0001209191-18-010381.txt : 20180215
0001209191-18-010381.hdr.sgml : 20180215
20180215161811
ACCESSION NUMBER: 0001209191-18-010381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans David Thomas
CENTRAL INDEX KEY: 0001730451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38386
FILM NUMBER: 18617933
MAIL ADDRESS:
STREET 1: C/O CARDLYTICS, INC.
STREET 2: 675 PONCE DE LEON AVENUE NE, SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardlytics, Inc.
CENTRAL INDEX KEY: 0001666071
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 263039436
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 888-795-5802
MAIL ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-13
0
0001666071
Cardlytics, Inc.
CDLX
0001730451
Evans David Thomas
C\O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000
ATLANTA
GA
30308
0
1
0
0
Chief Financial Officer
Common Stock
2018-02-13
4
C
0
3859
A
3859
D
Common Stock
2018-02-13
4
P
0
1500
13.00
A
5359
D
Restricted Stock Unit
2018-02-13
4
M
0
621
0.00
D
Series G' Redeemable Convertible Preferred Stock
621
0
D
Series G' Redeemable Convertible Preferred Stock
2018-02-13
4
M
0
621
0.00
A
Common Stock
621
621
D
Restricted Stock Unit
2018-02-13
4
M
0
2045
0.00
D
Series G' Redeemable Convertible Preferred Stock
2045
0
D
Series G' Redeemable Convertible Preferred Stock
2018-02-13
4
M
0
2045
0.00
A
Common Stock
2045
2666
D
Restricted Stock Unit
2018-02-13
4
M
0
1193
0.00
D
Series G' Redeemable Convertible Preferred Stock
1193
0
D
Series G' Redeemable Convertible Preferred Stock
2018-02-13
4
M
0
1193
0.00
A
Common Stock
1193
3859
D
Series G' Redeemable Convertible Preferred Stock
2018-02-13
4
C
0
3859
0.00
D
Common Stock
3859
0
D
Each share of Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.
Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Series G' Redeemable Convertible Preferred Stock.
The RSUs vested upon the completion of the Issuer's initial public offering.
/s/ Kirk L. Somers, Attorney-in-Fact
2018-02-15