The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 3,807 | 60,362 | SH | SOLE | 0 | 0 | 60,362 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 323 | 3,051 | SH | SOLE | 0 | 0 | 3,051 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 1,015 | 80,425 | SH | SOLE | 0 | 0 | 80,425 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 640 | 796 | SH | SOLE | 0 | 0 | 796 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 3,099 | 244,117 | SH | SOLE | 0 | 0 | 244,117 | ||
ALTRIA GROUP INC | COM | 02209S103 | 827 | 13,059 | SH | SOLE | 0 | 0 | 13,059 | ||
AMAZON COM INC | COM | 023135106 | 564 | 670 | SH | SOLE | 0 | 0 | 670 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 235 | 2,069 | SH | SOLE | 0 | 0 | 2,069 | ||
AMGEN INC | COM | 031162100 | 867 | 5,197 | SH | SOLE | 0 | 0 | 5,197 | ||
APPLE INC | COM | 037833100 | 5,268 | 46,705 | SH | SOLE | 0 | 0 | 46,705 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,714 | 52,123 | SH | SOLE | 0 | 0 | 52,123 | ||
AT&T INC | COM | 00206R102 | 2,541 | 62,791 | SH | SOLE | 0 | 0 | 62,791 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 220 | 1,209 | SH | SOLE | 0 | 0 | 1,209 | ||
BANK AMER CORP | COM | 060505104 | 3,013 | 192,031 | SH | SOLE | 0 | 0 | 192,031 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 244 | 4,504 | SH | SOLE | 0 | 0 | 4,504 | ||
BROADCOM LTD | SHS | Y09827109 | 1,173 | 6,788 | SH | SOLE | 0 | 0 | 6,788 | ||
BRUNSWICK CORP | COM | 117043109 | 505 | 10,324 | SH | SOLE | 0 | 0 | 10,324 | ||
BUNGE LIMITED | COM | G16962105 | 275 | 4,643 | SH | SOLE | 0 | 0 | 4,643 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 200 | 2,793 | SH | SOLE | 0 | 0 | 2,793 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 2,216 | 41,391 | SH | SOLE | 0 | 0 | 41,391 | ||
CEL SCI CORP | COM PAR $0.01 | 150837508 | 4 | 13,170 | SH | SOLE | 0 | 0 | 13,170 | ||
CELGENE CORP | COM | 151020104 | 247 | 2,377 | SH | SOLE | 0 | 0 | 2,377 | ||
CHEVRON CORP NEW | COM | 166764100 | 297 | 2,878 | SH | SOLE | 0 | 0 | 2,878 | ||
CITIGROUP INC | COM NEW | 172967424 | 472 | 9,961 | SH | SOLE | 0 | 0 | 9,961 | ||
COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | 2,536 | 101,013 | SH | SOLE | 0 | 0 | 101,013 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 306 | 4,129 | SH | SOLE | 0 | 0 | 4,129 | ||
COMCAST CORP NEW | CL A | 20030N101 | 255 | 3,977 | SH | SOLE | 0 | 0 | 3,977 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 238 | 1,539 | SH | SOLE | 0 | 0 | 1,539 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 397 | 8,551 | SH | SOLE | 0 | 0 | 8,551 | ||
CVS HEALTH CORP | COM | 126650100 | 626 | 7,039 | SH | SOLE | 0 | 0 | 7,039 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 3,060 | 251,574 | SH | SOLE | 0 | 0 | 251,574 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 596 | 6,384 | SH | SOLE | 0 | 0 | 6,384 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,304 | 16,313 | SH | SOLE | 0 | 0 | 16,313 | ||
ETHAN ALLEN INTERIORS INC | COM | 297602104 | 1,570 | 50,154 | SH | SOLE | 0 | 0 | 50,154 | ||
EXCHANGE TRADED CONCEPTS TR | HULL TACTIC US | 301505806 | 732 | 27,874 | SH | SOLE | 0 | 0 | 27,874 | ||
EXXON MOBIL CORP | COM | 30231G102 | 823 | 9,431 | SH | SOLE | 0 | 0 | 9,431 | ||
FACEBOOK INC | CL A | 30303M102 | 1,845 | 14,360 | SH | SOLE | 0 | 0 | 14,360 | ||
FEDEX CORP | COM | 31428X106 | 430 | 2,454 | SH | SOLE | 0 | 0 | 2,454 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 376 | 28,632 | SH | SOLE | 0 | 0 | 28,632 | ||
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 5,824 | 213,710 | SH | SOLE | 0 | 0 | 213,710 | ||
FIRSTENERGY CORP | COM | 337932107 | 242 | 7,359 | SH | SOLE | 0 | 0 | 7,359 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 190 | 15,879 | SH | SOLE | 0 | 0 | 15,879 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 322 | 29,648 | SH | SOLE | 0 | 0 | 29,648 | ||
FS INVT CORP | COM | 302635107 | 1,683 | 177,777 | SH | SOLE | 0 | 0 | 177,777 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 981 | 33,126 | SH | SOLE | 0 | 0 | 33,126 | ||
GENERAL MTRS CO | COM | 37045V100 | 273 | 8,692 | SH | SOLE | 0 | 0 | 8,692 | ||
GILEAD SCIENCES INC | COM | 375558103 | 755 | 9,557 | SH | SOLE | 0 | 0 | 9,557 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 2,503 | 58,146 | SH | SOLE | 0 | 0 | 58,146 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 451 | 2,806 | SH | SOLE | 0 | 0 | 2,806 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 906 | 28,109 | SH | SOLE | 0 | 0 | 28,109 | ||
HARMAN INTL INDS INC | COM | 413086109 | 543 | 6,433 | SH | SOLE | 0 | 0 | 6,433 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 553 | 12,935 | SH | SOLE | 0 | 0 | 12,935 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 1,114 | 45,412 | SH | SOLE | 0 | 0 | 45,412 | ||
INDEXIQ ETF TR | IQ ENCH COR PL | 45409B479 | 6,209 | 305,228 | SH | SOLE | 0 | 0 | 305,228 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,122 | 48,643 | SH | SOLE | 0 | 0 | 48,643 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 267 | 1,669 | SH | SOLE | 0 | 0 | 1,669 | ||
INTL PAPER CO | COM | 460146103 | 226 | 4,739 | SH | SOLE | 0 | 0 | 4,739 | ||
ISHARES | MSCI JAPN SMCETF | 464286582 | 617 | 9,585 | SH | SOLE | 0 | 0 | 9,585 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 716 | 8,380 | SH | SOLE | 0 | 0 | 8,380 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 477 | 2,081 | SH | SOLE | 0 | 0 | 2,081 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 263 | 2,352 | SH | SOLE | 0 | 0 | 2,352 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 9,399 | 74,675 | SH | SOLE | 0 | 0 | 74,675 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,993 | 12,809 | SH | SOLE | 0 | 0 | 12,809 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 2,608 | 21,631 | SH | SOLE | 0 | 0 | 21,631 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 12,458 | 100,432 | SH | SOLE | 0 | 0 | 100,432 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 426 | 8,140 | SH | SOLE | 0 | 0 | 8,140 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 3,014 | 25,691 | SH | SOLE | 0 | 0 | 25,691 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 8,888 | 296,900 | SH | SOLE | 0 | 0 | 296,900 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 448 | 5,186 | SH | SOLE | 0 | 0 | 5,186 | ||
ISHARES TR | MBS ETF | 464288588 | 1,694 | 15,317 | SH | SOLE | 0 | 0 | 15,317 | ||
ISHARES TR | CORE US CR BD | 464288620 | 1,799 | 15,828 | SH | SOLE | 0 | 0 | 15,828 | ||
ISHARES TR | CORE US TR BD | 46429B267 | 2,629 | 99,959 | SH | SOLE | 0 | 0 | 99,959 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 411 | 6,114 | SH | SOLE | 0 | 0 | 6,114 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,033 | 55,217 | SH | SOLE | 0 | 0 | 55,217 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 1,011 | 18,955 | SH | SOLE | 0 | 0 | 18,955 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 749 | 6,171 | SH | SOLE | 0 | 0 | 6,171 | ||
JOHNSON & JOHNSON | COM | 478160104 | 427 | 3,614 | SH | SOLE | 0 | 0 | 3,614 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 1,271 | 27,385 | SH | SOLE | 0 | 0 | 27,385 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 690 | 10,384 | SH | SOLE | 0 | 0 | 10,384 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 12,370 | 392,778 | SH | SOLE | 0 | 0 | 392,778 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 521 | 4,125 | SH | SOLE | 0 | 0 | 4,125 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 1,057 | 22,451 | SH | SOLE | 0 | 0 | 22,451 | ||
MANULIFE FINL CORP | COM | 56501R106 | 1,437 | 102,054 | SH | SOLE | 0 | 0 | 102,054 | ||
MARATHON PETE CORP | COM | 56585A102 | 2,719 | 67,066 | SH | SOLE | 0 | 0 | 67,066 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 585 | 8,721 | SH | SOLE | 0 | 0 | 8,721 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 273 | 20,717 | SH | SOLE | 0 | 0 | 20,717 | ||
MCDONALDS CORP | COM | 580135101 | 279 | 2,385 | SH | SOLE | 0 | 0 | 2,385 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 502 | 11,649 | SH | SOLE | 0 | 0 | 11,649 | ||
METLIFE INC | COM | 59156R108 | 2,936 | 66,196 | SH | SOLE | 0 | 0 | 66,196 | ||
MICROSOFT CORP | COM | 594918104 | 3,269 | 56,785 | SH | SOLE | 0 | 0 | 56,785 | ||
MORGAN STANLEY | COM NEW | 617446448 | 2,509 | 78,392 | SH | SOLE | 0 | 0 | 78,392 | ||
MYLAN N V | SHS EURO | N59465109 | 491 | 12,871 | SH | SOLE | 0 | 0 | 12,871 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 309 | 2,533 | SH | SOLE | 0 | 0 | 2,533 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 419 | 39,593 | SH | SOLE | 0 | 0 | 39,593 | ||
NUVEEN N C PREM INCOME MUN F | COM | 67060P100 | 506 | 35,673 | SH | SOLE | 0 | 0 | 35,673 | ||
NUVEEN PREFERRED SECURITIES | COM | 67072C105 | 5,724 | 597,675 | SH | SOLE | 0 | 0 | 597,675 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 132 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 700 | 6,877 | SH | SOLE | 0 | 0 | 6,877 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,139 | 91,773 | SH | SOLE | 0 | 0 | 91,773 | ||
ORACLE CORP | COM | 68389X105 | 205 | 5,219 | SH | SOLE | 0 | 0 | 5,219 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,220 | 7,641 | SH | SOLE | 0 | 0 | 7,641 | ||
PEPSICO INC | COM | 713448108 | 292 | 2,690 | SH | SOLE | 0 | 0 | 2,690 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 457 | 4,705 | SH | SOLE | 0 | 0 | 4,705 | ||
PHILLIPS 66 | COM | 718546104 | 1,908 | 23,742 | SH | SOLE | 0 | 0 | 23,742 | ||
PILGRIMS PRIDE CORP NEW | COM | 72147K108 | 209 | 9,936 | SH | SOLE | 0 | 0 | 9,936 | ||
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 9,491 | 619,770 | SH | SOLE | 0 | 0 | 619,770 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 218 | 2,057 | SH | SOLE | 0 | 0 | 2,057 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 19,620 | 1,298,091 | SH | SOLE | 0 | 0 | 1,298,091 | ||
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 6,124 | 200,121 | SH | SOLE | 0 | 0 | 200,121 | ||
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 6,152 | 158,190 | SH | SOLE | 0 | 0 | 158,190 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 275 | 2,309 | SH | SOLE | 0 | 0 | 2,309 | ||
PULTE GROUP INC | COM | 745867101 | 1,709 | 85,186 | SH | SOLE | 0 | 0 | 85,186 | ||
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 822 | 23,750 | SH | SOLE | 0 | 0 | 23,750 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 412 | 4,811 | SH | SOLE | 0 | 0 | 4,811 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 264 | 6,836 | SH | SOLE | 0 | 0 | 6,836 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 11,723 | 146,439 | SH | SOLE | 0 | 0 | 146,439 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,121 | 14,753 | SH | SOLE | 0 | 0 | 14,753 | ||
SOUTHERN CO | COM | 842587107 | 227 | 4,446 | SH | SOLE | 0 | 0 | 4,446 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 412 | 4,249 | SH | SOLE | 0 | 0 | 4,249 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 446 | 10,448 | SH | SOLE | 0 | 0 | 10,448 | ||
SPDR SERIES TRUST | S&P PHARMAC | 78464A722 | 508 | 11,405 | SH | SOLE | 0 | 0 | 11,405 | ||
SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 558 | 16,740 | SH | SOLE | 0 | 0 | 16,740 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 5,429 | 108,351 | SH | SOLE | 0 | 0 | 108,351 | ||
SUPERVALU INC | COM | 868536103 | 117 | 23,439 | SH | SOLE | 0 | 0 | 23,439 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 860 | 20,825 | SH | SOLE | 0 | 0 | 20,825 | ||
TARGET CORP | COM | 87612E106 | 280 | 4,069 | SH | SOLE | 0 | 0 | 4,069 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 6,090 | 976,173 | SH | SOLE | 0 | 0 | 976,173 | ||
TESORO CORP | COM | 881609101 | 518 | 6,533 | SH | SOLE | 0 | 0 | 6,533 | ||
TIME WARNER INC | COM NEW | 887317303 | 756 | 9,503 | SH | SOLE | 0 | 0 | 9,503 | ||
TOLL BROTHERS INC | COM | 889478103 | 911 | 30,492 | SH | SOLE | 0 | 0 | 30,492 | ||
UNION PAC CORP | COM | 907818108 | 265 | 2,720 | SH | SOLE | 0 | 0 | 2,720 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 393 | 3,603 | SH | SOLE | 0 | 0 | 3,603 | ||
UNITED RENTALS INC | COM | 911363109 | 438 | 5,595 | SH | SOLE | 0 | 0 | 5,595 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 245 | 1,748 | SH | SOLE | 0 | 0 | 1,748 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 3,035 | 57,215 | SH | SOLE | 0 | 0 | 57,215 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 14,168 | 109,594 | SH | SOLE | 0 | 0 | 109,594 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 441 | 11,725 | SH | SOLE | 0 | 0 | 11,725 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 8,218 | 168,703 | SH | SOLE | 0 | 0 | 168,703 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 5,803 | 80,435 | SH | SOLE | 0 | 0 | 80,435 | ||
VASCULAR SOLUTIONS INC | COM | 92231M109 | 371 | 7,700 | SH | SOLE | 0 | 0 | 7,700 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,476 | 47,647 | SH | SOLE | 0 | 0 | 47,647 | ||
VIACOM INC NEW | CL B | 92553P201 | 3,341 | 87,622 | SH | SOLE | 0 | 0 | 87,622 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 335 | 4,166 | SH | SOLE | 0 | 0 | 4,166 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 501 | 11,370 | SH | SOLE | 0 | 0 | 11,370 | ||
WESTERN REFNG INC | COM | 959319104 | 369 | 14,027 | SH | SOLE | 0 | 0 | 14,027 | ||
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 21 | 11,719 | SH | SOLE | 0 | 0 | 11,719 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 2,012 | 53,532 | SH | SOLE | 0 | 0 | 53,532 | ||
WISDOMTREE TR | EUROPE SMCP DV | 97717W869 | 2,517 | 45,537 | SH | SOLE | 0 | 0 | 45,537 |