0001209191-18-010381.txt : 20180215 0001209191-18-010381.hdr.sgml : 20180215 20180215161811 ACCESSION NUMBER: 0001209191-18-010381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans David Thomas CENTRAL INDEX KEY: 0001730451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 18617933 MAIL ADDRESS: STREET 1: C/O CARDLYTICS, INC. STREET 2: 675 PONCE DE LEON AVENUE NE, SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-795-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-13 0 0001666071 Cardlytics, Inc. CDLX 0001730451 Evans David Thomas C\O CARDLYTICS, INC. 675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA GA 30308 0 1 0 0 Chief Financial Officer Common Stock 2018-02-13 4 C 0 3859 A 3859 D Common Stock 2018-02-13 4 P 0 1500 13.00 A 5359 D Restricted Stock Unit 2018-02-13 4 M 0 621 0.00 D Series G' Redeemable Convertible Preferred Stock 621 0 D Series G' Redeemable Convertible Preferred Stock 2018-02-13 4 M 0 621 0.00 A Common Stock 621 621 D Restricted Stock Unit 2018-02-13 4 M 0 2045 0.00 D Series G' Redeemable Convertible Preferred Stock 2045 0 D Series G' Redeemable Convertible Preferred Stock 2018-02-13 4 M 0 2045 0.00 A Common Stock 2045 2666 D Restricted Stock Unit 2018-02-13 4 M 0 1193 0.00 D Series G' Redeemable Convertible Preferred Stock 1193 0 D Series G' Redeemable Convertible Preferred Stock 2018-02-13 4 M 0 1193 0.00 A Common Stock 1193 3859 D Series G' Redeemable Convertible Preferred Stock 2018-02-13 4 C 0 3859 0.00 D Common Stock 3859 0 D Each share of Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date. Represents shares purchased through the Issuer's directed share program in connection with its initial public offering. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Series G' Redeemable Convertible Preferred Stock. The RSUs vested upon the completion of the Issuer's initial public offering. /s/ Kirk L. Somers, Attorney-in-Fact 2018-02-15