0001664998-22-000108.txt : 20221018
0001664998-22-000108.hdr.sgml : 20221018
20221018213338
ACCESSION NUMBER: 0001664998-22-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221014
FILED AS OF DATE: 20221018
DATE AS OF CHANGE: 20221018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Shrikrishna
CENTRAL INDEX KEY: 0001842466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 221317115
MAIL ADDRESS:
STREET 1: 33 N. GARDEN AVENUE
CITY: CLEARWATER
STATE: FL
ZIP: 33755
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KnowBe4, Inc.
CENTRAL INDEX KEY: 0001664998
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 273205919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
BUSINESS PHONE: (855) 566-9234
MAIL ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
4
1
wf-form4_166614304731385.xml
FORM 4
X0306
4
2022-10-14
0
0001664998
KnowBe4, Inc.
KNBE
0001842466
Venkataraman Shrikrishna
C/O KNOWBE4, INC.
33 N. GARDEN AVENUE
CLEARWATER
FL
33755
1
0
0
0
Class A Common Stock
2022-10-14
4
C
0
12800
0
A
389987
D
Class A Common Stock
2022-10-14
4
S
0
12800
24.50
D
377187
D
Class A Common Stock
2022-10-18
4
C
0
350
0
A
377537
D
Class A Common Stock
2022-10-18
4
S
0
350
24.50
D
377187
D
Stock Option (right to buy)
1.02
2022-10-14
4
M
0
2600
0
D
2028-04-05
Class B Common Stock
2600.0
651200
D
Class B Common Stock
0.0
2022-10-14
4
M
0
2600
1.02
A
Class A Common Stock
2600.0
2600
D
Stock Option (right to buy)
3.42
2022-10-14
4
M
0
2600
0
D
2029-08-28
Class B Common Stock
2600.0
251440
D
Class B Common Stock
0.0
2022-10-14
4
M
0
2600
3.42
A
Class A Common Stock
2600.0
5200
D
Stock Option (right to buy)
4.97
2022-10-14
4
M
0
2600
0
D
2030-02-26
Class B Common Stock
2600.0
345760
D
Class B Common Stock
0.0
2022-10-14
4
M
0
2600
4.97
A
Class A Common Stock
2600.0
7800
D
Stock Option (right to buy)
5.6
2022-10-14
4
M
0
5000
0
D
2030-06-01
Class B Common Stock
5000.0
249040
D
Class B Common Stock
0.0
2022-10-14
4
M
0
5000
5.60
A
Class A Common Stock
5000.0
12800
D
Class B Common Stock
0.0
2022-10-14
4
C
0
12800
0
D
Class A Common Stock
12800.0
0
D
Stock Option (right to buy)
1.02
2022-10-18
4
M
0
200
0
D
2028-04-05
Class B Common Stock
200.0
651000
D
Class B Common Stock
0.0
2022-10-18
4
M
0
200
1.02
A
Class A Common Stock
200.0
200
D
Stock Option (right to buy)
3.42
2022-10-18
4
M
0
100
0
D
2029-08-28
Class B Common Stock
100.0
251340
D
Class B Common Stock
0.0
2022-10-18
4
M
0
100
3.42
A
Class A Common Stock
100.0
300
D
Stock Option (right to buy)
4.97
2022-10-18
4
M
0
50
0
D
2030-02-26
Class B Common Stock
50.0
345710
D
Class B Common Stock
0.0
2022-10-18
4
M
0
50
4.97
A
Class A Common Stock
50.0
350
D
Class B Common Stock
0.0
2022-10-18
4
C
0
350
0
D
Class A Common Stock
350.0
0
D
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022.
Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months.
Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months.
Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option shall vest on June 1, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
/s/ Kristen Wiggins, as Attorney-in-Fact
2022-10-18