0001209191-18-046110.txt : 20180809 0001209191-18-046110.hdr.sgml : 20180809 20180809212205 ACCESSION NUMBER: 0001209191-18-046110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180807 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams David Leslie CENTRAL INDEX KEY: 0001730500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 181006866 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE NE, 6000 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-798-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-07 0 0001666071 Cardlytics, Inc. CDLX 0001730500 Adams David Leslie C/O CARDLYTICS, INC. 675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA GA 30308 1 0 0 0 Common Stock 2018-08-09 4 M 0 6636 0.0004 A 9536 D Warrant (Right to Buy) 0.0004 2018-08-07 4 A 0 6636 0.00 A 2018-08-07 2023-08-07 Common Stock 6636 6636 D Warrant (Right to Buy) 0.0004 2018-08-09 4 M 0 6636 0.00 D 2018-08-07 2023-08-07 Common Stock 6636 0 D The shares acquired upon exercise of the warrant were acquired through a net exercise procedure in accordance with the terms of the warrant and did not involve any sale of shares. The warrants were acquired pursuant to an agreement between the Reporting Person and the Issuer, dated May 4, 2017. The number of shares to be acquired (if any) upon exercise of the warrants could only be determined 180 days following the date of the Issuer's final prospectus relating to its initial public offering. /s/ Kirk L. Somers, Attorney-in-Fact 2018-08-09