0001213900-23-022187.txt : 20230322 0001213900-23-022187.hdr.sgml : 20230322 20230322214912 ACCESSION NUMBER: 0001213900-23-022187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SK ecoplant Co., Ltd. CENTRAL INDEX KEY: 0001944449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23754314 BUSINESS ADDRESS: STREET 1: 19 YULGOK-RO 2-GIL STREET 2: JONGNO-GU CITY: SEOUL STATE: M5 ZIP: 03149 BUSINESS PHONE: 02-3700-7114 MAIL ADDRESS: STREET 1: 19 YULGOK-RO 2-GIL STREET 2: JONGNO-GU CITY: SEOUL STATE: M5 ZIP: 03149 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 ownership.xml X0407 4 2023-03-20 0 0001664703 Bloom Energy Corp BE 0001944449 SK ecoplant Co., Ltd. 19 YULGOK-RO 2-GIL JONGNO-GU SEOUL M5 03149 KOREA, REPUBLIC OF 0 0 1 0 0 Stock Options (Right to Buy) 0 2023-03-20 4 J 0 13491701 23.05 D Class A Common Stock 13491701 0 I Held by Econovation, LLC Stock Options (Right to Buy) 0 2023-03-20 4 J 0 13491701 23.05 A Series B Redeemable Convertible Stock 13491701 13491701 I Held by Econovation, LLC On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock. On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance. Represents indirect ownership of 13,491,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom via Econovation, of which SK is Econovation's managing member. /s/ Seongjun Bae, Director 2023-03-22