0001665633-22-000002.txt : 20220429 0001665633-22-000002.hdr.sgml : 20220429 20220428174640 ACCESSION NUMBER: 0001665633-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220429 DATE AS OF CHANGE: 20220428 EFFECTIVENESS DATE: 20220429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Omega Wealth Management LLC CENTRAL INDEX KEY: 0001665633 IRS NUMBER: 264404477 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17116 FILM NUMBER: 22868459 BUSINESS ADDRESS: STREET 1: 7202 GLEN FOREST DRIVE STREET 2: SUITE 300 CITY: RICHMOND STATE: VA ZIP: 23226 BUSINESS PHONE: 8049551600 MAIL ADDRESS: STREET 1: 7202 GLEN FOREST DRIVE STREET 2: SUITE 300 CITY: RICHMOND STATE: VA ZIP: 23226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665633 XXXXXXXX 03-31-2022 03-31-2022 Alpha Omega Wealth Management LLC
7202 GLEN FOREST DRIVE SUITE 300 RICHMOND VA 23226
13F HOLDINGS REPORT 028-17116 N
LeAnn Mitchell Chief Compliance Officer 804-955-1600 LeAnn Mitchell Richmond VA 04-28-2022 0 219 632655 false
INFORMATION TABLE 2 alpha1q22.xml 3M CO COM 88579Y101 465 3121 SH SOLE 3121 0 0 ABBOTT LABS COM 002824100 2971 25104 SH SOLE 24854 0 250 ABBVIE INC COM 00287Y109 10778 66486 SH SOLE 64757 0 1729 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2148 6370 SH SOLE 5940 0 430 ADOBE SYSTEMS INCORPORATED COM 00724F101 1552 3407 SH SOLE 3407 0 0 ADVANCED MICRO DEVICES INC COM 007903107 602 5505 SH SOLE 5505 0 0 AIR PRODS & CHEMS INC COM 009158106 959 3837 SH SOLE 3837 0 0 ALLIANT ENERGY CORP COM 018802108 4494 71934 SH SOLE 67931 0 4003 ALLSTATE CORP COM 020002101 1506 10874 SH SOLE 10874 0 0 ALPHABET INC CAP STK CL A 02079K305 3315 1192 SH SOLE 1192 0 0 ALPHABET INC CAP STK CL C 02079K107 2550 913 SH SOLE 913 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 226 5889 SH SOLE 5862 0 27 ALTRIA GROUP INC COM 02209S103 877 16777 SH SOLE 16776 0 1 AMAZON COM INC COM 023135106 2699 828 SH SOLE 828 0 0 AMERICAN ELEC PWR CO INC UNIT 08/15/2025 02557T307 2639 47243 SH SOLE 43901 0 3342 AMERICAN ELEC PWR CO INC COM 025537101 5430 54426 SH SOLE 51835 0 2591 AMERICAN TOWER CORP NEW COM 03027X100 2789 11101 SH SOLE 11101 0 0 AMGEN INC COM 031162100 520 2149 SH SOLE 2149 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 99 14120 SH SOLE 5900 0 8220 ANTHEM INC COM 036752103 629 1281 SH SOLE 1281 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 212 11781 SH SOLE 10333 0 1448 APPLE INC COM 037833100 18313 104881 SH SOLE 101923 0 2958 APPLIED MATLS INC COM 038222105 783 5939 SH SOLE 5939 0 0 ARES CAPITAL CORP COM 04010L103 255 12168 SH SOLE 4860 0 7308 AT&T INC COM 00206R102 6692 283201 SH SOLE 271736 0 11465 ATLANTIC UN BANKSHARES CORP COM 04911A107 294 8006 SH SOLE 8006 0 0 ATMOS ENERGY CORP COM 049560105 258 2162 SH SOLE 2162 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 278 1220 SH SOLE 1220 0 0 AVERY DENNISON CORP COM 053611109 303 1739 SH SOLE 1739 0 0 BANK NEW YORK MELLON CORP COM 064058100 3008 60613 SH SOLE 57362 0 3251 BECTON DICKINSON & CO COM 075887109 6966 26186 SH SOLE 25373 0 813 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3627 10277 SH SOLE 10277 0 0 BK OF AMERICA CORP COM 060505104 1263 30653 SH SOLE 29797 0 855 BLACK KNIGHT INC COM 09215C105 210 3624 SH SOLE 3624 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 136 13691 SH SOLE 13691 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 130 10000 SH SOLE 10000 0 0 BLOCK H & R INC COM 093671105 393 15079 SH SOLE 13248 0 1831 BOEING CO COM 097023105 232 1209 SH SOLE 1009 0 200 BRISTOL-MYERS SQUIBB CO COM 110122108 3196 43767 SH SOLE 43467 0 300 BROADCOM INC COM 11135F101 2111 3352 SH SOLE 3352 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4317 76312 SH SOLE 76312 0 0 CAPITAL ONE FINL CORP COM 14040H105 6975 53125 SH SOLE 51652 0 1473 CARMAX INC COM 143130102 5053 52376 SH SOLE 52176 0 200 CHECK POINT SOFTWARE TECH LT ORD M22465104 524 3792 SH SOLE 3792 0 0 CHEVRON CORP NEW COM 166764100 14462 88817 SH SOLE 86471 0 2346 CISCO SYS INC COM 17275R102 10761 192994 SH SOLE 186698 0 6296 CITIGROUP INC COM NEW 172967424 314 5885 SH SOLE 5885 0 0 CITY HLDG CO COM 177835105 237 3010 SH SOLE 3010 0 0 CLOROX CO DEL COM 189054109 201 1446 SH SOLE 1221 0 225 COCA COLA CO COM 191216100 844 13612 SH SOLE 13412 0 200 COLGATE PALMOLIVE CO COM 194162103 210 2765 SH SOLE 2765 0 0 COMCAST CORP NEW CL A 20030N101 1345 28725 SH SOLE 28725 0 0 COMPASS MINERALS INTL INC COM 20451N101 2542 40481 SH SOLE 40481 0 0 CONOCOPHILLIPS COM 20825C104 324 3241 SH SOLE 3241 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4948 21484 SH SOLE 20446 0 1038 CORNING INC COM 219350105 4178 113201 SH SOLE 106466 0 6735 COSTCO WHSL CORP NEW COM 22160K105 251 435 SH SOLE 435 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 376 2035 SH SOLE 2035 0 0 CSX CORP COM 126408103 603 16097 SH SOLE 13697 0 2400 CVS HEALTH CORP COM 126650100 9147 90378 SH SOLE 86870 0 3508 DANAHER CORPORATION COM 235851102 4937 16832 SH SOLE 16832 0 0 DEERE & CO COM 244199105 226 543 SH SOLE 543 0 0 DISNEY WALT CO COM 254687106 6638 48394 SH SOLE 46175 0 2219 DOLLAR TREE INC COM 256746108 331 2064 SH SOLE 2064 0 0 DOMINION ENERGY INC COM 25746U109 3964 46647 SH SOLE 46242 0 405 DOW INC COM 260557103 268 4201 SH SOLE 4201 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 6147 55049 SH SOLE 50737 0 4312 EATON CORP PLC SHS G29183103 5360 35320 SH SOLE 33385 0 1935 EMERSON ELEC CO COM 291011104 1203 12267 SH SOLE 12267 0 0 ENBRIDGE INC COM 29250N105 7340 159254 SH SOLE 152643 0 6611 EXELON CORP COM 30161N101 424 8895 SH SOLE 8895 0 0 EXPEDITORS INTL WASH INC COM 302130109 1034 10026 SH SOLE 10026 0 0 EXXON MOBIL CORP COM 30231G102 1216 14722 SH SOLE 14722 0 0 FASTENAL CO COM 311900104 889 14970 SH SOLE 14970 0 0 FEDERATED HERMES INC CL B 314211103 4081 119831 SH SOLE 112604 0 7227 FEDEX CORP COM 31428X106 309 1336 SH SOLE 1336 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 881 18035 SH SOLE 18035 0 0 FORTIVE CORP COM 34959J108 276 4522 SH SOLE 4522 0 0 FREEPORT-MCMORAN INC CL B 35671D857 242 4875 SH SOLE 4875 0 0 GENERAL DYNAMICS CORP COM 369550108 868 3598 SH SOLE 3598 0 0 GENTEX CORP COM 371901109 4642 159127 SH SOLE 151011 0 8116 GILEAD SCIENCES INC COM 375558103 3758 63214 SH SOLE 59540 0 3674 HERSHEY CO COM 427866108 357 1649 SH SOLE 1649 0 0 HOME DEPOT INC COM 437076102 2509 8381 SH SOLE 7674 0 707 HONEYWELL INTL INC COM 438516106 1313 6747 SH SOLE 6747 0 0 INTEL CORP COM 458140100 7641 154185 SH SOLE 148310 0 5875 INTERNATIONAL BUSINESS MACHS COM 459200101 7474 57482 SH SOLE 55019 0 2463 INTERNATIONAL PAPER CO COM 460146103 209 4535 SH SOLE 4450 0 85 INTUIT COM 461202103 427 888 SH SOLE 888 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3043 19295 SH SOLE 18646 0 649 ISHARES INC CORE MSCI EMKT 46434G103 2306 41510 SH SOLE 39756 0 1754 ISHARES TR PFD AND INCM SEC 464288687 674 18503 SH SOLE 6590 0 11912 ISHARES TR FLTG RATE NT ETF 46429B655 353 6990 SH SOLE 6990 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1033 9577 SH SOLE 9377 0 200 ISHARES TR TIPS BD ETF 464287176 256 2053 SH SOLE 2053 0 0 ISHARES TR SELECT DIVID ETF 464287168 219 1710 SH SOLE 1710 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 959 9142 SH SOLE 9142 0 0 ISHARES TR JPMORGAN USD EMG 464288281 488 4994 SH SOLE 4877 0 117 ISHARES TR MSCI USA VALUE 46432F388 222 2123 SH SOLE 2033 0 90 ISHARES TR EAFE SML CP ETF 464288273 528 7958 SH SOLE 7958 0 0 ISHARES TR CORE S&P500 ETF 464287200 835 1840 SH SOLE 1840 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 687 6423 SH SOLE 4108 0 2315 ISHARES TR ISHS 1-5YR INVS 464288646 348 6737 SH SOLE 6737 0 0 ISHARES TR MSCI EAFE ETF 464287465 529 7188 SH SOLE 7188 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 440 9756 SH SOLE 9756 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 251 1222 SH SOLE 1222 0 0 ISHARES TR CORE MSCI EAFE 46432F842 376 5403 SH SOLE 5403 0 0 J P MORGAN EXCHANGE-TRADED F US AGGREGATE ETF 46641Q241 562 11130 SH SOLE 10948 0 181 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 45740 909881 SH SOLE 858162 0 51719 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4285 84614 SH SOLE 84614 0 0 JOHNSON & JOHNSON COM 478160104 10534 59437 SH SOLE 56959 0 2478 JOHNSON CTLS INTL PLC SHS G51502105 5016 76504 SH SOLE 72410 0 4094 JPMORGAN CHASE & CO COM 46625H100 5134 37664 SH SOLE 36305 0 1359 KINDER MORGAN INC DEL COM 49456B101 3249 171835 SH SOLE 171835 0 0 KLA CORP COM NEW 482480100 646 1766 SH SOLE 1691 0 75 KRAFT HEINZ CO COM 500754106 338 8587 SH SOLE 7733 0 854 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 528 40228 SH SOLE 39348 0 880 LAMAR ADVERTISING CO NEW CL A 512816109 620 5333 SH SOLE 5333 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 1559 11524 SH SOLE 11524 0 0 LILLY ELI & CO COM 532457108 794 2771 SH SOLE 2771 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 535 4550 SH SOLE 4550 0 0 LOGITECH INTL S A SHS H50430232 2524 34212 SH SOLE 32427 0 1785 LOWES COS INC COM 548661107 2317 11459 SH SOLE 11296 0 163 MARATHON PETE CORP COM 56585A102 10279 120225 SH SOLE 117221 0 3004 MARKEL CORP COM 570535104 5447 3692 SH SOLE 3618 0 74 MARTIN MARIETTA MATLS INC COM 573284106 2234 5805 SH SOLE 5805 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2724 7621 SH SOLE 7471 0 150 MCDONALDS CORP COM 580135101 4809 19449 SH SOLE 17971 0 1478 MEDTRONIC PLC SHS G5960L103 805 7260 SH SOLE 7060 0 200 MERCADOLIBRE INC COM 58733R102 345 290 SH SOLE 290 0 0 MERCK & CO INC COM 58933Y105 3232 39386 SH SOLE 39386 0 0 MICROSOFT CORP COM 594918104 20858 67653 SH SOLE 65636 0 2017 MOLSON COORS BEVERAGE CO CL B 60871R209 4534 84940 SH SOLE 80177 0 4763 MONDELEZ INTL INC CL A 609207105 7018 111792 SH SOLE 105995 0 5797 NEXTERA ENERGY INC COM 65339F101 677 7995 SH SOLE 7995 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 1907 36575 SH SOLE 33225 0 3350 NIKE INC CL B 654106103 1719 12774 SH SOLE 12474 0 300 NORFOLK SOUTHN CORP COM 655844108 5375 18847 SH SOLE 17768 0 1079 OLD DOMINION FREIGHT LINE IN COM 679580100 77157 258326 SH SOLE 247924 0 10402 ORACLE CORP COM 68389X105 983 11886 SH SOLE 11886 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 237 346 SH SOLE 346 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 8685 229696 SH SOLE 222365 0 7331 PAYCHEX INC COM 704326107 461 3377 SH SOLE 3377 0 0 PAYPAL HLDGS INC COM 70450Y103 1019 8813 SH SOLE 8729 0 84 PEPSICO INC COM 713448108 3426 20470 SH SOLE 20340 0 130 PFIZER INC COM 717081103 6101 117855 SH SOLE 113047 0 4808 PHILIP MORRIS INTL INC COM 718172109 754 8027 SH SOLE 8027 0 0 PHILLIPS 66 COM 718546104 3286 38037 SH SOLE 35246 0 2791 PPG INDS INC COM 693506107 220 1680 SH SOLE 1680 0 0 PROCTER AND GAMBLE CO COM 742718109 2622 17160 SH SOLE 16960 0 200 QUALCOMM INC COM 747525103 2391 15644 SH SOLE 11334 0 4310 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1615 16299 SH SOLE 16099 0 200 ROBERT HALF INTL INC COM 770323103 4060 35560 SH SOLE 34052 0 1508 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1339 46251 SH SOLE 45116 0 1135 SCHWAB STRATEGIC TR US REIT ETF 808524847 542 21781 SH SOLE 21781 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1414 50928 SH SOLE 49878 0 1050 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2655 56059 SH SOLE 55655 0 404 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 596 11139 SH SOLE 10984 0 155 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1094 21643 SH SOLE 20498 0 1145 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1528 47403 SH SOLE 45726 0 1677 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3846 104736 SH SOLE 103811 0 925 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 362 6181 SH SOLE 6106 0 75 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6364 80673 SH SOLE 79955 0 718 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4917 92090 SH SOLE 92090 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 647 8646 SH SOLE 8314 0 332 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1922 35697 SH SOLE 33861 0 1836 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4181 68862 SH SOLE 65344 0 3518 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3858 50852 SH SOLE 50313 0 539 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 459 12098 SH SOLE 11814 0 284 SHELL PLC SPON ADS 780259305 365 6650 SH SOLE 6520 0 130 SIMON PPTY GROUP INC NEW COM 828806109 360 2735 SH SOLE 2735 0 0 SMUCKER J M CO COM NEW 832696405 1515 11190 SH SOLE 11190 0 0 SOUTHERN CO COM 842587107 215 2960 SH SOLE 2960 0 0 SPDR GOLD TR GOLD SHS 78463V107 524 2902 SH SOLE 2902 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 890 1971 SH SOLE 1971 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 878 29154 SH SOLE 29154 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 5787 125747 SH SOLE 119267 0 6480 STARBUCKS CORP COM 855244109 326 3582 SH SOLE 3582 0 0 STEEL CONNECT INC COM 858098106 172 132967 SH SOLE 10562 0 122405 STEEL PARTNERS HLDGS L P LTD PRTRSHIP U 85814R107 3053 73457 SH SOLE 47470 0 25987 STRYKER CORPORATION COM 863667101 263 982 SH SOLE 982 0 0 SYSCO CORP COM 871829107 589 7216 SH SOLE 7216 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 241 1565 SH SOLE 1565 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 215 12488 SH SOLE 12488 0 0 TARGET CORP COM 87612E106 249 1175 SH SOLE 1175 0 0 TESLA INC COM 88160R101 236 219 SH SOLE 219 0 0 TEXAS INSTRS INC COM 882508104 821 4472 SH SOLE 4472 0 0 TJX COS INC NEW COM 872540109 276 4552 SH SOLE 4552 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 381 11016 SH SOLE 10592 0 424 TRUIST FINL CORP COM 89832Q109 8213 144845 SH SOLE 140780 0 4065 UNION PAC CORP COM 907818108 1788 6546 SH SOLE 6546 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1736 8097 SH SOLE 7262 0 835 UNITEDHEALTH GROUP INC COM 91324P102 369 725 SH SOLE 625 0 100 V F CORP COM 918204108 424 7461 SH SOLE 7461 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4127 52982 SH SOLE 49376 0 3606 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 815 15539 SH SOLE 15314 0 225 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1788 10164 SH SOLE 9457 0 707 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3125 20879 SH SOLE 19350 0 1529 VANGUARD INDEX FDS GROWTH ETF 922908736 1161 4036 SH SOLE 4036 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 483 2913 SH SOLE 2913 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2991 13137 SH SOLE 12957 0 180 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 650 11287 SH SOLE 11287 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 731 15850 SH SOLE 15850 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 383 2361 SH SOLE 2361 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 9508 186661 SH SOLE 181289 0 5372 VIATRIS INC COM 92556V106 325 29850 SH SOLE 28434 0 1416 VISA INC COM CL A 92826C839 2658 11986 SH SOLE 11986 0 0 VMWARE INC CL A COM 928563402 1761 15462 SH SOLE 15462 0 0 VULCAN MATLS CO COM 929160109 995 5416 SH SOLE 5416 0 0 WALMART INC COM 931142103 379 2547 SH SOLE 2447 0 100 WATSCO INC COM 942622200 1329 4362 SH SOLE 4362 0 0 WESTROCK CO COM 96145D105 4418 93950 SH SOLE 88702 0 5248 WEYERHAEUSER CO MTN BE COM NEW 962166104 1066 28126 SH SOLE 28126 0 0 WILLIAMS SONOMA INC COM 969904101 296 2040 SH SOLE 2040 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1616 30310 SH SOLE 28685 0 1625 WISDOMTREE TR US MIDCAP DIVID 97717W505 205 4619 SH SOLE 4595 0 24 WISDOMTREE TR INTL SMCAP DIV 97717W760 2956 43068 SH SOLE 40237 0 2831 WP CAREY INC COM 92936U109 1404 17373 SH SOLE 17373 0 0 ZOETIS INC CL A 98978V103 483 2563 SH SOLE 2563 0 0