0001628280-23-007108.txt : 20230308 0001628280-23-007108.hdr.sgml : 20230308 20230308195844 ACCESSION NUMBER: 0001628280-23-007108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230306 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aune Matt CENTRAL INDEX KEY: 0001760462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 23717776 MAIL ADDRESS: STREET 1: C/O PHUNWARE INC STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_167832351100489.xml FORM 4 X0306 4 2023-03-06 0 0001665300 Phunware, Inc. PHUN 0001760462 Aune Matt 1002 WEST AVENUE AUSTIN TX 78701 0 1 0 0 Chief Financial Officer Common Stock 2023-03-06 4 A 0 27125 0 A 461954 D Common Stock 2023-03-06 4 A 0 100000 0 A 561954 D On March 6, 2023, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation for accrued bonus for fiscal year 2022. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. On March 6, 2023, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-third of the RSUs vest on March 6, 2023 and 1/9 of the RSUs will equal installments on May 18, 2023, August 18, 2023, November 18, 2023, May 18, 2024, August 18, 2024 and November 18, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. /s/ J. Brendhan Botkin, Attorney-in-Fact 2023-03-08