0001209191-18-046110.txt : 20180809
0001209191-18-046110.hdr.sgml : 20180809
20180809212205
ACCESSION NUMBER: 0001209191-18-046110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180807
FILED AS OF DATE: 20180809
DATE AS OF CHANGE: 20180809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams David Leslie
CENTRAL INDEX KEY: 0001730500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38386
FILM NUMBER: 181006866
MAIL ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE NE, 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardlytics, Inc.
CENTRAL INDEX KEY: 0001666071
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 263039436
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 888-798-5802
MAIL ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-07
0
0001666071
Cardlytics, Inc.
CDLX
0001730500
Adams David Leslie
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000
ATLANTA
GA
30308
1
0
0
0
Common Stock
2018-08-09
4
M
0
6636
0.0004
A
9536
D
Warrant (Right to Buy)
0.0004
2018-08-07
4
A
0
6636
0.00
A
2018-08-07
2023-08-07
Common Stock
6636
6636
D
Warrant (Right to Buy)
0.0004
2018-08-09
4
M
0
6636
0.00
D
2018-08-07
2023-08-07
Common Stock
6636
0
D
The shares acquired upon exercise of the warrant were acquired through a net exercise procedure in accordance with the terms of the warrant and did not involve any sale of shares.
The warrants were acquired pursuant to an agreement between the Reporting Person and the Issuer, dated May 4, 2017. The number of shares to be acquired (if any) upon exercise of the warrants could only be determined 180 days following the date of the Issuer's final prospectus relating to its initial public offering.
/s/ Kirk L. Somers, Attorney-in-Fact
2018-08-09