0001209191-21-012127.txt : 20210218
0001209191-21-012127.hdr.sgml : 20210218
20210218190713
ACCESSION NUMBER: 0001209191-21-012127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210215
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brennan Susan Seilheimer
CENTRAL INDEX KEY: 0001745993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 21651346
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-15
0
0001664703
Bloom Energy Corp
BE
0001745993
Brennan Susan Seilheimer
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP & COO
Class A Common Stock
2021-02-15
4
M
0
14700
0.00
A
232505
D
Class A Common Stock
2021-02-16
4
S
0
7279
36.1522
D
225226
D
Performance Stock Units
2021-02-15
4
M
0
14700
0.00
D
2031-02-10
Class A Common Stock
14700
29400
D
Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units and the Performance Stock Units (the "PSUs") that vested on February 15, 2021.
The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $40.00 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.
/s/ Shawn Soderberg, as attorney-in-fact
2021-02-18