Managing Director

0001666179-16-000008.txt : 20160311 0001666179-16-000008.hdr.sgml : 20160311 20160311124630 ACCESSION NUMBER: 0001666179-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 EFFECTIVENESS DATE: 20160311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 161500061 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 12-31-2015 12-31-2015 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 03-11-2016 0 360 190694 false INFORMATION TABLE 2 2015fourthquarterLWA___...xml 3M CO COMMON STOCK 88579Y101 3579 23761 SH SOLE 0 23761 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 372 16000 SH SOLE 0 16000 0 0 ABBOTT LABS COMMON STOCK 002824100 394 8783 SH SOLE 0 8783 0 0 ABBVIE INC COMMON STOCK 00287Y109 872 14714 SH SOLE 0 14714 0 0 ADVANCE AUTO PARTS INC COM CALL 00751Y106 15 100 SH SOLE 0 100 0 0 AKAMAI TECHNOLOGIES INC COM CALL 00971T101 11 200 SH SOLE 0 200 0 0 AKORN INC COM CALL 009728106 15 400 SH SOLE 0 400 0 0 ALERIAN MLP ETF 00162Q866 293 24308 SH SOLE 0 24308 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS CALL 01609W102 16 200 SH SOLE 0 200 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS CALL 01609W102 16 200 SH SOLE 0 200 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 354 1134 SH SOLE 0 969 0 165 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 1440 1898 SH SOLE 0 1878 0 20 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 2420 68080 SH SOLE 0 68080 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS L0175J104 376 13525 SH SOLE 0 13525 0 0 ALTISOURCE RESIDENTIAL CORP CL B COMMON STOCK 02153W100 227 18312 SH SOLE 0 18312 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2009 34515 SH SOLE 0 34515 0 0 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 45 24000 SH SOLE 0 24000 0 0 AMAZON COM INC COMMON STOCK 023135106 662 979 SH SOLE 0 979 0 0 AMAZON COM INC CALL 023135106 135 200 SH SOLE 0 200 0 0 AMAZON COM INC CALL 023135106 68 100 SH SOLE 0 100 0 0 AMBARELLA INC SHS CALL G037AX101 17 300 SH SOLE 0 300 0 0 AMERICAN AIRLS GROUP INC COM CALL 02376R102 13 300 SH SOLE 0 300 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1452 24913 SH SOLE 0 24913 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 370 5318 SH SOLE 0 5318 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 292 12278 SH SOLE 0 12278 0 0 AMERICAN MIDSTREAM PARTNERS LP COMMON STOCK 02752P100 191 23600 SH SOLE 0 23600 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1318 38455 SH SOLE 0 38455 0 0 AMGEN INC COMMON STOCK 031162100 802 4943 SH SOLE 0 3454 0 1488 AMGEN INC CALL 031162100 16 100 SH SOLE 0 100 0 0 ANNALY CAP MGMT INC COMMON STOCK 035710409 154 16454 SH SOLE 0 16454 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 327 3550 SH SOLE 0 3550 0 0 APPLE INC COMMON STOCK 037833100 7563 71850 SH SOLE 0 67725 0 4125 APPLE INC CALL 037833100 11 100 SH SOLE 0 100 0 0 APPLE INC CALL 037833100 105 1000 SH SOLE 0 1000 0 0 APPLE INC CALL 037833100 42 400 SH SOLE 0 400 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 202 5519 SH SOLE 0 1220 0 4299 ARM HLDGS PLC SPONSORED ADR CALL 042068106 14 300 SH SOLE 0 300 0 0 ARTESIAN RESOURCES CORP CL A COMMON STOCK 043113208 368 13270 SH SOLE 0 13270 0 0 ASHFORD HOSPITALITY PRIME INC COMMON STOCK 044102101 206 14210 SH SOLE 0 14210 0 0 AT&T INC COMMON STOCK 00206R102 2900 84268 SH SOLE 0 81017 0 3250 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 280 3307 SH SOLE 0 3307 0 0 AUTOHOME INC SP ADR RP CL A CALL 05278C107 14 400 SH SOLE 0 400 0 0 AVAGO TECHNOLOGIES LTD SHS CALL Y0486S104 15 100 SH SOLE 0 100 0 0 AVISTA CORP COMMON STOCK 05379B107 1389 39265 SH SOLE 0 39265 0 0 BANK AMER CORP COMMON STOCK 060505104 616 36610 SH SOLE 0 36610 0 0 BANK AMER CORP COM COMMON STOCK 060505104 17 1000 SH SOLE 0 1000 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 257 6355 SH SOLE 0 6355 0 0 BCE INC COM NEW COMMON STOCK 060505104 1646 42628 SH SOLE 0 42628 0 0 BECTON DICKINSON & CO COM COMMON STOCK 075887109 1236 8024 SH SOLE 0 8024 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 578 4379 SH SOLE 0 4379 0 0 BIOGEN INC COM COMMON STOCK 09062X103 397 1296 SH SOLE 0 1296 0 0 BIOGEN INC COM CALL 09062X103 31 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 31 100 SH SOLE 0 100 0 0 BIOGEN INC COM CALL 09062X103 31 100 SH SOLE 0 100 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 172 11000 SH SOLE 0 11000 0 0 BLACKSTONE GROUP LP MLP 09253U108 318 10865 SH SOLE 0 3765 0 7100 BOEING CO COM COMMON STOCK 097023105 414 2863 SH SOLE 0 2863 0 0 BOEING CO COM CALL 097023105 14 100 SH SOLE 0 100 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN MLP 106776107 12 18300 SH SOLE 0 18300 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 515 7491 SH SOLE 0 7491 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1163 30665 SH SOLE 0 30665 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN MLP G16249107 235 10097 SH SOLE 0 10097 0 0 CALIFORNIA RES CORP COM COMMON STOCK 13057Q107 241 103617 SH SOLE 0 103617 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 355 6511 SH SOLE 0 6511 0 0 CARNIVAL CORP PAIRED CTF CALL 143658300 16 300 SH SOLE 0 300 0 0 CELGENE CORP COM COMMON STOCK 151020104 345 2878 SH SOLE 0 2878 0 0 CELGENE CORP COM CALL 151020104 24 200 SH SOLE 0 200 0 0 CELGENE CORP COM CALL 151020104 12 100 SH SOLE 0 100 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT MLP 16411Q101 210 8043 SH SOLE 0 8043 0 0 CHESAPEAKE ENERGY CORP COM CALL 165167107 1 200 SH SOLE 0 200 0 0 CHEVRON CORP NEW COM COMMON STOCK 166764100 4010 44571 SH SOLE 0 43720 0 850 CHICAGO BRIDGE & IRON CO N V COM CALL 167250109 12 300 SH SOLE 0 300 0 0 CHIPOTLE MEXICAN GRILL INC COM CALL 169656105 96 200 SH SOLE 0 200 0 0 CISCO SYS INC COMMON STOCK 17275R102 1870 68860 SH SOLE 0 68860 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 573 11066 SH SOLE 0 5466 0 5600 CLEARBRIDGE AMERN ENERG MLP FD COM CEF 184691103 107 13050 SH SOLE 0 13050 0 0 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 394 25949 SH SOLE 0 25949 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 240 18928 SH SOLE 0 18928 0 0 CLOROX CO COMMON STOCK 189054109 391 3085 SH SOLE 0 3085 0 0 COCA COLA CO COM COMMON STOCK 191216100 1475 34337 SH SOLE 0 34336 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 338 5995 SH SOLE 0 5845 0 150 CONOCOPHILLIPS COM COMMON STOCK 20825C104 1198 25652 SH SOLE 0 21853 0 3799 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 3786 58904 SH SOLE 0 58904 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1627 11423 SH SOLE 0 11423 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 239 2202 SH SOLE 0 735 0 1467 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 519 3214 SH SOLE 0 3214 0 0 CVR REFNG LP COMUNIT REP LT MLP 12663P107 233 12300 SH SOLE 0 12300 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 348 3558 SH SOLE 0 3558 0 0 CYBERARK SOFTWARE LTD SHS CALL M2682V108 14 300 SH SOLE 0 300 0 0 DEERE & CO COM COMMON STOCK 244199105 292 3824 SH SOLE 0 1405 0 2419 DELTA AIR LINES INC DEL COM NEW CALL 247361702 15 300 SH SOLE 0 300 0 0 DIAGEO PLC ADR 25243Q205 1353 12408 SH SOLE 0 12408 0 0 DIGITAL RLTY TR INC COM REIT 253868103 380 5029 SH SOLE 0 5029 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 1235 11753 SH SOLE 0 11753 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 32 300 SH SOLE 0 300 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 21 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 11 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 21 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 21 200 SH SOLE 0 200 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 246 9729 SH SOLE 0 9728 0 0 DOW CHEM CO COM COMMON STOCK 260543103 318 6175 SH SOLE 0 6175 0 0 DOW CHEM CO COM CALL 260543103 10 200 SH SOLE 0 200 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 371 46030 SH SOLE 0 46030 0 0 DU PONT E I DE NEMOURS & CO COM COMMON STOCK 263534109 432 6479 SH SOLE 0 6479 0 0 DUFF & PHELPS GLB UTL INC FD COM CEF 26433C105 218 14797 SH SOLE 0 14797 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1279 17913 SH SOLE 0 17913 0 0 DUNKIN BRANDS GROUP INC COM COMMON STOCK 265504100 724 17010 SH SOLE 0 17010 0 0 DYCOM INDS INC COM CALL 267475101 14 200 SH SOLE 0 200 0 0 EATON CORP PLC SHS COMMON STOCK G29183103 647 12436 SH SOLE 0 12436 0 0 EDGEWELL PERS CARE CO COM COMMON STOCK 28035Q102 246 3144 SH SOLE 0 3144 0 0 EDISON INTL COM COMMON STOCK 281020107 371 6261 SH SOLE 0 6261 0 0 ELECTRONIC ARTS INC COM CALL 285512109 21 300 SH SOLE 0 300 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 701 14651 SH SOLE 0 14651 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 556 40502 SH SOLE 0 40502 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 691 20500 SH SOLE 0 20499 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD MLP 29336U107 380 22928 SH SOLE 0 22927 0 0 EPR PPTYS PFD C CNV 5.75% REIT 26884U208 357 14890 SH SOLE 0 14890 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1991 25548 SH SOLE 0 25543 0 4 EXXON MOBIL CORPORATION CALL 30231G102 39 500 SH SOLE 0 500 0 0 FACEBOOK INC CL A COMMON STOCK 30303M102 961 9179 SH SOLE 0 8979 0 200 FACEBOOK INC CL A CALL 30303M102 21 200 SH SOLE 0 200 0 0 FACEBOOK INC CL A CALL 30303M102 21 200 SH SOLE 0 200 0 0 FACEBOOK INC CL A CALL 30303M102 21 200 SH SOLE 0 200 0 0 FACEBOOK INC CL A CALL 30303M102 10 100 SH SOLE 0 100 0 0 FACEBOOK INC CL A CALL 30303M102 105 1000 SH SOLE 0 1000 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 298 14815 SH SOLE 0 3415 0 11400 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 579 13376 SH SOLE 0 13376 0 0 FIRST TRUST MID CAP VALUE ALPHADEX FUND ETF 33737M201 213 8051 SH SOLE 0 8051 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 298 15734 SH SOLE 0 15734 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 274 6210 SH SOLE 0 6209 0 0 FIRST TRUST SMALL CAP VALUE ALPHADEX FUND ETF 33737M409 206 7615 SH SOLE 0 7615 0 0 FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS ADR 344419106 213 2310 SH SOLE 0 2310 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 297 21105 SH SOLE 0 21105 0 0 FORD MTR CO DEL COM PAR $0.02 CALL 345370860 17 1200 SH SOLE 0 1200 0 0 FREEPORT-MCMORAN INC CL B CALL 35671D857 1 200 SH SOLE 0 200 0 0 FTD COS INC COM COMMON STOCK 30281V108 749 28625 SH SOLE 0 28625 0 0 GAS NAT INC COM COMMON STOCK 367204104 553 74250 SH SOLE 0 74250 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 5263 168963 SH SOLE 0 158743 0 10220 GENERAL MTRS CO COM COMMON STOCK 37045V100 394 11587 SH SOLE 0 11587 0 0 GENERAL MTRS CO COM CALL 37045V100 10 300 SH SOLE 0 300 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 740 8619 SH SOLE 0 8619 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 747 7387 SH SOLE 0 4407 0 2980 GILEAD SCIENCES INC COM CALL 375558103 10 100 SH SOLE 0 100 0 0 GILEAD SCIENCES INC COM CALL 375558103 20 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 30 300 SH SOLE 0 300 0 0 GILEAD SCIENCES INC COM CALL 375558103 20 200 SH SOLE 0 200 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1178 29192 SH SOLE 0 29191 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 201 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 15 10700 SH SOLE 0 10700 0 0 GOOGLE INC COMMON STOCK 02079K305 1015 1304 SH SOLE 0 902 0 402 GOPRO INC CL A CALL 38268T103 9 500 SH SOLE 0 500 0 0 GRAN TIERRA ENERGY INC COM COMMON STOCK 38500T101 22 10000 SH SOLE 0 10000 0 0 HCP INC COM REIT 40414L109 1039 27175 SH SOLE 0 27174 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 276 3837 SH SOLE 0 3837 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD MLP 428337109 88 14900 SH SOLE 0 14900 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 825 6241 SH SOLE 0 6241 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 332 3203 SH SOLE 0 3202 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 359 3872 SH SOLE 0 3872 0 0 ILLUMINA INC COM CALL 452327109 19 100 SH SOLE 0 100 0 0 IMAX CORP COM CALL 45245E109 14 400 SH SOLE 0 400 0 0 INPHI CORP COM CALL 45772F107 14 500 SH SOLE 0 500 0 0 INTEL CORP COM COMMON STOCK 458140100 687 19938 SH SOLE 0 19938 0 0 INTL BUSINESS MACHINES COMMON STOCK 459200101 810 5886 SH SOLE 0 5885 0 0 INVESCO LTD SHS CALL G491BT108 3 100 SH SOLE 0 100 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 967 8735 SH SOLE 0 8735 0 0 ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF ETF 464288356 277 2348 SH SOLE 0 2348 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2967 14481 SH SOLE 0 14481 0 0 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BOND ETF ETF 464289271 219 7992 SH SOLE 0 7992 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 824 7228 SH SOLE 0 7228 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 421 3981 SH SOLE 0 3981 0 0 ISHARES MSCI EAFE ETF ETF 464287465 398 6773 SH SOLE 0 6773 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 291 6260 SH SOLE 0 6260 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 207 2120 SH SOLE 0 2120 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1288 11437 SH SOLE 0 11437 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 426 4637 SH SOLE 0 4637 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 381 4306 SH SOLE 0 4306 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 3205 21105 SH SOLE 0 3205 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 750 5383 SH SOLE 0 5383 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 259 3443 SH SOLE 0 3443 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 499 12848 SH SOLE 0 12847 0 0 JAZZ PHARMACEUTICALS PLC SHS USD COMMON STOCK G50871105 212 1505 SH SOLE 0 1505 0 0 JAZZ PHARMACEUTICALS PLC SHS USD CALL G50871105 14 100 SH SOLE 0 100 0 0 JETBLUE AIRWAYS CORP COM CALL 477143101 2 100 SH SOLE 0 100 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 4950 48193 SH SOLE 0 48092 0 100 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 1035 15671 SH SOLE 0 15671 0 0 JPMORGAN CHASE & CO COM CALL 46625H100 7 100 SH SOLE 0 100 0 0 KELLOGG CO COMMON STOCK 487836108 905 12518 SH SOLE 0 12517 0 0 KEYSIGHT TECHNOLOGIES INC COM COMMON STOCK 49338L103 238 8408 SH SOLE 0 8408 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1947 15292 SH SOLE 0 15292 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 826 55360 SH SOLE 0 55360 0 7400 KINDER MORGAN INC CALL 49456B101 15 1000 SH SOLE 0 1000 0 0 KKR & CO L P DEL COM UNITS MLP 48248M102 172 11020 SH SOLE 0 10595 0 425 KLX INC COM COMMON STOCK 482539103 573 18625 SH SOLE 0 18625 0 0 KNOWLES CORP COM COMMON STOCK 49926D109 319 23897 SH SOLE 0 23897 0 0 Kraft Heinz Co COMMON STOCK 500754106 1010 13876 SH SOLE 0 13876 0 0 LANDS END INC NEW COM COMMON STOCK 51509F105 262 11194 SH SOLE 0 11194 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 473 18818 SH SOLE 0 18818 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 76 14244 SH SOLE 0 14244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 124 26976 SH SOLE 0 26976 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 517 6138 SH SOLE 0 6138 0 0 LINN ENERGY LLC UNIT LTD LIAB MLP 536020100 69 53246 SH SOLE 0 53246 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 352 1623 SH SOLE 0 1622 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1719 25306 SH SOLE 0 25305 0 0 MAGNEGAS CORP COM NEW COMMON STOCK 55939L202 22 13500 SH SOLE 0 13500 0 0 MALLINCKRODT PUB LTD CO SHS COMMON STOCK G5785G107 306 4095 SH SOLE 0 4095 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT MLP 573331105 375 17300 SH SOLE 0 17300 0 0 MASTERCARD INC CL A CALL 57636Q104 19 200 SH SOLE 0 200 0 0 MCDONALD'S CORP COMMON STOCK 580135101 712 6025 SH SOLE 0 6024 0 0 MERCK & CO INC COMMON STOCK 58933Y105 983 18618 SH SOLE 0 13753 0 4865 MERCK & CO INC CALL 58933Y105 16 300 SH SOLE 0 300 0 0 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 77 10060 SH SOLE 0 10060 0 0 MICRON TECHNOLOGY INC COM CALL 595112103 11 800 SH SOLE 0 800 0 0 MICROSOFT CORP COMMON STOCK 594918104 2554 46033 SH SOLE 0 46033 0 0 MICROSOFT CORP CALL 594918104 11 200 SH SOLE 0 200 0 0 MOBILEYE N V AMSTELVEEN ORD SHS CALL N51488117 8 200 SH SOLE 0 200 0 0 MOLYCORP INC DEL COM COMMON STOCK 608753109 1 44633 SH SOLE 0 44633 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 477 10631 SH SOLE 0 10631 0 0 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1687 161239 SH SOLE 0 161239 0 0 MOSAIC CO NEW COM COMMON STOCK 61945C103 344 12480 SH SOLE 0 7630 0 4850 MYLAN N V EUR CALL N59465109 11 200 SH SOLE 0 200 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 566 8139 SH SOLE 0 8139 0 0 NETEASE INC SPONSORED ADR CALL 64110W102 18 100 SH SOLE 0 100 0 0 NETEASE INC SPONSORED ADR CALL 64110W102 18 100 SH SOLE 0 100 0 0 NETFLIX INC COM COMMON STOCK 64110L106 452 3951 SH SOLE 0 3951 0 0 NETFLIX INC COM CALL 64110L106 11 100 SH SOLE 0 100 0 0 NETFLIX INC COM CALL 64110L106 34 300 SH SOLE 0 300 0 0 NEWS CORP NEW CL B COMMON STOCK 65249B208 537 38443 SH SOLE 0 38443 0 0 NIKE INC CLASS B COMMON STOCK 654106103 220 3521 SH SOLE 0 3520 0 0 NIKE INC CLASS B CALL 654106103 13 200 SH SOLE 0 200 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART MLP 665826103 601 23239 SH SOLE 0 23238 0 0 NOVARTIS AG ADR ADR 66987V109 1269 14748 SH SOLE 0 14698 0 0 NOW INC COM COMMON STOCK 67011P100 228 14416 SH SOLE 0 14416 0 0 NUCOR CORP COM CALL 670346105 12 300 SH SOLE 0 300 0 0 NUSTAR ENERGY LP UNIT COM MLP 67058H102 456 11366 SH SOLE 0 11365 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT CEF 67070Y109 292 20615 SH SOLE 0 20615 0 0 NXP SEMICONDUCTORS N V COM CALL N6596X109 8 100 SH SOLE 0 100 0 0 NXP SEMICONDUCTORS N V COM CALL N6596X109 17 200 SH SOLE 0 200 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 333 4932 SH SOLE 0 4932 0 0 OCCIDENTAL PETE CORP DEL COM CALL 674599105 7 100 SH SOLE 0 100 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 352 9370 SH SOLE 0 4175 0 5195 ODYSSEY MARINE EXPLORATION INC COM COMMON STOCK 676118102 9 33394 SH SOLE 0 33394 0 0 ONEBEACON INSURANCE GROUP LTD CL A COMMON STOCK G67742109 702 56553 SH SOLE 0 56553 0 0 ORACLE CORP COM COMMON STOCK 68389X105 525 14374 SH SOLE 0 6312 0 8062 PAYCHEX INC COMMON STOCK 704326107 420 7949 SH SOLE 0 7949 0 0 PEPSICO INC COM COMMON STOCK 713448108 1917 19184 SH SOLE 0 19184 0 0 PFIZER INC COM COMMON STOCK 717081103 1077 33370 SH SOLE 0 26495 0 6875 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1177 13387 SH SOLE 0 13386 0 0 PHILLIPS 66 COMMON STOCK 718546104 1490 18215 SH SOLE 0 17027 0 1188 PHILLIPS 67 CALL 718546104 16 200 SH SOLE 0 200 0 0 PIEDMONT NAT GAS INC COM COMMON STOCK 720186105 205 3599 SH SOLE 0 3599 0 0 PIMCO STRATEGIC INCOME FD INC COM CEF 72200X104 93 10400 SH SOLE 0 10400 0 0 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 365 5661 SH SOLE 0 5661 0 0 PIONEER NAT RES CO COM COMMON STOCK 723787107 451 3594 SH SOLE 0 3594 0 0 POTLATCH CORP NEW COM REIT 737630103 577 19088 SH SOLE 0 19088 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 299 10315 SH SOLE 0 10315 0 0 POWERSHARES DWA MOMENTUM PORTFOLIO CALL 73935X153 12 300 SH SOLE 0 300 0 0 POWERSHARES QQQ ETF ETF 73935A104 1135 10142 SH SOLE 0 10142 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 367 11000 SH SOLE 0 11000 0 0 PPL CORP COM COMMON STOCK 69351T106 2512 73597 SH SOLE 0 73597 0 0 PRAXAIR INC COMMON STOCK ??? 74005P104 424 4136 SH SOLE 0 4136 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 4403 55444 SH SOLE 0 55443 0 0 PUBLIC STORAGE COM REIT 74460D109 241 973 SH SOLE 0 973 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 297 7679 SH SOLE 0 7678 0 0 QUALCOMM INC COMMON STOCK 747525103 1084 21691 SH SOLE 0 21691 0 0 QUESTAR CORP COM COMMON STOCK 748356102 812 41700 SH SOLE 0 41700 0 0 RADIUS HEALTH INC COM NEW CALL 750469207 6 100 SH SOLE 0 100 0 0 RADIUS HEALTH INC COM NEW CALL 750469207 6 100 SH SOLE 0 100 0 0 RAYONIER ADVANCED MATLS INC COM COMMON STOCK 75508B104 239 24440 SH SOLE 0 24440 0 0 RAYTHEON CO COM NEW CALL 755111507 12 100 SH SOLE 0 100 0 0 RAYTHEON CO COM NEW CALL 755111507 12 100 SH SOLE 0 100 0 0 REALTY INCOME CORP COM REIT 756109104 1922 37231 SH SOLE 0 37230 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 982 9699 SH SOLE 0 9699 0 0 ROYAL CARIBBEAN CRUISES LTD COM CALL V7780T103 30 300 SH SOLE 0 300 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 529 11491 SH SOLE 0 11491 0 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT MLP 80007A102 30 10000 SH SOLE 0 10000 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 619 8875 SH SOLE 0 4232 0 4643 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 282 10232 SH SOLE 0 10232 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1768 35056 SH SOLE 0 35056 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 527 10841 SH SOLE 0 10840 0 0 SCIENCE APPLICATNS INTL CP NEW COM COMMON STOCK 808625107 233 5081 SH SOLE 0 5081 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1600 17015 SH SOLE 0 17015 0 0 SHIRE PLC SPONSORED ADR CALL 82481R106 21 100 SH SOLE 0 100 0 0 SIGNET JEWELERS LIMITED SHS CALL G81276100 12 100 SH SOLE 0 100 0 0 SKECHERS U S A INC CL A CALL 830566105 15 500 SH SOLE 0 500 0 0 SKYWORKS SOLUTIONS INC COM CALL 83088M102 8 100 SH SOLE 0 100 0 0 SKYWORKS SOLUTIONS INC COM CALL 83088M102 15 200 SH SOLE 0 200 0 0 SKYWORKS SOLUTIONS INC COM CALL 83088M102 8 100 SH SOLE 0 100 0 0 SOPHIRIS BIO INC COM NEW COMMON STOCK 83578Q209 151 84600 SH SOLE 0 84600 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 924 150050 SH SOLE 0 150050 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1479 31613 SH SOLE 0 31613 0 0 SOUTHERN COPPER CORP COM COMMON STOCK 84265V105 217 8299 SH SOLE 0 8299 0 0 SPDR S&P 500 ETF ETF 78462F103 787 3859 SH SOLE 0 3859 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1165 15841 SH SOLE 0 15841 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1368 28677 SH SOLE 0 28676 0 0 SPLUNK INC COM CALL 848637104 12 200 SH SOLE 0 200 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 514 8568 SH SOLE 0 8567 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 283 20285 SH SOLE 0 20285 0 0 SUNEDISON INC COM Common Stock 86732Y109 95 18600 SH SOLE 0 9600 0 9000 SYNAPTICS INC COM CALL 87157D109 16 200 SH SOLE 0 200 0 0 SYSCO CORP COM Common Stock 871829107 511 12461 SH SOLE 0 12460 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR CALL 874039100 9 400 SH SOLE 0 400 0 0 TARGET CORP COM COMMON STOCK 87612E106 309 4249 SH SOLE 0 4249 0 0 TATA MTRS LTD SPONSORED ADR CALL 876568502 15 500 SH SOLE 0 500 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 1030 20726 SH SOLE 0 20726 0 0 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 230 7769 SH SOLE 0 7769 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 170 15380 SH SOLE 0 15380 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 142 22419 SH SOLE 0 22418 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 552 8408 SH SOLE 0 8408 0 0 THE ADT CORPORATION COM COMMON STOCK 00101J106 596 18068 SH SOLE 0 18068 0 0 TIME INC NEW COM COMMON STOCK 887228104 420 26810 SH SOLE 0 26810 0 0 TOLL BROTHERS INC COM COMMON STOCK 889478103 481 14450 SH SOLE 0 14450 0 0 TOTAL SYS SVCS INC COM CALL 891906109 15 300 SH SOLE 0 300 0 0 TOYOTA MOTOR CORP SP ADR REP2COM CALL 891906109 25 200 SH SOLE 0 200 0 0 TRANSGENOMIC INC COM NEW COMMON STOCK 89365K305 32 29604 SH SOLE 0 29604 0 0 TRIBUNE PUBG CO COM COMMON STOCK 896082104 174 18842 SH SOLE 0 18842 0 0 TRIPADVISOR INC COM CALL 896945201 17 200 SH SOLE 0 200 0 0 ULTA SALON COSMETCS & FRAG INC COM CALL 90384S303 19 100 SH SOLE 0 100 0 0 UNDER ARMOUR INC CL A COMMON STOCK 904311107 327 4051 SH SOLE 0 4051 0 0 UNDER ARMOUR INC CL A CALL 904311107 16 200 SH SOLE 0 200 0 0 UNDER ARMOUR INC CL A CALL 904311107 16 200 SH SOLE 0 200 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 1356 14089 SH SOLE 0 14089 0 0 United Technologies Corp COMMON STOCK 913017109 211 2197 SH SOLE 0 2197 0 0 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 299 2543 SH SOLE 0 2543 0 0 US BANCORP DEL COM NEW COMMON STOCK 902973304 306 7180 SH SOLE 0 7180 0 0 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 710 16409 SH SOLE 0 16409 0 0 VALERO ENERGY CORP NEW COM CALL 91913Y100 14 200 SH SOLE 0 200 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 328 7085 SH SOLE 0 7085 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 221 2848 SH SOLE 0 2847 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 370 8515 SH SOLE 0 8514 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 200 5454 SH SOLE 0 5454 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 393 5893 SH SOLE 0 5893 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 315 2912 SH SOLE 0 2911 0 0 VANGUARD REIT ETF ETF 922908553 405 5081 SH SOLE 0 5080 0 0 VANGUARD S&P 500 ETF ETF 922908363 374 1998 SH SOLE 0 1998 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 239 3000 SH SOLE 0 3000 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 478 4319 SH SOLE 0 4319 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 224 4237 SH SOLE 0 4237 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 3040 29149 SH SOLE 0 29148 0 0 VANGUARD VALUE ETF ETF 922908744 221 2714 SH SOLE 0 2713 0 0 VECTRUS INC COM COMMON STOCK 92242T101 601 28765 SH SOLE 0 28765 0 0 VENTAS INC COM REIT 92276F100 295 5220 SH SOLE 0 5220 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3052 66033 SH SOLE 0 56873 0 9160 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 126 48900 SH SOLE 0 48900 0 0 VISA INC COM CL A COMMON STOCK 92826C839 507 6541 SH SOLE 0 6541 0 0 VISA INC COM CL A CALL 92826C839 16 200 SH SOLE 0 200 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADR 92857W308 301 9325 SH SOLE 0 9325 0 0 VUZIX CORP COM NEW COMMON STOCK 92921W300 144 19000 SH SOLE 0 19000 0 0 W P CAREY INC COM REIT 92936U109 280 4750 SH SOLE 0 4750 0 0 WABCO HLDGS INC COM COMMON STOCK 92927K102 307 3000 SH SOLE 0 3000 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 446 7275 SH SOLE 0 7275 0 0 WEATHERFORD INTL PLC ORD SHS COMMON STOCK G48833100 85 10105 SH SOLE 0 9505 0 600 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 1166 21452 SH SOLE 0 21452 0 0 WELLS FARGO & CO NEW COM CALL 949746101 11 200 SH SOLE 0 200 0 0 WELLTOWER INC COM COMMON STOCK 95040Q104 1461 21474 SH SOLE 0 21474 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 254 6000 SH SOLE 0 6000 0 0 WISCONSIN ENERGY CORP COMMON STOCK 92939U106 383 7458 SH SOLE 0 7458 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 568 10558 SH SOLE 0 10557 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND CALL 97717W851 15 300 SH SOLE 0 300 0 0 WISDOMTREE MIDCAP DIVIDEND ETF 97717W505 221 2748 SH SOLE 0 2748 0 0 YUM BRANDS INC COM CALL 988498101 15 200 SH SOLE 0 200 0 0