0001209191-19-001570.txt : 20190103
0001209191-19-001570.hdr.sgml : 20190103
20190103203315
ACCESSION NUMBER: 0001209191-19-001570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Patrick J III
CENTRAL INDEX KEY: 0001666154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38618
FILM NUMBER: 19508126
MAIL ADDRESS:
STREET 1: 350 E. PLUMERIA
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER NAME:
FORMER CONFORMED NAME: Collins Patrcik J III
DATE OF NAME CHANGE: 20160205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlo Technologies, Inc.
CENTRAL INDEX KEY: 0001736946
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 384061754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408)907-8000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-31
0
0001736946
Arlo Technologies, Inc.
ARLO
0001666154
Collins Patrick J III
3030 ORCHARD PARKWAY
SAN JOSE
CA
95134
0
1
0
0
SVP of Product
Common Stock
2018-12-31
4
A
0
36657
A
46039
D
Employee Stock Options (Right to Buy)
6.93
2018-12-31
4
A
0
3749
A
2024-06-06
Common Stock
3749
3749
D
Employee Stock Options (Right to Buy)
6.42
2018-12-31
4
A
0
12747
A
2025-06-02
Common Stock
12747
12747
D
Employee Stock Options (Right to Buy)
8.11
2018-12-31
4
A
0
21664
A
2026-03-24
Common Stock
21664
21664
D
Employee Stock Options (Right to Buy)
8.76
2018-12-31
4
A
0
39993
A
2027-06-01
Common Stock
39993
39993
D
Employee Stock Options (Right to Buy)
14.39
2018-12-31
4
A
0
49991
A
2028-01-25
Common Stock
49991
49991
D
In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 36,657 restricted stock awards of the Issuer for 18,511 outstanding restricted stock awards of NETGEAR.
Includes 9,382 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.
In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.
The reporting person received the option in exchange for an outstanding option to purchase 1,875 shares of NETGEAR common stock at an exercise price of $33.78 per share. The option is fully vested and exercisable.
The reporting person received the option in exchange for an outstanding option to purchase 6,375 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter.
The reporting person received the option in exchange for an outstanding option to purchase 10,834 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.
The reporting person received the option in exchange for an outstanding option to purchase 20,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter
The reporting person received the option in exchange for an outstanding option to purchase 25,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.
/s/ Patrick J. Collins III
2019-01-03