NT 10-K 1 form12b-2510k20193x16x20.htm NT 10-K Document



 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 12b-25 
 

NOTIFICATION OF LATE FILING
Commission File Number 001-38598
 
 
 
 
(Check one)
 
x Form 10-K     ☐  Form 20-F     ☐  Form 11-K     ☐  Form 10-Q
☐  Form 10-D     ☐  Form N-SAR     ☐  Form N-CSR
 
 
 
 
For Period Ended:     December 31, 2019
 
 
 
 
☐  Transition Report on Form 10-K
 
 
☐  Transition Report on Form 20-F
 
 
☐  Transition Report on Form 11-K
 
 
☐  Transition Report on Form 10-Q
 
 
☐  Transition Report on Form N-SAR
 
 
 
 
For the Transition Period Ended:
  
 
Read Instruction (on back page) Before Preparing Form.
Please Print or Type.
 
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
BLOOM ENERGY CORPORATION
(Full Name of Registrant) 
(Former Name if Applicable)

4353 North First Street
(Address of Principal Executive Office (Street and Number))

San Jose, California 95134
(City, State and Zip Code)
 






PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
 
 
 
 
 
 
x
 
a.
 
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
 
 
 
b.
 
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 
 
 
 
c.
 
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
 


 

PART III — NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Bloom Energy Corporation needs additional time to prepare its Form 10-K for the year ended December 31, 2019 due to its plan to (i) restate its financial statements as of and for the year ended December 31, 2018 and its quarterly financial information for the quarters ended March 31, 2019, June 30, 2019 and 2018, September 30, 2019 and 2018, and December 31, 2018 and (ii) revise its financial statements for the year ended December 31, 2017, its quarterly financial information for the quarter ended March 31, 2018, and its selected financial data for the year ended December 31, 2016, as disclosed in the Item 4.02 Form 8-K filed on February 12, 2020. In accordance with Rule 12b-25 promulgated under the Securities Exchange Act of 1934, as amended, the Registrant intends to file its Form 10-K on or prior to March 31, 2020.
 

PART IV — OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification
 
 
 
 
 
 
 
 
 
 
   
 Randy Furr
 
 
 
(408)
 
 
 
543-1500
 
(Name)
 
 
 
(Area Code)
 
 
 
(Telephone Number)
 
 
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).   x  Yes    ☐ No
 
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?    ☐  Yes     x    No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.





 



Bloom Energy Corporation
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
 
 
 
Date
 
March 16, 2020
By
 
 
 
/s/ Randy Furr
 
 
 
 
 
 
 
Randy Furr
 
 
 
 
 
 
 
EVP, Chief Financial Officer
INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.
 
 
ATTENTION
 
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).