0001664998-22-000017.txt : 20220224 0001664998-22-000017.hdr.sgml : 20220224 20220224161933 ACCESSION NUMBER: 0001664998-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sjouwerman Sjoerd CENTRAL INDEX KEY: 0001839366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 22671264 MAIL ADDRESS: STREET 1: 33 N. GARDEN AVENUE CITY: CLEARWATER STATE: FL ZIP: 33755 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 wf-form4_164573753980200.xml FORM 4 X0306 4 2022-02-22 0 0001664998 KnowBe4, Inc. KNBE 0001839366 Sjouwerman Sjoerd C/O KNOWBE4, INC. 33 N. GARDEN AVENUE CLEARWATER, FL 33755 1 1 0 0 Chief Executive Officer Class A Common Stock 2022-02-22 4 A 0 125000 0 A 375011 D Class A Common Stock 2022-02-22 4 A 0 208226 0 A 583237 D Represents restricted stock units ("RSUs") earned by the Reporting Person in connection with the achievement of performance conditions for the period ended December 31, 2021 that were granted on April 8, 2021. Each RSU represents a contingent right to receive one share of KnowBe4, Inc.'s (the "Issuer") Class A common stock ("Class A Common Stock"). On February 22, 2022, the Issuer's Compensation Committee determined the applicable performance conditions had been achieved. As a result, subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date, one-third (1/3) of the RSUs shall vest on May 15, 2022 (the "First Vesting Date"), and one-twelfth (1/12) of the RSUs shall vest each quarter on each Quarterly Vesting Date after the First Vesting Date. "Quarterly Vesting Date" shall mean the first trading day on or after each of August 15, November 15, February 15 and May 15. The Reporting Person has reported prior awards of RSUs in Table II of Form 4. This total reported in Column 5 includes 250,000 previously reported RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. These securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date, one-third (1/3) of the RSUs shall vest on May 15, 2023 (the "First Vesting Date"), and one-twelfth (1/12) of the RSUs shall vest each quarter on each Quarterly Vesting Date after the First Vesting Date. "Quarterly Vesting Date" shall mean the first trading day on or after each of August 15, November 15, February 15 and May 15. /s/ Alicia Dietzen, as Attorney-in-Fact 2022-02-24