0001628280-22-025225.txt : 20220920
0001628280-22-025225.hdr.sgml : 20220920
20220920162233
ACCESSION NUMBER: 0001628280-22-025225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220916
FILED AS OF DATE: 20220920
DATE AS OF CHANGE: 20220920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olive Christopher D.
CENTRAL INDEX KEY: 0001923451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 221253956
MAIL ADDRESS:
STREET 1: 4316 LIVELY LANE
CITY: DALLAS
STATE: TX
ZIP: 75220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wf-form4_166370533883679.xml
FORM 4
X0306
4
2022-09-16
0
0001665300
Phunware, Inc.
PHUN
0001923451
Olive Christopher D.
1002 WEST AVENUE
AUSTIN
TX
78701
0
1
0
0
Chief Legal Officer
Common Stock
2022-09-16
4
A
0
500000
0
A
500000
D
On September 16, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock pursuant to an employment agreement entered into by and between the reporting person and Phunware, Inc. on such date. Subject to certain accelerated vesting provisions set forth in such employment agreement, the RSUs will vest over four years, subject to the reporting person's continuous service with Phunware, Inc., with 135,417 RSUs vesting on May 8, 2023, 40,510 RSUs vesting on each of August 8, 2023 and November 8, 2023 and the balance vesting in equal quarterly installments of 40,509 RSUs thereafter, with the final installment vesting March 31, 2026.
/s/ J. Brendhan Botkin, Attorney-in-Fact
2022-09-20