0001664703-21-000161.txt : 20211019 0001664703-21-000161.hdr.sgml : 20211019 20211019203713 ACCESSION NUMBER: 0001664703-21-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211016 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkataraman Swaminathan CENTRAL INDEX KEY: 0001746127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 211332500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wf-form4_163469021212196.xml FORM 4 X0306 4 2021-10-16 0 0001664703 Bloom Energy Corp BE 0001746127 Venkataraman Swaminathan 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP of Engineering & CTO Class A Common Stock 2021-10-16 4 M 0 10000 0 A 108119 D Class A Common Stock 2021-10-18 4 S 0 4926 21.2999 D 105693 D Class A Common Stock 36554 I By trust Restricted Stock Units 2021-10-16 4 M 0 10000 0 D Class A Common Stock 10000.0 20000 D Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan. Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee. Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date. /s/ Shawn M. Soderberg, as attorney-in-fact 2021-10-19