0001628280-22-031304.txt : 20221202 0001628280-22-031304.hdr.sgml : 20221202 20221202170722 ACCESSION NUMBER: 0001628280-22-031304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aune Matt CENTRAL INDEX KEY: 0001760462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 221442904 MAIL ADDRESS: STREET 1: C/O PHUNWARE INC STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_167001882266669.xml FORM 4 X0306 4 2022-12-01 0 0001665300 Phunware, Inc. PHUN 0001760462 Aune Matt 1002 WEST AVENUE AUSTIN TX 78701 0 1 0 0 Chief Financial Officer Common Stock 2022-12-01 4 A 0 4000 0.9095 A 430239 D Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. /s/ J. Brendhan Botkin, Attorney-in-Fact 2022-12-02