0001664998-22-000110.txt : 20221025 0001664998-22-000110.hdr.sgml : 20221025 20221025212412 ACCESSION NUMBER: 0001664998-22-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221021 FILED AS OF DATE: 20221025 DATE AS OF CHANGE: 20221025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkataraman Shrikrishna CENTRAL INDEX KEY: 0001842466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 221330910 MAIL ADDRESS: STREET 1: 33 N. GARDEN AVENUE CITY: CLEARWATER STATE: FL ZIP: 33755 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 wf-form4_166674743431497.xml FORM 4 X0306 4 2022-10-21 0 0001664998 KnowBe4, Inc. KNBE 0001842466 Venkataraman Shrikrishna C/O KNOWBE4, INC. 33 N. GARDEN AVENUE CLEARWATER FL 33755 1 0 0 0 Class A Common Stock 2022-10-21 4 C 0 28105 0 A 405292 D Class A Common Stock 2022-10-21 4 S 0 28105 24.5004 D 377187 D Class A Common Stock 2022-10-24 4 C 0 158286 0 A 535473 D Class A Common Stock 2022-10-24 4 S 0 158286 24.5161 D 377187 D Class A Common Stock 2022-10-25 4 C 0 88299 0 A 465486 D Class A Common Stock 2022-10-25 4 S 0 88299 24.5469 D 377187 D Stock Option (right to buy) 1.02 2022-10-21 4 M 0 9269 0 D 2028-04-05 Class B Common Stock 9269.0 641731 D Class B Common Stock 0.0 2022-10-21 4 M 0 9269 1.02 A Class A Common Stock 9269.0 9269 D Stock Option (right to buy) 3.42 2022-10-21 4 M 0 9300 0 D 2029-08-28 Class B Common Stock 9300.0 242040 D Class B Common Stock 0.0 2022-10-21 4 M 0 9300 3.42 A Class A Common Stock 9300.0 18569 D Stock Option (right to buy) 4.97 2022-10-21 4 M 0 9536 0 D 2030-02-26 Class B Common Stock 9536.0 336174 D Class B Common Stock 0.0 2022-10-21 4 M 0 9536 4.97 A Class A Common Stock 9536.0 28105 D Class B Common Stock 0.0 2022-10-21 4 C 0 28105 0 D Class A Common Stock 28105.0 0 D Stock Option (right to buy) 1.02 2022-10-24 4 M 0 96192 0 D 2028-04-05 Class B Common Stock 96192.0 545539 D Class B Common Stock 0.0 2022-10-24 4 M 0 96192 1.02 A Class A Common Stock 96192.0 96192 D Stock Option (right to buy) 3.42 2022-10-24 4 M 0 59760 0 D 2029-08-28 Class B Common Stock 59760.0 182280 D Class B Common Stock 0.0 2022-10-24 4 M 0 59760 3.42 A Class A Common Stock 59760.0 155952 D Stock Option (right to buy) 4.97 2022-10-24 4 M 0 2334 0 D 2030-02-26 Class B Common Stock 2334.0 333840 D Class B Common Stock 0.0 2022-10-24 4 M 0 2334 4.97 A Class A Common Stock 2334.0 158286 D Class B Common Stock 0.0 2022-10-24 4 C 0 158286 0 D Class A Common Stock 158286.0 0 D Stock Option (right to buy) 1.02 2022-10-25 4 M 0 88299 0 D 2028-04-05 Class B Common Stock 88299.0 457240 D Class B Common Stock 0.0 2022-10-25 4 M 0 88299 1.02 A Class A Common Stock 88299.0 88299 D Class B Common Stock 0.0 2022-10-25 4 C 0 88299 0 D Class A Common Stock 88299.0 0 D Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022. Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months. /s/ Kristen Wiggins, as Attorney-in-Fact 2022-10-25