0001664703-21-000072.txt : 20210514 0001664703-21-000072.hdr.sgml : 20210514 20210514182948 ACCESSION NUMBER: 0001664703-21-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210512 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sridhar KR CENTRAL INDEX KEY: 0001746277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 21926687 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wf-form4_162103137474548.xml FORM 4 X0306 4 2021-05-12 0 0001664703 Bloom Energy Corp BE 0001746277 Sridhar KR 4353 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 Chairman & CEO Restricted Stock Units 2021-05-12 4 A 0 400000 0 A Class A Common Stock 400000.0 400000 D Performance Stock Units 2021-05-12 4 A 0 250000 0 A 2027-05-12 Class A Common Stock 250000.0 250000 D Performance Stock Units 2021-05-12 4 A 0 250000 0 A 2028-05-12 Class A Common Stock 250000.0 250000 D Performance Stock Units 2021-05-12 4 A 0 250000 0 A 2029-05-12 Class A Common Stock 250000.0 250000 D Performance Stock Units 2021-05-12 4 A 0 250000 0 A 2030-05-12 Class A Common Stock 250000.0 250000 D Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date. Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the sixth anniversary of the grant date, subject to the Reporting Person remaining a service provider on the applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the second anniversary of the grant date. On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the seventh anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the third anniversary of the grant date. On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the eighth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fourth anniversary of the grant date. On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the ninth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fifth anniversary of the grant date. /s/ Shawn M. Soderberg, as attorney-in-fact 2021-05-14