0001209191-19-001570.txt : 20190103 0001209191-19-001570.hdr.sgml : 20190103 20190103203315 ACCESSION NUMBER: 0001209191-19-001570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Patrick J III CENTRAL INDEX KEY: 0001666154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38618 FILM NUMBER: 19508126 MAIL ADDRESS: STREET 1: 350 E. PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER NAME: FORMER CONFORMED NAME: Collins Patrcik J III DATE OF NAME CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlo Technologies, Inc. CENTRAL INDEX KEY: 0001736946 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 384061754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408)907-8000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-31 0 0001736946 Arlo Technologies, Inc. ARLO 0001666154 Collins Patrick J III 3030 ORCHARD PARKWAY SAN JOSE CA 95134 0 1 0 0 SVP of Product Common Stock 2018-12-31 4 A 0 36657 A 46039 D Employee Stock Options (Right to Buy) 6.93 2018-12-31 4 A 0 3749 A 2024-06-06 Common Stock 3749 3749 D Employee Stock Options (Right to Buy) 6.42 2018-12-31 4 A 0 12747 A 2025-06-02 Common Stock 12747 12747 D Employee Stock Options (Right to Buy) 8.11 2018-12-31 4 A 0 21664 A 2026-03-24 Common Stock 21664 21664 D Employee Stock Options (Right to Buy) 8.76 2018-12-31 4 A 0 39993 A 2027-06-01 Common Stock 39993 39993 D Employee Stock Options (Right to Buy) 14.39 2018-12-31 4 A 0 49991 A 2028-01-25 Common Stock 49991 49991 D In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 36,657 restricted stock awards of the Issuer for 18,511 outstanding restricted stock awards of NETGEAR. Includes 9,382 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share. In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off. The reporting person received the option in exchange for an outstanding option to purchase 1,875 shares of NETGEAR common stock at an exercise price of $33.78 per share. The option is fully vested and exercisable. The reporting person received the option in exchange for an outstanding option to purchase 6,375 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter. The reporting person received the option in exchange for an outstanding option to purchase 10,834 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter. The reporting person received the option in exchange for an outstanding option to purchase 20,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter The reporting person received the option in exchange for an outstanding option to purchase 25,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter. /s/ Patrick J. Collins III 2019-01-03