SOLE 0 11968 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 747 141450 SH SOLE 0 141450 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1560 30413 SH SOLE 0 30413 0 0 SPDR S&P 500 ETF ETF 78462F103 1322 6110 SH SOLE 0 6110 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1332 15787 SH SOLE 0 15787 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1285 29413 SH SOLE 0 29413 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 464 8579 SH SOLE 0 8579 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 289 17185 SH SOLE 0 17185 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 210 7574 SH SOLE 0 1154 0 6420 SYSCO CORP COM Common Stock 871829107 495 10103 SH SOLE 0 10103 0 0 TARGET CORP COM COMMON STOCK 87612E106 260 3784 SH SOLE 0 3784 0 0 TASER INTL INC COM COMMON STOCK 87651B104 278 9715 SH SOLE 0 3035 0 6680 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 851 14922 SH SOLE 0 14922 0 0 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 204 8559 SH SOLE 0 8559 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 113 11231 SH SOLE 0 11231 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1130 24568 SH SOLE 0 24568 0 0 TIME INC NEW COM COMMON STOCK 887228104 377 26043 SH SOLE 0 26043 0 0 TOWN SPORTS INTL HLDGS INC COM COMMON STOCK 89214A102 36 11500 SH SOLE 0 11500 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 363 3316 SH SOLE 0 3316 0 0 UNITED TECHNOLOGIES CORP COM COMMON STOCK 913017109 393 3872 SH SOLE 0 3872 0 0 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 283 2022 SH SOLE 0 2022 0 0 US BANCORP DEL COM NEW COMMON STOCK 902973304 413 9631 SH SOLE 0 9631 0 0 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1682 34342 SH SOLE 0 34342 0 0 VALERO ENERGY CORP NEW COM COMMON STOCK 91913Y100 350 6612 SH SOLE 0 6612 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 336 6750 SH SOLE 0 6750 0 0 VANECK VECTORS INVESTMENT GRADE FLOATING ETF 92189F486 306 12287 SH SOLE 0 12287 0 0 VANGUARD CONSUMER STAPLES FUND ETF 92204A207 435 3180 SH SOLE 0 3180 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 286 3406 SH SOLE 0 3406 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 378 8325 SH SOLE 0 8325 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 352 9418 SH SOLE 0 9418 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 220 5847 SH SOLE 0 5847 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 644 8932 SH SOLE 0 8932 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 224 1857 SH SOLE 0 1857 0 0 VANGUARD REIT ETF ETF 922908553 342 3945 SH SOLE 0 3945 0 0 VANGUARD S&P 500 ETF ETF 922908363 1624 8171 SH SOLE 0 8171 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 214 2651 SH SOLE 0 2651 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 291 2382 SH SOLE 0 2382 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1581 18789 SH SOLE 0 18789 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 253 4519 SH SOLE 0 4519 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 3027 27191 SH SOLE 0 27191 0 0 VANGUARD VALUE ETF ETF 922908744 229 2636 SH SOLE 0 2636 0 0 VECTRUS INC COM COMMON STOCK 92242T101 360 23639 SH SOLE 0 23639 0 0 VENTAS INC COM REIT 92276F100 533 7540 SH SOLE 0 7540 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3123 60088 SH SOLE 0 60088 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 169 55200 SH SOLE 0 55200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 475 5744 SH SOLE 0 5744 0 0 VISA INC COM CL A CALL 92826C839 17 200 SH SOLE 0 200 0 0 VMWARE INC CL A COM COMMON STOCK 928563402 336 4582 SH SOLE 0 4582 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADR 92857W308 232 7960 SH SOLE 0 7960 0 0 W P CAREY INC COM REIT 92936U109 303 4700 SH SOLE 0 4700 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 459 5694 SH SOLE 0 5694 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 755 10465 SH SOLE 0 10465 0 0 WEATHERFORD INTL PLC ORD SHS COMMON STOCK G48833100 70 12463 SH SOLE 0 12463 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 496 8290 SH SOLE 0 8290 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 1260 28465 SH SOLE 0 28465 0 0 WELLS FARGO & CO NEW COM CALL 949746101 22 500 SH SOLE 0 500 0 0 WELLTOWER INC COM COMMON STOCK 95040Q104 1585 21198 SH SOLE 0 21198 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 302 5325 SH SOLE 0 5325 0 0 WEYERHAEUSER CO COM REIT 962166140 706 22119 SH SOLE 0 22119 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 741 13792 SH SOLE 0 13792 0 0 ZEDGE INC CL B COMMON STOCK 98923T104 1167 341110 SH SOLE 0 341110 0 0