0001665979-16-000005.txt : 20160512 0001665979-16-000005.hdr.sgml : 20160512 20160512133204 ACCESSION NUMBER: 0001665979-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWER SQUARE INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001665979 IRS NUMBER: 461492790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17361 FILM NUMBER: 161642841 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD STREET 2: STE 1200 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 866-489-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD STREET 2: STE 1200 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665979 XXXXXXXX 03-31-2016 03-31-2016 TOWER SQUARE INVESTMENT MANAGEMENT, LLC
200 N SEPULVEDA BLVD STE 1200 EL SEGUNDO CA 90245
13F HOLDINGS REPORT 028-17361 N
LUANNE BOROWSKI CHIEF COMPLIANCE OFFICER 800-223-0989 /s/LUANNE BOROWSKI SAN DIEGO CA 05-11-2016 0 127 193262 false
INFORMATION TABLE 2 tsim1q16.inftab.xml TSIM 1Q16 3M COCOM88579Y10111106720SHSOLE 006720ABBVIE INCCOM00287Y10984814722SHSOLE 0014722AFLAC INCCOM00105510297215321SHSOLE 0015321ALLERGAN PLCSHSG0177J108211775SHSOLE 00775ALPHABET INCCAP STK CL C02079K107213287SHSOLE 00287ALPHABET INCCAP STK CL A02079K305281368SHSOLE 00368ALTRIA GROUP INCCOM02209S1034927835SHSOLE 007835AMGEN INCCOM0311621009646454SHSOLE 006454APPLE INCCOM037833100351032053SHSOLE 0032053BB&T CORPCOM05493710758717668SHSOLE 0017668BLACKROCK CORPOR HI YLD FD ICOM09255P10710110137SHSOLE 0010137BOEING COCOM097023105131310211SHSOLE 0010211BRITISH AMERN TOB PLCSPONSORED ADR1104481072542192SHSOLE 002192C H ROBINSON WORLDWIDE INCCOM NEW12541W209105214290SHSOLE 0014290CHEVRON CORP NEWCOM166764100409342920SHSOLE 0042920CISCO SYS INCCOM17275R102197068915SHSOLE 0068915DBX ETF TRXTRAK MSCI EAFE2330512006794265893SHSOLE 00265893DEUTSCHE MUN INCOMECOM25160C10627919950SHSOLE 0019950DR PEPPER SNAPPLE GROUP INCCOM26138E109158417817SHSOLE 0017817DUKE ENERGY CORP NEWCOM NEW26441C2042132636SHSOLE 002636E M C CORP MASSCOM268648102184169211SHSOLE 0069211EMERSON ELEC COCOM291011104142126067SHSOLE 0026067ENTERGY CORP NEWCOM29364G10393211586SHSOLE 0011586EPR PPTYSCOM SH BEN INT26884U109151722711SHSOLE 0022711EXXON MOBIL CORPCOM30231G1024295128SHSOLE 005128F5 NETWORKS INCCOM315616102132912582SHSOLE 0012582FACEBOOK INCCL A30303M102414736344SHSOLE 0036344FIRST REP BK SAN FRANCISCO CCOM33616C100120017939SHSOLE 0017939FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3022703953SHSOLE 003953FORTRESS INVESTMENT GROUP LLCL A34958B1064810000SHSOLE 0010000FQF TRO SHS FTSE EUR35168084825310741SHSOLE 0010741FQF TROSHARS FTSE US35168085574028023SHSOLE 0028023FRANKLIN RES INCCOM35461310196824777SHSOLE 0024777GENERAL DYNAMICS CORPCOM3695501089917592SHSOLE 007592GENERAL MLS INCCOM370334104166226183SHSOLE 0026183GENUINE PARTS COCOM372460105103410454SHSOLE 0010454GILEAD SCIENCES INCCOM375558103118412950SHSOLE 0012950HOST HOTELS & RESORTS INCCOM44107P104130577777SHSOLE 0077777HUMANA INCCOM44485910211656382SHSOLE 006382INDEXIQ ETF TRHDG MACTRK ETF45409B20693437725SHSOLE 0037725INDEXIQ ETF TRIQ MRGR ARB ETF45409B800150151748SHSOLE 0051748INTERNATIONAL BUSINESS MACHSCOM459200101159310508SHSOLE 0010508INTL PAPER COCOM46014610396823801SHSOLE 0023801ISHARES TRTIPS BD ETF464287176225919777SHSOLE 0019777ISHARES TRCORE US AGGBD ET464287226393535490SHSOLE 0035490ISHARES TRMSCI EMG MKT ETF4642872342507146SHSOLE 007146ISHARES TRIBOXX INV CP ETF464287242597850276SHSOLE 0050276ISHARES TR7-10 Y TR BD ETF464287440179016245SHSOLE 0016245ISHARES TR1-3 YR TR BD ETF4642874579351110063SHSOLE 00110063ISHARES TRRUS MID-CAP ETF4642874992981823SHSOLE 001823ISHARES TRCORE S&P MCP ETF4642875073742594SHSOLE 002594ISHARES TRRUS 1000 GRW ETF4642876143213218SHSOLE 003218ISHARES TRRUS 1000 ETF4642876223312898SHSOLE 002898ISHARES TRU.S. ENERGY ETF464287796282381205SHSOLE 0081205ISHARES TRSHRT NAT MUN ETF4642881584624354SHSOLE 004354ISHARES TRAGENCY BOND ETF4642881668026978SHSOLE 006978ISHARES TRMSCI ACWI EX US4642882402346002SHSOLE 006002ISHARES TRJP MOR EM MK ETF464288281183116516SHSOLE 0016516ISHARES TRNATIONAL MUN ETF464288414385034491SHSOLE 0034491ISHARES TRIBOXX HI YD ETF464288513594172714SHSOLE 0072714ISHARES TRMBS ETF464288588986890108SHSOLE 0090108ISHARES TR1-3 YR CR BD ETF4642886464884622SHSOLE 004622ISHARES TRU.S. PFD STK ETF464288687322282550SHSOLE 0082550ISHARES TREAFE MIN VOL ETF46429B68982812450SHSOLE 0012450ISHARES TRCORE MSCI EAFE46432F842153328845SHSOLE 0028845ISHARES TRHDG MSCI EAFE46434V80349920907SHSOLE 0020907JOHNSON & JOHNSONCOM478160104185217118SHSOLE 0017118JPMORGAN CHASE & COCOM46625H100145724654SHSOLE 0024654KEMET CORPCOM NEW4883602078242711SHSOLE 0042711KEYCORP NEWCOM4932671081299117719SHSOLE 00117719LINEAR TECHNOLOGY CORPCOM535678106123527661SHSOLE 0027661LYONDELLBASELL INDUSTRIES NSHS - A -N53745100125014606SHSOLE 0014606MARINE HARVEST ASASPONSORED ADR56824R20517211318SHSOLE 0011318MCKESSON CORPCOM58155Q1037964992SHSOLE 004992MERCK & CO INC NEWCOM58933Y105135325633SHSOLE 0025633METLIFE INCCOM59156R108133930452SHSOLE 0030452MICROSOFT CORPCOM594918104143325855SHSOLE 0025855NATIONAL OILWELL VARCO INCCOM637071101140245198SHSOLE 0045198NIPPON TELEG & TEL CORPSPONSORED ADR6546241052315412SHSOLE 005412OMNICOM GROUP INCCOM6819191068109859SHSOLE 009859ORACLE CORPCOM68389X105106225865SHSOLE 0025865PEPSICO INCCOM713448108107810573SHSOLE 0010573PFIZER INCCOM717081103131044254SHSOLE 0044254PHILIP MORRIS INTL INCCOM7181721093733801SHSOLE 003801POWERSHARES ETF TR IIINSUR NATL MUN73936T47453120630SHSOLE 0020630POWERSHARES ETF TR IIPFD PORTFOLIO73936T56523115500SHSOLE 0015500POWERSHARES ETF TR IIS&P500 LOW VOL73937B77960715018SHSOLE 0015018PROCTER & GAMBLE COCOM742718109202224642SHSOLE 0024642PROSHARES TRPSHS SHRT S&P50074347R503181189495SHSOLE 0089495PROSHARES TRPSHS SHORT DOW3074347R70148921693SHSOLE 0021693RAYTHEON COCOM NEW7551115072602114SHSOLE 002114SCHLUMBERGER LTDCOM806857108142919419SHSOLE 0019419SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209219432353SHSOLE 0032353SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30892617405SHSOLE 0017405SELECT SECTOR SPDR TRSBI CONS DISCR81369Y40791411536SHSOLE 0011536SELECT SECTOR SPDR TRSBI INT-INDS81369Y70491416437SHSOLE 0016437SELECT SECTOR SPDR TRTECHNOLOGY81369Y803382786402SHSOLE 0086402SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88694018920SHSOLE 0018920SIRIUS XM HLDGS INCCOM82968B1034010000SHSOLE 0010000SONOCO PRODS COCOM835495102138128376SHSOLE 0028376SOUTHERN COCOM842587107137726457SHSOLE 0026457SPDR GOLD TRUSTGOLD SHS78463V1079558132SHSOLE 008132SPDR INDEX SHS FDSS&P EM MKT DIV78463X533133049844SHSOLE 0049844SPDR INDEX SHS FDSS&P INTL ETF78463X7723943112070SHSOLE 00112070SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10710003807SHSOLE 003807SPDR SER TRSHT TRM HGH YLD78468R40837914605SHSOLE 0014605SPDR SERIES TRUSTBRC CNV SECS ETF78464A359220250843SHSOLE 0050843SPDR SERIES TRUSTBRC HGH YLD BD78464A417182953394SHSOLE 0053394ST JUDE MED INCCOM79084910380914754SHSOLE 0014754STAPLES INCCOM8550301021176106719SHSOLE 00106719STATE STR CORPCOM857477103106418159SHSOLE 0018159STATOIL ASASPONSORED ADR85771P10215710096SHSOLE 0010096VALERO ENERGY CORP NEWCOM91913Y100139821805SHSOLE 0021805VANGUARD INDEX FDSREIT ETF922908553425850941SHSOLE 0050941VANGUARD INDEX FDSGROWTH ETF9229087362152024SHSOLE 002024VANGUARD INDEX FDSSMALL CP ETF922908751305227425SHSOLE 0027425VANGUARD INDEX FDSTOTAL STK MKT9229087693363201SHSOLE 003201VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662835118SHSOLE 005118VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874278957541SHSOLE 0057541VANGUARD MALVERN FDSSTRM INFPROIDX9220208055853119181SHSOLE 00119181VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702633015SHSOLE 003015VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438584747132552SHSOLE 00132552VERIZON COMMUNICATIONS INCCOM92343V104145326930SHSOLE 0026930WELLS FARGO & CO NEWCOM949746101117724337SHSOLE 0024337WESTLAKE CHEM CORPCOM96041310271915284SHSOLE 0015284WISDOMTREE TRFUTRE STRAT FD97717W125119828623SHSOLE 0028623WYNDHAM WORLDWIDE CORPCOM98310W1087099224SHSOLE 009224