0001209191-21-005921.txt : 20210128
0001209191-21-005921.hdr.sgml : 20210128
20210128183803
ACCESSION NUMBER: 0001209191-21-005921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210125
FILED AS OF DATE: 20210128
DATE AS OF CHANGE: 20210128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE
CENTRAL INDEX KEY: 0001591851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 21567183
MAIL ADDRESS:
STREET 1: 1000 ALFRED NOBEL DRIVE
CITY: HERCULES
STATE: CA
ZIP: 94547
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-25
0
0001664703
Bloom Energy Corp
BE
0001591851
SODERBERG SHAWN MARIE
4353 NORTH FIRST STREET
SAN JOSE
CA
951243
0
1
0
0
EVP, GC & Secretary
Class A Common Stock
2021-01-26
4
C
0
6666
0.00
A
340961
D
Class A Common Stock
2021-01-26
4
S
0
2375
40.2734
D
338586
D
Restricted Stock Units
2021-01-25
4
M
0
6666
0.00
D
Class B Common Stock
6666
0
D
Class B Common Stock
2021-01-25
4
M
0
6666
0.00
A
Class A Common Stock
6666
6666
D
Class B Common Stock
2021-01-26
4
C
0
6666
0.00
D
Class A Common Stock
6666
0
D
Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units ("RSUs").
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
/s/ Shawn Soderberg
2021-01-27