0001664703-22-000044.txt : 20220317 0001664703-22-000044.hdr.sgml : 20220317 20220317215807 ACCESSION NUMBER: 0001664703-22-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 22750947 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wf-form4_164756866062650.xml FORM 4 X0306 4 2022-03-15 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, GC & Secretary Class A Common Stock 2022-03-15 4 M 0 6063 0 A 352748 D Class A Common Stock 2022-03-16 4 S 0 2464 21.3898 D 350284 D Class A Common Stock 2022-03-17 4 S 0 1939 22.9606 D 348345 D Performance Stock Units 2022-03-15 4 M 0 6063 0 D Class A Common Stock 6063.0 12127 D Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.02 to $21.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Sale of shares to cover tax withholding obligation incurred upon settlement of the performance-based stock units ("PSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.9601 to $23.0212. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. /s/ Shawn M. Soderberg 2022-03-17