Managing Director

0001666179-16-000014.txt : 20160811 0001666179-16-000014.hdr.sgml : 20160811 20160811152105 ACCESSION NUMBER: 0001666179-16-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 161824388 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 06-30-2016 06-30-2016 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 08-11-2016 0 296 208286 false INFORMATION TABLE 2 20162ndqtrlwa1.xml 3M CO COMMON STOCK 88579Y101 4826 27556 SH SOLE 0 27556 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 413 15000 SH SOLE 0 15000 0 0 ABBOTT LABS COMMON STOCK 002824100 455 11581 SH SOLE 0 11581 0 0 ABBVIE INC COMMON STOCK 00287Y109 924 14932 SH SOLE 0 14932 0 0 ABM INDS INC COM STOCK 000957100 324 8882 SH SOLE 0 8882 0 0 ALERIAN MLP ETF 00162Q866 275 21608 SH SOLE 0 21608 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 255 1105 SH SOLE 0 940 0 165 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 1222 1766 SH SOLE 0 1746 0 20 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 2565 64291 SH SOLE 0 64291 0 0 ALTISOURCE PORTFOLIO SOLNS SA COMMON STOCK L0175J104 457 16415 SH SOLE 0 16415 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 160 17397 SH SOLE 0 17397 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2414 35007 SH SOLE 0 35007 0 0 AMAZON COM INC COMMON STOCK 023135106 696 973 SH SOLE 0 973 0 0 AMAZON COM INC CALL 023135106 716 1000 SH SOLE 0 1000 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1772 25287 SH SOLE 0 25287 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 295 4858 SH SOLE 0 4858 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 212 11348 SH SOLE 0 11348 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1800 38539 SH SOLE 0 38539 0 0 AMERIPRISE FINL INC COM COMMON STOCK 03076C106 213 2376 SH SOLE 0 2376 0 0 AMGEN INC COMMON STOCK 031162100 753 4950 SH SOLE 0 3204 0 1746 AMGEN INC CALL 031162100 15 100 SH SOLE 0 100 0 0 ANNALY CAP MGMT INC COMMON STOCK 035710409 182 16474 SH SOLE 0 16473 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 388 3554 SH SOLE 0 3554 0 0 APPLE INC COMMON STOCK 037833100 6870 71867 SH SOLE 0 67207 0 4660 APPLE INC CALL 037833100 10 100 SH SOLE 0 100 0 0 APPLE INC CALL 037833100 239 2500 SH SOLE 0 2500 0 0 APPLE INC CALL 037833100 96 1000 SH SOLE 0 1000 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 347 8090 SH SOLE 0 2948 0 5142 ASHFORD HOSPITALITY PRIME INC REIT 044102101 200 14130 SH SOLE 0 14130 0 0 AT&T INC COMMON STOCK 00206R102 3635 84129 SH SOLE 0 84129 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 287 3128 SH SOLE 0 3128 0 0 AVISTA CORP COMMON STOCK 05379B107 1732 38663 SH SOLE 0 38663 0 0 BANK AMER CORP 7.25% CNV PFD CONVERTIBLE 060505682 233 195 SH SOLE 0 195 0 0 BANK AMER CORP COMMON STOCK 060505104 568 42783 SH SOLE 0 42783 0 0 BANK AMER CORP CALL 060505104 33 2500 SH SOLE 0 2500 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 418 8535 SH SOLE 0 8535 0 0 BAARRICK GOLD CORP COM COMMON STOCK 067901108 86 4007 SH SOLE 0 3607 0 400 BARRICK GOLD CORP COM CALL 067901108 192 9000 SH SOLE 0 9000 0 0 BARRICK GOLD CORP COM CALL 067901108 53 2500 SH SOLE 0 2500 0 0 BARRICK GOLD CORP COM CALL 067901108 64 3000 SH SOLE 0 3000 0 0 BARRICK GOLD CORP COM CALL 067901108 43 2000 SH SOLE 0 2000 0 0 BCE INC COM NEW COMMON STOCK 060505104 1939 40979 SH SOLE 0 41818 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 845 5839 SH SOLE 0 5839 0 0 BIOGEN INC COM COMMON STOCK 09062X103 265 1096 SH SOLE 0 1096 0 0 BIOGEN INC COM CALL 09062X103 48 200 SH SOLE 0 200 0 0 BIOGEN INC COM CALL 09062X103 24 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 24 100 SH SOLE 0 100 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 243 14650 SH SOLE 0 14650 0 0 BLACKROCK TAX MUNICIPAL BOND TRUST CEF 09248X100 376 15430 SH SOLE 0 15430 0 0 BLACKSTONE GROUP LP MLP 09253U108 237 9665 SH SOLE 0 1765 0 7900 BLUEROCK RESIDENTIAL GRW REIT COM CL A REIT 09627J102 161 12400 SH SOLE 0 12400 0 0 BOEING CO COM COMMON STOCK 097023105 419 3228 SH SOLE 0 3227 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 558 7580 SH SOLE 0 7580 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1403 31000 SH SOLE 0 31000 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN MLP G16249107 215 9590 SH SOLE 0 9590 0 0 CALAVO GROWERS INC COM COMMON STOCK 128246105 386 5763 SH SOLE 0 5763 0 0 CALLAWAY GOLF CO COM COMMON STOCK 131193104 229 22435 SH SOLE 0 22435 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 281 6361 SH SOLE 0 6637 0 0 CELGENE CORP COM COMMON STOCK 151020104 354 3591 SH SOLE 0 3591 0 0 CELGENE CORP COM CALL 151020104 10 100 SH SOLE 0 100 0 0 CERNER CORP COM COMMON STOCK 156782104 224 3816 SH SOLE 0 592 0 3224 CHEVRON CORP NEW COM COMMON STOCK 166764100 4511 43034 SH SOLE 0 42184 0 850 CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 86 214 SH SOLE 0 214 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 40 100 SH SOLE 0 100 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 40 100 SH SOLE 0 100 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 81 200 SH SOLE 0 200 0 0 CISCO SYS INC COMMON STOCK 17275R102 2047 71337 SH SOLE 0 71337 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 396 9341 SH SOLE 0 2891 0 6450 CLEARBRIDGE AMERN ENERG MLP FD COM CEF 184691103 117 13550 SH SOLE 0 13550 0 0 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 413 25949 SH SOLE 0 25949 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 208 15916 SH SOLE 0 15916 0 0 CLOROX CO COMMON STOCK 189054109 271 1955 SH SOLE 0 1960 0 0 COCA COLA CO COM COMMON STOCK 191216100 1507 33252 SH SOLE 0 33564 0 0 COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 273 3732 SH SOLE 0 3732 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 382 5857 SH SOLE 0 5707 0 150 CONOCOPHILLIPS COM COMMON STOCK 20825C104 454 10418 SH SOLE 0 5934 0 4484 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4591 57079 SH SOLE 0 57079 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1669 10091 SH SOLE 0 10091 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 2915 52853 SH SOLE 0 52853 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 264 2132 SH SOLE 0 265 0 1867 CORNING INC COM COMMON STOCK 219350105 210 10240 SH SOLE 0 10240 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 406 2588 SH SOLE 0 2588 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 444 4640 SH SOLE 0 4640 0 0 DEERE & CO COM COMMON STOCK 244199105 249 3073 SH SOLE 0 505 0 2568 DIAGEO PLC ADR 25243Q205 1190 10538 SH SOLE 0 10538 0 0 DIGITAL RLTY TR INC COM REIT 253868103 530 4871 SH SOLE 0 4871 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 1158 11841 SH SOLE 0 11841 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 10 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 20 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 30 300 SH SOLE 0 300 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 20 200 SH SOLE 0 200 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 265 9910 SH SOLE 0 9910 0 0 DOW CHEM CO COM COMMON STOCK 260543103 343 6900 SH SOLE 0 6900 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 367 40450 SH SOLE 0 40450 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 392 6050 SH SOLE 0 6050 0 0 DUFF & PHELPS GLB UTL INC FD COM CEF 26433C105 235 14797 SH SOLE 0 14797 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 392 6050 SH SOLE 0 6050 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1611 18775 SH SOLE 0 18775 0 0 EDGEWELL PERS CARE CO COM COMMON STOCK 28035Q102 260 3075 SH SOLE 0 3075 0 0 EDISON INTL COM COMMON STOCK 281020107 489 6302 SH SOLE 0 6322 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 901 17269 SH SOLE 0 17269 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 496 34522 SH SOLE 0 34522 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 229 6023 SH SOLE 0 6023 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 501 17116 SH SOLE 0 17116 0 0 EPR PPTYS PFD C CNV 5.75% REIT 26884U208 473 15390 SH SOLE 0 15390 0 0 EXPRESS SCRIPTS HLDG CO COM COMMON STOCK 30219G108 434 5730 SH SOLE 0 5730 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2430 25918 SH SOLE 0 25914 0 4 FACEBOOK INC CL A COMMON STOCK 30303M102 1073 9386 SH SOLE 0 9361 0 25 FACEBOOK INC CL A CALL 30303M102 114 1000 SH SOLE 0 1000 0 0 FEDEX CORP COM COMMON STOCK 31428X106 307 2021 SH SOLE 0 2021 0 0 FIDELITY NATL INFORMATION SVCS COM COMMON STOCK 31620M106 213 2890 SH SOLE 0 2890 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 249 14155 SH SOLE 0 905 0 13250 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 582 12909 SH SOLE 0 12909 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 299 15734 SH SOLE 0 15734 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 261 5673 SH SOLE 0 5673 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 205 7620 SH SOLE 0 7620 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 559 44466 SH SOLE 0 44466 0 0 FORD MTR CO DEL COM PAR $0.02 CALL 345370860 15 1200 SH SOLE 0 1200 0 0 FRONTIER COMMUNICATIONS CORP COM COMMON STOCK 35906A108 61 12399 SH SOLE 0 12399 0 0 FTD COS INC COM COMMON STOCK 30281V108 682 27325 SH SOLE 0 27325 0 0 GAS NAT INC COM COMMON STOCK 367204104 474 60750 SH SOLE 0 60750 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 5642 179235 SH SOLE 0 169574 0 9661 GENERAL MTRS CO COM COMMON STOCK 37045V100 431 15236 SH SOLE 0 15236 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 1218 12034 SH SOLE 0 12034 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 714 8555 SH SOLE 0 5245 0 3310 GILEAD SCIENCES INC COM CALL 375558103 8 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM CALL 375558103 25 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 17 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 25 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 17 200 SH SOLE 0 200 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1123 25921 SH SOLE 0 25921 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 212 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 13 10700 SH SOLE 0 10700 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 205 4832 SH SOLE 0 4832 0 0 GOOGLE INC COMMON STOCK 02079K305 812 1154 SH SOLE 0 721 0 433 GRAN TIERRA ENERGY INC COM COMMON STOCK 38500T101 34 10000 SH SOLE 0 10000 0 0 HCP INC COM REIT 40414L109 871 24628 SH SOLE 0 24628 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 230 3201 SH SOLE 0 3201 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 816 6390 SH SOLE 0 6390 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 305 2625 SH SOLE 0 2625 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 380 3651 SH SOLE 0 3651 0 0 ILLUMINA INC COM COMMON STOCK 452327109 189 1343 SH SOLE 0 1343 0 0 ILLUMINA INC COM CALL 452327109 14 100 SH SOLE 0 100 0 0 ILLUMINA INC COM CALL 452327109 14 100 SH SOLE 0 100 0 0 INTEL CORP COM COMMON STOCK 458140100 601 18326 SH SOLE 0 18326 0 0 INTL BUSINESS MACHINES COMMON STOCK 459200101 782 5150 SH SOLE 0 5150 0 0 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 344 23120 SH SOLE 0 23120 0 0 ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF ETF 464288356 209 1711 SH SOLE 0 1711 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3513 16690 SH SOLE 0 16690 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 634 5167 SH SOLE 0 5167 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 567 4925 SH SOLE 0 4925 0 0 ISHARES MSCI EAFE ETF ETF 464287465 585 10489 SH SOLE 0 10489 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 296 6883 SH SOLE 0 6883 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1165 10226 SH SOLE 0 10226 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1149 9996 SH SOLE 0 9996 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 419 4310 SH SOLE 0 4310 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 422 4539 SH SOLE 0 4539 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 390 3043 SH SOLE 0 3043 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1146 7672 SH SOLE 0 7672 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 530 13291 SH SOLE 0 13291 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 5712 47093 SH SOLE 0 47043 0 50 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 802 12906 SH SOLE 0 12906 0 0 JPMORGAN CHASE & CO COM CALL 46625H100 19 300 SH SOLE 0 300 0 0 KB HOME COM COMMON STOCK 48666K109 761 50000 SH SOLE 0 50000 0 0 KELLOGG CO COMMON STOCK 487836108 967 11844 SH SOLE 0 11844 0 0 KEYSIGHT TECHNOLOGIES INC COM COMMON STOCK 49338L103 219 7518 SH SOLE 0 7518 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1997 14523 SH SOLE 0 14523 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 991 52926 SH SOLE 0 43926 0 9000 KKR & CO L P DEL COM UNITS MLP 48248M102 168 13615 SH SOLE 0 13490 0 125 KLX INC COM COMMON STOCK 482539103 533 17181 SH SOLE 0 17181 0 0 KNOWLES CORP COM COMMON STOCK 49926D109 275 20104 SH SOLE 0 20104 0 0 Kraft Heinz Co COMMON STOCK 500754106 1231 13917 SH SOLE 0 13917 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 709 30075 SH SOLE 0 30075 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 72 14244 SH SOLE 0 14244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 120 29291 SH SOLE 0 29291 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 432 5485 SH SOLE 0 5485 0 0 LILLY ELI & CO COM CALL 532457108 16 200 SH SOLE 0 200 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 227 915 SH SOLE 0 915 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1906 25080 SH SOLE 0 25080 0 0 MAGNEGAS CORP COM NEW COMMON STOCK 55939L202 8 13500 SH SOLE 0 13500 0 0 MALLINCKRODT PUB LTD CO SHS COMMON STOCK G5785G107 208 3427 SH SOLE 0 3427 0 0 MCDONALD'S CORP COMMON STOCK 580135101 719 5972 SH SOLE 0 5972 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1160 20129 SH SOLE 0 14614 0 5515 MICROSOFT CORP COMMON STOCK 594918104 3566 69683 SH SOLE 0 69683 0 0 MICROSOFT CORP CALL 594918104 10 200 SH SOLE 0 200 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 430 9459 SH SOLE 0 9459 0 0 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 2019 152239 SH SOLE 0 152239 0 0 MOSAIC CO NEW COM COMMON STOCK 61945C103 295 11274 SH SOLE 0 4589 0 6685 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 485 6526 SH SOLE 0 6526 0 0 NETFLIX INC COM COMMON STOCK 64110L106 354 3871 SH SOLE 0 3871 0 0 NETFLIX INC COM CALL 64110L106 9 100 SH SOLE 0 100 0 0 NEWS CORP NEW CL B COMMON STOCK 65249B208 417 35693 SH SOLE 0 35693 0 0 NIKE INC CLASS B COMMON STOCK 654106103 244 4417 SH SOLE 0 4417 0 0 NORTHERN TR CORP COM COMMON STOCK 665859104 212 3202 SH SOLE 0 3202 0 0 NOVARTIS AG ADR ADR 66987V109 1092 13238 SH SOLE 0 13238 0 0 NOW INC COM COMMON STOCK 67011P100 200 11024 SH SOLE 0 11024 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT CEF 67070Y109 280 17615 SH SOLE 0 17615 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 340 4501 SH SOLE 0 4501 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 261 8752 SH SOLE 0 2870 0 5882 OGE ENERGY CORP COM COMMON STOCK 670837103 622 18985 SH SOLE 0 18985 0 0 ONEBEACON INSURANCE GROUP LTD CL A COMMON STOCK G67742109 688 49833 SH SOLE 0 49833 0 0 PAYCHEX INC COMMON STOCK 704326107 465 7807 SH SOLE 0 7807 0 0 PEPSICO INC COM COMMON STOCK 713448108 2080 19630 SH SOLE 0 19630 0 0 PFIZER INC COM COMMON STOCK 717081103 1224 34767 SH SOLE 0 27142 0 7625 PG&E CORP COM COMMON STOCK 69331C108 227 3547 SH SOLE 0 3547 0 0 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1476 14511 SH SOLE 0 14511 0 0 PHILLIPS 66 COMMON STOCK 718546104 1589 20025 SH SOLE 0 18058 0 1967 PIEDMONT NAT GAS INC COM COMMON STOCK 720186105 202 3356 SH SOLE 0 3356 0 0 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 459 5661 SH SOLE 0 5661 0 0 POTLATCH CORP NEW COM REIT 737630103 640 18769 SH SOLE 0 18769 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 323 10273 SH SOLE 0 10273 0 0 POWERSHARES QQQ ETF ETF 73935A104 1213 11275 SH SOLE 0 11275 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 421 11000 SH SOLE 0 11000 0 0 PPL CORP COM COMMON STOCK 69351T106 2760 73122 SH SOLE 0 73122 0 0 PRAXAIR INC COMMON STOCK 74005P104 361 3208 SH SOLE 0 3208 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5083 60032 SH SOLE 0 60032 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF ETF 74347W254 535 56770 SH SOLE 0 56770 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF CALL 74347W254 5 500 SH SOLE 0 500 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF CALL 74347W254 9 1000 SH SOLE 0 1000 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF CALL 74347W254 9 1000 SH SOLE 0 1000 0 0 PUBLIC STORAGE COM COMMON STOCK 74460D109 278 1089 SH SOLE 0 1089 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 311 6664 SH SOLE 0 6664 0 0 QUALCOMM INC COMMON STOCK 747525103 1187 22153 SH SOLE 0 22153 0 0 QUALCOMM INC COM CALL 747525103 1071 20000 SH SOLE 0 20000 0 0 RADIUS HEALTH INC COM NEW CALL 750469207 3 100 SH SOLE 0 100 0 0 RAYONIER ADVANCED MATLS INC COM COMMON STOCK 75508B104 308 22670 SH SOLE 0 22670 0 0 REALTY INCOME CORP COM REIT 756109104 2536 36560 SH SOLE 0 36560 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 642 9555 SH SOLE 0 9555 0 0 ROYAL CARIBBEAN CRUISES LTD COM CALL V7780T103 7 100 SH SOLE 0 100 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 569 10164 SH SOLE 0 10164 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 709 8963 SH SOLE 0 3478 0 5485 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 279 10299 SH SOLE 0 10299 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1612 31638 SH SOLE 0 31638 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 449 9025 SH SOLE 0 9025 0 0 SCIENCE APPLICATNS INTL CP NEW COM COMMON STOCK 808625107 239 4088 SH SOLE 0 4088 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1328 11644 SH SOLE 0 11644 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 798 141450 SH SOLE 0 141450 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1624 30276 SH SOLE 0 30276 0 0 SPDR S&P 500 ETF ETF 78462F103 1196 5711 SH SOLE 0 5711 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1311 15627 SH SOLE 0 15627 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1393 29516 SH SOLE 0 29516 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 515 9015 SH SOLE 0 9015 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 297 17185 SH SOLE 0 17185 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 214 7729 SH SOLE 0 1309 0 6420 SYSCO CORP COM Common Stock 871829107 555 10929 SH SOLE 0 10954 0 0 TARGET CORP COM COMMON STOCK 87612E106 267 3826 SH SOLE 0 3826 0 0 TASER INTL INC COM COMMON STOCK 87651B104 256 10293 SH SOLE 0 3365 0 6928 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 834 14567 SH SOLE 0 14567 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 107 11235 SH SOLE 0 11235 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1237 24633 SH SOLE 0 24633 0 0 TIME INC NEW COM COMMON STOCK 887228104 429 26051 SH SOLE 0 26051 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 203 2626 SH SOLE 0 2626 0 0 TOWN SPORTS INTL HLDGS INC COM COMMON STOCK 89214A102 31 11500 SH SOLE 0 11500 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 327 3040 SH SOLE 0 3040 0 0 UNITED TECHNOLOGIES CORP COM COMMON STOCK 913017109 399 3890 SH SOLE 0 3890 0 0 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 271 1921 SH SOLE 0 1921 0 0 US BANCORP DEL COM NEW COMMON STOCK 902973304 389 9641 SH SOLE 0 9641 0 0 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1752 33382 SH SOLE 0 33382 0 0 VALERO ENERGY CORP NEW COM COMMON STOCK 91913Y100 366 7182 SH SOLE 0 7182 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 330 6785 SH SOLE 0 6785 0 0 VANGUARD CONSUMER STAPLES FUND ETF 92204A207 334 2367 SH SOLE 0 2367 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 283 3398 SH SOLE 0 3398 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 356 8314 SH SOLE 0 8314 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 331 9359 SH SOLE 0 9359 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 205 5825 SH SOLE 0 5825 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 638 8925 SH SOLE 0 8925 0 0 VANGUARD REIT ETF ETF 922908553 378 4259 SH SOLE 0 4259 0 0 VANGUARD S&P 500 ETF ETF 922908363 1252 6516 SH SOLE 0 6516 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 216 2662 SH SOLE 0 2662 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 264 2281 SH SOLE 0 2281 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1248 14808 SH SOLE 0 14808 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 237 4257 SH SOLE 0 4257 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 2985 27856 SH SOLE 0 27856 0 0 STRATASYS LTD SHS CALL M85548101 10 400 SH SOLE 0 400 0 0 VANGUARD VALUE ETF ETF 922908744 224 2636 SH SOLE 0 2636 0 0 VECTRUS INC COM COMMON STOCK 92242T101 742 26035 SH SOLE 0 26035 0 0 VENTAS INC COM REIT 92276F100 550 7554 SH SOLE 0 7554 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3562 63789 SH SOLE 0 58341 0 5448 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 213 53200 SH SOLE 0 53200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 441 5950 SH SOLE 0 5950 0 0 VISA INC COM CL A CALL 92826C839 15 200 SH SOLE 0 200 0 0 VMWARE INC CL A COM COMMON STOCK 928563402 266 4646 SH SOLE 0 4646 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADR 92857W308 250 8106 SH SOLE 0 8106 0 0 VUZIX CORP COM NEW COMMON STOCK 92921W300 125 16500 SH SOLE 0 16500 0 0 W P CAREY INC COM REIT 92936U109 330 4750 SH SOLE 0 4750 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 383 4594 SH SOLE 0 4594 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 658 9011 SH SOLE 0 9011 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 543 8308 SH SOLE 0 8308 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 1181 24962 SH SOLE 0 24962 0 0 WELLS FARGO & CO NEW COM CALL 949746101 24 500 SH SOLE 0 500 0 0 WELLTOWER INC COM COMMON STOCK 95040Q104 1624 21317 SH SOLE 0 21317 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 299 5325 SH SOLE 0 5325 0 0 WEYERHAEUSER CO COM REIT 962166140 293 9847 SH SOLE 0 9847 0 0 WHITEWAVE FOODS CO COM COMMON STOCK 966244105 281 5979 SH SOLE 0 5979 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 664 13142 SH SOLE 0 13142 0 0 WISDOMTREE MIDCAP DIVIDEND ETF 97717W505 205 2292 SH SOLE 0 2292 0 0