0001628280-22-015054.txt : 20220520 0001628280-22-015054.hdr.sgml : 20220520 20220520162529 ACCESSION NUMBER: 0001628280-22-015054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aune Matt CENTRAL INDEX KEY: 0001760462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 22947949 MAIL ADDRESS: STREET 1: C/O PHUNWARE INC STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_165307831098505.xml FORM 4 X0306 4 2022-05-18 0 0001665300 Phunware, Inc. PHUN 0001760462 Aune Matt C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Financial Officer Common Stock 2022-05-18 4 M 0 18750 0 A 452599 D Common Stock 2022-05-19 4 F 0 12257 1.4001 D 440342 D Restricted Stock Units 2022-05-18 4 M 0 18750 0 D Common Stock 18750.0 56250 D Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4005. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. /s/ J. Brendhan Botkin, Attorney-in-Fact 2022-05-20