0001664998-22-000108.txt : 20221018 0001664998-22-000108.hdr.sgml : 20221018 20221018213338 ACCESSION NUMBER: 0001664998-22-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221014 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkataraman Shrikrishna CENTRAL INDEX KEY: 0001842466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 221317115 MAIL ADDRESS: STREET 1: 33 N. GARDEN AVENUE CITY: CLEARWATER STATE: FL ZIP: 33755 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 wf-form4_166614304731385.xml FORM 4 X0306 4 2022-10-14 0 0001664998 KnowBe4, Inc. KNBE 0001842466 Venkataraman Shrikrishna C/O KNOWBE4, INC. 33 N. GARDEN AVENUE CLEARWATER FL 33755 1 0 0 0 Class A Common Stock 2022-10-14 4 C 0 12800 0 A 389987 D Class A Common Stock 2022-10-14 4 S 0 12800 24.50 D 377187 D Class A Common Stock 2022-10-18 4 C 0 350 0 A 377537 D Class A Common Stock 2022-10-18 4 S 0 350 24.50 D 377187 D Stock Option (right to buy) 1.02 2022-10-14 4 M 0 2600 0 D 2028-04-05 Class B Common Stock 2600.0 651200 D Class B Common Stock 0.0 2022-10-14 4 M 0 2600 1.02 A Class A Common Stock 2600.0 2600 D Stock Option (right to buy) 3.42 2022-10-14 4 M 0 2600 0 D 2029-08-28 Class B Common Stock 2600.0 251440 D Class B Common Stock 0.0 2022-10-14 4 M 0 2600 3.42 A Class A Common Stock 2600.0 5200 D Stock Option (right to buy) 4.97 2022-10-14 4 M 0 2600 0 D 2030-02-26 Class B Common Stock 2600.0 345760 D Class B Common Stock 0.0 2022-10-14 4 M 0 2600 4.97 A Class A Common Stock 2600.0 7800 D Stock Option (right to buy) 5.6 2022-10-14 4 M 0 5000 0 D 2030-06-01 Class B Common Stock 5000.0 249040 D Class B Common Stock 0.0 2022-10-14 4 M 0 5000 5.60 A Class A Common Stock 5000.0 12800 D Class B Common Stock 0.0 2022-10-14 4 C 0 12800 0 D Class A Common Stock 12800.0 0 D Stock Option (right to buy) 1.02 2022-10-18 4 M 0 200 0 D 2028-04-05 Class B Common Stock 200.0 651000 D Class B Common Stock 0.0 2022-10-18 4 M 0 200 1.02 A Class A Common Stock 200.0 200 D Stock Option (right to buy) 3.42 2022-10-18 4 M 0 100 0 D 2029-08-28 Class B Common Stock 100.0 251340 D Class B Common Stock 0.0 2022-10-18 4 M 0 100 3.42 A Class A Common Stock 100.0 300 D Stock Option (right to buy) 4.97 2022-10-18 4 M 0 50 0 D 2030-02-26 Class B Common Stock 50.0 345710 D Class B Common Stock 0.0 2022-10-18 4 M 0 50 4.97 A Class A Common Stock 50.0 350 D Class B Common Stock 0.0 2022-10-18 4 C 0 350 0 D Class A Common Stock 350.0 0 D Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022. Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option shall vest on June 1, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months. /s/ Kristen Wiggins, as Attorney-in-Fact 2022-10-18