0001628280-23-039034.txt : 20231114
0001628280-23-039034.hdr.sgml : 20231114
20231114190759
ACCESSION NUMBER: 0001628280-23-039034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowder Randall
CENTRAL INDEX KEY: 0001760461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 231408575
MAIL ADDRESS:
STREET 1: C/O PHUNWARE INC
STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S
CITY: AUSTIN
STATE: TX
ZIP: 78757
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wk-form4_1700006870.xml
FORM 4
X0508
4
2023-06-01
0
0001665300
Phunware, Inc.
PHUN
0001760461
Crowder Randall
1002 WEST AVENUE
AUSTIN
TX
78701
0
1
0
0
Chief Operating Officer
0
Common Stock
2023-06-01
4
A
0
4000
0.5032
A
818622
D
Common Stock
2023-11-09
4
F
0
16728
0.1701
D
801894
D
Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP").
In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1694 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
/s/ J. Brendhan Botkin, Attorney-in-Fact
2023-11-14