0001666071-20-000058.txt : 20200304 0001666071-20-000058.hdr.sgml : 20200304 20200304160834 ACCESSION NUMBER: 0001666071-20-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans David Thomas CENTRAL INDEX KEY: 0001730451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 20687205 MAIL ADDRESS: STREET 1: C/O CARDLYTICS, INC. STREET 2: 675 PONCE DE LEON AVENUE NE, SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-798-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 wf-form4_158335609709353.xml FORM 4 X0306 4 2020-03-02 0 0001666071 Cardlytics, Inc. CDLX 0001730451 Evans David Thomas C/O CARDLYTICS, INC. 675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA GA 30308 0 1 0 0 Chief Administrative Officer Common Stock 2020-03-02 4 S 0 4310 78.80 D 12438 D Restricted Stock Unit 2020-03-04 4 A 0 87500 0 A Common Stock 87500.0 87500 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019. Includes 10,938 vested shares which have not been delivered. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. If the Issuer determines to end the Reporting Person's employment before the anniversary date, excluding termination for cause, the RSUs will immediately fully vest on the Reporting Person's final day of employment. /s/ Kirk Somers, Attorney-in-Fact 2020-03-04