Managing Director

0001666179-16-000010.txt : 20160706 0001666179-16-000010.hdr.sgml : 20160706 20160706143721 ACCESSION NUMBER: 0001666179-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 EFFECTIVENESS DATE: 20160706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 161753426 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 03-31-2016 03-31-2016 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 07-06-2016 0 357 199335 false INFORMATION TABLE 2 2016firstquarterlwa.xml 3M CO COMMON STOCK 88579Y101 4296 25782 SH SOLE 0 25782 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 448 16000 SH SOLE 0 16000 0 0 ABBOTT LABS COMMON STOCK 002824100 263 6290 SH SOLE 0 6290 0 0 ABBVIE INC COMMON STOCK 00287Y109 844 14776 SH SOLE 0 14776 0 0 ABM INDS INC COM STOCK 000957100 299 9242 SH SOLE 0 9242 0 0 ADVANCE AUTO PARTS INC COM CALL 00751Y106 16 100 SH SOLE 0 100 0 0 AKORN INC COM CALL 009728106 9 400 SH SOLE 0 400 0 0 ALERIAN MLP ETF 00162Q866 238 21808 SH SOLE 0 21808 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 58 731 SH SOLE 0 731 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS CALL 01609W102 16 200 SH SOLE 0 200 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS CALL 01609W102 16 200 SH SOLE 0 200 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS CALL 01609W102 16 200 SH SOLE 0 200 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 297 1107 SH SOLE 0 1107 0 0 ALPHABET INC CAP STK CL A COMMON STOCK 02079K305 1018 1335 SH SOLE 0 1335 0 0 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 1377 1849 SH SOLE 0 1849 0 0 ALPHABET INC CAP STK CL C CALL 02079K107 74 100 SH SOLE 0 100 0 0 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 2509 64460 SH SOLE 0 64460 0 0 ALTISOURCE PORTFOLIO SOLNS SA COMMON STOCK L0175J104 352 14580 SH SOLE 0 14580 0 0 ALTISOURCE RESIDENTIAL CORP CL B COMMON STOCK 02153W100 205 17072 SH SOLE 0 17072 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2165 34559 SH SOLE 0 34559 0 0 AMAZON COM INC COMMON STOCK 023135106 686 1155 SH SOLE 0 1155 0 0 AMAZON COM INC CALL 023135106 119 200 SH SOLE 0 200 0 0 AMAZON COM INC CALL 023135106 59 100 SH SOLE 0 100 0 0 AMBARELLA INC SHS CALL G037AX101 13 300 SH SOLE 0 300 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1658 24971 SH SOLE 0 24971 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 252 4108 SH SOLE 0 4108 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 212 11348 SH SOLE 0 11348 0 0 AMERICAN MIDSTREAM PARTNERS LP COMMON STOCK 02752P100 156 22600 SH SOLE 0 22600 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1669 38389 SH SOLE 0 38389 0 0 AMERIPRISE FINL INC COM COMMON STOCK 03076C106 214 2276 SH SOLE 0 2276 0 0 AMGEN INC COMMON STOCK 031162100 694 4628 SH SOLE 0 4628 0 0 AMGEN INC CALL 031162100 15 100 SH SOLE 0 100 0 0 ANNALY CAP MGMT INC COMMON STOCK 035710409 169 16464 SH SOLE 0 16464 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 371 3554 SH SOLE 0 3554 0 0 APPLE INC COMMON STOCK 037833100 8056 73913 SH SOLE 0 73913 0 0 APPLE INC CALL 037833100 11 100 SH SOLE 0 100 0 0 APPLE INC CALL 037833100 109 1000 SH SOLE 0 1000 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 209 5744 SH SOLE 0 5744 0 0 ARM HLDGS PLC SPONSORED ADR CALL 042068106 13 300 SH SOLE 0 300 0 0 ASHFORD HOSPITALITY PRIME INC REIT 044102101 155 13255 SH SOLE 0 13255 0 0 AT&T INC COMMON STOCK 00206R102 3042 77670 SH SOLE 0 77670 0 0 AUTOHOME INC SP ADR RP CL A CALL 05278C107 11 400 SH SOLE 0 400 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 290 3232 SH SOLE 0 3232 0 0 AVISTA CORP COMMON STOCK 05379B107 1607 39398 SH SOLE 0 39398 0 0 BANK AMER CORP COMMON STOCK 060505104 526 38933 SH SOLE 0 38933 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 427 8735 SH SOLE 0 8735 0 0 BARRICK GOLD CORP COM CALL 067901108 27 2000 SH SOLE 0 2000 0 0 BARRICK GOLD CORP COM CALL 067901108 14 1000 SH SOLE 0 1000 0 0 BCE INC COM NEW COMMON STOCK 060505104 1904 41818 SH SOLE 0 41818 0 0 BECTON DICKINSON & CO COM COMMON STOCK 075887109 1202 7916 SH SOLE 0 7916 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 601 4234 SH SOLE 0 4234 0 0 BIOGEN INC COM COMMON STOCK 09062X103 325 1249 SH SOLE 0 1249 0 0 BIOGEN INC COM CALL 09062X103 26 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 26 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 26 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 26 100 SH SOLE 0 100 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 177 11000 SH SOLE 0 11000 0 0 BLACKSTONE GROUP LP MLP 09253U108 271 9665 SH SOLE 0 9665 0 0 BLUEROCK RESIDENTIAL GRW REIT COM CL A REIT 09627J102 109 10000 SH SOLE 0 10000 0 0 BOEING CO COM COMMON STOCK 097023105 349 2745 SH SOLE 0 2745 0 0 BOEING CO COM CALL 097023105 13 100 SH SOLE 0 100 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN MLP 106776107 10 18300 SH SOLE 0 18300 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 420 6570 SH SOLE 0 6570 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1243 29515 SH SOLE 0 29515 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN MLP G16249107 234 10097 SH SOLE 0 10097 0 0 CABOT OIL & GAS CORP COM CALL 127097103 7 300 SH SOLE 0 300 0 0 CALAVO GROWERS INC COM COMMON STOCK 128246105 341 5974 SH SOLE 0 5974 0 0 CALIFORNIA RES CORP COM COMMON STOCK 13057Q107 70 68248 SH SOLE 0 68248 0 0 CALLAWAY GOLF CO COM COMMON STOCK 131193104 212 23235 SH SOLE 0 23235 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 350 6637 SH SOLE 0 6637 0 0 CELGENE CORP COM COMMON STOCK 151020104 342 3419 SH SOLE 0 3419 0 0 CELGENE CORP COM CALL 151020104 50 500 SH SOLE 0 500 0 0 CELGENE CORP COM CALL 151020104 20 200 SH SOLE 0 200 0 0 CELGENE CORP COM CALL 151020104 10 100 SH SOLE 0 100 0 0 CHESAPEAKE ENERGY CORP COM CALL 165167107 1 200 SH SOLE 0 200 0 0 CHEVRON CORP NEW COM COMMON STOCK 166764100 4274 44806 SH SOLE 0 44806 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 47 100 SH SOLE 0 100 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 47 100 SH SOLE 0 100 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 94 200 SH SOLE 0 200 0 0 CISCO SYS INC COMMON STOCK 17275R102 1979 69495 SH SOLE 0 69495 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 395 9450 SH SOLE 0 9450 0 0 CLEARBRIDGE AMERN ENERG MLP FD COM CEF 184691103 95 13550 SH SOLE 0 13550 0 0 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 352 25949 SH SOLE 0 25949 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 179 15916 SH SOLE 0 15916 0 0 CLOROX CO COMMON STOCK 189054109 247 1960 SH SOLE 0 1960 0 0 COCA COLA CO COM COMMON STOCK 191216100 1557 33564 SH SOLE 0 33564 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 366 5993 SH SOLE 0 5993 0 0 CONOCOPHILLIPS COM COMMON STOCK 20825C104 356 8842 SH SOLE 0 8842 0 0 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4454 58129 SH SOLE 0 58129 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1580 10456 SH SOLE 0 10456 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 895 16877 SH SOLE 0 16877 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 231 2057 SH SOLE 0 2057 0 0 CORNING INC COM COMMON STOCK 219350105 217 10378 SH SOLE 0 10378 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 395 2505 SH SOLE 0 2505 0 0 CVR REFNG LP COMUNIT REP LT MLP 12663P107 124 10300 SH SOLE 0 10300 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 353 3405 SH SOLE 0 3405 0 0 DEERE & CO COM COMMON STOCK 244199105 289 3749 SH SOLE 0 3749 0 0 DELTA AIR LINES INC DEL COM NEW CALL 247361702 15 300 SH SOLE 0 300 0 0 DIAGEO PLC ADR 25243Q205 1149 10655 SH SOLE 0 10655 0 0 DIGITAL RLTY TR INC COM REIT 253868103 437 4935 SH SOLE 0 4935 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 1252 12610 SH SOLE 0 12610 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 30 300 SH SOLE 0 300 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 20 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 10 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 20 200 SH SOLE 0 200 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 261 9819 SH SOLE 0 9819 0 0 DOW CHEM CO COM COMMON STOCK 260543103 319 6275 SH SOLE 0 6275 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 344 40450 SH SOLE 0 40450 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 384 6063 SH SOLE 0 6063 0 0 DUFF & PHELPS GLB UTL INC FD COM CEF 26433C105 235 14797 SH SOLE 0 14797 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1525 18903 SH SOLE 0 18903 0 0 EATON CORP PLC SHS COMMON STOCK G29183103 772 12338 SH SOLE 0 12338 0 0 EDGEWELL PERS CARE CO COM COMMON STOCK 28035Q102 248 3075 SH SOLE 0 3075 0 0 EDISON INTL COM COMMON STOCK 281020107 454 6322 SH SOLE 0 6322 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 786 14455 SH SOLE 0 14455 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 256 35942 SH SOLE 0 35942 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 630 19472 SH SOLE 0 19472 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD MLP 29336U107 276 22869 SH SOLE 0 22869 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 291 11823 SH SOLE 0 11823 0 0 EPR PPTYS PFD C CNV 5.75% REIT 26884U208 400 15390 SH SOLE 0 15390 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2097 25086 SH SOLE 0 25086 0 0 FACEBOOK INC CL A COMMON STOCK 30303M102 946 8289 SH SOLE 0 8289 0 0 FACEBOOK INC CL A CALL 30303M102 23 200 SH SOLE 0 200 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 242 14495 SH SOLE 0 14495 0 0 FINANCIAL SELECT SECSTOR SPDR FUND ETF 81369Y605 61 2700 SH SOLE 0 2700 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 461 10326 SH SOLE 0 10326 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 254 13620 SH SOLE 0 13620 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 280 6210 SH SOLE 0 6210 0 0 FIRST TRUST SMALL CAP VALUE ALPHADEX FUND ETF 33737M409 216 7615 SH SOLE 0 7615 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 211 8204 SH SOLE 0 8204 0 0 FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS ADR 344419106 204 2120 SH SOLE 0 2120 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 514 38081 SH SOLE 0 38081 0 0 FORD MTR CO DEL COM PAR $0.02 CALL 345370860 16 1200 SH SOLE 0 1200 0 0 FTD COS INC COM COMMON STOCK 30281V108 718 27350 SH SOLE 0 27350 0 0 GAS NAT INC COM COMMON STOCK 367204104 474 60750 SH SOLE 0 60750 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 5258 165404 SH SOLE 0 165404 0 0 GENERAL MTRS CO COM COMMON STOCK 37045V100 435 13836 SH SOLE 0 13836 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 904 9100 SH SOLE 0 9100 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 526 5727 SH SOLE 0 5727 0 0 GILEAD SCIENCES INC COM CALL 375558103 10 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM CALL 375558103 18 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 28 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 28 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 18 200 SH SOLE 0 200 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1090 26892 SH SOLE 0 26892 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 206 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 16 10700 SH SOLE 0 10700 0 0 GOPRO INC CL A CALL 38268T103 6 500 SH SOLE 0 500 0 0 GRAN TIERRA ENERGY INC COM COMMON STOCK 38500T101 25 10000 SH SOLE 0 10000 0 0 GUGGENHEIM S&P 500 TOP 50 ETF ETF 78355W205 218 1500 SH SOLE 0 1500 0 0 HCP INC COM REIT 40414L109 921 28275 SH SOLE 0 28275 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 256 3776 SH SOLE 0 3776 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 819 6139 SH SOLE 0 6139 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 321 2867 SH SOLE 0 2867 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 332 3203 SH SOLE 0 3203 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 375 3656 SH SOLE 0 3656 0 0 ILLUMINA INC COM CALL 452327109 16 100 SH SOLE 0 100 0 0 ILLUMINA INC COM CALL 452327109 16 100 SH SOLE 0 100 0 0 IMAX CORP COM CALL 45245E109 12 400 SH SOLE 0 400 0 0 INTEL CORP COM COMMON STOCK 458140100 609 18837 SH SOLE 0 18837 0 0 INTL BUSINESS MACHINES COMMON STOCK 459200101 852 5623 SH SOLE 0 5623 0 0 INVESCO LTD SHS CALL G491BT108 3 100 SH SOLE 0 100 0 0 ISHARES 20+ YEAR TREASURY BOND ETF ETF 464287432 400 3062 SH SOLE 0 3062 0 0 ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF ETF 464288356 204 1711 SH SOLE 0 1711 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3490 16888 SH SOLE 0 16888 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 773 6507 SH SOLE 0 6507 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 481 4356 SH SOLE 0 4356 0 0 ISHARES MSCI EAFE ETF ETF 464287465 543 9492 SH SOLE 0 9492 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 309 6883 SH SOLE 0 6883 0 0 ISHARES MSCI EUROZONE ETF ETF 464286608 241 7000 SH SOLE 0 7000 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1148 10278 SH SOLE 0 10278 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF ETF 464287374 248 8344 SH SOLE 0 8344 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1173 10606 SH SOLE 0 10606 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 402 4310 SH SOLE 0 4310 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND CALLL 464287556 26 100 SH SOLE 0 100 0 0 ISHARES MSCI SOUTH KOREA CAPPED ETF CALL 464286772 16 300 SH SOLE 0 300 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 206 2640 SH SOLE 0 2640 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 428 4755 SH SOLE 0 4755 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 384 3097 SH SOLE 0 3097 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1168 8099 SH SOLE 0 8099 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 281 3443 SH SOLE 0 3443 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 580 14858 SH SOLE 0 14858 0 0 JAZZ PHARMACEUTICALS PLC SHS USD COMMON STOCK G50871105 212 1505 SH SOLE 0 1505 0 0 JAZZ PHARMACEUTICALS PLC SHS USD CALL G50871105 13 100 SH SOLE 0 100 0 0 JETBLUE AIRWAYS CORP COM CALL 477143101 2 100 SH SOLE 0 100 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 5101 47144 SH SOLE 0 47144 0 0 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 813 13727 SH SOLE 0 13727 0 0 JPMORGAN CHASE & CO COM CALL 46625H100 6 100 SH SOLE 0 100 0 0 KELLOGG CO COMMON STOCK 487836108 918 11993 SH SOLE 0 11993 0 0 KEYSIGHT TECHNOLOGIES INC COM COMMON STOCK 49338L103 212 7658 SH SOLE 0 7658 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 2073 15412 SH SOLE 0 15412 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 949 53136 SH SOLE 0 53136 0 0 KKR & CO L P DEL COM UNITS MLP 48248M102 157 10720 SH SOLE 0 10720 0 0 KLX INC COM COMMON STOCK 482539103 554 17251 SH SOLE 0 17251 0 0 KNOWLES CORP COM COMMON STOCK 49926D109 265 20104 SH SOLE 0 20104 0 0 Kraft Heinz Co COMMON STOCK 500754106 1100 13999 SH SOLE 0 13999 0 0 LANDS END INC NEW COM COMMON STOCK 51509F105 254 9954 SH SOLE 0 9954 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 519 20515 SH SOLE 0 20515 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 71 14244 SH SOLE 0 14244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 119 29291 SH SOLE 0 29291 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 395 5485 SH SOLE 0 5485 0 0 LILLY ELI & CO COM CALL 532457108 14 200 SH SOLE 0 200 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 299 1349 SH SOLE 0 1349 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1667 24226 SH SOLE 0 24226 0 0 MAGNEGAS CORP COM NEW COMMON STOCK 55939L202 14 13500 SH SOLE 0 13500 0 0 MALLINCKRODT PUB LTD CO SHS COMMON STOCK G5785G107 209 3411 SH SOLE 0 3411 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT MLP 573331105 347 17300 SH SOLE 0 17300 0 0 MCDONALD'S CORP COMMON STOCK 580135101 775 6170 SH SOLE 0 6170 0 0 MERCK & CO INC COMMON STOCK 58933Y105 951 17981 SH SOLE 0 17981 0 0 MERCK & CO INC CALL 58933Y105 16 300 SH SOLE 0 300 0 0 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 82 10060 SH SOLE 0 10060 0 0 MICRON TECHNOLOGY INC COM CALL 595112103 8 800 SH SOLE 0 800 0 0 MICROSOFT CORP COMMON STOCK 594918104 2597 47021 SH SOLE 0 47021 0 0 MICROSOFT CORP CALL 594918104 11 200 SH SOLE 0 200 0 0 MOBILEYE N V AMSTELVEEN ORD SHS CALL N51488117 7 200 SH SOLE 0 200 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 386 9619 SH SOLE 0 9619 0 0 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1848 155439 SH SOLE 0 155439 0 0 MOSAIC CO NEW COM COMMON STOCK 61945C103 324 11988 SH SOLE 0 11988 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 505 7066 SH SOLE 0 7066 0 0 NETFLIX INC COM COMMON STOCK 64110L106 456 4462 SH SOLE 0 4462 0 0 NETFLIX INC COM CALL 64110L106 10 100 SH SOLE 0 100 0 0 NETFLIX INC COM CALL 64110L106 20 200 SH SOLE 0 200 0 0 NEWMONT MINING CORP COM CALL 651639106 40 1500 SH SOLE 0 1500 0 0 NEWMONT MINING CORP COM CALL 651639106 27 1000 SH SOLE 0 1000 0 0 NEWS CORP NEW CL B COMMON STOCK 65249B208 473 35693 SH SOLE 0 35693 0 0 NIKE INC CLASS B COMMON STOCK 654106103 206 3345 SH SOLE 0 3345 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART MLP 665826103 495 21000 SH SOLE 0 21000 0 0 NOVARTIS AG ADR ADR 66987V109 970 13389 SH SOLE 0 13389 0 0 NOW INC COM COMMON STOCK 67011P100 218 12308 SH SOLE 0 12308 0 0 NUSTAR ENERGY LP UNIT COM MLP 67058H102 457 11305 SH SOLE 0 11305 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT CEF 67070Y109 265 17615 SH SOLE 0 17615 0 0 NXP SEMICONDUCTORS N V COM CALL N6596X109 8 100 SH SOLE 0 100 0 0 NXP SEMICONDUCTORS N V COM CALL N6596X109 16 200 SH SOLE 0 200 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 310 4534 SH SOLE 0 4534 0 0 OCCIDENTAL PETE CORP DEL COM CALL 674599105 7 100 SH SOLE 0 100 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 298 8952 SH SOLE 0 8952 0 0 OGE ENERGY CORP COM COMMON STOCK 670837103 479 16720 SH SOLE 0 16720 0 0 ONEBEACON INSURANCE GROUP LTD CL A COMMON STOCK G67742109 687 53993 SH SOLE 0 53993 0 0 ORACLE CORP COM COMMON STOCK 68389X105 564 13775 SH SOLE 0 13775 0 0 PAYCHEX INC COMMON STOCK 704326107 423 7838 SH SOLE 0 7838 0 0 PEPSICO INC COM COMMON STOCK 713448108 1837 17923 SH SOLE 0 17923 0 0 PFIZER INC COM COMMON STOCK 717081103 954 32202 SH SOLE 0 32202 0 0 PG&E CORP COM COMMON STOCK 69331C108 209 3502 SH SOLE 0 3502 0 0 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1439 14669 SH SOLE 0 14669 0 0 PHILLIPS 66 COMMON STOCK 718546104 1661 19182 SH SOLE 0 19182 0 0 PIEDMONT NAT GAS INC COM COMMON STOCK 720186105 203 3399 SH SOLE 0 3399 0 0 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND ETF 72201R775 389 3691 SH SOLE 0 3691 0 0 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 425 5661 SH SOLE 0 5661 0 0 PIONEER NAT RES CO COM COMMON STOCK 723787107 308 2187 SH SOLE 0 2187 0 0 POTLATCH CORP NEW COM REIT 737630103 601 19088 SH SOLE 0 19088 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 310 10273 SH SOLE 0 10273 0 0 POWERSHARES QQQ ETF ETF 73935A104 1331 12190 SH SOLE 0 12190 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 408 11000 SH SOLE 0 11000 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 218 5400 SH SOLE 0 5400 0 0 PPL CORP COM COMMON STOCK 69351T106 2748 72183 SH SOLE 0 72183 0 0 PRAXAIR INC COMMON STOCK 74005P104 368 3213 SH SOLE 0 3213 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 4524 54965 SH SOLE 0 54965 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF ETF 74347W312 700 36191 SH SOLE 0 36191 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF CALL 74347W312 39 2000 SH SOLE 0 2000 0 0 PROSHARES ULTRASHORT 20+ YEAR TREASURY CA 74347B201 11 300 SH SOLE 0 300 0 0 PUBLIC STORAGE COM REIT 74460D109 246 893 SH SOLE 0 893 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 333 7055 SH SOLE 0 7055 0 0 QUALCOMM INC COMMON STOCK 747525103 1127 22036 SH SOLE 0 22036 0 0 QUALCOMM INC COM CALL 747525103 1023 20000 SH SOLE 0 20000 0 0 RADIUS HEALTH INC COM NEW CALL 750469207 3 100 SH SOLE 0 100 0 0 RADIUS HEALTH INC COM NEW CALL 750469207 3 100 SH SOLE 0 100 0 0 RAYONIER ADVANCED MATLS INC COM COMMON STOCK 75508B104 217 22870 SH SOLE 0 22870 0 0 REALTY INCOME CORP COM REIT 756109104 2323 37155 SH SOLE 0 37155 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 804 9781 SH SOLE 0 9781 0 0 ROYAL CARIBBEAN CRUISES LTD COM CALL V7780T103 25 300 SH SOLE 0 300 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 510 10374 SH SOLE 0 10374 0 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT MLP 80007A102 26 10000 SH SOLE 0 10000 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 612 8304 SH SOLE 0 8304 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 272 10028 SH SOLE 0 10028 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1670 32874 SH SOLE 0 32874 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 487 9974 SH SOLE 0 9974 0 0 SCHWAB U.S. REIT ETF ETF 808625107 221 4147 SH SOLE 0 4147 0 0 SCIENCE APPLICATNS INTL CP NEW COM COMMON STOCK 808625107 221 4147 SH SOLE 0 4147 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1682 16167 SH SOLE 0 16167 0 0 SHIRE PLC SPONSORED ADR CALL 82481R106 17 100 SH SOLE 0 100 0 0 SIGNET JEWELERS LIMITED SHS CALL G81276100 12 100 SH SOLE 0 100 0 0 SKYWORKS SOLUTIONS INC COM CALL 83088M102 8 100 SH SOLE 0 100 0 0 SKYWORKS SOLUTIONS INC COM CALL 83088M102 16 200 SH SOLE 0 200 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 738 143550 SH SOLE 0 143550 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1566 30265 SH SOLE 0 30265 0 0 SPDR GOLD SHARES ETF 78463V107 248 2104 SH SOLE 0 2104 0 0 SPDR NUVEEN BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 276 5604 SH SOLE 0 5604 0 0 SPDR S&P 500 ETF ETF 78462F103 1114 5422 SH SOLE 0 5422 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1266 15841 SH SOLE 0 15841 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1398 29048 SH SOLE 0 29048 0 0 SPLUNK INC COM CALL 848637104 10 200 SH SOLE 0 200 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 559 9363 SH SOLE 0 9363 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 272 17485 SH SOLE 0 17485 0 0 STRATASYS LTD SHS CALL M85548101 10 400 SH SOLE 0 400 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 253 9103 SH SOLE 0 9103 0 0 SYSCO CORP COM Common Stock 871829107 512 10954 SH SOLE 0 10954 0 0 TARGET CORP COM COMMON STOCK 87612E106 288 3504 SH SOLE 0 3504 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 955 19812 SH SOLE 0 19812 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 146 13145 SH SOLE 0 13145 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 148 22650 SH SOLE 0 22650 0 0 TESLA MTRS INC COM COMMON STOCK 88160R101 238 1037 SH SOLE 0 1037 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1138 21265 SH SOLE 0 21265 0 0 TIME INC NEW COM COMMON STOCK 887228104 403 26096 SH SOLE 0 26096 0 0 TOLL BROTHERS INC COM COMMON STOCK 889478103 426 14450 SH SOLE 0 14450 0 0 TOTAL SYS SVCS INC COM CALL 891906109 14 300 SH SOLE 0 300 0 0 TOYOTA MOTOR CORP SP ADR REP2COM CALL 891906109 21 200 SH SOLE 0 200 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 210 2676 SH SOLE 0 2676 0 0 TRIPADVISOR INC COM CALL 896945201 13 200 SH SOLE 0 200 0 0 TWITTER INC COM CALL 90184L102 7 400 SH SOLE 0 400 0 0 UNDER ARMOUR INC CL A CALL 904311107 16 200 SH SOLE 0 200 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 311 2949 SH SOLE 0 2949 0 0 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 288 2233 SH SOLE 0 2233 0 0 US BANCORP DEL COM NEW COMMON STOCK 902973304 277 6827 SH SOLE 0 6827 0 0 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1676 33782 SH SOLE 0 33782 0 0 VALEANT PHARMACEUTICALS INTL I COM CALL 91911K102 11 400 SH SOLE 0 400 0 0 VALEANT PHARMACEUTICALS INTL I COM CALL 91911K102 5 200 SH SOLE 0 200 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 334 7085 SH SOLE 0 7085 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 294 3617 SH SOLE 0 3617 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 360 8332 SH SOLE 0 8332 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 396 11041 SH SOLE 0 11041 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 205 5922 SH SOLE 0 5922 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 604 8748 SH SOLE 0 8748 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 318 2904 SH SOLE 0 2904 0 0 VANGUARD REIT ETF ETF 922908553 426 5082 SH SOLE 0 5082 0 0 VANGUARD S&P 500 ETF ETF 922908363 467 2479 SH SOLE 0 2479 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 242 3000 SH SOLE 0 3000 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 330 4125 SH SOLE 0 4125 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 286 2570 SH SOLE 0 2570 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 232 4245 SH SOLE 0 4245 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 3044 29042 SH SOLE 0 29042 0 0 VANGUARD VALUE ETF ETF 922908744 217 2636 SH SOLE 0 2636 0 0 VECTRUS INC COM COMMON STOCK 92242T101 595 26150 SH SOLE 0 26150 0 0 VENTAS INC COM REIT 92276F100 482 7660 SH SOLE 0 7660 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3544 65535 SH SOLE 0 65535 0 0 VERTEX PHARMACEUTICALS INC COM CALL 92532F100 8 100 SH SOLE 0 100 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 235 51200 SH SOLE 0 51200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 336 4393 SH SOLE 0 4393 0 0 VISA INC COM CL A CALL 92826C839 15 200 SH SOLE 0 200 0 0 VISA INC COM CL A CALL 92826C839 15 200 SH SOLE 0 200 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADR 92857W308 260 8106 SH SOLE 0 8106 0 0 VUZIX CORP COM NEW COMMON STOCK 92921W300 101 19000 SH SOLE 0 19000 0 0 W P CAREY INC COM REIT 92936U109 296 4750 SH SOLE 0 4750 0 0 WABCO HLDGS INC COM COMMON STOCK 92927K102 321 3000 SH SOLE 0 3000 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 533 7776 SH SOLE 0 7776 0 0 WEATHERFORD INTL PLC ORD SHS COMMON STOCK G48833100 78 10024 SH SOLE 0 10024 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 499 8308 SH SOLE 0 8308 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 891 18416 SH SOLE 0 18416 0 0 WELLS FARGO & CO NEW COM CALL 949746101 10 200 SH SOLE 0 200 0 0 WELLTOWER INC COM COMMON STOCK 95040Q104 1478 21319 SH SOLE 0 21319 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 290 5850 SH SOLE 0 5850 0 0 WHITEWAVE FOODS CO COM COMMON STOCK 966244105 253 6222 SH SOLE 0 6222 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 681 13117 SH SOLE 0 13117 0 0 WISDOMTREE INDIA EARNINGS FUND CALL 97717W422 8 500 SH SOLE 0 500 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND CALL 97717W851 13 300 SH SOLE 0 300 0 0 WISDOMTREE MIDCAP DIVIDEND ETF 97717W505 221 2748 SH SOLE 0 2748 0 0