0001209191-20-065761.txt : 20201231 0001209191-20-065761.hdr.sgml : 20201231 20201231181328 ACCESSION NUMBER: 0001209191-20-065761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20201231 DATE AS OF CHANGE: 20201231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Christopher CENTRAL INDEX KEY: 0001780654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201429637 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-30 0 0001664703 Bloom Energy Corp BE 0001780654 White Christopher 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP Global Sales Class A Common Stock 2020-12-30 4 M 0 79687 11.64 A 374465 D Class A Common Stock 2020-12-30 4 M 0 18666 5.50 A 393131 D Class A Common Stock 2020-12-30 4 S 0 154183 28.2626 D 238948 D Stock Option (Right to Buy Class A Common Stock) 11.64 2020-12-30 4 M 0 79687 0.00 D 2029-06-27 Class A Common Stock 79687 145313 D Stock Option (Right to Buy Class A Common Stock) 5.50 2020-12-30 4 M 0 18666 0.00 D 2029-11-11 Class A Common Stock 18666 37334 D The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.13 to $28.84 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The stock option vested as to 25% of the underlying shares on June 17, 2020, and the remainder will vest as to 1/36th monthly for the next three years, subject to the continuous service of the Reporting Person to the Issuer through each vesting date. If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled. /s/ Shawn Soderberg, as attorney-in-fact 2020-12-31