0001628280-23-010181.txt : 20230331
0001628280-23-010181.hdr.sgml : 20230331
20230331163107
ACCESSION NUMBER: 0001628280-23-010181
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220916
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olive Christopher D.
CENTRAL INDEX KEY: 0001923451
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 23788314
MAIL ADDRESS:
STREET 1: 4316 LIVELY LANE
CITY: DALLAS
STATE: TX
ZIP: 75220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4/A
1
wf-form4a_168029465392021.xml
FORM 4/A
X0407
4/A
2022-09-16
2022-09-20
0
0001665300
Phunware, Inc.
PHUN
0001923451
Olive Christopher D.
1002 WEST AVENUE
AUSTIN
TX
78701
0
1
0
0
Chief Legal Officer
0
Common Stock
2022-09-16
4
A
0
500000
0
A
500000
D
This Amendment to Form 4 is being filed to amend the vesting schedule previously reported.
On September 16, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock pursuant to an employment agreement entered into by and between the reporting person and Phunware, Inc. on such date. Subject to certain accelerated vesting provisions set forth in such employment agreement, the RSUs will vest over four years, subject to the reporting person's continuous service with Phunware, Inc., with 135,417 restricted stock units vesting on May 8, 2023, 40,510 restricted stock units vesting on each of August 8, 2023 and November 8, 2023 and 40,509 restricted stock units vesting on each of May 8, 2024, August 8, 2024, November 8, 2024, May 8, 2025, August 8, 2025, November 8, 2025 and March 31, 2026, subject to his continued employment with the Company on each such vesting date.
/s/ J. Brendhan Botkin, Attorney-in-Fact
2023-03-31