0001628280-21-000270.txt : 20210107 0001628280-21-000270.hdr.sgml : 20210107 20210107190349 ACCESSION NUMBER: 0001628280-21-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210105 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayor Kathy CENTRAL INDEX KEY: 0001760429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 21515208 MAIL ADDRESS: STREET 1: C/O PHUNWARE INC STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_161006421267204.xml FORM 4 X0306 4 2021-01-05 0 0001665300 Phunware, Inc. PHUN 0001760429 Mayor Kathy C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 1 0 0 0 Common Stock 2021-01-05 4 A 0 108695 0 A 232287 D Common Stock 2021-01-05 4 A 0 15052 0 A 247339 D On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. /s/ Matt Aune, by power of attorney 2021-01-07