The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT PLC | ORD SHS | G0084W101 | 2,123 | 32,454 | SH | SOLE | 0 | 0 | 32,454 | ||
AK STL HLDG CORP | COM | 001547108 | 154 | 23,409 | SH | SOLE | 0 | 0 | 23,409 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 562 | 600 | SH | SOLE | 0 | 0 | 600 | ||
ALTRIA GROUP INC | COM | 02209S103 | 459 | 6,193 | SH | SOLE | 0 | 0 | 6,193 | ||
AMAZON COM INC | COM | 023135106 | 777 | 799 | SH | SOLE | 0 | 0 | 799 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 401 | 4,773 | SH | SOLE | 0 | 0 | 4,773 | ||
AMGEN INC | COM | 031162100 | 232 | 1,344 | SH | SOLE | 0 | 0 | 1,344 | ||
APPLE INC | COM | 037833100 | 5,430 | 37,687 | SH | SOLE | 0 | 0 | 37,687 | ||
AQUA METALS INC | COM | 03837J101 | 235 | 18,721 | SH | SOLE | 0 | 0 | 18,721 | ||
BANK AMER CORP | COM | 060505104 | 4,209 | 173,461 | SH | SOLE | 0 | 0 | 173,461 | ||
BP PLC | SPONSORED ADR | 055622104 | 2,491 | 72,100 | SH | SOLE | 0 | 0 | 72,100 | ||
BROADCOM LTD | SHS | Y09827109 | 1,072 | 4,599 | SH | SOLE | 0 | 0 | 4,599 | ||
BRUNSWICK CORP | COM | 117043109 | 762 | 12,147 | SH | SOLE | 0 | 0 | 12,147 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 2,993 | 45,633 | SH | SOLE | 0 | 0 | 45,633 | ||
CATERPILLAR INC DEL | COM | 149123101 | 2,808 | 26,124 | SH | SOLE | 0 | 0 | 26,124 | ||
CELGENE CORP | COM | 151020104 | 234 | 1,784 | SH | SOLE | 0 | 0 | 1,784 | ||
CHEVRON CORP NEW | COM | 166764100 | 258 | 2,480 | SH | SOLE | 0 | 0 | 2,480 | ||
CITIGROUP INC | COM NEW | 172967424 | 698 | 10,413 | SH | SOLE | 0 | 0 | 10,413 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 282 | 3,813 | SH | SOLE | 0 | 0 | 3,813 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 236 | 1,487 | SH | SOLE | 0 | 0 | 1,487 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 3,333 | 243,933 | SH | SOLE | 0 | 0 | 243,933 | ||
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 302 | 11,023 | SH | SOLE | 0 | 0 | 11,023 | ||
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 852 | 28,334 | SH | SOLE | 0 | 0 | 28,334 | ||
DIGIMARC CORP NEW | COM | 25381B101 | 405 | 10,139 | SH | SOLE | 0 | 0 | 10,139 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 577 | 5,431 | SH | SOLE | 0 | 0 | 5,431 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 725 | 8,668 | SH | SOLE | 0 | 0 | 8,668 | ||
EXCHANGE TRADED CONCEPTS TR | HULL TACTIC US | 301505806 | 647 | 23,584 | SH | SOLE | 0 | 0 | 23,584 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 148 | 16,075 | SH | SOLE | 0 | 0 | 16,075 | ||
EXXON MOBIL CORP | COM | 30231G102 | 827 | 10,241 | SH | SOLE | 0 | 0 | 10,241 | ||
FACEBOOK INC | CL A | 30303M102 | 1,746 | 11,569 | SH | SOLE | 0 | 0 | 11,569 | ||
FEDEX CORP | COM | 31428X106 | 495 | 2,296 | SH | SOLE | 0 | 0 | 2,296 | ||
FIDELITY | MSCI FINLS IDX | 316092501 | 1,464 | 40,593 | SH | SOLE | 0 | 0 | 40,593 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 271 | 6,411 | SH | SOLE | 0 | 0 | 6,411 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 630 | 34,504 | SH | SOLE | 0 | 0 | 34,504 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,321 | 109,555 | SH | SOLE | 0 | 0 | 109,555 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,539 | 94,098 | SH | SOLE | 0 | 0 | 94,098 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,675 | 48,054 | SH | SOLE | 0 | 0 | 48,054 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 640 | 18,301 | SH | SOLE | 0 | 0 | 18,301 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 2,698 | 98,736 | SH | SOLE | 0 | 0 | 98,736 | ||
HOME DEPOT INC | COM | 437076102 | 460 | 2,991 | SH | SOLE | 0 | 0 | 2,991 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 212 | 1,377 | SH | SOLE | 0 | 0 | 1,377 | ||
ISHARES | MSCI JAPN SMCETF | 464286582 | 747 | 10,736 | SH | SOLE | 0 | 0 | 10,736 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 667 | 13,214 | SH | SOLE | 0 | 0 | 13,214 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 3,766 | 37,582 | SH | SOLE | 0 | 0 | 37,582 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 13,685 | 224,682 | SH | SOLE | 0 | 0 | 224,682 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 6,975 | 40,092 | SH | SOLE | 0 | 0 | 40,092 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 17,155 | 244,570 | SH | SOLE | 0 | 0 | 244,570 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 10,239 | 42,101 | SH | SOLE | 0 | 0 | 42,101 | ||
ISHARES TR | CORE ST USDB ETF | 46432F859 | 1,754 | 34,825 | SH | SOLE | 0 | 0 | 34,825 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 534 | 9,190 | SH | SOLE | 0 | 0 | 9,190 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 754 | 8,509 | SH | SOLE | 0 | 0 | 8,509 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 419 | 3,483 | SH | SOLE | 0 | 0 | 3,483 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 6,423 | 196,284 | SH | SOLE | 0 | 0 | 196,284 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 2,532 | 22,180 | SH | SOLE | 0 | 0 | 22,180 | ||
ISHARES TR | MBS ETF | 464288588 | 1,663 | 15,544 | SH | SOLE | 0 | 0 | 15,544 | ||
ISHARES TR | MRGSTR MD CP GRW | 464288307 | 255 | 1,403 | SH | SOLE | 0 | 0 | 1,403 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,939 | 28,864 | SH | SOLE | 0 | 0 | 28,864 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 2,128 | 66,253 | SH | SOLE | 0 | 0 | 66,253 | ||
ISHARES TR | TRANS AVG ETF | 464287192 | 358 | 2,083 | SH | SOLE | 0 | 0 | 2,083 | ||
ISHARES TR | U.S. AER&DEF ETF | 464288760 | 367 | 2,340 | SH | SOLE | 0 | 0 | 2,340 | ||
ISHARES TR | US CREDIT BD ETF | 464288620 | 2,263 | 20,204 | SH | SOLE | 0 | 0 | 20,204 | ||
ISHARES TR | US TREASURY ETF | 46429B267 | 9,743 | 385,851 | SH | SOLE | 0 | 0 | 385,851 | ||
J2 GLOBAL INC | COM | 48123V102 | 599 | 7,029 | SH | SOLE | 0 | 0 | 7,029 | ||
JOHNSON & JOHNSON | COM | 478160104 | 329 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 296 | 10,065 | SH | SOLE | 0 | 0 | 10,065 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 278 | 4,365 | SH | SOLE | 0 | 0 | 4,365 | ||
LEGG MASON INC | COM | 524901105 | 3,177 | 83,340 | SH | SOLE | 0 | 0 | 83,340 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 1,216 | 17,970 | SH | SOLE | 0 | 0 | 17,970 | ||
MANULIFE FINL CORP | COM | 56501R106 | 1,911 | 101,777 | SH | SOLE | 0 | 0 | 101,777 | ||
MARATHON PETE CORP | COM | 56585A102 | 3,286 | 62,988 | SH | SOLE | 0 | 0 | 62,988 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 2,192 | 132,431 | SH | SOLE | 0 | 0 | 132,431 | ||
METLIFE INC | COM | 59156R108 | 3,669 | 66,892 | SH | SOLE | 0 | 0 | 66,892 | ||
MICROSOFT CORP | COM | 594918104 | 638 | 9,220 | SH | SOLE | 0 | 0 | 9,220 | ||
MORGAN STANLEY | COM NEW | 617446448 | 3,619 | 81,367 | SH | SOLE | 0 | 0 | 81,367 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 404 | 2,883 | SH | SOLE | 0 | 0 | 2,883 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 316 | 23,662 | SH | SOLE | 0 | 0 | 23,662 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 306 | 2,779 | SH | SOLE | 0 | 0 | 2,779 | ||
OCLARO INC | COM NEW | 67555N206 | 1,667 | 179,089 | SH | SOLE | 0 | 0 | 179,089 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,168 | 83,166 | SH | SOLE | 0 | 0 | 83,166 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,076 | 8,042 | SH | SOLE | 0 | 0 | 8,042 | ||
PEPSICO INC | COM | 713448108 | 314 | 2,716 | SH | SOLE | 0 | 0 | 2,716 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 216 | 1,847 | SH | SOLE | 0 | 0 | 1,847 | ||
PHILLIPS 66 | COM | 718546104 | 1,830 | 22,152 | SH | SOLE | 0 | 0 | 22,152 | ||
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 9,146 | 527,558 | SH | SOLE | 0 | 0 | 527,558 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 10,667 | 706,727 | SH | SOLE | 0 | 0 | 706,727 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 587 | 4,265 | SH | SOLE | 0 | 0 | 4,265 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 4,772 | 112,603 | SH | SOLE | 0 | 0 | 112,603 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 468 | 4,278 | SH | SOLE | 0 | 0 | 4,278 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 381 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,914 | 49,294 | SH | SOLE | 0 | 0 | 49,294 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 13,044 | 145,546 | SH | SOLE | 0 | 0 | 145,546 | ||
SKECHERS U S A INC | CL A | 830566105 | 309 | 10,422 | SH | SOLE | 0 | 0 | 10,422 | ||
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 488 | 11,786 | SH | SOLE | 0 | 0 | 11,786 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,556 | 64 | SH | Put | SOLE | 0 | 0 | 64 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 190 | 787 | SH | SOLE | 0 | 0 | 787 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 1,998 | 40,273 | SH | SOLE | 0 | 0 | 40,273 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 3,256 | 42,184 | SH | SOLE | 0 | 0 | 42,184 | ||
SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 806 | 18,606 | SH | SOLE | 0 | 0 | 18,606 | ||
SPDR SERIES TRUST | S&P CAP MKTS | 78464A771 | 264 | 5,365 | SH | SOLE | 0 | 0 | 5,365 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 217 | 7,259 | SH | SOLE | 0 | 0 | 7,259 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 588 | 10,761 | SH | SOLE | 0 | 0 | 10,761 | ||
SPDR SERIES TRUST | S&P SEMICNDCTR | 78464A862 | 208 | 3,374 | SH | SOLE | 0 | 0 | 3,374 | ||
STEEL DYNAMICS INC | COM | 858119100 | 2,627 | 73,263 | SH | SOLE | 0 | 0 | 73,263 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 845 | 51,293 | SH | SOLE | 0 | 0 | 51,293 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 8,189 | 1,217,988 | SH | SOLE | 0 | 0 | 1,217,988 | ||
TRI POINTE GROUP INC | COM | 87265H109 | 148 | 11,161 | SH | SOLE | 0 | 0 | 11,161 | ||
UNION PAC CORP | COM | 907818108 | 293 | 2,688 | SH | SOLE | 0 | 0 | 2,688 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 260 | 2,340 | SH | SOLE | 0 | 0 | 2,340 | ||
UR ENERGY INC | COM | 91688R108 | 7 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
VALE S A | ADR | 91912E105 | 133 | 15,245 | SH | SOLE | 0 | 0 | 15,245 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 3,718 | 55,104 | SH | SOLE | 0 | 0 | 55,104 | ||
VANECK VECTORS ETF TR | AGRIBUSINESS ETF | 92189F700 | 505 | 9,206 | SH | SOLE | 0 | 0 | 9,206 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 15,823 | 110,961 | SH | SOLE | 0 | 0 | 110,961 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 519 | 12,710 | SH | SOLE | 0 | 0 | 12,710 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 207 | 4,634 | SH | SOLE | 0 | 0 | 4,634 | ||
VIACOM INC NEW | CL B | 92553P201 | 2,136 | 63,644 | SH | SOLE | 0 | 0 | 63,644 | ||
WELLS FARGO CO NEW | COM | 949746101 | 441 | 7,921 | SH | SOLE | 0 | 0 | 7,921 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 2,270 | 25,540 | SH | SOLE | 0 | 0 | 25,540 | ||
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 363 | 9,527 | SH | SOLE | 0 | 0 | 9,527 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 1,122 | 27,382 | SH | SOLE | 0 | 0 | 27,382 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 1,070 | 17,147 | SH | SOLE | 0 | 0 | 17,147 | ||
WISDOMTREE TR | EUROPE SMCP DV | 97717W869 | 1,183 | 18,327 | SH | SOLE | 0 | 0 | 18,327 |